The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
CALL APPLE INC | cl | 004368258 | 0 | 40 | SH | Call | SOLE | 40 | 0 | 0 | |
CALL APPLE INC | cl | 004752778 | 0 | 20 | SH | Call | SOLE | 20 | 0 | 0 | |
ABBOTT LABORATORIES | cs | 002824100 | 211 | 3,699 | SH | SOLE | 3,699 | 0 | 0 | ||
ABERDEEN ASIA PACIFIC IN | cs | 003009107 | 483 | 99,000 | SH | SOLE | 99,000 | 0 | 0 | ||
ADVANCED MICRO DEVIC | cs | 007903107 | 215 | 20,900 | SH | SOLE | 20,900 | 0 | 0 | ||
AMAZON COM INC | cs | 023135106 | 4,311 | 3,686 | SH | SOLE | 3,477 | 0 | 209 | ||
APPLE INC | cs | 037833100 | 9,615 | 56,815 | SH | SOLE | 49,827 | 0 | 6,988 | ||
BANK OF AMERICA CORP | cs | 060505104 | 5,541 | 187,707 | SH | SOLE | 169,312 | 0 | 18,395 | ||
BERKSHIRE HATHAWAY | cs | 084670702 | 1,643 | 8,290 | SH | SOLE | 7,640 | 0 | 650 | ||
1/100 BERKSHIRE HTWY CLA | cs | 084990175 | 298 | 1 | SH | SOLE | 1 | 0 | 0 | ||
BOEING CO | cs | 097023105 | 907 | 3,074 | SH | SOLE | 3,074 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB | cs | 110122108 | 415 | 6,774 | SH | SOLE | 6,174 | 0 | 600 | ||
CATHAY GENERAL BANCO | cs | 149150104 | 422 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
CENTURYLINK INC | cs | 156700106 | 318 | 19,039 | SH | SOLE | 19,039 | 0 | 0 | ||
CHEVRON CORPORATION | cs | 166764100 | 1,156 | 9,232 | SH | SOLE | 5,811 | 0 | 3,421 | ||
CITIGROUP INC | cs | 172967424 | 476 | 6,396 | SH | SOLE | 6,396 | 0 | 0 | ||
COMMERCE BANCSHARES | cs | 200525103 | 586 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
CONSOLIDATED EDISON | cs | 209115104 | 7,031 | 82,764 | SH | SOLE | 74,794 | 0 | 7,970 | ||
WALT DISNEY CO | cs | 254687106 | 404 | 3,754 | SH | SOLE | 3,374 | 0 | 380 | ||
DOUBLELINE INCOME SOLUTI | cs | 258622109 | 878 | 43,471 | SH | SOLE | 42,926 | 0 | 545 | ||
DOUBLELINE OPPORTUNISTIC | cs | 258623107 | 5,956 | 268,422 | SH | SOLE | 251,152 | 0 | 17,270 | ||
EDISON INTERNATIONAL | cs | 281020107 | 220 | 3,473 | SH | SOLE | 2,198 | 0 | 1,275 | ||
EMERSON ELECTRIC CO | cs | 291011104 | 230 | 3,297 | SH | SOLE | 3,297 | 0 | 0 | ||
FORD MOTOR COMPANY | cs | 345370860 | 151 | 12,052 | SH | SOLE | 12,052 | 0 | 0 | ||
GENERAL ELECTRIC CO | cs | 369604103 | 317 | 18,163 | SH | SOLE | 17,088 | 0 | 1,075 | ||
GENERAL MILLS INC | cs | 370334104 | 297 | 5,014 | SH | SOLE | 5,014 | 0 | 0 | ||
GILEAD SCIENCES INC | cs | 375558103 | 250 | 3,487 | SH | SOLE | 3,387 | 0 | 100 | ||
HEALTHMED SVCS LTD | cs | 422246306 | 0 | 489,700 | SH | SOLE | 489,700 | 0 | 0 | ||
