The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
CALL FIREEYE INC | cl | 004678684 | 3 | 21 | SH | Call | SOLE | 18 | 0 | 3 | |
1/100 BERKSHIRE HTWY CLA | cs | 084990175 | 195 | 1 | SH | SOLE | 1 | 0 | 0 | ||
ABB LTD F | cs | 000375204 | 39 | 2,200 | SH | SOLE | 1,200 | 0 | 1,000 | ||
A T & T INC | cs | 00206R102 | 7,353 | 225,691 | SH | SOLE | 214,906 | 0 | 10,785 | ||
ABBOTT LABORATORIES | cs | 002824100 | 148 | 3,680 | SH | SOLE | 3,680 | 0 | 0 | ||
ABBVIE INC | cs | 00287Y109 | 5,078 | 93,325 | SH | SOLE | 87,725 | 0 | 5,600 | ||
ABERDEEN ASIA PACIFIC IN | cs | 003009107 | 77 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
ACCENTURE PLC CL A F | cs | G1151C101 | 10 | 100 | SH | SOLE | 100 | 0 | 0 | ||
ACTIVISION BLIZZARD | cs | 00507V109 | 2 | 60 | SH | SOLE | 60 | 0 | 0 | ||
ADELPHIA COMMUN CP CLXXX | cs | 006ESC917 | 0 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
ADT CORP | cs | 00101J106 | 1 | 19 | SH | SOLE | 4 | 0 | 15 | ||
ADVANCED MICRO DEVIC | cs | 007903107 | 1 | 400 | SH | SOLE | 400 | 0 | 0 | ||
AETNA INC | cs | 00817Y108 | 44 | 400 | SH | SOLE | 400 | 0 | 0 | ||
AFLAC INC | cs | 001055102 | 58 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
AGILENT TECHNOLOGIES | cs | 00846U101 | 141 | 4,106 | SH | SOLE | 4,106 | 0 | 0 | ||
ALCATEL LUCENT F | cs | 013904305 | 0 | 34 | SH | SOLE | 34 | 0 | 0 | ||
ALCOA INC | cs | 013817101 | 23 | 2,346 | SH | SOLE | 2,346 | 0 | 0 | ||
ALEXANDER & BALDWIN | cs | 014491104 | 10 | 300 | SH | SOLE | 300 | 0 | 0 | ||
ALIBABA GROUP HLDG F | cs | 01609W102 | 103 | 1,748 | SH | SOLE | 1,521 | 0 | 227 | ||
ALLERGAN PLC F | cs | G0177J108 | 68 | 249 | SH | SOLE | 249 | 0 | 0 | ||
ALLSTATE CORPORATION | cs | 020002101 | 34 | 586 | SH | SOLE | 586 | 0 | 0 | ||
ALTRIA GROUP INC | cs | 02209S103 | 287 | 5,275 | SH | SOLE | 5,275 | 0 | 0 | ||
AMARIN CORP PLC F | cs | 023111206 | 0 | 100 | SH | SOLE | 100 | 0 | 0 | ||
AMAZON COM INC | cs | 023135106 | 277 | 542 | SH | SOLE | 542 | 0 | 0 | ||
AMBARELLA INC F | cs | G037AX101 | 69 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
AMBEV SA F | cs | 02319V103 | 12 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
AMERCO | cs | 023586100 | 4 | 10 | SH | SOLE | 10 | 0 | 0 | ||
AMERICA MOVIL SAB F | cs | 02364W105 | 17 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
AMERICAN AIRLS GROUP | cs | 02376R102 | 11 | 275 | SH | SOLE | 275 | 0 | 0 | ||
AMERICAN EXPRESS CO | cs | 025816109 | 3,495 | 47,150 | SH | SOLE | 44,355 | 0 | 2,795 | ||
AMERICAS ENERGY CO XXX | cs | 03063G102 | 0 | 7,100 | SH | SOLE | 7,100 | 0 | 0 | ||
AMERISOURCEBERGEN CO | cs | 03073E108 | 28 | 300 | SH | SOLE | 300 | 0 | 0 | ||
AMGEN INCORPORATED | cs | 031162100 | 163 | 1,180 | SH | SOLE | 1,180 | 0 | 0 | ||
ANADARKO PETROLEUM | cs | 032511107 | 151 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
ANHEUSER-BUSCH INBEV F | cs | 03524A108 | 11 | 100 | SH | SOLE | 100 | 0 | 0 | ||
ANTHEM INC | cs | 036752103 | 175 | 1,250 | SH | SOLE | 1,250 | 0 | 0 | ||
APPLE INC | cs | 037833100 | 9,542 | 86,506 | SH | SOLE | 82,973 | 0 | 3,533 | ||
APPLIED MATERIALS | cs | 038222105 | 1 | 40 | SH | SOLE | 40 | 0 | 0 | ||
ARCELOR MITTAL NY NEW F | cs | 03938L104 | 1 | 204 | SH | SOLE | 204 | 0 | 0 | ||
ARCHER-DANIELS-MIDLN | cs | 039483102 | 25 | 597 | SH | SOLE | 597 | 0 | 0 | ||
ASTERIAS BIOTHERAPEU | cs | 04624N107 | 0 | 12 | SH | SOLE | 12 | 0 | 0 | ||
AVAGO TECHNOLOGIES F | cs | Y0486S104 | 25 | 200 | SH | SOLE | 200 | 0 | 0 | ||
BAIDU INC F | cs | 056752108 | 21 | 150 | SH | SOLE | 150 | 0 | 0 | ||
BANC CALIF INC | cs | 05990K106 | 49 | 3,961 | SH | SOLE | 3,961 | 0 | 0 | ||
BANCO SANTANDER SA F | cs | 05964H105 | 11 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
BANK OF AMERICA CORP | cs | 060505104 | 3,212 | 206,169 | SH | SOLE | 198,219 | 0 | 7,950 | ||
BANK OF HAWAII CORP | cs | 062540109 | 51 | 806 | SH | SOLE | 806 | 0 | 0 | ||
BARCLYS IPATH NOTES LKD | cs | 06738C786 | 109 | 12,900 | SH | SOLE | 12,700 | 0 | 200 | ||
BARRICK GOLD CORP F | cs | 067901108 | 21 | 3,300 | SH | SOLE | 3,300 | 0 | 0 | ||
BASF SE F | cs | 055262505 | 19 | 250 | SH | SOLE | 250 | 0 | 0 | ||
BAXALTA INCORPORATED | cs | 07177M103 | 115 | 3,650 | SH | SOLE | 3,650 | 0 | 0 | ||
BAXTER INTERNATIONAL | cs | 071813109 | 38 | 1,150 | SH | SOLE | 1,150 | 0 | 0 | ||
BB&T CORPORATION | cs | 054937107 | 71 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
BE AEROSPACE INC | cs | 073302101 | 5 | 107 | SH | SOLE | 107 | 0 | 0 | ||
BEESTON ENTERPRISES | cs | 07712Q304 | 0 | 9,000 | SH | SOLE | 0 | 0 | 9,000 | ||
BERKSHIRE HATHAWAY | cs | 084670702 | 980 | 7,519 | SH | SOLE | 6,869 | 0 | 650 | ||
BERRY PLASTICS GROUP | cs | 08579W103 | 3 | 100 | SH | SOLE | 100 | 0 | 0 | ||
BIOGEN INC | cs | 09062X103 | 51 | 175 | SH | SOLE | 175 | 0 | 0 | ||
BLACKBERRY LTD F | cs | 09228F103 | 3 | 500 | SH | SOLE | 500 | 0 | 0 | ||
BLACKROCK CA MUNI 2018 T | cs | 09249C105 | 12 | 787 | SH | SOLE | 787 | 0 | 0 | ||
BLACKROCK CALIF MUN INCO | cs | 09248E105 | 19 | 1,250 | SH | SOLE | 1,250 | 0 | 0 | ||
BLACKROCK CORE BD TR | cs | 09249E104 | 202 | 15,607 | SH | SOLE | 14,046 | 0 | 1,561 | ||
BLACKROCK INVESTMENT QLT | cs | 09247D105 | 30 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
BLACKROCK MUNIHLDG CALIF | cs | 09254L107 | 64 | 4,473 | SH | SOLE | 4,473 | 0 | 0 | ||
BLACKROCK MUNIYIELD ARIZ | cs | 09254K109 | 6 | 330 | SH | SOLE | 330 | 0 | 0 | ||
BLACKROCK MUNIYIELD CALI | cs | 09254M105 | 162 | 10,200 | SH | SOLE | 10,200 | 0 | 0 | ||
BLACKROCK MUNIYIELD CALI | cs | 09254N103 | 914 | 60,996 | SH | SOLE | 60,996 | 0 | 0 | ||
BOB EVANS FARMS INC | cs | 096761101 | 13 | 300 | SH | SOLE | 0 | 0 | 300 | ||
BOEING CO | cs | 097023105 | 152 | 1,162 | SH | SOLE | 1,155 | 0 | 7 | ||
BP PLC F | cs | 055622104 | 0 | 15 | SH | SOLE | 15 | 0 | 0 | ||
BRCLYS BK IPATH BLOOM | cs | 06738C778 | 156 | 6,400 | SH | SOLE | 6,400 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB | cs | 110122108 | 4,717 | 79,680 | SH | SOLE | 73,430 | 0 | 6,250 | ||
