The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1/100 BERKSHIRE HTWY CLA | cs | 084990175 | 255 | 1 | SH | SOLE | 1 | 0 | 0 | ||
5BARZ INTL INC | cs | 33833F100 | 2 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
A T & T INC | cs | 00206R102 | 9,138 | 242,207 | SH | SOLE | 229,272 | 0 | 12,935 | ||
ABBVIE INC | cs | 00287Y109 | 6,451 | 88,961 | SH | SOLE | 82,786 | 0 | 6,175 | ||
ABERDEEN ASIA PACIFIC IN | cs | 003009107 | 290 | 58,000 | SH | SOLE | 58,000 | 0 | 0 | ||
ALPHABET INC. | cs | 02079K305 | 4,458 | 4,795 | SH | SOLE | 4,509 | 0 | 286 | ||
ALPS ALERIAN MLP ETF | cs | 00162Q866 | 455 | 38,071 | SH | SOLE | 38,071 | 0 | 0 | ||
ALTRIA GROUP INC | cs | 02209S103 | 1,781 | 23,921 | SH | SOLE | 22,271 | 0 | 1,650 | ||
AMAZON COM INC | cs | 023135106 | 3,031 | 3,131 | SH | SOLE | 2,913 | 0 | 218 | ||
AMGEN INCORPORATED | cs | 031162100 | 207 | 1,201 | SH | SOLE | 1,201 | 0 | 0 | ||
APPLE INC | cs | 037833100 | 8,413 | 58,418 | SH | SOLE | 49,578 | 0 | 8,840 | ||
BANK OF AMERICA CORP | cs | 060505104 | 4,565 | 188,156 | SH | SOLE | 176,306 | 0 | 11,850 | ||
BARCLYS IPATH NOTES LKD | cs | 06738C786 | 78 | 15,950 | SH | SOLE | 15,950 | 0 | 0 | ||
BERKSHIRE HATHAWAY | cs | 084670702 | 1,624 | 9,589 | SH | SOLE | 8,939 | 0 | 650 | ||
BLACKROCK CORE BOND CF | cs | 09249E101 | 162 | 11,667 | SH | SOLE | 10,106 | 0 | 1,561 | ||
BLACKROCK FLOAT RATE INC | cs | 09255X100 | 862 | 61,250 | SH | SOLE | 57,250 | 0 | 4,000 | ||
BLACKROCK MUNIYIELD CALI | cs | 09254N103 | 1,228 | 81,827 | SH | SOLE | 44,327 | 0 | 37,500 | ||
BLACKROCK MUNIYIELD CALI | cs | 09254M105 | 246 | 16,200 | SH | SOLE | 16,200 | 0 | 0 | ||
BOEING CO | cs | 097023105 | 272 | 1,375 | SH | SOLE | 1,375 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB | cs | 110122108 | 281 | 5,047 | SH | SOLE | 4,447 | 0 | 600 | ||
BROADCOM LTD F | cs | Y09827109 | 201 | 863 | SH | SOLE | 738 | 0 | 125 | ||
CAPRICOR THERAPEUTICS INC | cs | 14070B101 | 42 | 50,000 | SH | SOLE | 0 | 0 | 50,000 | ||
CATHAY GENERAL BANCO | cs | 149150104 | 380 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
CELGENE CORP | cs | 151020104 | 2,938 | 22,625 | SH | SOLE | 21,140 | 0 | 1,485 | ||
CENTURYLINK INC | cs | 156700106 | 215 | 9,002 | SH | SOLE | 9,002 | 0 | 0 | ||
CHANCELLOR GROUP INC | cs | 15883D101 | 0 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
CHEVRON CORPORATION | cs | 166764100 | 929 | 8,905 | SH | SOLE | 7,377 | 0 | 1,528 | ||
CISCO SYSTEMS INC | cs | 17275R102 | 4,261 | 136,140 | SH | SOLE | 130,311 | 0 | 5,829 | ||
