COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 305 | 4,217 | SH | | SOLE | | 4,217 | 0 | 0 |
ABBVIE INC | COM | 00287Y109 | 7,165 | 77,724 | SH | | SOLE | | 67,839 | 0 | 9,885 |
ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 141 | 36,500 | SH | | SOLE | | 36,500 | 0 | 0 |
ABERDEEN STD GOLD ETF TR | PHYSCL SWISS GLD | 00326A104 | 252 | 2,040 | SH | | SOLE | | 1,740 | 0 | 300 |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 313 | 16,932 | SH | | SOLE | | 16,532 | 0 | 400 |
ALLERGAN PLC | SHS | G0177J108 | 384 | 2,873 | SH | | SOLE | | 2,873 | 0 | 0 |
ALPHABET INC | CAP STK CL A | 02079K305 | 6,941 | 6,642 | SH | | SOLE | | 5,973 | 0 | 669 |
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 2,085 | 238,875 | SH | | SOLE | | 172,305 | 0 | 66,570 |
ALTAIR ENGR INC | COM CL A | 021369103 | 1,056 | 38,300 | SH | | SOLE | | 38,300 | 0 | 0 |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 194 | 14,250 | SH | | SOLE | | 14,250 | 0 | 0 |
AMAZON COM INC | COM | 023135106 | 5,847 | 3,893 | SH | | SOLE | | 3,508 | 0 | 385 |
AMGEN INC | COM | 031162100 | 484 | 2,484 | SH | | SOLE | | 2,484 | 0 | 0 |
ANNALY CAP MGMT INC | COM | 035710409 | 1,563 | 159,155 | SH | | SOLE | | 120,655 | 0 | 38,500 |
APPLE INC | COM | 037833100 | 10,396 | 65,908 | SH | | SOLE | | 60,595 | 0 | 5,313 |
AT&T INC | COM | 00206R102 | 7,496 | 262,661 | SH | | SOLE | | 216,648 | 0 | 46,013 |
BANK AMER CORP | COM | 060505104 | 6,035 | 244,924 | SH | | SOLE | | 221,129 | 0 | 23,795 |
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 306 | 1 | SH | | SOLE | | 1 | 0 | 0 |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 2,359 | 11,552 | SH | | SOLE | | 7,902 | 0 | 3,650 |
BLACKROCK CR ALLCTN INC TR | COM | 092508100 | 3,051 | 272,860 | SH | | SOLE | | 255,510 | 0 | 17,350 |
BLACKROCK FLOAT RATE OME STR | COM | 09255X100 | 832 | 69,950 | SH | | SOLE | | 67,450 | 0 | 2,500 |
BLACKROCK MULTI-SECTOR INC T | COM | 09258A107 | 926 | 60,300 | SH | | SOLE | | 53,075 | 0 | 7,225 |
BLACKROCK MUNIYIELD CALI QLT | COM | 09254N103 | 727 | 57,550 | SH | | SOLE | | 49,683 | 0 | 7,867 |
BLACKROCK MUNIYIELD CALIF FD | COM | 09254M105 | 192 | 14,900 | SH | | SOLE | | 14,900 | 0 | 0 |
BOEING CO | COM | 097023105 | 793 | 2,459 | SH | | SOLE | | 2,459 | 0 | 0 |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 208 | 4,003 | SH | | SOLE | | 3,403 | 0 | 600 |
CAPRICOR THERAPEUTICS INC | COM | 14070B101 | 21 | 50,000 | SH | | SOLE | | 50,000 | 0 | 0 |
CENTURYLINK INC | COM | 156700106 | 198 | 13,039 | SH | | SOLE | | 13,039 | 0 | 0 |
CHEVRON CORP NEW | COM | 166764100 | 692 | 6,361 | SH | | SOLE | | 5,605 | 0 | 756 |
CISCO SYS INC | COM | 17275R102 | 8,699 | 200,760 | SH | | SOLE | | 183,259 | 0 | 17,501 |
CITIGROUP INC | COM NEW | 172967424 | 318 | 6,104 | SH | | SOLE | | 6,104 | 0 | 0 |
CLOROX CO DEL | COM | 189054109 | 5,100 | 33,085 | SH | | SOLE | | 29,293 | 0 | 3,792 |
COHEN & STEERS INFRASTRUCTUR | COM | 19248A109 | 3,742 | 189,397 | SH | | SOLE | | 166,272 | 0 | 23,125 |