BROWN FORMAN CORP | cs | 115637209 | 19 | 200 | SH | SOLE | 200 | 0 | 0 | ||
C A C I INC | cs | 127190304 | 7 | 100 | SH | SOLE | 100 | 0 | 0 | ||
CALIFORNIA RESOURCES | cs | 13057Q107 | 0 | 172 | SH | SOLE | 172 | 0 | 0 | ||
CARDINAL HEALTH INC | cs | 14149Y108 | 23 | 300 | SH | SOLE | 300 | 0 | 0 | ||
CARDIO SYSTEMS INC | cs | 141619106 | 3 | 200 | SH | SOLE | 200 | 0 | 0 | ||
CARE CAPITAL PROPERT | cs | 141624106 | 837 | 25,408 | SH | SOLE | 24,039 | 0 | 1,369 | ||
CATERPILLAR INC | cs | 149123101 | 14 | 207 | SH | SOLE | 207 | 0 | 0 | ||
CATHAY GENERAL BANCO | cs | 149150104 | 300 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
CELGENE CORP | cs | 151020104 | 2,360 | 21,820 | SH | SOLE | 20,610 | 0 | 1,210 | ||
CEMEX SAB DE C V F | cs | 151290889 | 10 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
CENTERPOINT ENERGY | cs | 15189T107 | 1 | 46 | SH | SOLE | 46 | 0 | 0 | ||
CENTURYLINK INC | cs | 156700106 | 0 | 2 | SH | SOLE | 2 | 0 | 0 | ||
CHANCELLOR GROUP INC | cs | 15883D101 | 0 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
CHARLES SCHWAB CORP | cs | 808513105 | 3 | 100 | SH | SOLE | 100 | 0 | 0 | ||
CHARLES SCHWAB US REIT | cs | 808524847 | 7 | 200 | SH | SOLE | 200 | 0 | 0 | ||
CHEVRON CORPORATION | cs | 166764100 | 507 | 6,431 | SH | SOLE | 6,181 | 0 | 250 | ||
CHINA CGAME INC | cs | 16946P107 | 0 | 334 | SH | SOLE | 334 | 0 | 0 | ||
CHINA DIGITAL MEDIA CXXX | cs | 169382108 | 0 | 275 | SH | SOLE | 275 | 0 | 0 | ||
CHINA MOBILE LTD F | cs | 16941M109 | 12 | 200 | SH | SOLE | 200 | 0 | 0 | ||
CHIPOTLE MEXICAN GRL | cs | 169656105 | 25 | 35 | SH | SOLE | 35 | 0 | 0 | ||
CINCINNATI FINANCIAL | cs | 172062101 | 27 | 500 | SH | SOLE | 500 | 0 | 0 | ||
CISCO SYSTEMS INC | cs | 17275R102 | 3,590 | 136,764 | SH | SOLE | 131,060 | 0 | 5,704 | ||
CITIGROUP INC | cs | 172967424 | 144 | 2,912 | SH | SOLE | 2,712 | 0 | 200 | ||
CLEARBRIDGE ENERGY MLP T | cs | 18469Q108 | 110 | 8,012 | SH | SOLE | 8,012 | 0 | 0 | ||
CNOOC LIMITED F | cs | 126132109 | 14 | 140 | SH | SOLE | 140 | 0 | 0 | ||
COACH INC | cs | 189754104 | 22 | 753 | SH | SOLE | 650 | 0 | 103 | ||
COCA COLA COMPANY | cs | 191216100 | 71 | 1,772 | SH | SOLE | 1,772 | 0 | 0 | ||
COHEN AND STEERS INFRAST | cs | 19248A109 | 735 | 38,568 | SH | SOLE | 37,468 | 0 | 1,100 | ||
COHEN STEERS TOTAL RETUR | cs | 19247R103 | 36 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
COMMERCE BANCSHARES | cs | 200525103 | 1,139 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
COMMERCE ENERGY GRP | cs | 20061Q106 | 0 | 8,000 | SH | SOLE | 0 | 0 | 8,000 | ||
COMMUNICATIONS SALES | cs | 20341J104 | 3 | 160 | SH | SOLE | 160 | 0 | 0 | ||
COMSTOCK MINING INC | cs | 205750102 | 0 | 100 | SH | SOLE | 100 | 0 | 0 | ||
CONMED CORP | cs | 207410101 | 19 | 400 | SH | SOLE | 400 | 0 | 0 | ||
CONOCOPHILLIPS | cs | 20825C104 | 4,566 | 95,198 | SH | SOLE | 90,151 | 0 | 5,047 | ||
CONSOLIDATED EDISON | cs | 209115104 | 4,568 | 68,334 | SH | SOLE | 64,364 | 0 | 3,970 | ||
CORNING INC | cs | 219350105 | 6 | 333 | SH | SOLE | 83 | 0 | 250 | ||
CORRECTION CORP AMER | cs | 22025Y407 | 7 | 222 | SH | SOLE | 222 | 0 | 0 | ||
COSTCO WHOLESALE CO | cs | 22160K105 | 210 | 1,455 | SH | SOLE | 1,455 | 0 | 0 | ||
CREATIVE EDGE NUTRIT | cs | 22528W205 | 6 | 1,045,000 | SH | SOLE | 1,045,000 | 0 | 0 | ||
CRYSTALLEX INTL CORP XXX | cs | 22942F101 | 0 | 1,590 | SH | SOLE | 1,590 | 0 | 0 | ||
CS VELOCITYSHRS DALY 2X | cs | 22539T423 | 2 | 190 | SH | SOLE | 190 | 0 | 0 | ||
CSX CORP | cs | 126408103 | 1 | 50 | SH | SOLE | 50 | 0 | 0 | ||
CU BANCORP CA | cs | 126534106 | 7 | 300 | SH | SOLE | 300 | 0 | 0 | ||
CUMMINS INC | cs | 231021106 | 11 | 100 | SH | SOLE | 100 | 0 | 0 | ||
CUMULUS MEDIA INC | cs | 231082108 | 2 | 2,300 | SH | SOLE | 2,300 | 0 | 0 | ||
CVS HEALTH CORP | cs | 126650100 | 23 | 240 | SH | SOLE | 240 | 0 | 0 | ||
DANAHER CORP | cs | 235851102 | 11 | 125 | SH | SOLE | 125 | 0 | 0 | ||
DASSAULT SYSTEMS SA F | cs | 237545108 | 22 | 300 | SH | SOLE | 300 | 0 | 0 | ||
DAVITA HEALTHCARE PT | cs | 23918K108 | 293 | 4,050 | SH | SOLE | 3,700 | 0 | 350 | ||
DEERE & CO | cs | 244199105 | 26 | 350 | SH | SOLE | 350 | 0 | 0 | ||
DIAMOND OFFSHR DRILL | cs | 25271C102 | 3 | 150 | SH | SOLE | 150 | 0 | 0 | ||
DITEM EXPLORATION INC F | cs | 254920101 | 0 | 80 | SH | SOLE | 80 | 0 | 0 | ||
DNP SELECT INCOME CF | cs | 23325P104 | 644 | 71,700 | SH | SOLE | 70,700 | 0 | 1,000 | ||
DOMINION RES INC VA | cs | 25746U109 | 56 | 800 | SH | SOLE | 800 | 0 | 0 | ||
DOUBLELINE INCOME SOLUTI | cs | 258622109 | 1,095 | 63,341 | SH | SOLE | 61,166 | 0 | 2,176 | ||
DOUBLELINE OPPORTUNISTIC | cs | 258623107 | 4,258 | 171,131 | SH | SOLE | 164,101 | 0 | 7,030 | ||
DOW CHEMICAL COMPANY | cs | 260543103 | 1,179 | 27,815 | SH | SOLE | 26,740 | 0 | 1,075 | ||
DR REDDYS LABS F | cs | 256135203 | 38 | 600 | SH | SOLE | 600 | 0 | 0 | ||
DREAM MARKETING INC | cs | 261990352 | 0 | 10 | SH | SOLE | 10 | 0 | 0 | ||
DUKE ENERGY CORP | cs | 26441C204 | 22 | 300 | SH | SOLE | 300 | 0 | 0 | ||
EAGLE BROADBAND INC NXXX | cs | 269437208 | 0 | 22 | SH | SOLE | 0 | 0 | 22 | ||
EATON CORP PLC F | cs | G29183103 | 4,571 | 89,107 | SH | SOLE | 83,157 | 0 | 5,950 | ||
EATON VANCE LIMITED DURA | cs | 27828H105 | 819 | 64,600 | SH | SOLE | 56,825 | 0 | 7,775 | ||
EBAY INC | cs | 278642103 | 24 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
ECOPETROL SA F | cs | 279158109 | 4 | 420 | SH | SOLE | 420 | 0 | 0 | ||
EDISON INTERNATIONAL | cs | 281020107 | 202 | 3,200 | SH | SOLE | 3,200 | 0 | 0 | ||
EGSHARES EMERGING | cs | 268461779 | 109 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ELI LILLY & COMPANY | cs | 532457108 | 71 | 850 | SH | SOLE | 850 | 0 | 0 | ||
EMC CORP MASS | cs | 268648102 | 67 | 2,775 | SH | SOLE | 2,775 | 0 | 0 | ||
EMERSON ELECTRIC CO | cs | 291011104 | 100 | 2,255 | SH | SOLE | 2,255 | 0 | 0 | ||
ENERGY SELECT SECTOR | cs | 81369Y506 | 149 | 2,430 | SH | SOLE | 2,280 | 0 | 150 | ||