COHEN AND STEERS INFRAST | cs | 19248A109 | 2,179 | 92,223 | SH | SOLE | 88,598 | 0 | 3,625 | ||
COMMERCE BANCSHARES | cs | 200525103 | 1,023 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
CONSOLIDATED EDISON | cs | 209115104 | 5,656 | 69,986 | SH | SOLE | 65,096 | 0 | 4,890 | ||
COSTCO WHOLESALE CO | cs | 22160K105 | 352 | 2,203 | SH | SOLE | 2,203 | 0 | 0 | ||
CREATIVE EDGE NUTRIT | cs | 22528W205 | 0 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
DNP SELECT INCOME CF | cs | 23325P104 | 273 | 24,800 | SH | SOLE | 24,800 | 0 | 0 | ||
DOUBLELINE INCOME SOLUTI | cs | 258622109 | 921 | 44,599 | SH | SOLE | 44,054 | 0 | 545 | ||
DOUBLELINE OPPORTUNISTIC | cs | 258623107 | 7,427 | 294,378 | SH | SOLE | 282,258 | 0 | 12,120 | ||
DU PONT EI DE NEMOUR | cs | 263534109 | 893 | 11,060 | SH | SOLE | 11,060 | 0 | 0 | ||
DUKE ENERGY CORP | cs | 26441C204 | 285 | 3,404 | SH | SOLE | 3,404 | 0 | 0 | ||
EATON CORP PLC F | cs | G29183103 | 7,228 | 92,873 | SH | SOLE | 85,666 | 0 | 7,207 | ||
EATON VANCE LIMITED DURA | cs | 27828H105 | 2,028 | 143,840 | SH | SOLE | 133,865 | 0 | 9,975 | ||
EDISON INTERNATIONAL | cs | 281020107 | 267 | 3,414 | SH | SOLE | 1,714 | 0 | 1,700 | ||
ENERGY SELECT SECTOR | cs | 81369Y506 | 331 | 5,095 | SH | SOLE | 4,945 | 0 | 150 | ||
ETFS GOLD TRUST ETF | cs | 26922Y105 | 259 | 2,150 | SH | SOLE | 1,700 | 0 | 450 | ||
EXXON MOBIL CORP | cs | 30231G102 | 12,656 | 156,768 | SH | SOLE | 149,568 | 0 | 7,200 | ||
FACEBOOK INC | cs | 30303M102 | 4,774 | 31,617 | SH | SOLE | 28,607 | 0 | 3,010 | ||
FIRST FOUNDATION INC | cs | 32026V104 | 329 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
FORD MOTOR COMPANY | cs | 345370860 | 155 | 13,826 | SH | SOLE | 13,826 | 0 | 0 | ||
GENERAL ELECTRIC CO | cs | 369604103 | 6,467 | 239,419 | SH | SOLE | 224,089 | 0 | 15,330 | ||
GENERAL MILLS INC | cs | 370334104 | 287 | 5,182 | SH | SOLE | 5,182 | 0 | 0 | ||
GILEAD SCIENCES INC | cs | 375558103 | 267 | 3,779 | SH | SOLE | 3,679 | 0 | 100 | ||
GUGGENHEIM BLLSHS 2017 | cs | 18383M548 | 4,239 | 187,494 | SH | SOLE | 175,407 | 0 | 12,087 | ||
GUGGENHEIM S&P 500 EQUAL | cs | 78355W106 | 12,766 | 137,748 | SH | SOLE | 132,897 | 0 | 4,851 | ||
HEALTHMED SVCS LTD | cs | 422246306 | 0 | 489,700 | SH | SOLE | 489,700 | 0 | 0 | ||
HOME DEPOT INC | cs | 437076102 | 493 | 3,216 | SH | SOLE | 3,208 | 0 | 8 | ||
HONEYWELL INTL INC | cs | 438516106 | 468 | 3,514 | SH | SOLE | 3,514 | 0 | 0 | ||
IBM CORP | cs | 459200101 | 5,728 | 37,237 | SH | SOLE | 35,362 | 0 | 1,875 | ||
INTEL CORP | cs | 458140100 | 274 | 8,113 | SH | SOLE | 8,113 | 0 | 0 | ||