COMMERCE BANCSHARES INC | COM | 200525103 | 311 | 5,512 | SH | | SOLE | | 5,512 | 0 | 0 |
CONSOLIDATED EDISON INC | COM | 209115104 | 7,478 | 97,798 | SH | | SOLE | | 85,883 | 0 | 11,915 |
COSTCO WHSL CORP NEW | COM | 22160K105 | 344 | 1,688 | SH | | SOLE | | 1,688 | 0 | 0 |
CVB FINL CORP | COM | 126600105 | 1,186 | 58,638 | SH | | SOLE | | 58,638 | 0 | 0 |
DISNEY WALT CO | COM DISNEY | 254687106 | 420 | 3,834 | SH | | SOLE | | 3,829 | 0 | 5 |
DNP SELECT INCOME FD | COM | 23325P104 | 268 | 25,800 | SH | | SOLE | | 25,800 | 0 | 0 |
DOUBLELINE INCOME SOLUTIONS | COM | 258622109 | 800 | 46,168 | SH | | SOLE | | 45,643 | 0 | 525 |
DOUBLELINE OPPORTUNISTIC CR | COM | 258623107 | 317 | 16,750 | SH | | SOLE | | 16,050 | 0 | 700 |
DOWDUPONT INC | COM | 26078J100 | 741 | 13,862 | SH | | SOLE | | 13,862 | 0 | 0 |
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 272 | 3,150 | SH | | SOLE | | 3,150 | 0 | 0 |
EATON CORP PLC | SHS | G29183103 | 6,763 | 98,501 | SH | | SOLE | | 85,712 | 0 | 12,789 |
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 8,131 | 682,153 | SH | | SOLE | | 635,699 | 0 | 46,454 |
EATON VANCE TAX ADVT DIV INC | COM | 27828G107 | 1,180 | 62,115 | SH | | SOLE | | 57,415 | 0 | 4,700 |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 300 | 12,211 | SH | | SOLE | | 12,211 | 0 | 0 |
EXXON MOBIL CORP | COM | 30231G102 | 12,233 | 179,392 | SH | | SOLE | | 168,542 | 0 | 10,850 |
FACEBOOK INC | CL A | 30303M102 | 809 | 6,168 | SH | | SOLE | | 5,593 | 0 | 575 |
FIRST FNDTN INC | COM | 32026V104 | 257 | 20,000 | SH | | SOLE | | 20,000 | 0 | 0 |
GENERAL ELECTRIC CO | COM | 369604103 | 189 | 24,956 | SH | | SOLE | | 23,397 | 0 | 1,559 |
GENERAL MLS INC | COM | 370334104 | 254 | 6,535 | SH | | SOLE | | 6,535 | 0 | 0 |
GERON CORP | COM | 374163103 | 10 | 10,000 | SH | | SOLE | | 10,000 | 0 | 0 |
GILEAD SCIENCES INC | COM | 375558103 | 215 | 3,437 | SH | | SOLE | | 3,287 | 0 | 150 |
HOME DEPOT INC | COM | 437076102 | 591 | 3,439 | SH | | SOLE | | 3,339 | 0 | 100 |
HONEYWELL INTL INC | COM | 438516106 | 389 | 2,946 | SH | | SOLE | | 2,946 | 0 | 0 |
INTEL CORP | COM | 458140100 | 332 | 7,074 | SH | | SOLE | | 7,074 | 0 | 0 |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2019 CB | 46138J304 | 1,185 | 56,275 | SH | | SOLE | | 56,275 | 0 | 0 |
INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 46137V282 | 1,000 | 7,100 | SH | | SOLE | | 100 | 0 | 7,000 |
INVESCO EXCHNG TRADED FD TR | CALIF AMT MUN | 46138E206 | 418 | 16,210 | SH | | SOLE | | 14,960 | 0 | 1,250 |
INVESCO EXCHNG TRADED FD TR | PFD ETF | 46138E511 | 5,314 | 394,535 | SH | | SOLE | | 343,250 | 0 | 51,285 |
INVESCO EXCHNG TRADED FD TR | S&P500 HDL VOL | 46138E362 | 1,401 | 36,675 | SH | | SOLE | | 33,775 | 0 | 2,900 |
INVESCO EXCHNG TRADED FD TR | S&P500 LOW VOL | 46138E354 | 22,596 | 484,365 | SH | | SOLE | | 463,126 | 0 | 21,239 |
INVESCO EXCHNG TRADED FD TR | SR LN ETF | 46138G508 | 249 | 11,410 | SH | | SOLE | | 11,410 | 0 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,799 | 11,664 | SH | | SOLE | | 4,864 | 0 | 6,800 |