ENPHASE ENERGY INC | cs | 29355A107 | 1 | 400 | SH | SOLE | 400 | 0 | 0 | ||
ENTERGY CORP | cs | 29364G103 | 20 | 300 | SH | SOLE | 300 | 0 | 0 | ||
ETFS GOLD TRUST ETF | cs | 26922Y105 | 8 | 75 | SH | SOLE | 10 | 0 | 65 | ||
EVERSOURCE ENERGY | cs | 30040W108 | 101 | 2,004 | SH | SOLE | 2,004 | 0 | 0 | ||
EXPRESS SCRIPTS HLDG | cs | 30219G108 | 76 | 943 | SH | SOLE | 943 | 0 | 0 | ||
EXXON MOBIL CORP | cs | 30231G102 | 6,867 | 92,364 | SH | SOLE | 88,599 | 0 | 3,765 | ||
FACEBOOK INC | cs | 30303M102 | 3,555 | 39,549 | SH | SOLE | 36,829 | 0 | 2,720 | ||
FAIRPOINT COMMUN INC XXX | cs | 305560104 | 0 | 2 | SH | SOLE | 2 | 0 | 0 | ||
FANNIE MAE | cs | 313586109 | 3 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
FASTENAL CO | cs | 311900104 | 1 | 25 | SH | SOLE | 25 | 0 | 0 | ||
FIAT CHRYSLER AUTO F | cs | N31738102 | 1 | 70 | SH | SOLE | 70 | 0 | 0 | ||
FIREEYE INC | cs | 31816Q101 | 86 | 2,692 | SH | SOLE | 2,592 | 0 | 100 | ||
FIRST FOUNDATION INC | cs | 32026V104 | 228 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
FIRST TRUST GLOBAL WIND | cs | 33736G106 | 3 | 300 | SH | SOLE | 300 | 0 | 0 | ||
FIRST TRUST NASDAQ CEA | cs | 33734X846 | 1 | 50 | SH | SOLE | 50 | 0 | 0 | ||
FIRST TRUST SNR FLTG RAT | cs | 33733U108 | 82 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | ||
FIRST TRUST SPCLTY FIN O | cs | 33733G109 | 985 | 167,734 | SH | SOLE | 164,003 | 0 | 3,731 | ||
FIRST TST NASDAQ CLEAN | cs | 33733E500 | 43 | 3,050 | SH | SOLE | 3,050 | 0 | 0 | ||
FISERV INC | cs | 337738108 | 9 | 100 | SH | SOLE | 100 | 0 | 0 | ||
FLEXSHARES IBOXX 3 YR | cs | 33939L506 | 3 | 136 | SH | SOLE | 136 | 0 | 0 | ||
FLEXSHARES UPSTREAM | cs | 33939L407 | 24 | 1,035 | SH | SOLE | 1,035 | 0 | 0 | ||
FLUOR CORPORATION | cs | 343412102 | 21 | 501 | SH | SOLE | 501 | 0 | 0 | ||
FOOT LOCKER INC | cs | 344849104 | 18 | 250 | SH | SOLE | 250 | 0 | 0 | ||
FORD MOTOR COMPANY | cs | 345370860 | 174 | 12,838 | SH | SOLE | 12,138 | 0 | 700 | ||
FREDDIE MAC | cs | 313400301 | 3 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
FREEPORT MCMORAN INC | cs | 35671D857 | 8 | 776 | SH | SOLE | 776 | 0 | 0 | ||
FRESH MARKET INC | cs | 35804H106 | 7 | 300 | SH | SOLE | 300 | 0 | 0 | ||
FRONTIER COMM CO | cs | 35906A108 | 8 | 1,722 | SH | SOLE | 1,722 | 0 | 0 | ||
FUELCELL ENERGY INC | cs | 35952H106 | 0 | 300 | SH | SOLE | 300 | 0 | 0 | ||
GAMCO GLOBAL GOLD NTRL R | cs | 36465A109 | 210 | 42,000 | SH | SOLE | 40,200 | 0 | 1,800 | ||
GAP INC | cs | 364760108 | 4 | 150 | SH | SOLE | 150 | 0 | 0 | ||
GASTEM INC F | cs | 36729R104 | 0 | 26 | SH | SOLE | 26 | 0 | 0 | ||
GENCO SHIPPING&TRDG ORDF | cs | Y2685T115 | 50 | 12,756 | SH | SOLE | 12,756 | 0 | 0 | ||
GENERAL COMMUN INC | cs | 369385109 | 4 | 225 | SH | SOLE | 225 | 0 | 0 | ||
GENERAL DYNAMICS CO | cs | 369550108 | 16 | 113 | SH | SOLE | 106 | 0 | 7 | ||
GENERAL ELECTRIC CO | cs | 369604103 | 5,745 | 227,783 | SH | SOLE | 209,033 | 0 | 18,750 | ||
GENERAL MILLS INC | cs | 370334104 | 168 | 2,995 | SH | SOLE | 2,995 | 0 | 0 | ||
GENERAL MOTORS CO | cs | 37045V100 | 3 | 105 | SH | SOLE | 105 | 0 | 0 | ||
GENUINE PARTS CO | cs | 372460105 | 56 | 675 | SH | SOLE | 675 | 0 | 0 | ||
GENVEC INC | cs | 37246C307 | 0 | 100 | SH | SOLE | 100 | 0 | 0 | ||
GILEAD SCIENCES INC | cs | 375558103 | 2,735 | 27,851 | SH | SOLE | 25,971 | 0 | 1,880 | ||
GLAXOSMITHKLINE PLC F | cs | 37733W105 | 499 | 12,987 | SH | SOLE | 12,037 | 0 | 950 | ||
GLOBAL NETWORKS CORP | cs | 379382104 | 0 | 5 | SH | SOLE | 5 | 0 | 0 | ||
GLOBAL X SUPERDIVIDEND | cs | 03795E295 | 29 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
GLOBAL X SUPERDIVIDEND | cs | 37950E549 | 20 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
GOLDMAN SACHS GROUP | cs | 38141G104 | 26 | 152 | SH | SOLE | 152 | 0 | 0 | ||
GOOGLE INC | cs | 38259P508 | 3,218 | 5,041 | SH | SOLE | 4,801 | 0 | 240 | ||
GOOGLE INC | cs | 38259P706 | 89 | 146 | SH | SOLE | 146 | 0 | 0 | ||
GOPRO INC | cs | 38268T103 | 25 | 800 | SH | SOLE | 700 | 0 | 100 | ||
GUGGENHEIM BLLSHS 2015 | cs | 18383M563 | 766 | 35,398 | SH | SOLE | 35,388 | 0 | 10 | ||
GUGGENHEIM BLLSHS 2016 | cs | 18383M555 | 4,651 | 209,588 | SH | SOLE | 205,928 | 0 | 3,660 | ||
GUGGENHEIM BLLSHS 2017 | cs | 18383M548 | 60,881 | 2,683,146 | SH | SOLE | 2,514,621 | 0 | 168,525 | ||
GUGGENHEIM BULTSH 2020 | cs | 18383M514 | 21 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
GUGGENHEIM CURRENCY | cs | 23130A102 | 85 | 1,050 | SH | SOLE | 1,050 | 0 | 0 | ||
GUGGENHEIM MULTI ASSET | cs | 18383M506 | 569 | 30,844 | SH | SOLE | 27,594 | 0 | 3,250 | ||
GUGGENHEIM RUSSELL 2000 | cs | 78355W585 | 23 | 600 | SH | SOLE | 0 | 0 | 600 | ||
GUGGENHEIM S&P 500 EQUAL | cs | 78355W106 | 11 | 145 | SH | SOLE | 145 | 0 | 0 | ||
GUGGENHEIM S&P 500 EQUAL | cs | 78355W817 | 17 | 200 | SH | SOLE | 200 | 0 | 0 | ||
GUGGENHEIM S&P 500 EQUAL | cs | 78355W866 | 1,175 | 23,718 | SH | SOLE | 23,548 | 0 | 170 | ||
GUGGENHEIM SOLAR ETF | cs | 18383Q739 | 79 | 2,958 | SH | SOLE | 2,247 | 0 | 711 | ||
HAIN CELESTIAL GROUP | cs | 405217100 | 15 | 300 | SH | SOLE | 300 | 0 | 0 | ||
HALLIBURTON CO HLDG | cs | 406216101 | 4 | 100 | SH | SOLE | 100 | 0 | 0 | ||
HALYARD HEALTH INC | cs | 40650V100 | 4 | 124 | SH | SOLE | 124 | 0 | 0 | ||
HARLEY DAVIDSON INC | cs | 412822108 | 11 | 200 | SH | SOLE | 200 | 0 | 0 | ||
HASBRO INC | cs | 418056107 | 8 | 114 | SH | SOLE | 114 | 0 | 0 | ||
HDFC BANK LIMITD F | cs | 40415F101 | 21 | 350 | SH | SOLE | 350 | 0 | 0 | ||
HELIX ENERGY SOLUTN | cs | 42330P107 | 5 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
HENNES & MAURITZ AB F | cs | 425883105 | 3 | 400 | SH | SOLE | 400 | 0 | 0 | ||
HEWLETT-PACKARD CO | cs | 428236103 | 7 | 261 | SH | SOLE | 261 | 0 | 0 | ||
HOME DEPOT INC | cs | 437076102 | 284 | 2,458 | SH | SOLE | 2,458 | 0 | 0 | ||
HONEYWELL INTL INC | cs | 438516106 | 47 | 500 | SH | SOLE | 500 | 0 | 0 | ||
HORMEL FOODS CORP | cs | 440452100 | 19 | 302 | SH | SOLE | 302 | 0 | 0 | ||
HSBC HLDGS PLC F | cs | 404280406 | 49 | 1,300 | SH | SOLE | 1,000 | 0 | 300 | ||
