The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1/100 BERKSHIRE HTWY CLA | cs | 084990175 | 299 | 1 | SH | SOLE | 1 | 0 | 0 | ||
5BARZ INTL INC | cs | 33833F100 | 2 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
A T & T INC | cs | 00206R102 | 9,116 | 255,706 | SH | SOLE | 214,366 | 0 | 41,340 | ||
ABBOTT LABORATORIES | cs | 002824100 | 225 | 3,754 | SH | SOLE | 3,754 | 0 | 0 | ||
ABBVIE INC | cs | 00287Y109 | 6,364 | 67,238 | SH | SOLE | 62,043 | 0 | 5,195 | ||
ABERDEEN ASIA PACIFI | cs | 003009107 | 441 | 93,000 | SH | SOLE | 93,000 | 0 | 0 | ||
ALIBABA GROUP HLDG F | cs | 01609W102 | 412 | 2,245 | SH | SOLE | 2,245 | 0 | 0 | ||
ALIGN TECHNOLOGY INC | cs | 016255101 | 213 | 850 | SH | SOLE | 850 | 0 | 0 | ||
ALLERGAN PLC F | cs | G0177J108 | 526 | 3,126 | SH | SOLE | 3,096 | 0 | 30 | ||
ALPHABET INC. | cs | 02079K107 | 215 | 208 | SH | SOLE | 208 | 0 | 0 | ||
ALPHABET INC. | cs | 02079K305 | 6,117 | 5,898 | SH | SOLE | 5,589 | 0 | 309 | ||
ALPS ALERIAN MLP ETF | cs | 00162Q866 | 975 | 104,092 | SH | SOLE | 100,672 | 0 | 3,420 | ||
ALTAIR ENGINEERING I | cs | 021369103 | 1,201 | 38,300 | SH | SOLE | 38,300 | 0 | 0 | ||
ALTRIA GROUP INC | cs | 02209S103 | 1,740 | 27,923 | SH | SOLE | 23,273 | 0 | 4,650 | ||
AMAZON COM INC | cs | 023135106 | 4,779 | 3,302 | SH | SOLE | 3,084 | 0 | 218 | ||
AMGEN INC. | cs | 031162100 | 239 | 1,404 | SH | SOLE | 1,404 | 0 | 0 | ||
ANGEL ACQUISITION CORXXX | cs | 03462P109 | 0 | 10,999,983 | SH | SOLE | 10,999,983 | 0 | 0 | ||
APPLE INC | cs | 037833100 | 9,498 | 56,612 | SH | SOLE | 49,617 | 0 | 6,995 | ||
BANK OF AMERICA CORP | cs | 060505104 | 5,428 | 181,008 | SH | SOLE | 163,013 | 0 | 17,995 | ||
BARCLYS IPATH NOTES LKD | cs | 06738C786 | 117 | 15,950 | SH | SOLE | 15,950 | 0 | 0 | ||
BERKSHIRE HATHAWAY | cs | 084670702 | 1,654 | 8,290 | SH | SOLE | 7,640 | 0 | 650 | ||
BLACKROCK FLOAT RATE INC | cs | 09255X100 | 774 | 53,300 | SH | SOLE | 50,300 | 0 | 3,000 | ||
BLACKROCK MUNIYIELD CALI | cs | 09254M105 | 263 | 19,700 | SH | SOLE | 19,700 | 0 | 0 | ||
BLACKROCK MUNIYIELD CALI | cs | 09254N103 | 976 | 73,256 | SH | SOLE | 52,756 | 0 | 20,500 | ||
BOEING CO | cs | 097023105 | 741 | 2,259 | SH | SOLE | 2,259 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB | cs | 110122108 | 411 | 6,500 | SH | SOLE | 5,900 | 0 | 600 | ||
CAPRICOR THERAPEUTICS INC COM | cs | 14070B101 | 68 | 50,000 | SH | SOLE | 0 | 0 | 50,000 | ||
CATHAY GENERAL BANCO | cs | 149150104 | 400 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