HOME DEPOT INC | cs | 437076102 | 593 | 3,130 | SH | SOLE | 3,130 | 0 | 0 | ||
HONEYWELL INTL INC | cs | 438516106 | 446 | 2,911 | SH | SOLE | 2,911 | 0 | 0 | ||
INTEL CORPORATION | cs | 458140100 | 352 | 7,635 | SH | SOLE | 7,635 | 0 | 0 | ||
ISHARES MSCI EAFE ETF | cs | 464287465 | 205 | 2,912 | SH | SOLE | 2,912 | 0 | 0 | ||
ISHARES NASDAQ | cs | 464287556 | 437 | 4,095 | SH | SOLE | 4,020 | 0 | 75 | ||
ISHARES US HEALTHCARE | cs | 464287762 | 373 | 2,142 | SH | SOLE | 1,742 | 0 | 400 | ||
ISHARES INTERM CREDIT | cs | 464288638 | 4,448 | 40,725 | SH | SOLE | 37,150 | 0 | 3,575 | ||
JOHNSON & JOHNSON | cs | 478160104 | 365 | 2,614 | SH | SOLE | 2,614 | 0 | 0 | ||
KIMBERLY-CLARK CORP | cs | 494368103 | 273 | 2,263 | SH | SOLE | 1,688 | 0 | 575 | ||
KONINKLIJKE PHILIPS F | cs | 500472303 | 2,242 | 59,307 | SH | SOLE | 56,269 | 0 | 3,038 | ||
LAM RESEARCH CORP | cs | 512807108 | 341 | 1,855 | SH | SOLE | 1,725 | 0 | 130 | ||
LEO MOTORS INC | cs | 526362108 | 75 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
LOWES COMPANIES INC | cs | 548661107 | 634 | 6,821 | SH | SOLE | 6,571 | 0 | 250 | ||
MARSH & MC LENNAN CO | cs | 571748102 | 263 | 3,233 | SH | SOLE | 3,233 | 0 | 0 | ||
MICROSOFT CORP | cs | 594918104 | 294 | 3,435 | SH | SOLE | 3,435 | 0 | 0 | ||
MICRON TECHNOLOGY | cs | 595112103 | 468 | 11,380 | SH | SOLE | 11,380 | 0 | 0 | ||
NIKE INC | cs | 654106103 | 217 | 3,471 | SH | SOLE | 3,471 | 0 | 0 | ||
NORTHROP GRUMMAN CO | cs | 666807102 | 377 | 1,227 | SH | SOLE | 1,227 | 0 | 0 | ||
NUVEN CALIFOR AMT FREE Q | cs | 670651108 | 2,078 | 135,250 | SH | SOLE | 127,250 | 0 | 8,000 | ||
PPG INDUSTRIES INC | cs | 693506107 | 528 | 4,521 | SH | SOLE | 4,521 | 0 | 0 | ||
PALO ALTO NETWORKS | cs | 697435105 | 234 | 1,615 | SH | SOLE | 1,365 | 0 | 250 | ||
PFIZER INCORPORATED | cs | 717081103 | 6,928 | 191,285 | SH | SOLE | 173,460 | 0 | 17,825 | ||
PHILIP MORRIS INTL | cs | 718172109 | 337 | 3,192 | SH | SOLE | 3,192 | 0 | 0 | ||
PHILLIPS 66 | cs | 718546104 | 286 | 2,825 | SH | SOLE | 2,825 | 0 | 0 | ||
PROCTER & GAMBLE | cs | 742718109 | 574 | 6,243 | SH | SOLE | 6,093 | 0 | 150 | ||
QUALCOMM INC | cs | 747525103 | 421 | 6,574 | SH | SOLE | 6,574 | 0 | 0 | ||
RAYTHEON COMPANY | cs | 755111507 | 234 | 1,247 | SH | SOLE | 1,247 | 0 | 0 | ||
SCHWAB US BROAD MARKET | cs | 808524102 | 2,536 | 39,298 | SH | SOLE | 34,723 | 0 | 4,575 | ||
SCHWAB US LARGE CAP ETF | cs | 808524201 | 66,331 | 1,039,990 | SH | SOLE | 996,493 | 0 | 43,497 | ||