ISHARES TR | CORE S&P500 ETF | 464287200 | 272 | 1,080 | SH | | SOLE | | 1,080 | 0 | 0 |
ISHARES TR | INTRM TR CRP ETF | 464288638 | 1,082 | 20,640 | SH | | SOLE | | 16,540 | 0 | 4,100 |
ISHARES TR | MSCI EAFE ETF | 464287465 | 211 | 3,586 | SH | | SOLE | | 3,586 | 0 | 0 |
ISHARES TR | NASDAQ BIOTECH | 464287556 | 577 | 5,980 | SH | | SOLE | | 2,580 | 0 | 3,400 |
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 1,309 | 10,000 | SH | | SOLE | | 0 | 0 | 10,000 |
ISHARES TR | US AER DEF ETF | 464288760 | 1,234 | 7,140 | SH | | SOLE | | 140 | 0 | 7,000 |
ISHARES TR | US HLTHCARE ETF | 464287762 | 1,045 | 5,777 | SH | | SOLE | | 1,527 | 0 | 4,250 |
JOHNSON & JOHNSON | COM | 478160104 | 425 | 3,291 | SH | | SOLE | | 3,255 | 0 | 36 |
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 232 | 10,400 | SH | | SOLE | | 9,750 | 0 | 650 |
JPMORGAN CHASE & CO | COM | 46625H100 | 7,288 | 74,662 | SH | | SOLE | | 66,162 | 0 | 8,500 |
KIMBERLY CLARK CORP | COM | 494368103 | 228 | 2,000 | SH | | SOLE | | 1,675 | 0 | 325 |
KONINKLIJKE PHILIPS N V | NY REG SH NEW | 500472303 | 4,261 | 121,352 | SH | | SOLE | | 107,295 | 0 | 14,057 |
LIBERTY ALL-STAR GROWTH FD I | COM | 529900102 | 744 | 169,534 | SH | | SOLE | | 155,434 | 0 | 14,100 |
LOCKHEED MARTIN CORP | COM | 539830109 | 443 | 1,693 | SH | | SOLE | | 1,686 | 0 | 7 |
LOWES COS INC | COM | 548661107 | 606 | 6,557 | SH | | SOLE | | 6,407 | 0 | 150 |
MARSH & MCLENNAN COS INC | COM | 571748102 | 263 | 3,294 | SH | | SOLE | | 3,294 | 0 | 0 |
MERCK & CO INC | COM | 58933Y105 | 865 | 11,321 | SH | | SOLE | | 11,121 | 0 | 200 |
MICROSOFT CORP | COM | 594918104 | 457 | 4,498 | SH | | SOLE | | 4,498 | 0 | 0 |
NAVIOS MARITIME HOLDINGS INC | COM | Y62196103 | 33 | 120,000 | SH | | SOLE | | 120,000 | 0 | 0 |
NETFLIX INC | COM | 64110L106 | 584 | 2,181 | SH | | SOLE | | 2,001 | 0 | 180 |
NUVEEN ALL CAP ENE MLP OPPO | COM | 67075E108 | 304 | 55,339 | SH | | SOLE | | 5,075 | 0 | 50,264 |
NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 | 2,333 | 182,997 | SH | | SOLE | | 167,247 | 0 | 15,750 |
NUVEEN CALIFORNIA AMT QLT MU | COM | 670651108 | 1,939 | 152,928 | SH | | SOLE | | 141,228 | 0 | 11,700 |
NUVEEN S&P 500 BUY-WRITE INC | COM | 6706ER101 | 2,160 | 178,944 | SH | | SOLE | | 146,044 | 0 | 32,900 |
PALO ALTO NETWORKS INC | COM | 697435105 | 221 | 1,175 | SH | | SOLE | | 955 | 0 | 220 |
PANDORA MEDIA INC | COM | 698354107 | 81 | 10,000 | SH | | SOLE | | 10,000 | 0 | 0 |
PAYPAL HLDGS INC | COM | 70450Y103 | 537 | 6,385 | SH | | SOLE | | 6,385 | 0 | 0 |
PFIZER INC | COM | 717081103 | 8,825 | 202,167 | SH | | SOLE | | 181,167 | 0 | 21,000 |
PHILLIPS 66 | COM | 718546104 | 207 | 2,406 | SH | | SOLE | | 2,406 | 0 | 0 |
PPG INDS INC | COM | 693506107 | 327 | 3,200 | SH | | SOLE | | 3,200 | 0 | 0 |
PROCTER AND GAMBLE CO | COM | 742718109 | 571 | 6,214 | SH | | SOLE | | 6,064 | 0 | 150 |
QUALCOMM INC | COM | 747525103 | 453 | 7,954 | SH | | SOLE | | 7,954 | 0 | 0 |
