The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 246 | 4,420 | SH | SOLE | 4,420 | 0 | 0 | ||
VANGUARD WORLD FDS | CONSUM STP ETF | 92204A207 | 255 | 1,850 | SH | SOLE | 1,850 | 0 | 0 | ||
NETFLIX INC | CS | 64110L106 | 635 | 1,692 | SH | SOLE | 1,542 | 0 | 150 | ||
DOUBLELINE INCOME SOLUTIONS | COM | 258622109 | 228 | 17,061 | SH | SOLE | 14,561 | 0 | 2,500 | ||
CLOROX CO DEL | COM | 189054109 | 1,923 | 11,100 | SH | SOLE | 3,950 | 0 | 7,150 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 253 | 3,150 | SH | SOLE | 3,150 | 0 | 0 | ||
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 5,954 | 563,274 | SH | SOLE | 520,871 | 0 | 42,403 | ||
STARBUCKS CORP | CS | 855244109 | 935 | 14,223 | SH | SOLE | 13,423 | 0 | 800 | ||
ABERDEEN ASIA-PACIFIC INCOME | COM | 003009107 | 126 | 37,300 | SH | SOLE | 37,300 | 0 | 0 | ||
FIDELITY COVINGTON TR | MSCI INFO TECH I | 316092808 | 201 | 3,200 | SH | SOLE | 3,200 | 0 | 0 | ||
CITIGROUP INC | CS | 172967424 | 264 | 6,271 | SH | SOLE | 6,271 | 0 | 0 | ||
BLACKROCK MUNIYIELD CALI QLT | COM | 09254N103 | 344 | 25,436 | SH | SOLE | 25,436 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 1,507 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
ALTAIR ENGR INC | COM CL A | 021369103 | 398 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
BLACKROCK MUNIYIELD CALIF FD | COM | 09254M105 | 191 | 14,400 | SH | SOLE | 14,400 | 0 | 0 | ||
FIRST FNDTN INC | COM | 32026V104 | 204 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
MERCK & CO. INC | COM | 58933Y105 | 850 | 11,051 | SH | SOLE | 10,751 | 0 | 300 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 227 | 2,875 | SH | SOLE | 2,875 | 0 | 0 | ||
STRYKER CORP | CS | 863667101 | 10,636 | 63,882 | SH | SOLE | 61,169 | 0 | 2,713 | ||
PBF ENERGY INC | CL A | 69318G106 | 163 | 23,018 | SH | SOLE | 23,018 | 0 | 0 | ||
VANECK VECTORS ETF TR | MORNINGSTAR WIDE | 92189F643 | 5,899 | 134,857 | SH | SOLE | 111,545 | 0 | 23,312 | ||
EXXON MOBIL CORP | CS | 30231G102 | 4,076 | 107,339 | SH | SOLE | 106,889 | 0 | 450 | ||
ABERDEEN STD GOLD ETF TR | PHYSCL GOLD SHS | 00326A104 | 224 | 14,800 | SH | SOLE | 7,800 | 0 | 7,000 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 9,464 | 8,145 | SH | SOLE | 7,387 | 0 | 758 | ||
ABBVIE INC | CS | 00287Y109 | 794 | 10,418 | SH | SOLE | 9,093 | 0 | 1,325 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 5,016 | 19,460 | SH | SOLE | 19,460 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | CS | 913017109 | 3,879 | 41,118 | SH | SOLE | 35,943 | 0 | 5,175 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 39,976 | 652,674 | SH | SOLE | 610,859 | 0 | 41,815 | ||
MEDTRONIC PLC | SHS | G5960L103 | 11,675 | 129,462 | SH | SOLE | 116,630 | 0 | 12,832 | ||
ALLERGAN PLC | SHS | G0177J108 | 460 | 2,600 | SH | SOLE | 2,600 | 0 | 0 | ||
HONEYWELL INTL INC | CS | 438516106 | 393 | 2,937 | SH | SOLE | 2,937 | 0 | 0 | ||
DNP SELECT INCOME FD | COM | 23325P104 | 146 | 14,900 | SH | SOLE | 11,900 | 0 | 3,000 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 1,812 | 40,288 | SH | SOLE | 3,738 | 0 | 36,550 | ||
PFIZER INC | CS | 717081103 | 3,895 | 119,319 | SH | SOLE | 100,020 | 0 | 19,299 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 661 | 14,532 | SH | SOLE | 14,052 | 0 | 480 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 245 | 1,260 | SH | SOLE | 1,255 | 0 | 5 | ||
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 910 | 4,150 | SH | SOLE | 150 | 0 | 4,000 | ||