SCHWAB US LARGE CAP | cs | 808524300 | 13,736 | 194,259 | SH | SOLE | 187,612 | 0 | 6,647 | ||
SCHWAB US LARGE CAP | cs | 808524409 | 13,754 | 251,579 | SH | SOLE | 232,547 | 0 | 19,032 | ||
SCHWAB US SMALL CAP ETF | cs | 808524607 | 277 | 3,974 | SH | SOLE | 3,974 | 0 | 0 | ||
SCHWAB EMERGING MARKETS | cs | 808524706 | 21,403 | 766,037 | SH | SOLE | 720,328 | 0 | 45,709 | ||
SCHWAB US DIVIDEND | cs | 808524797 | 1,083 | 21,165 | SH | SOLE | 18,620 | 0 | 2,545 | ||
SCHWAB INTERNATIONAL | cs | 808524805 | 52,159 | 1,530,946 | SH | SOLE | 1,449,273 | 0 | 81,673 | ||
SCHWAB US AGGREGATE BOND | cs | 808524839 | 7,110 | 136,618 | SH | SOLE | 122,073 | 0 | 14,545 | ||
STARBUCKS CORP | cs | 855244109 | 3,009 | 52,396 | SH | SOLE | 48,711 | 0 | 3,685 | ||
UNION PACIFIC CORP | cs | 907818108 | 603 | 4,496 | SH | SOLE | 4,346 | 0 | 150 | ||
UNITED TECHNOLOGIES | cs | 913017109 | 3,546 | 27,795 | SH | SOLE | 26,730 | 0 | 1,065 | ||
VANGUARD TOTAL BOND | cs | 921937835 | 751 | 9,210 | SH | SOLE | 7,910 | 0 | 1,300 | ||
VANGUARD FTSE DEVELOPED | cs | 921943858 | 211 | 4,695 | SH | SOLE | 4,695 | 0 | 0 | ||
VANGUARD INTERNATNL HGH | cs | 921946794 | 6,362 | 94,960 | SH | SOLE | 74,970 | 0 | 19,990 | ||
VANGUARD REIT ETF | cs | 922908553 | 4,031 | 48,580 | SH | SOLE | 43,565 | 0 | 5,015 | ||
WELLS FARGO BK N A | cs | 949746101 | 563 | 9,275 | SH | SOLE | 9,275 | 0 | 0 | ||
WESTERN DIGITAL CORP | cs | 958102105 | 4,241 | 53,325 | SH | SOLE | 50,550 | 0 | 2,775 | ||
XENONICS HOLDINGS | cs | 984117101 | 0 | 16,553 | SH | SOLE | 16,553 | 0 | 0 | ||
ALPS ALERIAN MLP ETF | cs | 00162Q866 | 246 | 22,834 | SH | SOLE | 22,834 | 0 | 0 | ||
A T & T INC | cs | 00206R102 | 9,891 | 254,408 | SH | SOLE | 213,368 | 0 | 41,040 | ||
ABBVIE INC | cs | 00287Y109 | 6,923 | 71,584 | SH | SOLE | 66,364 | 0 | 5,220 | ||
ALIBABA GROUP HLDG F | cs | 01609W102 | 229 | 1,330 | SH | SOLE | 1,330 | 0 | 0 | ||
ALPHABET INC. | cs | 02079K305 | 6,052 | 5,745 | SH | SOLE | 5,445 | 0 | 300 | ||
ALTRIA GROUP INC | cs | 02209S103 | 2,057 | 28,808 | SH | SOLE | 24,158 | 0 | 4,650 | ||
BARCLYS IPATH NOTES LKD | cs | 06738C786 | 104 | 15,950 | SH | SOLE | 15,950 | 0 | 0 | ||
BLACKROCK MUNIYIELD CALI | cs | 09254M105 | 291 | 19,700 | SH | SOLE | 19,700 | 0 | 0 | ||
BLACKROCK MUNIYIELD CALI | cs | 09254N103 | 1,215 | 82,906 | SH | SOLE | 56,906 | 0 | 26,000 | ||
BLACKROCK FLOAT RATE INC | cs | 09255X100 | 906 | 65,700 | SH | SOLE | 62,700 | 0 | 3,000 | ||
CAPRICOR THERAPEUTICS | cs | 14070B101 | 79 | 50,000 | SH | SOLE | 0 | 0 | 50,000 | ||