ISHARES 1-3 YEAR CREDIT | cs | 464288646 | 542 | 5,151 | SH | SOLE | 4,401 | 0 | 750 | ||
ISHARES INTERM CREDIT | cs | 464288638 | 4,366 | 39,773 | SH | SOLE | 35,748 | 0 | 4,025 | ||
ISHARES NASDAQ | cs | 464287556 | 353 | 1,140 | SH | SOLE | 1,115 | 0 | 25 | ||
ISHARES RUSSELL 2000 | cs | 464287655 | 246 | 1,746 | SH | SOLE | 1,746 | 0 | 0 | ||
ISHARES US HEALTHCARE | cs | 464287762 | 340 | 2,042 | SH | SOLE | 1,642 | 0 | 400 | ||
JOHNSON & JOHNSON | cs | 478160104 | 344 | 2,597 | SH | SOLE | 2,597 | 0 | 0 | ||
JOHNSON CTLS INTL F | cs | G51502105 | 366 | 8,442 | SH | SOLE | 8,414 | 0 | 28 | ||
JP MORGAN CHASE ALERIAN | cs | 46625H365 | 534 | 17,995 | SH | SOLE | 17,395 | 0 | 600 | ||
JPMORGAN CHASE & CO | cs | 46625H100 | 6,217 | 68,022 | SH | SOLE | 62,678 | 0 | 5,344 | ||
K L A TENCOR CORP | cs | 482480100 | 549 | 6,000 | SH | SOLE | 5,650 | 0 | 350 | ||
KIMBERLY-CLARK CORP | cs | 494368103 | 230 | 1,782 | SH | SOLE | 1,082 | 0 | 700 | ||
LIBERTY STAR URANIUM | cs | 53123T206 | 1 | 616,600 | SH | SOLE | 616,600 | 0 | 0 | ||
LOWES COMPANIES INC | cs | 548661107 | 638 | 8,224 | SH | SOLE | 7,974 | 0 | 250 | ||
MARSH & MC LENNAN CO | cs | 571748102 | 250 | 3,203 | SH | SOLE | 3,203 | 0 | 0 | ||
MERCK & CO INC | cs | 58933Y105 | 522 | 8,146 | SH | SOLE | 7,346 | 0 | 800 | ||
METLIFE INC | cs | 59156R108 | 718 | 13,060 | SH | SOLE | 11,960 | 0 | 1,100 | ||
NANOTECH ENTERTAINME | cs | 63009Y203 | 2 | 82,323 | SH | SOLE | 82,323 | 0 | 0 | ||
NAVIOS MARITIME F | cs | Y62196103 | 89 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
NETFLIX INC | cs | 64110L106 | 223 | 1,494 | SH | SOLE | 1,344 | 0 | 150 | ||
NIKE INC | cs | 654106103 | 294 | 4,991 | SH | SOLE | 4,991 | 0 | 0 | ||
NORTHROP GRUMMAN CO | cs | 666807102 | 329 | 1,281 | SH | SOLE | 1,281 | 0 | 0 | ||
NUVEEN ALL CAP ENERGY ML | cs | 67075E108 | 93 | 10,075 | SH | SOLE | 10,075 | 0 | 0 | ||
NUVEEN CALIFORNIA DIVIDE | cs | 67066Y105 | 1,762 | 117,181 | SH | SOLE | 107,931 | 0 | 9,250 | ||
NUVEEN INSURED CALIF TAX | cs | 670651108 | 2,109 | 135,474 | SH | SOLE | 127,474 | 0 | 8,000 | ||
NUVEEN S&P500 BUY-WRITE | cs | 6706ER101 | 1,532 | 110,615 | SH | SOLE | 106,258 | 0 | 4,357 | ||
PALO ALTO NETWORKS | cs | 697435105 | 311 | 2,323 | SH | SOLE | 2,073 | 0 | 250 | ||
PAYPAL HOLDINGS INCO | cs | 70450Y103 | 451 | 8,398 | SH | SOLE | 8,398 | 0 | 0 | ||
PFIZER INCORPORATED | cs | 717081103 | 7,046 | 209,769 | SH | SOLE | 195,004 | 0 | 14,765 | ||
PHILIP MORRIS INTL | cs | 718172109 | 352 | 2,999 | SH | SOLE | 2,999 | 0 | 0 | ||
PHILLIPS 66 | cs | 718546104 | 231 | 2,792 | SH | SOLE | 2,792 | 0 | 0 | ||