HUDBAY MINERALS INC F | cs | 443628102 | 1 | 315 | SH | SOLE | 315 | 0 | 0 | ||
HUNTINGTON INGALLS | cs | 446413106 | 5 | 50 | SH | SOLE | 50 | 0 | 0 | ||
IBM CORP | cs | 459200101 | 138 | 950 | SH | SOLE | 950 | 0 | 0 | ||
IDENTIVE INC | cs | 45170X205 | 10 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
IDNA INC XXX | cs | 45169P106 | 0 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
INTEL CORP | cs | 458140100 | 398 | 13,210 | SH | SOLE | 13,110 | 0 | 100 | ||
INTERDIGITAL INC | cs | 45867G101 | 5 | 104 | SH | SOLE | 104 | 0 | 0 | ||
INTERNATIONAL PAPER | cs | 460146103 | 117 | 3,093 | SH | SOLE | 3,093 | 0 | 0 | ||
INVESCO CALIFORNIA VALUE | cs | 46132H106 | 134 | 10,655 | SH | SOLE | 10,655 | 0 | 0 | ||
ISC8 INC | cs | 450098108 | 0 | 12 | SH | SOLE | 12 | 0 | 0 | ||
ISHARES 1-3 YEAR CREDIT | cs | 464288646 | 1,040 | 9,895 | SH | SOLE | 8,045 | 0 | 1,850 | ||
ISHARES CHINA LARGE CAP | cs | 464287184 | 14 | 400 | SH | SOLE | 400 | 0 | 0 | ||
ISHARES CORE S&P SMALL | cs | 464287804 | 11 | 102 | SH | SOLE | 102 | 0 | 0 | ||
ISHARES CORE US | cs | 464287226 | 44 | 400 | SH | SOLE | 400 | 0 | 0 | ||
ISHARES GLOBAL | cs | 464287325 | 68 | 695 | SH | SOLE | 695 | 0 | 0 | ||
ISHARES GOLD ETF | cs | 464285105 | 69 | 6,400 | SH | SOLE | 6,000 | 0 | 400 | ||
ISHARES IBOXX HIGH YIELD | cs | 464288513 | 46 | 550 | SH | SOLE | 550 | 0 | 0 | ||
ISHARES IBOXX INVT GRADE | cs | 464287242 | 6 | 50 | SH | SOLE | 50 | 0 | 0 | ||
ISHARES INTERM CREDIT | cs | 464288638 | 5,554 | 51,145 | SH | SOLE | 46,295 | 0 | 4,850 | ||
ISHARES MSCI EAFE ETF | cs | 464287465 | 368 | 6,428 | SH | SOLE | 6,428 | 0 | 0 | ||
ISHARES MSCI EAFE SMALL | cs | 464288273 | 239 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ISHARES MSCI GERMANY | cs | 464286806 | 12 | 500 | SH | SOLE | 500 | 0 | 0 | ||
ISHARES MSCI JAPAN ETF | cs | 464286848 | 54 | 4,700 | SH | SOLE | 4,700 | 0 | 0 | ||
ISHARES MSCI MEXICO | cs | 464286822 | 10 | 200 | SH | SOLE | 200 | 0 | 0 | ||
ISHARES MSCI PACIFIC EX | cs | 464286665 | 13 | 350 | SH | SOLE | 350 | 0 | 0 | ||
ISHARES MSCI SPAIN | cs | 464286764 | 9 | 300 | SH | SOLE | 300 | 0 | 0 | ||
ISHARES RUSSELL 2000 | cs | 464287655 | 303 | 2,772 | SH | SOLE | 2,772 | 0 | 0 | ||
ISHARES RUSSELL 3000 | cs | 464287689 | 0 | 1 | SH | SOLE | 0 | 0 | 1 | ||
ISHARES SELECT DIVIDEND | cs | 464287168 | 22 | 300 | SH | SOLE | 300 | 0 | 0 | ||
ISHARES SILVER TRUST | cs | 46428Q109 | 4 | 300 | SH | SOLE | 300 | 0 | 0 | ||
ISHARES U.S. PREFERRED | cs | 464288687 | 154 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
ISHARES US FINANCIALS | cs | 464287788 | 84 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
ISHARES US HEALTHCARE | cs | 464287762 | 174 | 1,245 | SH | SOLE | 845 | 0 | 400 | ||
ISHARES US HOME | cs | 464288752 | 5 | 200 | SH | SOLE | 200 | 0 | 0 | ||
ISHARES US REAL ESTATE | cs | 464287739 | 2 | 35 | SH | SOLE | 35 | 0 | 0 | ||
JAYHAWK ENERGY INC | cs | 472100106 | 0 | 15,600 | SH | SOLE | 15,600 | 0 | 0 | ||
JC PENNEY CO INC | cs | 708160106 | 2 | 200 | SH | SOLE | 200 | 0 | 0 | ||
JETBLUE AIRWAYS CORP | cs | 477143101 | 6 | 225 | SH | SOLE | 225 | 0 | 0 | ||
JOHNSON & JOHNSON | cs | 478160104 | 95 | 1,019 | SH | SOLE | 1,019 | 0 | 0 | ||
JOHNSON CONTROLS INC | cs | 478366107 | 4,150 | 100,326 | SH | SOLE | 95,701 | 0 | 4,625 | ||
JP MORGAN CHASE ALERIAN | cs | 46625H365 | 1,245 | 40,971 | SH | SOLE | 39,971 | 0 | 1,000 | ||
JPMORGAN CHASE & CO | cs | 46625H100 | 3,338 | 54,741 | SH | SOLE | 51,146 | 0 | 3,595 | ||
K L A TENCOR CORP | cs | 482480100 | 8 | 150 | SH | SOLE | 150 | 0 | 0 | ||
KAYNE ANDERSON MLP INVES | cs | 486606106 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
KEYSIGHT TECH INC | cs | 49338L103 | 60 | 1,953 | SH | SOLE | 1,953 | 0 | 0 | ||
KIMBERLY-CLARK CORP | cs | 494368103 | 1,597 | 14,650 | SH | SOLE | 13,875 | 0 | 775 | ||
KINDER MORGAN INC | cs | 49456B101 | 848 | 30,622 | SH | SOLE | 28,912 | 0 | 1,710 | ||
KLX INC | cs | 482539103 | 2 | 53 | SH | SOLE | 53 | 0 | 0 | ||
KONINKLIJKE PHILIPS F | cs | 500472303 | 12 | 500 | SH | SOLE | 500 | 0 | 0 | ||
KRAFT HEINZ COMPANY | cs | 500754106 | 76 | 1,073 | SH | SOLE | 1,073 | 0 | 0 | ||
KROGER COMPANY | cs | 501044101 | 22 | 600 | SH | SOLE | 600 | 0 | 0 | ||
L-3 COMMUNICATIONS | cs | 502424104 | 1 | 7 | SH | SOLE | 0 | 0 | 7 | ||
LAS VEGAS SANDS CORP | cs | 517834107 | 4 | 100 | SH | SOLE | 0 | 0 | 100 | ||
LEAR CORPORATION | cs | 521865204 | 16 | 150 | SH | SOLE | 150 | 0 | 0 | ||
LEGG MASON INC | cs | 524901105 | 2 | 50 | SH | SOLE | 50 | 0 | 0 | ||
LIBERTY STAR URANIUM | cs | 53123T206 | 1 | 616,600 | SH | SOLE | 616,600 | 0 | 0 | ||
LIFEVANTAGE CORP | cs | 53222K106 | 2 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
LINKEDIN CORP | cs | 53578A108 | 57 | 300 | SH | SOLE | 300 | 0 | 0 | ||
LOCKHEED MARTIN CORP | cs | 539830109 | 53 | 257 | SH | SOLE | 250 | 0 | 7 | ||
LOWES COMPANIES INC | cs | 548661107 | 14 | 200 | SH | SOLE | 0 | 0 | 200 | ||
LULULEMON ATHLETICA | cs | 550021109 | 1,465 | 28,930 | SH | SOLE | 26,430 | 0 | 2,500 | ||
LUMBER LIQUIDATORS | cs | 55003T107 | 14 | 1,100 | SH | SOLE | 1,000 | 0 | 100 | ||
MAGNUM HUNTER RESOUR | cs | 55973B102 | 0 | 250 | SH | SOLE | 250 | 0 | 0 | ||
MALLINCKRODT PUB F | cs | G5785G107 | 4 | 68 | SH | SOLE | 65 | 0 | 3 | ||
MARKET VECTORS GOLD | cs | 57060U100 | 51 | 3,700 | SH | SOLE | 3,700 | 0 | 0 | ||
MARKET VECTORS PREF SEC | cs | 57061R791 | 3,979 | 203,126 | SH | SOLE | 187,776 | 0 | 15,350 | ||
MARKETO INC | cs | 57063L107 | 3 | 100 | SH | SOLE | 100 | 0 | 0 | ||
MARSH & MC LENNAN CO | cs | 571748102 | 10 | 200 | SH | SOLE | 200 | 0 | 0 | ||
MATSON INC | cs | 57686G105 | 12 | 300 | SH | SOLE | 300 | 0 | 0 | ||
MC DONALDS CORP | cs | 580135101 | 98 | 996 | SH | SOLE | 996 | 0 | 0 | ||
MCKESSON CORPORATION | cs | 58155Q103 | 139 | 750 | SH | SOLE | 750 | 0 | 0 | ||
MEDIDATA SOLUTIONS | cs | 58471A105 | 6 | 150 | SH | SOLE | 110 | 0 | 40 | ||
MEDTRONIC PLC F | cs | G5960L103 | 58 | 867 | SH | SOLE | 839 | 0 | 28 | ||