CHANCELLOR GROUP INC | cs | 15883D101 | 0 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
CISCO SYSTEMS INC | cs | 17275R102 | 4,931 | 128,743 | SH | SOLE | 117,809 | 0 | 10,934 | ||
COHEN AND STEERS INFRAST | cs | 19248A109 | 4,188 | 174,505 | SH | SOLE | 157,655 | 0 | 16,850 | ||
COSTCO WHOLESALE CO | cs | 22160K105 | 376 | 2,019 | SH | SOLE | 2,019 | 0 | 0 | ||
CREATIVE EDGE NUTRIT | cs | 22528W205 | 0 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
DNP SELECT INCOME CF | cs | 23325P104 | 316 | 29,300 | SH | SOLE | 29,300 | 0 | 0 | ||
DOWDUPONT INC | cs | 26078J100 | 1,021 | 14,335 | SH | SOLE | 14,335 | 0 | 0 | ||
DUKE ENERGY CORP | cs | 26441C204 | 288 | 3,422 | SH | SOLE | 3,422 | 0 | 0 | ||
ETFS GOLD TRUST ETF | cs | 26922Y105 | 320 | 2,540 | SH | SOLE | 2,240 | 0 | 300 | ||
EATON VANCE LIMITED DURA | cs | 27828H105 | 2,502 | 183,282 | SH | SOLE | 160,907 | 0 | 22,375 | ||
EXXON MOBIL CORP | cs | 30231G102 | 13,215 | 157,997 | SH | SOLE | 152,497 | 0 | 5,500 | ||
FACEBOOK INC | cs | 30303M102 | 5,441 | 30,834 | SH | SOLE | 28,242 | 0 | 2,592 | ||
FIRST FOUNDATION INC | cs | 32026V104 | 371 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
5BARZ INTL INC | cs | 33833F100 | 2 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
JPMORGAN CHASE & CO | cs | 46625H100 | 6,925 | 64,753 | SH | SOLE | 60,478 | 0 | 4,275 | ||
JP MORGAN CHASE ALERIAN | cs | 46625H365 | 548 | 19,945 | SH | SOLE | 15,345 | 0 | 4,600 | ||
LIBERTY STAR URANIUM | cs | 53123T206 | 1 | 616,600 | SH | SOLE | 616,600 | 0 | 0 | ||
MERCK & CO INC | cs | 58933Y105 | 457 | 8,119 | SH | SOLE | 7,519 | 0 | 600 | ||
METLIFE INC | cs | 59156R108 | 390 | 7,710 | SH | SOLE | 6,810 | 0 | 900 | ||
NANOTECH ENTERTAINME | cs | 63009Y203 | 2 | 82,323 | SH | SOLE | 82,323 | 0 | 0 | ||
NETFLIX INC | cs | 64110L106 | 358 | 1,865 | SH | SOLE | 1,715 | 0 | 150 | ||
NVIDIA CORP | cs | 67066G104 | 344 | 1,777 | SH | SOLE | 1,727 | 0 | 50 | ||
NUVEEN CLIFORNIA QULTY M | cs | 67066Y105 | 2,227 | 155,631 | SH | SOLE | 144,081 | 0 | 11,550 | ||
NUVEEN S&P500 BUY-WRITE | cs | 6706ER101 | 2,314 | 162,372 | SH | SOLE | 139,472 | 0 | 22,900 | ||
PAYPAL HOLDINGS INCO | cs | 70450Y103 | 412 | 5,596 | SH | SOLE | 5,596 | 0 | 0 | ||
PIMCO INVEST GRADE CORP | cs | 72201R817 | 1,002 | 9,482 | SH | SOLE | 7,826 | 0 | 1,656 | ||
POWERSHARES QQQ TRUST | cs | 73935A104 | 1,279 | 8,210 | SH | SOLE | 8,001 | 0 | 209 | ||
POWERSH CALIFOR AMT FRE | cs | 73936T441 | 636 | 24,102 | SH | SOLE | 22,852 | 0 | 1,250 | ||