CENTURYLINK INC | cs | 156700106 | 214 | 13,039 | SH | SOLE | 13,039 | 0 | 0 | ||
CHANCELLOR GROUP INC | cs | 15883D101 | 0 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
CHEVRON CORPORATION | cs | 166764100 | 1,049 | 9,198 | SH | SOLE | 5,927 | 0 | 3,271 | ||
CISCO SYSTEMS INC | cs | 17275R102 | 5,348 | 124,689 | SH | SOLE | 114,055 | 0 | 10,634 | ||
CITIGROUP INC | cs | 172967424 | 440 | 6,517 | SH | SOLE | 6,517 | 0 | 0 | ||
COHEN AND STEERS INFRAST | cs | 19248A109 | 4,000 | 186,839 | SH | SOLE | 169,564 | 0 | 17,275 | ||
COMMERCE BANCSHARES | cs | 200525103 | 315 | 5,250 | SH | SOLE | 5,250 | 0 | 0 | ||
COMMUNITY BANK HUNTI | cs | 203507108 | 894 | 3,412 | SH | SOLE | 3,412 | 0 | 0 | ||
CONSOLIDATED EDISON | cs | 209115104 | 6,583 | 84,457 | SH | SOLE | 76,287 | 0 | 8,170 | ||
COSTCO WHOLESALE CO | cs | 22160K105 | 375 | 1,992 | SH | SOLE | 1,992 | 0 | 0 | ||
CREATIVE EDGE NUTRIT | cs | 22528W205 | 0 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
DNP SELECT INCOME CF | cs | 23325P104 | 224 | 21,800 | SH | SOLE | 21,800 | 0 | 0 | ||
DOUBLELINE INCOME SOLUTI | cs | 258622109 | 848 | 42,247 | SH | SOLE | 41,202 | 0 | 1,045 | ||
DOUBLELINE OPPORTUNISTIC | cs | 258623107 | 5,496 | 254,549 | SH | SOLE | 239,354 | 0 | 15,195 | ||
DOWDUPONT INC | cs | 26078J100 | 913 | 14,335 | SH | SOLE | 14,335 | 0 | 0 | ||
DUKE ENERGY CORP | cs | 26441C204 | 232 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
EATON CORP PLC F | cs | G29183103 | 7,604 | 95,163 | SH | SOLE | 84,908 | 0 | 10,255 | ||
EATON VANCE LIMITED DURA | cs | 27828H105 | 4,217 | 323,902 | SH | SOLE | 294,752 | 0 | 29,150 | ||
EATON VANCE TAX ADVANTAG | cs | 27828G107 | 1,377 | 62,890 | SH | SOLE | 60,290 | 0 | 2,600 | ||
EDISON INTERNATIONAL | cs | 281020107 | 221 | 3,473 | SH | SOLE | 2,198 | 0 | 1,275 | ||
ENERGY SELECT SECTOR | cs | 81369Y506 | 571 | 8,464 | SH | SOLE | 8,314 | 0 | 150 | ||
ETFS GOLD TRUST ETF | cs | 26922Y105 | 326 | 2,540 | SH | SOLE | 2,240 | 0 | 300 | ||
EXXON MOBIL CORP | cs | 30231G102 | 12,815 | 171,759 | SH | SOLE | 166,434 | 0 | 5,325 | ||
FACEBOOK INC | cs | 30303M102 | 5,468 | 34,223 | SH | SOLE | 31,451 | 0 | 2,772 | ||
FIRST FOUNDATION INC | cs | 32026V104 | 371 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
FIRST TRUST NYSE ARCA | cs | 33733E203 | 432 | 3,250 | SH | SOLE | 3,250 | 0 | 0 | ||
FRESH PROMISE FOODS | cs | 302999271 | 0 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
GENERAL ELECTRIC CO | cs | 369604103 | 271 | 20,131 | SH | SOLE | 18,456 | 0 | 1,675 | ||