MERCK & CO INC | cs | 58933Y105 | 255 | 5,170 | SH | SOLE | 5,170 | 0 | 0 | ||
METLIFE INC | cs | 59156R108 | 2,444 | 51,825 | SH | SOLE | 48,395 | 0 | 3,430 | ||
MICHAEL KORS HLDGS F | cs | G60754101 | 4 | 100 | SH | SOLE | 100 | 0 | 0 | ||
MICRON TECHNOLOGY | cs | 595112103 | 15 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
MICROSOFT CORP | cs | 594918104 | 19 | 440 | SH | SOLE | 440 | 0 | 0 | ||
MICROSTRATEGY INC | cs | 594972408 | 15 | 75 | SH | SOLE | 75 | 0 | 0 | ||
MOBILEYE NV F | cs | N51488117 | 27 | 600 | SH | SOLE | 600 | 0 | 0 | ||
MONDELEZ INTL | cs | 609207105 | 4 | 104 | SH | SOLE | 104 | 0 | 0 | ||
MORGAN STANLEY | cs | 617446448 | 41 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
MOSAIC CO | cs | 61945C103 | 627 | 20,165 | SH | SOLE | 18,640 | 0 | 1,525 | ||
MOTORS LIQ CO GUC TR | cs | 62010U101 | 0 | 25 | SH | SOLE | 25 | 0 | 0 | ||
N I I HOLDINGS INC | cs | 62913F508 | 1 | 181 | SH | SOLE | 181 | 0 | 0 | ||
NANOTECH ENTMT INC | cs | 63009Y104 | 4 | 460,000 | SH | SOLE | 460,000 | 0 | 0 | ||
NATIONAL HEALTHCARE | cs | 635906100 | 21 | 350 | SH | SOLE | 350 | 0 | 0 | ||
NAVIOS MARITIME F | cs | Y62196103 | 87 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
NEKTAR THERAPEUTICS | cs | 640268108 | 1 | 100 | SH | SOLE | 100 | 0 | 0 | ||
NESTLE SA F | cs | 641069406 | 30 | 400 | SH | SOLE | 400 | 0 | 0 | ||
NETFLIX INC | cs | 64110L106 | 150 | 1,455 | SH | SOLE | 1,355 | 0 | 100 | ||
NEWMONT MINING CORP | cs | 651639106 | 24 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
NIKE INC | cs | 654106103 | 229 | 1,866 | SH | SOLE | 1,866 | 0 | 0 | ||
NIMBLE STORAGE INC | cs | 65440R101 | 4 | 150 | SH | SOLE | 150 | 0 | 0 | ||
NOKIA CORP SPON F | cs | 654902204 | 6 | 850 | SH | SOLE | 850 | 0 | 0 | ||
NORDSTROM INC | cs | 655664100 | 29 | 400 | SH | SOLE | 400 | 0 | 0 | ||
NORTHROP GRUMMAN CO | cs | 666807102 | 262 | 1,577 | SH | SOLE | 1,570 | 0 | 7 | ||
NOVARTIS AG F | cs | 66987V109 | 32 | 350 | SH | SOLE | 350 | 0 | 0 | ||
NOVO-NORDISK A-S F | cs | 670100205 | 62 | 1,150 | SH | SOLE | 1,150 | 0 | 0 | ||
NRG ENERGY INC | cs | 629377508 | 0 | 4 | SH | SOLE | 4 | 0 | 0 | ||
NUANCE COMMUN INC | cs | 67020Y100 | 5 | 300 | SH | SOLE | 0 | 0 | 300 | ||
NUCOR CORP | cs | 670346105 | 77 | 2,050 | SH | SOLE | 2,050 | 0 | 0 | ||
NUVEEN ALL CAP ENERGY ML | cs | 67075E112 | 1,717 | 173,439 | SH | SOLE | 164,849 | 0 | 8,590 | ||
NUVEEN CA DIVIDEND ADV M | cs | 67066Y105 | 1,037 | 69,347 | SH | SOLE | 65,297 | 0 | 4,050 | ||
NUVEEN CA SELECT TAX FRE | cs | 67063R103 | 106 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
NUVEEN CALIFORNIA AMT FR | cs | 670651108 | 1,496 | 102,006 | SH | SOLE | 97,756 | 0 | 4,250 | ||
NUVEEN DOW 30SM DYNAMIC | cs | 67075F105 | 8 | 600 | SH | SOLE | 600 | 0 | 0 | ||
NUVEEN FLOATING RATE INC | cs | 67072T108 | 67 | 6,716 | SH | SOLE | 6,716 | 0 | 0 | ||
NUVEEN INVT QUALITY MUN | cs | 67062E107 | 44 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
NUVEEN MASS PREM INCOME | cs | 67061E108 | 30 | 2,200 | SH | SOLE | 0 | 0 | 2,200 | ||
NUVEEN MUNI MARKET OPPOR | cs | 67062W103 | 66 | 5,000 | SH | SOLE | 3,000 | 0 | 2,000 | ||
NUVEEN MUNICIPAL ADVANTA | cs | 67062H106 | 27 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
NUVEEN PREMIUM INCOME MU | cs | 67062T100 | 4 | 300 | SH | SOLE | 300 | 0 | 0 | ||
NUVEEN QLTY INCM MUNI FD | cs | 670977107 | 57 | 4,250 | SH | SOLE | 2,000 | 0 | 2,250 | ||
NUVEEN QUALITY MUN FD IN | cs | 67062N103 | 4 | 300 | SH | SOLE | 300 | 0 | 0 | ||
NUVEEN QUALITY PFD INCOM | cs | 67072C105 | 55 | 6,330 | SH | SOLE | 6,330 | 0 | 0 | ||
NUVEEN S&P500 BUY-WRITE | cs | 6706ER101 | 738 | 61,001 | SH | SOLE | 59,044 | 0 | 1,957 | ||
NUVEEN SELECT QUALITY MU | cs | 670973106 | 27 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
NVIDIA CORP | cs | 67066G104 | 6 | 230 | SH | SOLE | 230 | 0 | 0 | ||
NXP SEMICONDUCTORS NV F | cs | N6596X109 | 37 | 425 | SH | SOLE | 425 | 0 | 0 | ||
OCCIDENTAL PETROL CO | cs | 674599105 | 74 | 1,115 | SH | SOLE | 1,115 | 0 | 0 | ||
OLD DOMINION FREIGHT | cs | 679580100 | 12 | 200 | SH | SOLE | 200 | 0 | 0 | ||
OLIN CORP | cs | 680665205 | 12 | 710 | SH | SOLE | 710 | 0 | 0 | ||
OPKO HEALTH INC | cs | 68375N103 | 17 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
ORACLE CORPORATION | cs | 68389X105 | 52 | 1,444 | SH | SOLE | 1,444 | 0 | 0 | ||
ORBITAL A T K INC | cs | 68557N103 | 30 | 415 | SH | SOLE | 415 | 0 | 0 | ||
P G & E CORP | cs | 69331C108 | 26 | 500 | SH | SOLE | 500 | 0 | 0 | ||
PALO ALTO NETWORKS | cs | 697435105 | 2,107 | 12,250 | SH | SOLE | 11,620 | 0 | 630 | ||
PAYPAL HOLDINGS INCO | cs | 70450Y103 | 31 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
PEABODY ENERGY CORP | cs | 704549104 | 1 | 500 | SH | SOLE | 500 | 0 | 0 | ||
PENTAIR PLC F | cs | G7S00T104 | 0 | 8 | SH | SOLE | 1 | 0 | 7 | ||
PENTHOUSE INTL INC | cs | 709640106 | 0 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
PEPSICO INCORPORATED | cs | 713448108 | 4 | 44 | SH | SOLE | 44 | 0 | 0 | ||
PETROCHINA CO LTD F | cs | 71646E104 | 7 | 100 | SH | SOLE | 0 | 0 | 100 | ||
PETROLEO BRASILEIRO F | cs | 71654V408 | 2 | 500 | SH | SOLE | 500 | 0 | 0 | ||
PFIZER INCORPORATED | cs | 717081103 | 6,113 | 194,620 | SH | SOLE | 181,545 | 0 | 13,075 | ||
PHILIP MORRIS INTL | cs | 718172109 | 176 | 2,220 | SH | SOLE | 2,220 | 0 | 0 | ||
PIMCO CALIFORNIA MUNICIP | cs | 72200N106 | 36 | 2,373 | SH | SOLE | 2,373 | 0 | 0 | ||
PIMCO CORPORATE OPPORTUN | cs | 72201B101 | 13 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
PIMCO DYNAMIC CREDIT INC | cs | 72202D106 | 29 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
PIMCO DYNAMIC INCOME CF | cs | 72201Y101 | 3,914 | 135,906 | SH | SOLE | 129,671 | 0 | 6,235 | ||
PIMCO HIGH INCOME CF | cs | 722014107 | 63 | 8,522 | SH | SOLE | 8,522 | 0 | 0 | ||
PIMCO TOTAL RETURN | cs | 72201R775 | 260 | 2,470 | SH | SOLE | 2,170 | 0 | 300 | ||
PINNACLE ENTERTAINMT | cs | 723456109 | 0 | 8 | SH | SOLE | 8 | 0 | 0 | ||