POWERSHARES PREFERRED | cs | 73936T565 | 5,494 | 369,726 | SH | SOLE | 328,316 | 0 | 41,410 | ||
GUGGENHEIM S&P 500 EQUAL | cs | 78355W106 | 8,878 | 87,870 | SH | SOLE | 83,674 | 0 | 4,196 | ||
S B A COMMUNICATIONS | cs | 78410G104 | 817 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
SPDR S&P 500 ETF @ | cs | 78462F103 | 8,427 | 31,580 | SH | SOLE | 7,680 | 0 | 23,900 | ||
SPDR GOLD SHARES ETF | cs | 78463V107 | 297 | 2,400 | SH | SOLE | 2,400 | 0 | 0 | ||
SPDR S&P OIL & GAS EXPL | cs | 78464A730 | 294 | 7,900 | SH | SOLE | 7,900 | 0 | 0 | ||
SPDR FUND CONSUMER | cs | 81369Y308 | 303 | 5,330 | SH | SOLE | 5,140 | 0 | 190 | ||
ENERGY SELECT SECTOR | cs | 81369Y506 | 473 | 6,549 | SH | SOLE | 6,399 | 0 | 150 | ||
SELECT STR FINANCIAL | cs | 81369Y605 | 513 | 18,389 | SH | SOLE | 17,964 | 0 | 425 | ||
SELECT SECTOR INDUSTRIAL | cs | 81369Y704 | 365 | 4,817 | SH | SOLE | 4,567 | 0 | 250 | ||
SELECT SECTOR UTI SELECT | cs | 81369Y886 | 2,624 | 49,818 | SH | SOLE | 43,093 | 0 | 6,725 | ||
SIRIUS XM HLDGS INC | cs | 82968B103 | 217 | 40,440 | SH | SOLE | 40,440 | 0 | 0 | ||
SOLARIS PWR CELLS | cs | 83416X101 | 0 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
TESLA INC | cs | 88160R101 | 1,066 | 3,423 | SH | SOLE | 2,571 | 0 | 852 | ||
USA URANIUM CORP XXX | cs | 91154T109 | 0 | 400,000 | SH | SOLE | 0 | 0 | 400,000 | ||
VANECK VECTORS GOLD | cs | 92189F106 | 270 | 11,600 | SH | SOLE | 2,600 | 0 | 9,000 | ||
VANECK VECTORS PFD SEC | cs | 92189F429 | 746 | 37,925 | SH | SOLE | 37,125 | 0 | 800 | ||
VANGUARD CONSUMER | cs | 92204A207 | 4,966 | 34,008 | SH | SOLE | 32,303 | 0 | 1,705 | ||
VANGUARD FINANCIALS ETF | cs | 92204A405 | 5,757 | 82,195 | SH | SOLE | 76,805 | 0 | 5,390 | ||
VANGUARD INFORMATION | cs | 92204A702 | 202 | 1,225 | SH | SOLE | 411 | 0 | 814 | ||
VERIZON COMMUNICATN | cs | 92343V104 | 4,465 | 84,364 | SH | SOLE | 72,490 | 0 | 11,874 | ||
ALLERGAN PLC F | cs | G0177J108 | 547 | 3,343 | SH | SOLE | 3,343 | 0 | 0 | ||
EATON CORP PLC F | cs | G29183103 | 7,438 | 94,142 | SH | SOLE | 84,062 | 0 | 10,080 | ||
NAVIOS MARITIME F | cs | Y62196103 | 120 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ANNALY CAPITAL MGMT | oa | 035710409 | 2,561 | 215,355 | SH | SOLE | 183,555 | 0 | 31,800 | ||
ENTERPRISE PRODUCTS LP | oa | 293792107 | 331 | 12,499 | SH | SOLE | 12,499 | 0 | 0 | ||
GENERAL MOTORS 7.70XXX | oa | 370ESCAU9 | 0 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
VENTAS INC | oa | 92276F100 | 419 | 6,983 | SH | SOLE | 6,533 | 0 | 450 |