PIMCO HIGH INCOME CF | cs | 722014107 | 98 | 11,160 | SH | SOLE | 11,160 | 0 | 0 | ||
POWERSH CALIFOR AMT FRE | cs | 73936T441 | 515 | 19,838 | SH | SOLE | 18,588 | 0 | 1,250 | ||
POWERSHARES QQQ TRUST | cs | 73935A104 | 571 | 4,147 | SH | SOLE | 3,939 | 0 | 208 | ||
POWERSHARES SENIOR LOAN | cs | 73936Q769 | 1,140 | 49,275 | SH | SOLE | 46,601 | 0 | 2,674 | ||
PPG INDUSTRIES INC | cs | 693506107 | 561 | 5,102 | SH | SOLE | 5,102 | 0 | 0 | ||
PROCTER & GAMBLE | cs | 742718109 | 591 | 6,778 | SH | SOLE | 6,628 | 0 | 150 | ||
PROSPECT CAPITAL CO | cs | 74348T102 | 244 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
QORVO INC | cs | 74736K101 | 432 | 6,825 | SH | SOLE | 6,825 | 0 | 0 | ||
QUALCOMM INC | cs | 747525103 | 843 | 15,269 | SH | SOLE | 15,069 | 0 | 200 | ||
S B A COMMUNICATIONS | cs | 78410G104 | 1,214 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
SALESFORCE COM | cs | 79466L302 | 247 | 2,850 | SH | SOLE | 2,750 | 0 | 100 | ||
SCHWAB EMERGING MARKETS | cs | 808524706 | 15,932 | 641,132 | SH | SOLE | 609,320 | 0 | 31,812 | ||
SCHWAB INTERNATIONAL | cs | 808524805 | 38,625 | 1,215,386 | SH | SOLE | 1,153,791 | 0 | 61,595 | ||
SCHWAB US AGGREGATE BOND | cs | 808524839 | 9,772 | 187,023 | SH | SOLE | 176,298 | 0 | 10,725 | ||
SCHWAB US BROAD MARKET | cs | 808524102 | 2,650 | 45,328 | SH | SOLE | 39,553 | 0 | 5,775 | ||
SCHWAB US DIVIDEND | cs | 808524797 | 1,148 | 25,465 | SH | SOLE | 22,920 | 0 | 2,545 | ||
SCHWAB US LARGE CAP | cs | 808524300 | 9,227 | 145,993 | SH | SOLE | 141,173 | 0 | 4,820 | ||
SCHWAB US LARGE CAP | cs | 808524409 | 8,017 | 159,702 | SH | SOLE | 154,557 | 0 | 5,145 | ||
SCHWAB US LARGE CAP ETF | cs | 808524201 | 53,778 | 930,904 | SH | SOLE | 889,567 | 0 | 41,337 | ||
SCHWAB US SMALL CAP ETF | cs | 808524607 | 7,228 | 113,095 | SH | SOLE | 108,515 | 0 | 4,580 | ||
SCHWAB US TIPS ETF | cs | 808524870 | 4,492 | 81,577 | SH | SOLE | 75,707 | 0 | 5,870 | ||
SELECT SECTOR INDUSTRIAL | cs | 81369Y704 | 380 | 5,584 | SH | SOLE | 5,334 | 0 | 250 | ||
SELECT SECTOR UTI SELECT | cs | 81369Y886 | 2,248 | 43,270 | SH | SOLE | 40,870 | 0 | 2,400 | ||
SELECT STR FINANCIAL | cs | 81369Y605 | 423 | 17,135 | SH | SOLE | 16,960 | 0 | 175 | ||
SIRIUS XM HLDGS INC | cs | 82968B103 | 221 | 40,440 | SH | SOLE | 40,440 | 0 | 0 | ||
SKYWORKS SOLUTIONS | cs | 83088M102 | 263 | 2,744 | SH | SOLE | 2,594 | 0 | 150 | ||
SOLARIS PWR CELLS | cs | 83416X101 | 0 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
SPDR FUND CONSUMER | cs | 81369Y308 | 239 | 4,355 | SH | SOLE | 4,215 | 0 | 140 | ||