GENERAL MILLS INC | cs | 370334104 | 287 | 6,366 | SH | SOLE | 6,366 | 0 | 0 | ||
GILEAD SCIENCES INC | cs | 375558103 | 323 | 4,287 | SH | SOLE | 4,187 | 0 | 100 | ||
GUGGENHEIM S&P 500 EQUAL | cs | 78355W106 | 8,920 | 89,663 | SH | SOLE | 85,302 | 0 | 4,361 | ||
HEALTHMED SVCS LTD | cs | 422246306 | 0 | 489,700 | SH | SOLE | 489,700 | 0 | 0 | ||
HEMP INC | cs | 423703206 | 0 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
HOME DEPOT INC | cs | 437076102 | 556 | 3,118 | SH | SOLE | 3,018 | 0 | 100 | ||
HONEYWELL INTL INC | cs | 438516106 | 435 | 3,012 | SH | SOLE | 3,012 | 0 | 0 | ||
IBM CORP | cs | 459200101 | 216 | 1,409 | SH | SOLE | 1,409 | 0 | 0 | ||
INTEL CORPORATION | cs | 458140100 | 453 | 8,698 | SH | SOLE | 8,698 | 0 | 0 | ||
ISHARES INTERM CREDIT | cs | 464288638 | 4,335 | 40,425 | SH | SOLE | 37,000 | 0 | 3,425 | ||
ISHARES MSCI EAFE ETF | cs | 464287465 | 203 | 2,912 | SH | SOLE | 2,912 | 0 | 0 | ||
ISHARES NASDAQ | cs | 464287556 | 379 | 3,555 | SH | SOLE | 3,480 | 0 | 75 | ||
ISHARES US HEALTHCARE | cs | 464287762 | 328 | 1,902 | SH | SOLE | 1,802 | 0 | 100 | ||
JOHNSON & JOHNSON | cs | 478160104 | 314 | 2,449 | SH | SOLE | 2,449 | 0 | 0 | ||
JP MORGAN CHASE ALERIAN | cs | 46625H365 | 358 | 14,900 | SH | SOLE | 10,250 | 0 | 4,650 | ||
JPMORGAN CHASE & CO | cs | 46625H100 | 6,886 | 62,619 | SH | SOLE | 58,294 | 0 | 4,325 | ||
KIMBERLY-CLARK CORP | cs | 494368103 | 249 | 2,263 | SH | SOLE | 1,688 | 0 | 575 | ||
KONINKLIJKE PHILIPS F | cs | 500472303 | 3,609 | 94,209 | SH | SOLE | 88,494 | 0 | 5,715 | ||
KRANESHARES CSI CHINA | cs | 500767306 | 353 | 5,750 | SH | SOLE | 5,750 | 0 | 0 | ||
LAM RESEARCH CORP | cs | 512807108 | 530 | 2,610 | SH | SOLE | 2,480 | 0 | 130 | ||
LEO MOTORS INC | cs | 526362108 | 60 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
LIBERTY STAR URANIUM | cs | 53123T206 | 1 | 616,600 | SH | SOLE | 616,600 | 0 | 0 | ||
LOWES COMPANIES INC | cs | 548661107 | 595 | 6,783 | SH | SOLE | 6,533 | 0 | 250 | ||
MARSH & MC LENNAN CO | cs | 571748102 | 268 | 3,248 | SH | SOLE | 3,248 | 0 | 0 | ||
MERCK & CO INC | cs | 58933Y105 | 509 | 9,341 | SH | SOLE | 8,741 | 0 | 600 | ||
MICRON TECHNOLOGY | cs | 595112103 | 810 | 15,535 | SH | SOLE | 15,535 | 0 | 0 | ||
MICROSOFT CORP | cs | 594918104 | 350 | 3,836 | SH | SOLE | 3,836 | 0 | 0 | ||
NANOTECH ENTERTAINME | cs | 63009Y203 | 2 | 82,323 | SH | SOLE | 82,323 | 0 | 0 | ||
NAVIOS MARITIME F | cs | Y62196103 | 108 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
