SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
Mill City Ventures III, Ltd.
(Exact Name of Registrant as Specified in its Charter)
|(State of Incorporation||(I.R.S. Employer|
|or Organization)||Identification No.)|
|1907 Wayzata Boulevard, Suite 205|
|(Address of Principal Executive Offices)||(Zip Code)|
Securities to be registered pursuant to Section 12(b) of the Act:
Title of Each Class to be so Registered
Name of Each Exchange on Which Each Class is to be Registered
|Common Stock, par value $0.001 per share||The NASDAQ Stock Market LLC|
|If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. x|
|If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ¨|
|If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ¨|
Securities Act registration statement file number to which this form relates: 333-264474
Securities to be registered pursuant to Section 12(g) of the Act: None.
|Item 1.||Description of Registrant's Securities to be Registered.|
A description of the securities to be registered hereunder is contained in the section entitled “Description of Capital Stock” in the Prospectus included in Mill City Ventures III, Ltd.’s (the “Registrant’s”) Registration Statement on Form S-1 (Registration No. 333-2644474) publicly filed with the Commission on April 26, 2022 as thereafter amended and supplemented from time to time, under the Securities Act of 1933, as amended (the “Registration Statement”) which information is incorporated herein by reference. The description of the securities included in any form of prospectus or prospectus supplement to the Registration Statement that is filed subsequently to the Registration Statement is hereby also incorporated by reference herein.
Under the Instructions as to Exhibits with respect to Form 8-A, no exhibits are required to be filed because no other securities of the Registrant are registered on The NASDAQ Stock Market LLC and the securities registered hereby are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended.
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
|Date: August 8, 2022||MILL CITY VENTURES III, LTD.|
|By:||/s/ Douglas M. Polinsky|
|Name:||Douglas M. Polinsky|
|Title:||Chief Executive Officer and Chairman|