KLA CORPORATION | COM NEW | 482480100 | 6,101 | 42,444 | SH | SOLE | 35,494 | 0 | 6,950 | ||
NUVEEN CALIFORNIA AMT QLT MU | COM | 670651108 | 1,039 | 73,379 | SH | SOLE | 67,679 | 0 | 5,700 | ||
EATON CORP PLC | SHS | G29183103 | 961 | 12,365 | SH | SOLE | 10,540 | 0 | 1,825 | ||
INVESCO EXCHANGE-TRADED FD T | PFD ETF | 46138E511 | 5,272 | 400,614 | SH | SOLE | 354,497 | 0 | 46,117 | ||
VANECK VECTORS ETF TR | PFD SECS EX FINL | 92189F429 | 444 | 26,890 | SH | SOLE | 26,090 | 0 | 800 | ||
NAVIOS MARITIME HLDGS INC | COM | Y62197119 | 42 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
BIOGEN INC | CS | 09062X103 | 16,838 | 53,222 | SH | SOLE | 47,145 | 0 | 6,077 | ||
BLACKROCK CR ALLOCATION INCO | COM | 092508100 | 1,769 | 151,749 | SH | SOLE | 134,835 | 0 | 16,914 | ||
CHEVRON CORP NEW | COM | 166764100 | 637 | 8,790 | SH | SOLE | 8,292 | 0 | 498 | ||
FIRST TR SR FLG RTE INCM FD | COM | 33733U108 | 204 | 21,500 | SH | SOLE | 21,500 | 0 | 0 | ||
MICROSOFT CORP | CS | 594918104 | 1,600 | 10,148 | SH | SOLE | 5,204 | 0 | 4,944 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 249 | 3,075 | SH | SOLE | 3,075 | 0 | 0 | ||
NVIDIA CORP | CS | 67066G104 | 360 | 1,366 | SH | SOLE | 1,366 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 440 | 5,524 | SH | SOLE | 5,253 | 0 | 271 | ||
QUALCOMM INC | CS | 747525103 | 594 | 8,783 | SH | SOLE | 8,483 | 0 | 300 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 2,538 | 45,800 | SH | SOLE | 1,000 | 0 | 44,800 | ||
TESLA INC | CS | 88160R101 | 3,185 | 6,078 | SH | SOLE | 4,085 | 0 | 1,993 | ||
NUVEEN S&P 500 BUY-WRITE INC | COM | 6706ER101 | 559 | 55,350 | SH | SOLE | 35,950 | 0 | 19,400 | ||
PRICE T ROWE GROUP INC | COM | 74144T108 | 10,194 | 104,397 | SH | SOLE | 92,515 | 0 | 11,882 | ||
LAM RESEARCH CORP | CS | 512807108 | 338 | 1,410 | SH | SOLE | 1,410 | 0 | 0 | ||
APPLE INC | CS | 037833100 | 15,504 | 60,969 | SH | SOLE | 54,194 | 0 | 6,775 | ||
AMGEN INC | COM | 031162100 | 522 | 2,575 | SH | SOLE | 2,575 | 0 | 0 | ||
INVESCO CALIF VALUE MUN INCO | COM | 46132H106 | 509 | 22,354 | SH | SOLE | 17,104 | 0 | 5,250 | ||
CVB FINL CORP | COM | 126600105 | 811 | 40,461 | SH | SOLE | 40,461 | 0 | 0 | ||
GENERAL MLS INC | COM | 370334104 | 1,185 | 22,462 | SH | SOLE | 20,937 | 0 | 1,525 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 285 | 2,225 | SH | SOLE | 1,825 | 0 | 400 | ||
EATON VANCE TAX ADVT DIV INC | COM | 27828G107 | 200 | 11,895 | SH | SOLE | 10,895 | 0 | 1,000 | ||
COMMERCE BANCSHARES INC | COM | 200525103 | 228 | 4,527 | SH | SOLE | 4,527 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 5,371 | 136,637 | SH | SOLE | 120,025 | 0 | 16,612 | ||
JOHNSON & JOHNSON | CS | 478160104 | 11,765 | 89,723 | SH | SOLE | 78,049 | 0 | 11,674 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 535 | 5,585 | SH | SOLE | 5,435 | 0 | 150 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 206 | 3,999 | SH | SOLE | 3,977 | 0 | 22 | ||
CONSOLIDATED EDISON INC | COM | 209115104 | 2,321 | 29,751 | SH | SOLE | 22,075 | 0 | 7,676 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 714 | 7,391 | SH | SOLE | 7,276 | 0 | 115 | ||
BROWN FORMAN CORP | CS | 115637209 | 3,841 | 69,192 | SH | SOLE | 66,227 | 0 | 2,965 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 581 | 2,036 | SH | SOLE | 2,036 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 10,837 | 5,558 | SH | SOLE | 4,762 | 0 | 796 | ||
UNION PAC CORP | COM | 907818108 | 366 | 2,596 | SH | SOLE | 2,596 | 0 | 0 | ||
XILINX INC | CS | 983919101 | 211 | 2,710 | SH | SOLE | 2,460 | 0 | 250 | ||