PINNACLE WEST CAP | cs | 723484101 | 32 | 500 | SH | SOLE | 500 | 0 | 0 | ||
PIONEER NATURAL RES | cs | 723787107 | 9 | 70 | SH | SOLE | 70 | 0 | 0 | ||
PLUG POWER INC | cs | 72919P202 | 1 | 350 | SH | SOLE | 350 | 0 | 0 | ||
POTASH CORP SASK INC F | cs | 73755L107 | 47 | 2,300 | SH | SOLE | 2,300 | 0 | 0 | ||
POWERLINX INC | cs | 73933F204 | 0 | 10 | SH | SOLE | 10 | 0 | 0 | ||
POWERSH CALIFOR AMT FRE | cs | 73936T441 | 353 | 13,893 | SH | SOLE | 13,143 | 0 | 750 | ||
POWERSHARES | cs | 73935X856 | 5 | 100 | SH | SOLE | 100 | 0 | 0 | ||
POWERSHARES HIGH YIELD | cs | 73935X302 | 22 | 1,740 | SH | SOLE | 1,740 | 0 | 0 | ||
POWERSHARES PREFERRED | cs | 73936T565 | 16 | 1,069 | SH | SOLE | 1,069 | 0 | 0 | ||
POWERSHARES QQQ TRUST | cs | 73935A104 | 298 | 2,929 | SH | SOLE | 2,929 | 0 | 0 | ||
POWERSHARES S&P 500 LOW | cs | 73937B779 | 14 | 400 | SH | SOLE | 400 | 0 | 0 | ||
POWERSHARES WATER RESC | cs | 73935X575 | 11 | 525 | SH | SOLE | 525 | 0 | 0 | ||
POWERSHARES WILDER CLEAN | cs | 73935X500 | 5 | 1,250 | SH | SOLE | 750 | 0 | 500 | ||
POWERSHRS DB US DLR INDX | cs | 73936D206 | 18 | 800 | SH | SOLE | 800 | 0 | 0 | ||
POWERWAVE TECH INC | cs | 739363307 | 0 | 733 | SH | SOLE | 733 | 0 | 0 | ||
PPG INDUSTRIES INC | cs | 693506107 | 70 | 800 | SH | SOLE | 800 | 0 | 0 | ||
PRECISION CASTPARTS | cs | 740189105 | 11 | 50 | SH | SOLE | 50 | 0 | 0 | ||
PREMIER LASER SYS A NXXX | cs | 740522107 | 0 | 500 | SH | SOLE | 500 | 0 | 0 | ||
PROCTER & GAMBLE | cs | 742718109 | 54 | 750 | SH | SOLE | 750 | 0 | 0 | ||
PROSHARE SHORT 20+ YEAR | cs | 74347X849 | 5 | 200 | SH | SOLE | 200 | 0 | 0 | ||
PRUDENTIAL FINANCIAL | cs | 744320102 | 3 | 40 | SH | SOLE | 40 | 0 | 0 | ||
PUB SVC ENTERPISE GP | cs | 744573106 | 4 | 100 | SH | SOLE | 100 | 0 | 0 | ||
PUREFUNDS ISE CYBER | cs | 30304R407 | 39 | 1,550 | SH | SOLE | 1,550 | 0 | 0 | ||
QORVO INC | cs | 74736K101 | 262 | 5,825 | SH | SOLE | 5,825 | 0 | 0 | ||
QUALCOMM INC | cs | 747525103 | 4,336 | 80,691 | SH | SOLE | 76,706 | 0 | 3,985 | ||
QUIKSILVER INC | cs | 74838C106 | 0 | 440 | SH | SOLE | 440 | 0 | 0 | ||
QUINTILES TRANSNATL | cs | 74876Y101 | 14 | 200 | SH | SOLE | 200 | 0 | 0 | ||
RAMBUS INC DEL | cs | 750917106 | 2 | 200 | SH | SOLE | 200 | 0 | 0 | ||
RANDGOLD RES LTD F | cs | 752344309 | 15 | 250 | SH | SOLE | 250 | 0 | 0 | ||
RAVE RESTAURANT GRP | cs | 754198109 | 22 | 2,575 | SH | SOLE | 2,400 | 0 | 175 | ||
RAYTHEON COMPANY | cs | 755111507 | 50 | 457 | SH | SOLE | 450 | 0 | 7 | ||
REDHAT INC | cs | 756577102 | 0 | 5 | SH | SOLE | 0 | 0 | 5 | ||
REGENERON PHARMS INC | cs | 75886F107 | 21 | 45 | SH | SOLE | 45 | 0 | 0 | ||
RESTORATION HARDWARE | cs | 761283100 | 5 | 50 | SH | SOLE | 50 | 0 | 0 | ||
ROCHE HLDG AG F | cs | 771195104 | 16 | 500 | SH | SOLE | 500 | 0 | 0 | ||
ROYAL DUTCH SHELL F | cs | 780259107 | 12 | 250 | SH | SOLE | 250 | 0 | 0 | ||
ROYAL DUTCH SHELL F | cs | 780259206 | 18 | 375 | SH | SOLE | 375 | 0 | 0 | ||
ROYCE VALUE CF | cs | 780910105 | 9 | 750 | SH | SOLE | 750 | 0 | 0 | ||
SALESFORCE COM | cs | 79466L302 | 184 | 2,650 | SH | SOLE | 2,650 | 0 | 0 | ||
SANBORN RESOURCE LTD | cs | 799689104 | 0 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
SANDISK CORP | cs | 80004C101 | 155 | 2,853 | SH | SOLE | 2,853 | 0 | 0 | ||
SANOFI SPOND F | cs | 80105N105 | 19 | 400 | SH | SOLE | 400 | 0 | 0 | ||
SAP SPONSORED F | cs | 803054204 | 19 | 300 | SH | SOLE | 300 | 0 | 0 | ||
SASOL LIMITED F | cs | 803866300 | 17 | 600 | SH | SOLE | 400 | 0 | 200 | ||
SCHLUMBERGER LTD F | cs | 806857108 | 21 | 300 | SH | SOLE | 300 | 0 | 0 | ||
SCHWAB EMERGING MARKETS | cs | 808524706 | 107 | 5,311 | SH | SOLE | 5,311 | 0 | 0 | ||
SCHWAB INTERMEDIATE TERM | cs | 808524854 | 12,573 | 230,703 | SH | SOLE | 222,043 | 0 | 8,660 | ||
SCHWAB INTERNATIONAL | cs | 808524805 | 961 | 35,100 | SH | SOLE | 34,450 | 0 | 650 | ||
SCHWAB INTERNATNAL SMALL | cs | 808524888 | 20 | 700 | SH | SOLE | 700 | 0 | 0 | ||
SCHWAB US AGGREGATE BOND | cs | 808524839 | 914 | 17,521 | SH | SOLE | 13,106 | 0 | 4,415 | ||
SCHWAB US BROAD MARKET | cs | 808524102 | 1,589 | 34,259 | SH | SOLE | 33,464 | 0 | 795 | ||
SCHWAB US DIVIDEND | cs | 808524797 | 142 | 3,950 | SH | SOLE | 3,850 | 0 | 100 | ||
SCHWAB US LARGE CAP | cs | 808524300 | 315 | 6,307 | SH | SOLE | 6,307 | 0 | 0 | ||
SCHWAB US LARGE CAP | cs | 808524409 | 8 | 200 | SH | SOLE | 200 | 0 | 0 | ||
SCHWAB US LARGE CAP ETF | cs | 808524201 | 33 | 726 | SH | SOLE | 726 | 0 | 0 | ||
SCHWAB US MID CAP ETF | cs | 808524508 | 0 | 3 | SH | SOLE | 3 | 0 | 0 | ||
SCHWAB US SMALL CAP ETF | cs | 808524607 | 215 | 4,242 | SH | SOLE | 4,107 | 0 | 135 | ||
SEARS HOLDINGS CORP | cs | 812350106 | 2 | 75 | SH | SOLE | 0 | 0 | 75 | ||
SEATTLE GENETICS INC | cs | 812578102 | 10 | 250 | SH | SOLE | 200 | 0 | 50 | ||
SEAWORLD ENTERTAINMT | cs | 81282V100 | 1 | 50 | SH | SOLE | 50 | 0 | 0 | ||
SELECT SECTOR HEALTH | cs | 81369Y209 | 56 | 850 | SH | SOLE | 850 | 0 | 0 | ||
SELECT SECTOR INDUSTRIAL | cs | 81369Y704 | 137 | 2,750 | SH | SOLE | 2,500 | 0 | 250 | ||
SELECT SECTOR UTI SELECT | cs | 81369Y886 | 47 | 1,075 | SH | SOLE | 975 | 0 | 100 | ||
SELECT STR FINANCIAL | cs | 81369Y605 | 93 | 4,125 | SH | SOLE | 3,950 | 0 | 175 | ||
SEMPRA ENERGY | cs | 816851109 | 162 | 1,675 | SH | SOLE | 1,675 | 0 | 0 | ||
SHINSEI BANK LTD ORD F | cs | J7385L103 | 4 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
SHL TELEMEDICINE ORD F | cs | M84047105 | 7 | 700 | SH | SOLE | 0 | 0 | 700 | ||
SIEMENS A G F | cs | 826197501 | 18 | 200 | SH | SOLE | 200 | 0 | 0 | ||
SINA CORPORATION F | cs | G81477104 | 4 | 100 | SH | SOLE | 100 | 0 | 0 | ||
SIRIUS XM HLDGS INC | cs | 82968B103 | 153 | 40,790 | SH | SOLE | 40,790 | 0 | 0 | ||
SKYWORKS SOLUTIONS | cs | 83088M102 | 184 | 2,189 | SH | SOLE | 2,039 | 0 | 150 | ||
SMITH & WESSON HLDG | cs | 831756101 | 67 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
SOC QUIMICA MINER F | cs | 833635105 | 2 | 151 | SH | SOLE | 0 | 0 | 151 | ||