SBA COMMUNICATIONS CORP NEW | CL A | 78410G104 | 615 | 3,800 | SH | | SOLE | | 3,800 | 0 | 0 |
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 219 | 9,320 | SH | | SOLE | | 8,869 | 0 | 451 |
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 895 | 31,571 | SH | | SOLE | | 30,071 | 0 | 1,500 |
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 4,215 | 70,331 | SH | | SOLE | | 64,732 | 0 | 5,599 |
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 1,711 | 36,425 | SH | | SOLE | | 7,425 | 0 | 29,000 |
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 802 | 11,637 | SH | | SOLE | | 11,616 | 0 | 21 |
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 1,516 | 30,759 | SH | | SOLE | | 9,259 | 0 | 21,500 |
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 51,393 | 860,847 | SH | | SOLE | | 800,442 | 0 | 60,405 |
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 258 | 4,256 | SH | | SOLE | | 4,234 | 0 | 22 |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 1,000 | 17,430 | SH | | SOLE | | 5,780 | 0 | 11,650 |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 1,830 | 76,844 | SH | | SOLE | | 16,419 | 0 | 60,425 |
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 283 | 4,395 | SH | | SOLE | | 4,245 | 0 | 150 |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 2,424 | 45,800 | SH | | SOLE | | 1,000 | 0 | 3,580 |
SIRIUS XM HLDGS INC | COM | 82968B103 | 235 | 41,240 | SH | | SOLE | | 41,240 | 0 | 0 |
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 968 | 4,150 | SH | | SOLE | | 150 | 0 | 4,000 |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 256 | 2,112 | SH | | SOLE | | 2,112 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,197 | 4,791 | SH | | SOLE | | 4,791 | 0 | 0 |
STARBUCKS CORP | COM | 855244109 | 1,228 | 19,070 | SH | | SOLE | | 18,120 | 0 | 950 |
TESLA INC | COM | 88160R101 | 1,208 | 3,631 | SH | | SOLE | | 1,344 | 0 | 2,287 |
UNION PAC CORP | COM | 907818108 | 469 | 3,396 | SH | | SOLE | | 3,396 | 0 | 0 |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 4,786 | 44,950 | SH | | SOLE | | 41,020 | 0 | 3,930 |
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 1,109 | 52,600 | SH | | SOLE | | 2,600 | 0 | 50,000 |
VANECK VECTORS ETF TR | PFD SECS EX FINL | 92189F429 | 430 | 24,275 | SH | | SOLE | | 21,475 | 0 | 2,800 |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 383 | 1,665 | SH | | SOLE | | 1,665 | 0 | 0 |
VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 | 5,616 | 94,604 | SH | | SOLE | | 89,174 | 0 | 5,430 |
VENTAS INC | COM | 92276F100 | 350 | 5,975 | SH | | SOLE | | 5,525 | 0 | 450 |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,562 | 27,778 | SH | | SOLE | | 27,778 | 0 | 0 |
WALMART INC | COM | 931142103 | 247 | 2,652 | SH | | SOLE | | 2,652 | 0 | 0 |
WELLS FARGO CO NEW | COM | 949746101 | 256 | 5,550 | SH | | SOLE | | 5,550 | 0 | 0 |
YUM BRANDS INC | COM | 988498101 | 212 | 2,306 | SH | | SOLE | | 2,306 | 0 | 0 |