SPDR GOLD SHARES ETF | cs | 78463V107 | 236 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
SPDR NUVEEN BLMBRG | cs | 78468R721 | 270 | 5,550 | SH | SOLE | 5,450 | 0 | 100 | ||
SPDR S&P 500 ETF | cs | 78462F103 | 6,806 | 28,148 | SH | SOLE | 7,793 | 0 | 20,355 | ||
SPDR S&P DIVIDEND ETF | cs | 78464A763 | 201 | 2,262 | SH | SOLE | 1,515 | 0 | 747 | ||
STARBUCKS CORP | cs | 855244109 | 3,294 | 56,492 | SH | SOLE | 52,707 | 0 | 3,785 | ||
TARGET CORPORATION | cs | 87612E106 | 204 | 3,895 | SH | SOLE | 3,695 | 0 | 200 | ||
TESLA INC | cs | 88160R101 | 1,264 | 3,495 | SH | SOLE | 2,623 | 0 | 872 | ||
TIME WARNER INC | cs | 887317303 | 309 | 3,076 | SH | SOLE | 3,076 | 0 | 0 | ||
UNION PACIFIC CORP | cs | 907818108 | 577 | 5,296 | SH | SOLE | 5,096 | 0 | 200 | ||
UNITED TECHNOLOGIES | cs | 913017109 | 2,617 | 21,431 | SH | SOLE | 20,541 | 0 | 890 | ||
USA URANIUM CORP XXX | cs | 91154T109 | 0 | 400,000 | SH | SOLE | 0 | 0 | 400,000 | ||
VANECK VECTORS PFD SEC | cs | 92189F429 | 4,978 | 246,794 | SH | SOLE | 228,724 | 0 | 18,070 | ||
VANGUARD CONSUMER | cs | 92204A207 | 4,005 | 28,397 | SH | SOLE | 26,807 | 0 | 1,590 | ||
VANGUARD FINANCIALS ETF | cs | 92204A405 | 2,797 | 44,720 | SH | SOLE | 40,435 | 0 | 4,285 | ||
VANGUARD INTRNTNL HGH | cs | 921946794 | 3,573 | 57,120 | SH | SOLE | 52,970 | 0 | 4,150 | ||
VANGUARD REIT ETF | cs | 922908553 | 1,910 | 22,948 | SH | SOLE | 21,333 | 0 | 1,615 | ||
VANGUARD TOTAL BOND | cs | 921937835 | 1,592 | 19,453 | SH | SOLE | 17,203 | 0 | 2,250 | ||
VANGUARD TOTAL STOCK | cs | 922908769 | 542 | 4,353 | SH | SOLE | 4,353 | 0 | 0 | ||
VANGUARD VALUE ETF | cs | 922908744 | 210 | 2,175 | SH | SOLE | 2,175 | 0 | 0 | ||
VERIZON COMMUNICATN | cs | 92343V104 | 3,480 | 77,915 | SH | SOLE | 75,790 | 0 | 2,125 | ||
WALT DISNEY CO | cs | 254687106 | 452 | 4,258 | SH | SOLE | 3,753 | 0 | 505 | ||
WELLS FARGO BK N A | cs | 949746101 | 4,646 | 83,844 | SH | SOLE | 78,619 | 0 | 5,225 | ||
WESTERN DIGITAL CORP | cs | 958102105 | 6,909 | 77,985 | SH | SOLE | 72,555 | 0 | 5,430 | ||
XENONICS HOLDINGS | cs | 984117101 | 0 | 16,553 | SH | SOLE | 16,553 | 0 | 0 | ||
ANNALY CAPITAL MGMT | oa | 035710409 | 1,794 | 148,920 | SH | SOLE | 144,570 | 0 | 4,350 | ||
APOLLO GLOBAL MGMT LP | oa | 037612306 | 733 | 27,725 | SH | SOLE | 25,825 | 0 | 1,900 | ||
ENTERPRISE PRODUCTS LP | oa | 293792107 | 301 | 11,125 | SH | SOLE | 11,125 | 0 | 0 | ||
REALTY INCM CORP | oa | 756109104 | 208 | 3,776 | SH | SOLE | 3,651 | 0 | 125 | ||
VENTAS INC | oa | 92276F100 | 565 | 8,137 | SH | SOLE | 7,687 | 0 | 450 |