NETFLIX INC | cs | 64110L106 | 489 | 1,655 | SH | SOLE | 1,505 | 0 | 150 | ||
NORTHROP GRUMMAN CO | cs | 666807102 | 278 | 795 | SH | SOLE | 795 | 0 | 0 | ||
NUVEEN CLIFORNIA QULTY M | cs | 67066Y105 | 2,283 | 170,498 | SH | SOLE | 158,948 | 0 | 11,550 | ||
NUVEEN S&P500 BUY-WRITE | cs | 6706ER101 | 2,175 | 163,322 | SH | SOLE | 140,422 | 0 | 22,900 | ||
NUVEN CALIFOR AMT FREE Q | cs | 670651108 | 1,872 | 138,246 | SH | SOLE | 129,746 | 0 | 8,500 | ||
NVIDIA CORP | cs | 67066G104 | 760 | 3,282 | SH | SOLE | 3,282 | 0 | 0 | ||
PALO ALTO NETWORKS | cs | 697435105 | 261 | 1,440 | SH | SOLE | 1,190 | 0 | 250 | ||
PAYPAL HOLDINGS INCO | cs | 70450Y103 | 436 | 5,750 | SH | SOLE | 5,750 | 0 | 0 | ||
PFIZER INCORPORATED | cs | 717081103 | 6,928 | 195,201 | SH | SOLE | 176,701 | 0 | 18,500 | ||
PHILIP MORRIS INTL | cs | 718172109 | 216 | 2,169 | SH | SOLE | 2,169 | 0 | 0 | ||
PHILLIPS 66 | cs | 718546104 | 271 | 2,825 | SH | SOLE | 2,825 | 0 | 0 | ||
POWERSH CALIFOR AMT FRE | cs | 73936T441 | 632 | 24,621 | SH | SOLE | 23,371 | 0 | 1,250 | ||
POWERSHARES PREFERRED | cs | 73936T565 | 5,581 | 382,284 | SH | SOLE | 338,449 | 0 | 43,835 | ||
POWERSHARES QQQ TRUST | cs | 73935A104 | 1,095 | 6,838 | SH | SOLE | 6,629 | 0 | 209 | ||
POWERSHARES SENIOR LOAN | cs | 73936Q769 | 240 | 10,396 | SH | SOLE | 10,396 | 0 | 0 | ||
PPG INDUSTRIES INC | cs | 693506107 | 431 | 3,860 | SH | SOLE | 3,860 | 0 | 0 | ||
PROCTER & GAMBLE | cs | 742718109 | 499 | 6,289 | SH | SOLE | 6,139 | 0 | 150 | ||
PWRSHR ACTLY MNG OPTM | cs | 73937V106 | 8,363 | 470,635 | SH | SOLE | 451,720 | 0 | 18,915 | ||
QUALCOMM INC | cs | 747525103 | 282 | 5,087 | SH | SOLE | 5,087 | 0 | 0 | ||
RAYTHEON COMPANY | cs | 755111507 | 266 | 1,231 | SH | SOLE | 1,231 | 0 | 0 | ||
S B A COMMUNICATIONS | cs | 78410G104 | 838 | 4,900 | SH | SOLE | 4,900 | 0 | 0 | ||
SCHWAB EMERGING MARKETS | cs | 808524706 | 23,612 | 822,714 | SH | SOLE | 770,658 | 0 | 52,056 | ||
SCHWAB INTERNATIONAL | cs | 808524805 | 55,975 | 1,660,486 | SH | SOLE | 1,566,397 | 0 | 94,089 | ||
SCHWAB US BROAD MARKET | cs | 808524102 | 2,185 | 34,251 | SH | SOLE | 29,676 | 0 | 4,575 | ||
SCHWAB US DIVIDEND | cs | 808524797 | 697 | 14,215 | SH | SOLE | 11,670 | 0 | 2,545 | ||
SCHWAB US LARGE CAP | cs | 808524300 | 14,341 | 199,991 | SH | SOLE | 192,506 | 0 | 7,485 | ||
SCHWAB US LARGE CAP | cs | 808524409 | 12,439 | 235,418 | SH | SOLE | 218,166 | 0 | 17,252 | ||
SCHWAB US LARGE CAP ETF | cs | 808524201 | 64,684 | 1,025,422 | SH | SOLE | 979,583 | 0 | 45,839 | ||