SODASTREAM INTL F | cs | M9068E105 | 0 | 36 | SH | SOLE | 36 | 0 | 0 | ||
SOLARCITY CORP | cs | 83416T100 | 1 | 30 | SH | SOLE | 0 | 0 | 30 | ||
SOLARIS PWR CELLS | cs | 83416X101 | 0 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
SONY CORPORATION F | cs | 835699307 | 12 | 475 | SH | SOLE | 375 | 0 | 100 | ||
SOURCE CAPITAL CF | cs | 836144105 | 169 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
SOUTHERN COMPANY | cs | 842587107 | 31 | 700 | SH | SOLE | 700 | 0 | 0 | ||
SOUTHERN COPPER CORP | cs | 84265V105 | 37 | 1,377 | SH | SOLE | 1,377 | 0 | 0 | ||
SOUTHWEST GAS CORP | cs | 844895102 | 78 | 1,337 | SH | SOLE | 1,337 | 0 | 0 | ||
SPDR BARCLAYS CNV | cs | 78464A359 | 4 | 100 | SH | SOLE | 100 | 0 | 0 | ||
SPDR BARCLAYS LONG TERM | cs | 78464A664 | 78 | 1,090 | SH | SOLE | 1,090 | 0 | 0 | ||
SPDR FUND CONSUMER | cs | 81369Y308 | 87 | 1,840 | SH | SOLE | 1,700 | 0 | 140 | ||
SPDR FUND MATERIALS | cs | 81369Y100 | 12 | 300 | SH | SOLE | 300 | 0 | 0 | ||
SPDR GOLD SHARES ETF | cs | 78463V107 | 278 | 2,600 | SH | SOLE | 2,600 | 0 | 0 | ||
SPDR MSCI JAPAN QUALITY | cs | 78463X368 | 15 | 250 | SH | SOLE | 250 | 0 | 0 | ||
SPDR NUVEEN BARCLAYS | cs | 78464A441 | 6 | 250 | SH | SOLE | 250 | 0 | 0 | ||
SPDR NUVEEN BARCLAYS | cs | 78464A458 | 14 | 570 | SH | SOLE | 570 | 0 | 0 | ||
SPDR NUVEEN S&P HIGH | cs | 78464A284 | 12 | 216 | SH | SOLE | 166 | 0 | 50 | ||
SPDR S&P 500 ETF | cs | 78462F103 | 792 | 4,134 | SH | SOLE | 3,884 | 0 | 250 | ||
SPDR S&P DIVIDEND ETF | cs | 78464A763 | 51 | 705 | SH | SOLE | 0 | 0 | 705 | ||
SPDR S&P MIDCAP 400 ETF | cs | 78467Y107 | 25 | 100 | SH | SOLE | 100 | 0 | 0 | ||
SPLUNK INC | cs | 848637104 | 55 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
STARBUCKS CORP | cs | 855244109 | 4,610 | 81,106 | SH | SOLE | 74,806 | 0 | 6,300 | ||
STEELCASE INC | cs | 858155203 | 92 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
STRATASYS LTD F | cs | M85548101 | 5 | 200 | SH | SOLE | 200 | 0 | 0 | ||
STRATEGIC RESOURCES LXXX | cs | 862773108 | 0 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
STURM RUGER & CO INC | cs | 864159108 | 82 | 1,400 | SH | SOLE | 1,400 | 0 | 0 | ||
SUPERVALU INC | cs | 868536103 | 1 | 85 | SH | SOLE | 85 | 0 | 0 | ||
T H Q INC NEW XXX | cs | 872443601 | 0 | 2 | SH | SOLE | 0 | 0 | 2 | ||
TAKE TWO INTERACTV | cs | 874054109 | 1 | 30 | SH | SOLE | 30 | 0 | 0 | ||
TARGET CORPORATION | cs | 87612E110 | 5,930 | 75,392 | SH | SOLE | 70,557 | 0 | 4,835 | ||
TASER INTERNATIONAL | cs | 87651B104 | 33 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
TE CONNECTIVITY LTD F | cs | H84989104 | 2 | 38 | SH | SOLE | 8 | 0 | 30 | ||
TECHNOLOGY SELECT SECTOR | cs | 81369Y803 | 8 | 200 | SH | SOLE | 200 | 0 | 0 | ||
TEEKAY TANKERS LTD CL AF | cs | Y8565N102 | 4 | 651 | SH | SOLE | 651 | 0 | 0 | ||
TESLA MOTORS INC | cs | 88160R101 | 763 | 3,071 | SH | SOLE | 2,359 | 0 | 712 | ||
TEVA PHARM INDS LTD F | cs | 881624209 | 6 | 100 | SH | SOLE | 100 | 0 | 0 | ||
TIME WARNER INC | cs | 887317303 | 206 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
TJX COMPANIES INC | cs | 872540109 | 21 | 300 | SH | SOLE | 300 | 0 | 0 | ||
TOOTSIE ROLL INDS | cs | 890516107 | 10 | 325 | SH | SOLE | 325 | 0 | 0 | ||
TOOTSIE ROLL INDS B XXX | cs | 890516206 | 10 | 325 | SH | SOLE | 325 | 0 | 0 | ||
TOTAL S A F | cs | 89151E113 | 6 | 125 | SH | SOLE | 125 | 0 | 0 | ||
TOYOTA MOTOR CORP F | cs | 892331307 | 23 | 200 | SH | SOLE | 200 | 0 | 0 | ||
TRANSOCEAN INC NEW F | cs | H8817H100 | 3 | 239 | SH | SOLE | 239 | 0 | 0 | ||
TRUE GOLD MINING INC F | cs | 89783T102 | 0 | 793 | SH | SOLE | 793 | 0 | 0 | ||
TWITTER INC | cs | 90184L102 | 103 | 3,810 | SH | SOLE | 2,960 | 0 | 850 | ||
TYCO INTL PLC NEW F | cs | G91442106 | 1 | 38 | SH | SOLE | 8 | 0 | 30 | ||
U S BANCORP | cs | 902973304 | 85 | 2,067 | SH | SOLE | 2,067 | 0 | 0 | ||
UBS GROUP AG F | cs | H42097107 | 18 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
UNDER ARMOUR INC | cs | 904311107 | 144 | 1,486 | SH | SOLE | 1,386 | 0 | 100 | ||
UNISYS CORP | cs | 909214306 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
UNITED STATES 12 MONTH | cs | 91288V103 | 15 | 750 | SH | SOLE | 750 | 0 | 0 | ||
UNITED STATES STEEL | cs | 912909108 | 1 | 100 | SH | SOLE | 100 | 0 | 0 | ||
UNITED TECHNOLOGIES | cs | 913017109 | 121 | 1,363 | SH | SOLE | 1,356 | 0 | 7 | ||
URBAN EDGE PPTYS | cs | 91704F104 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
USA URANIUM CORP XXX | cs | 91154T109 | 0 | 400,000 | SH | SOLE | 0 | 0 | 400,000 | ||
VALEANT PHARMA INTL F | cs | 91911K102 | 18 | 100 | SH | SOLE | 100 | 0 | 0 | ||
VANGUARD FTSE ALL WORLD | cs | 922042775 | 43 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
VANGUARD FTSE DEVELOPED | cs | 921943858 | 107 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
VANGUARD INFORMATION | cs | 92204A702 | 109 | 1,085 | SH | SOLE | 1,085 | 0 | 0 | ||
VANGUARD MID CAP ETF | cs | 922908629 | 152 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
VANGUARD REIT ETF | cs | 922908553 | 27 | 359 | SH | SOLE | 359 | 0 | 0 | ||
VANGUARD TOTAL BOND | cs | 921937835 | 2,626 | 32,055 | SH | SOLE | 28,505 | 0 | 3,550 | ||
VANGUARD TOTAL STOCK | cs | 922908769 | 31 | 310 | SH | SOLE | 310 | 0 | 0 | ||
VAPE HLDGS INC | cs | 91912N105 | 0 | 500 | SH | SOLE | 500 | 0 | 0 | ||
VERITIV CORPORATION | cs | 923454102 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
VERIZON COMMUNICATN | cs | 92343V104 | 2,534 | 58,248 | SH | SOLE | 55,398 | 0 | 2,850 | ||
VIRGIN AMERICA INC | cs | 92765X208 | 3 | 100 | SH | SOLE | 0 | 0 | 100 | ||
VISA INC | cs | 92826C839 | 28 | 400 | SH | SOLE | 0 | 0 | 400 | ||
VISTA OUTDOOR INC | cs | 928377100 | 37 | 830 | SH | SOLE | 830 | 0 | 0 | ||
VIVUS INC | cs | 928551100 | 0 | 100 | SH | SOLE | 100 | 0 | 0 | ||
VODAFONE GROUP F | cs | 92857W308 | 121 | 3,799 | SH | SOLE | 3,799 | 0 | 0 | ||
WAL-MART STORES INC | cs | 931142103 | 77 | 1,191 | SH | SOLE | 1,191 | 0 | 0 | ||
WALT DISNEY CO | cs | 254687106 | 236 | 2,310 | SH | SOLE | 2,305 | 0 | 5 | ||