BOEING CO | CS | 097023105 | 1,929 | 12,932 | SH | SOLE | 12,932 | 0 | 0 | ||
DOUBLELINE OPPORTUNISTIC CR | COM | 258623107 | 218 | 12,750 | SH | SOLE | 12,050 | 0 | 700 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 431 | 3,340 | SH | SOLE | 3,340 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 56,831 | 1,047,189 | SH | SOLE | 972,903 | 0 | 74,286 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 2,425 | 12,736 | SH | SOLE | 6,521 | 0 | 6,215 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 10,641 | 77,855 | SH | SOLE | 71,089 | 0 | 6,766 | ||
FACEBOOK INC | CS | 30303M102 | 11,986 | 71,858 | SH | SOLE | 63,929 | 0 | 7,929 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 281 | 1,900 | SH | SOLE | 1,900 | 0 | 0 | ||
HOME DEPOT INC | CS | 437076102 | 519 | 2,780 | SH | SOLE | 2,780 | 0 | 0 | ||
GENERAL ELECTRIC CO | CS | 369604103 | 132 | 16,599 | SH | SOLE | 16,048 | 0 | 551 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 1,417 | 61,500 | SH | SOLE | 1,500 | 0 | 60,000 | ||
ISHARES TR | INTRM TR CRP ETF | 464288638 | 1,018 | 18,540 | SH | SOLE | 14,940 | 0 | 3,600 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 431 | 371 | SH | SOLE | 371 | 0 | 0 | ||
ABBOTT LABS | COM | 002824100 | 239 | 3,024 | SH | SOLE | 3,024 | 0 | 0 | ||
ISHARES TR | US HLTHCARE ETF | 464287762 | 878 | 4,677 | SH | SOLE | 627 | 0 | 4,050 | ||
NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 | 1,121 | 81,900 | SH | SOLE | 77,400 | 0 | 4,500 | ||
ANNALY CAPITAL MANAGEMENT IN | COM | 035710409 | 135 | 26,530 | SH | SOLE | 25,405 | 0 | 1,125 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 272 | 1 | SH | SOLE | 1 | 0 | 0 | ||
KINROSS GOLD CORP | COM | 496902404 | 299 | 75,000 | SH | SOLE | 0 | 0 | 75,000 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 287 | 2,587 | SH | SOLE | 2,412 | 0 | 175 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 621 | 5,765 | SH | SOLE | 2,565 | 0 | 3,200 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 1,440 | 32,531 | SH | SOLE | 11,831 | 0 | 20,700 | ||
INTEL CORP | CS | 458140100 | 12,340 | 228,018 | SH | SOLE | 201,444 | 0 | 26,574 | ||
BK OF AMERICA CORP | COM | 060505104 | 2,660 | 125,299 | SH | SOLE | 117,521 | 0 | 7,778 | ||
3M CO | CS | 88579Y101 | 10,029 | 73,466 | SH | SOLE | 63,522 | 0 | 9,944 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 28,184 | 1,090,706 | SH | SOLE | 999,394 | 0 | 91,312 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 2,110 | 11,539 | SH | SOLE | 7,870 | 0 | 3,669 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 8,110 | 392,000 | SH | SOLE | 314,738 | 0 | 77,262 | ||
AT&T INC | COM | 00206R102 | 7,610 | 261,047 | SH | SOLE | 217,876 | 0 | 43,171 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,277 | 23,758 | SH | SOLE | 21,558 | 0 | 2,200 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 6,073 | 67,459 | SH | SOLE | 56,673 | 0 | 10,786 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 320 | 2,911 | SH | SOLE | 2,611 | 0 | 300 | ||
SCHWAB CHARLES CORP | COM | 808513105 | 385 | 11,437 | SH | SOLE | 11,437 | 0 | 0 | ||
BLACKROCK FLOATING RATE INCO | COM | 09255X100 | 538 | 53,750 | SH | SOLE | 51,050 | 0 | 2,700 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 46137V282 | 1,132 | 7,100 | SH | SOLE | 100 | 0 | 7,000 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 4,566 | 75,558 | SH | SOLE | 72,919 | 0 | 2,639 | ||
LOWES COS INC | COM | 548661107 | 9,350 | 108,656 | SH | SOLE | 93,837 | 0 | 14,819 |