SCHWAB US SMALL CAP ETF | cs | 808524607 | 6,653 | 96,232 | SH | SOLE | 90,469 | 0 | 5,763 | ||
SELECT SECTOR INDUSTRIAL | cs | 81369Y704 | 415 | 5,582 | SH | SOLE | 5,332 | 0 | 250 | ||
SELECT SECTOR UTI SELECT | cs | 81369Y886 | 2,200 | 43,535 | SH | SOLE | 36,935 | 0 | 6,600 | ||
SELECT STR FINANCIAL | cs | 81369Y605 | 535 | 19,389 | SH | SOLE | 18,964 | 0 | 425 | ||
SIRIUS XM HLDGS INC | cs | 82968B103 | 259 | 41,440 | SH | SOLE | 41,440 | 0 | 0 | ||
SOLARIS PWR CELLS | cs | 83416X101 | 0 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
SPDR FUND MATERIALS | cs | 81369Y100 | 276 | 4,845 | SH | SOLE | 4,745 | 0 | 100 | ||
SPDR GOLD SHARES ETF | cs | 78463V107 | 223 | 1,775 | SH | SOLE | 1,775 | 0 | 0 | ||
SPDR S&P 500 ETF | cs | 78462F103 | 8,398 | 31,915 | SH | SOLE | 6,715 | 0 | 25,200 | ||
SPDR S&P OIL & GAS EXPL | cs | 78464A730 | 312 | 8,850 | SH | SOLE | 8,850 | 0 | 0 | ||
STARBUCKS CORP | cs | 855244109 | 1,234 | 21,324 | SH | SOLE | 20,374 | 0 | 950 | ||
TESLA INC | cs | 88160R101 | 302 | 1,134 | SH | SOLE | 887 | 0 | 247 | ||
UNION PACIFIC CORP | cs | 907818108 | 544 | 4,046 | SH | SOLE | 3,896 | 0 | 150 | ||
UNITED TECHNOLOGIES | cs | 913017109 | 3,998 | 31,776 | SH | SOLE | 30,171 | 0 | 1,605 | ||
USA URANIUM CORP XXX | cs | 91154T109 | 0 | 400,000 | SH | SOLE | 0 | 0 | 400,000 | ||
VANECK VECTORS GOLD | cs | 92189F106 | 286 | 13,000 | SH | SOLE | 4,000 | 0 | 9,000 | ||
VANECK VECTORS PFD SEC | cs | 92189F429 | 665 | 34,625 | SH | SOLE | 33,825 | 0 | 800 | ||
VANGUARD CONSUMER | cs | 92204A207 | 4,920 | 36,148 | SH | SOLE | 34,518 | 0 | 1,630 | ||
VANGUARD FINANCIALS ETF | cs | 92204A405 | 6,317 | 90,935 | SH | SOLE | 85,045 | 0 | 5,890 | ||
VANGUARD INFORMATION | cs | 92204A702 | 209 | 1,225 | SH | SOLE | 411 | 0 | 814 | ||
VANGUARD INTERNATNL HGH | cs | 921946794 | 7,686 | 115,660 | SH | SOLE | 94,645 | 0 | 21,015 | ||
VERIZON COMMUNICATN | cs | 92343V104 | 3,895 | 81,459 | SH | SOLE | 70,073 | 0 | 11,386 | ||
WAL-MART STORES | cs | 931142103 | 227 | 2,550 | SH | SOLE | 2,550 | 0 | 0 | ||
WALT DISNEY CO | cs | 254687106 | 346 | 3,442 | SH | SOLE | 3,437 | 0 | 5 | ||
WELLS FARGO BK N A | cs | 949746101 | 412 | 7,858 | SH | SOLE | 7,858 | 0 | 0 | ||
WESTERN DIGITAL CORP | cs | 958102105 | 3,743 | 40,565 | SH | SOLE | 38,340 | 0 | 2,225 | ||
XENONICS HOLDINGS | cs | 984117101 | 0 | 16,553 | SH | SOLE | 16,553 | 0 | 0 | ||
ANNALY CAPITAL MGMT | oa | 035710409 | 2,151 | 206,230 | SH | SOLE | 173,730 | 0 | 32,500 | ||
ENTERPRISE PRODUCTS LP | oa | 293792107 | 310 | 12,677 | SH | SOLE | 12,677 | 0 | 0 |