WASTE MANAGEMENT INC | cs | 94106L109 | 60 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
WEATHERFORD INTL NEW F | cs | G48833100 | 3 | 300 | SH | SOLE | 300 | 0 | 0 | ||
WELLS FARGO & CO | cs | 949746101 | 4,544 | 88,485 | SH | SOLE | 83,485 | 0 | 5,000 | ||
WESTERN LITHIUM USA F | cs | 95854Q109 | 2 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
WHITEWAVE FOODS | cs | 966244105 | 3 | 75 | SH | SOLE | 75 | 0 | 0 | ||
WHOLE FOODS MARKET | cs | 966837106 | 54 | 1,717 | SH | SOLE | 1,577 | 0 | 140 | ||
WILLIAMS COMPANIES | cs | 969457100 | 4 | 100 | SH | SOLE | 100 | 0 | 0 | ||
WINDSTREAM HLDGS INC | cs | 97382A200 | 1 | 134 | SH | SOLE | 134 | 0 | 0 | ||
WISDOMTREE INTL LARGECP | cs | 97717W794 | 59 | 1,380 | SH | SOLE | 1,380 | 0 | 0 | ||
WISDOMTREE INTL SMALLCP | cs | 97717W760 | 110 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
WPX ENERGY INC | cs | 98212B103 | 0 | 33 | SH | SOLE | 33 | 0 | 0 | ||
WYNN RESORTS | cs | 983134107 | 5 | 100 | SH | SOLE | 100 | 0 | 0 | ||
YELP INC | cs | 985817105 | 29 | 1,350 | SH | SOLE | 1,350 | 0 | 0 | ||
YUM BRANDS INC | cs | 988498101 | 191 | 2,385 | SH | SOLE | 2,385 | 0 | 0 | ||
ZILLOW GROUP INC | cs | 98954M101 | 3 | 100 | SH | SOLE | 100 | 0 | 0 | ||
ZILLOW GROUP INC | cs | 98954M200 | 5 | 200 | SH | SOLE | 200 | 0 | 0 | ||
AMERICAN TOWER CORP | oa | 03027X100 | 4 | 50 | SH | SOLE | 50 | 0 | 0 | ||
AMERIGAS PARTNERS, L LP | oa | 030975106 | 42 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
AMERN CAP AGY CRP | oa | 02503X105 | 39 | 2,100 | SH | SOLE | 2,100 | 0 | 0 | ||
ANNALY CAPITAL MGMT | oa | 035710409 | 418 | 42,300 | SH | SOLE | 38,300 | 0 | 4,000 | ||
CALUMET SPECIALTY PR LP | oa | 131476103 | 36 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
DIGITAL REALTY TRUST | oa | 253868103 | 5 | 80 | SH | SOLE | 80 | 0 | 0 | ||
DUKE REALTY CORP | oa | 264411505 | 67 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
EMERGE ENERGY SVC LP LP | oa | 29102H108 | 1 | 200 | SH | SOLE | 200 | 0 | 0 | ||
ENBRIDGE ENERGY PTNR LP | oa | 29250R106 | 6 | 240 | SH | SOLE | 126 | 0 | 114 | ||
ENTERPRISE PRODUCTS LP | oa | 293792107 | 55 | 2,200 | SH | SOLE | 2,200 | 0 | 0 | ||
HLTHCARE TR OF AMER | oa | 42225P501 | 55 | 2,255 | SH | SOLE | 2,255 | 0 | 0 | ||
LAACO INC LTD PARTNS LP | oa | 505346106 | 64 | 40 | SH | SOLE | 40 | 0 | 0 | ||
MFA FINANCIAL, INC. | oa | 55272X102 | 7 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
NORTHSTAR REALTY | oa | 66704R704 | 2 | 157 | SH | SOLE | 157 | 0 | 0 | ||
ONEOK PARTNERS LP LP | oa | 68268N103 | 29 | 999 | SH | SOLE | 999 | 0 | 0 | ||
PEBBLEBROOK HOTEL TR | oa | 70509V100 | 3 | 75 | SH | SOLE | 0 | 0 | 75 | ||
PLUM CREEK TIMBER CO | oa | 729251108 | 24 | 605 | SH | SOLE | 605 | 0 | 0 | ||
REALTY INCM CORP | oa | 756109104 | 234 | 4,940 | SH | SOLE | 4,940 | 0 | 0 | ||
SILVER BAY REALTY TR | oa | 82735Q102 | 0 | 2 | SH | SOLE | 2 | 0 | 0 | ||
UMH PROPERTIES INC. | oa | 903002103 | 28 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
VENTAS INC | oa | 92276F100 | 3,744 | 66,785 | SH | SOLE | 63,795 | 0 | 2,990 | ||
WSTN GAS PARTNERS LP LP | oa | 958254104 | 4 | 90 | SH | SOLE | 90 | 0 | 0 | ||
AEGON NV 4% PFD | ps | 007924509 | 7 | 300 | SH | SOLE | 300 | 0 | 0 | ||
ALEXANDRIA REAL E 7% PFD | ps | 015271505 | 6 | 213 | SH | SOLE | 213 | 0 | 0 | ||
ALLSTATE CORPORA 5.1%PFD | ps | 020002309 | 5 | 200 | SH | SOLE | 200 | 0 | 0 | ||
AMERN CAP AGY CR 8% PFD | ps | 02503X204 | 115 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
ANNALY CAPITAL 7.5% PFD | ps | 035710805 | 5 | 183 | SH | SOLE | 183 | 0 | 0 | ||
ASPEN INSURAN 5.95% PFD | ps | G05384154 | 5 | 200 | SH | SOLE | 200 | 0 | 0 | ||
COMCAST CORPORATIO 5%PFD | ps | 20030N606 | 3 | 100 | SH | SOLE | 100 | 0 | 0 | ||
COUNTRYWIDE CAP V 7%PFD | ps | 222388209 | 51 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
CUBESMART TRS 7.75% PFD | ps | 229663208 | 6 | 213 | SH | SOLE | 213 | 0 | 0 | ||
CYS INVESTMEN 7.75% PFD | ps | 12673A207 | 23 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
DYNEX CAPITAL, 8.5% PFD | ps | 26817Q704 | 42 | 1,750 | SH | SOLE | 1,750 | 0 | 0 | ||
ENRON CORP DISC 00 8%PFD | ps | P37307108 | 0 | 400 | SH | SOLE | 400 | 0 | 0 | ||
GOLDMAN SACHS GR 4% PFD | ps | 38144G804 | 7 | 375 | SH | SOLE | 375 | 0 | 0 | ||
HATTERAS FIN 7.625% PFD | ps | 41902R400 | 24 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
HSBC HLDGS P 8.125% PFD | ps | 404280703 | 10 | 400 | SH | SOLE | 200 | 0 | 200 | ||
MERRILL LYNCH 7.28% PFD | ps | 59021K205 | 3 | 100 | SH | SOLE | 100 | 0 | 0 | ||
MORGAN STANLEY 5.75%PFD | ps | 617466206 | 13 | 500 | SH | SOLE | 500 | 0 | 0 | ||
NORTHSTAR REA 8.25% PFD | ps | 66704R308 | 5 | 200 | SH | SOLE | 200 | 0 | 0 | ||
PRUDENTIAL FINA 5.75%PFD | ps | 744320607 | 25 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
SANDRIDGE ENERGY 7% PFD | ps | 80007P877 | 0 | 45 | SH | SOLE | 45 | 0 | 0 | ||
STATE STREET 5.25% PFD | ps | 857477509 | 33 | 1,312 | SH | SOLE | 1,312 | 0 | 0 | ||
TENNESSEE VLY A 6.75%PFD | ps | 880591300 | 4 | 150 | SH | SOLE | 150 | 0 | 0 | ||
U S BANCORP 5.56% PFD | ps | 902973155 | 5 | 225 | SH | SOLE | 225 | 0 | 0 | ||
U S BANCORP 7.189% PFD | ps | 902973866 | 2 | 3 | SH | SOLE | 3 | 0 | 0 | ||
WELLS FARGO & 5.2% PFD | ps | 949746747 | 91 | 3,763 | SH | SOLE | 3,500 | 0 | 263 | ||
BIOTIME INC 18 WTS | wt | 09066L162 | 0 | 14 | SH | SOLE | 14 | 0 | 0 | ||
EAGLE BULK SHIPPI 21 WTS | wt | Y2187A135 | 0 | 105 | SH | SOLE | 105 | 0 | 0 | ||
GENERAL MOTORS CO 16 WTS | wt | 37045V118 | 0 | 6 | SH | SOLE | 6 | 0 | 0 | ||
GENERAL MOTORS CO 19 WTS | wt | 37045V126 | 0 | 6 | SH | SOLE | 6 | 0 | 0 | ||
HUDBAY MINERALS I 18 WTF | wt | 443628136 | 0 | 170 | SH | SOLE | 170 | 0 | 0 | ||
MAGNUM HUNTER RES 16 WTS | wt | 55973B110 | 0 | 51 | SH | SOLE | 51 | 0 | 0 | ||
SAFEWAY CASA LEY CVR RTS | wt | 786CVR209 | 0 | 150 | SH | SOLE | 150 | 0 | 0 | ||
SAFEWAY PDC LLC CVR RTS | wt | 786CVR308 | 0 | 150 | SH | SOLE | 150 | 0 | 0 |