The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ABBVIE INC | COM | 00287Y109 | 99 | 1,113 | SH | SOLE | 1,113 | 0 | 0 | ||
| ACACIA COMMUNICATIONS INC | COM | 00401C108 | 47,930 | 706,829 | SH | SOLE | 706,829 | 0 | 0 | ||
| ACHILLION PHARMACEUTICALS IN | COM | 00448Q201 | 45,296 | 7,511,700 | SH | SOLE | 7,511,700 | 0 | 0 | ||
| ACHILLION PHARMACEUTICALS IN | COM | 00448Q951 | 62,594 | 10,380,400 | SH | Put | SOLE | 10,380,400 | 0 | 0 | |
| ADVANCED DISP SVCS INC | COM | 00790X101 | 32,870 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| AGROFRESH SOLUTIONS | *W EXP 07/31/20 | 00856G117 | 2 | 242,331 | SH | SOLE | 242,331 | 0 | 0 | ||
| ALCOA CORP | COM | 013872906 | 4,732 | 220,000 | SH | Call | SOLE | 220,000 | 0 | 0 | |
| ALECTOR INC | COM | 014442107 | 48 | 2,800 | SH | SOLE | 2,800 | 0 | 0 | ||
| ALLERGAN PLC | COM | G0177J958 | 79,336 | 415,000 | SH | Put | SOLE | 415,000 | 0 | 0 | |
| ALLERGAN PLC | SHS | G0177J108 | 10,386 | 54,330 | SH | SOLE | 54,330 | 0 | 0 | ||
| AMERICAN AIRLS GROUP INC | COM | 02376R102 | 1,223 | 42,648 | SH | SOLE | 42,648 | 0 | 0 | ||
| AMERICAN AIRLS GROUP INC | COM | 02376R902 | 287 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
| ANIXTER INTL INC | COM | 035290105 | 40,985 | 445,000 | SH | SOLE | 445,000 | 0 | 0 | ||
| ARCONIC INC | COM | 03965L950 | 6,769 | 220,000 | SH | Put | SOLE | 220,000 | 0 | 0 | |
| ARQULE INC | COM | 04269E107 | 23,453 | 1,175,000 | SH | SOLE | 1,175,000 | 0 | 0 | ||
| AUDENTES THERAPEUTICS INC | COM | 05070R104 | 19,820 | 331,214 | SH | SOLE | 331,214 | 0 | 0 | ||
| AXALTA COATING SYS LTD | COM | G0750C958 | 3,040 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
| AXONICS MODULATION TECH INC | COM | 05465P101 | 222 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
| BANK AMER CORP | COM | 060505104 | 2,113 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
| BICYCLE THERAPEUTICS PLC | SPONSORED ADS | 088786108 | 496 | 52,587 | SH | SOLE | 52,587 | 0 | 0 | ||
| BILL COM HLDGS INC | COM | 090043100 | 514 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
| BITAUTO HLDGS LTD | SPONSORED ADS | 091727107 | 22,678 | 1,528,180 | SH | SOLE | 1,528,180 | 0 | 0 | ||
| BJS WHSL CLUB HLDGS INC | COM | 05550J901 | 2,274 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
| BJS WHSL CLUB HLDGS INC | COM | 05550J101 | 3,411 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| BOEING CO | COM | 097023955 | 23,618 | 72,500 | SH | Put | SOLE | 72,500 | 0 | 0 | |
| BOEING CO | COM | 097023905 | 45,248 | 138,900 | SH | Call | SOLE | 138,900 | 0 | 0 | |
| BOEING CO | COM | 097023105 | 84,102 | 258,172 | SH | SOLE | 258,172 | 0 | 0 | ||
| BRISTOL MYERS SQUIBB CO | COM | 110122908 | 14,892 | 232,000 | SH | Call | SOLE | 232,000 | 0 | 0 | |
| BRISTOL MYERS SQUIBB CO | COM | 110122958 | 124,529 | 1,940,000 | SH | Put | SOLE | 1,940,000 | 0 | 0 | |
| BRISTOL MYERS SQUIBB CO | RIGHT 99/99/9999 | 110122157 | 107,017 | 35,553,812 | SH | SOLE | 35,553,812 | 0 | 0 | ||
| CAESARS ENTMT CORP | NOTE 5.000%10/01/24 | 127686AA1 | 13,437 | 7,000,000 | PRN | SOLE | 7,000,000 | 0 | 0 | ||
| CAESARS ENTMT CORP | COM | 127686103 | 21,420 | 1,575,000 | SH | SOLE | 1,575,000 | 0 | 0 | ||
| CAMBIUM NETWORKS CORP | SHS | G17766109 | 393 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
| CERIDIAN HCM HLDG INC | COM | 15677J108 | 2,444 | 36,000 | SH | SOLE | 36,000 | 0 | 0 | ||
| CHANGE HEALTHCARE INC | COM | 15912K100 | 1,465 | 89,400 | SH | SOLE | 89,400 | 0 | 0 | ||
| CHINA BIOLOGIC PRODS HLDGS I | COM | G21515104 | 12,586 | 108,149 | SH | SOLE | 108,149 | 0 | 0 | ||
| CIGNA CORP | COM | 125523950 | 240,276 | 1,175,000 | SH | Put | SOLE | 1,175,000 | 0 | 0 | |
| CLARIVATE ANALYTICS PLC | COM | G21810109 | 840 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| CLOUDFLARE INC | CL A COM | 18915M107 | 427 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| CONSTELLIUM SE | COM | F21107951 | 2,948 | 220,000 | SH | Put | SOLE | 220,000 | 0 | 0 | |
| CROSSFIRST BANKSHARES INC | COM | 22766M109 | 361 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 | 299 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
| CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 219,049 | 9,389,157 | SH | SOLE | 9,389,157 | 0 | 0 | ||
| DATADOG INC | CL A COM | 23804L103 | 1,058 | 28,000 | SH | SOLE | 28,000 | 0 | 0 | ||
| DROPBOX INC | COM | 26210C904 | 1,791 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
| DROPBOX INC | CL A | 26210C104 | 5,375 | 300,120 | SH | SOLE | 300,120 | 0 | 0 | ||
| DUKE ENERGY CORP | COM | 26441C204 | 730 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
| DYNATRACE INC | COM | 268150109 | 4,175 | 165,000 | SH | SOLE | 165,000 | 0 | 0 | ||
| ELANCO ANIMAL HEALTH INC | COM | 28414H103 | 426 | 14,480 | SH | SOLE | 14,480 | 0 | 0 | ||
| ENDO INTL PLC | SHS | G30401106 | 235 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| ENDO INTL PLC | COM | G30401906 | 4,690 | 1,000,000 | SH | Call | SOLE | 1,000,000 | 0 | 0 | |
| ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 25,147 | 1,960,000 | SH | SOLE | 1,960,000 | 0 | 0 | ||
| ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 134,362 | 2,253,261 | SH | SOLE | 2,253,261 | 0 | 0 | ||
| ESPERION THERAPEUTICS INC NE | COM | 29664W905 | 894 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
| EVO PMTS INC | CL A COM | 26927E104 | 264 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| EXACT SCIENCES CORP | COM | 30063P105 | 925 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| EXACT SCIENCES CORP | COM | 30063P955 | 925 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
| FITBIT INC | COM | 33812L952 | 17,082 | 2,600,000 | SH | Put | SOLE | 2,600,000 | 0 | 0 | |
| FITBIT INC | CL A | 33812L102 | 24,145 | 3,675,000 | SH | SOLE | 3,675,000 | 0 | 0 | ||
| GARDNER DENVER HLDGS INC | COM | 36555P107 | 1,834 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| GDS HLDGS LTD | SPONSORED ADS | 36165L108 | 181 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
| GENMAB A S | SPONSORED ADS | 372303206 | 782 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
| GENWORTH FINL INC | COM CL A | 37247D106 | 16,610 | 3,775,000 | SH | SOLE | 3,775,000 | 0 | 0 | ||
| GENWORTH FINL INC | COM | 37247D956 | 27,368 | 6,220,000 | SH | Put | SOLE | 6,220,000 | 0 | 0 | |
| GEO GROUP INC | COM | 36162J956 | 3,654 | 220,000 | SH | Put | SOLE | 220,000 | 0 | 0 | |
| GEO GROUP INC | COM | 36162J106 | 5,481 | 330,000 | SH | SOLE | 330,000 | 0 | 0 | ||
| GLOBAL SHIP LEASE INC | COM CL A | Y27183600 | 150 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
| GROCERY OUTLET HLDG CORP | COM | 39874R101 | 1,131 | 34,850 | SH | SOLE | 34,850 | 0 | 0 | ||
| HBT FINL INC | COM | 404111106 | 570 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
| HOWARD HUGHES CORP | COM | 44267D957 | 33,602 | 265,000 | SH | Put | SOLE | 265,000 | 0 | 0 | |
| HOWARD HUGHES CORP | COM | 44267D107 | 19,742 | 155,695 | SH | SOLE | 155,695 | 0 | 0 | ||
| HUMANA INC | COM | 444859952 | 23,091 | 63,000 | SH | Put | SOLE | 63,000 | 0 | 0 | |
| HUMANA INC | COM | 444859102 | 6,964 | 19,000 | SH | SOLE | 19,000 | 0 | 0 | ||
| INSPIRE MED SYS INC | COM | 457730109 | 371 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| INTELSAT S A | COM | L5140P951 | 23,193 | 3,299,100 | SH | Put | SOLE | 3,299,100 | 0 | 0 | |
| INTELSAT S A | COM | L5140P901 | 211 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
| INTELSAT S A | COM | L5140P101 | 22,707 | 3,229,991 | SH | SOLE | 3,229,991 | 0 | 0 | ||
| INTELSAT S A | NOTE 4.500% 6/15/25 | 45790VAB6 | 21,522 | 31,800,000 | PRN | SOLE | 31,800,000 | 0 | 0 | ||
| INVITATION HOMES INC | COM | 46187W107 | 2,398 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
| ISHARES TR | COM | 46435G954 | 17,050 | 500,000 | SH | Put | SOLE | 500,000 | 0 | 0 | |
| KARUNA THERAPEUTICS INC | COM | 48576A100 | 4,366 | 57,951 | SH | SOLE | 57,951 | 0 | 0 | ||
| LIBERTY PPTY TR | SH BEN INT | 531172104 | 54,045 | 900,000 | SH | SOLE | 900,000 | 0 | 0 | ||
| LIVONGO HEALTH INC | COM | 539183103 | 1,629 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
| MAYVILLE ENGINEERING CO INC | COM | 578605107 | 281 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
| MEDALLIA INC | COM | 584021109 | 933 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
| MEDICINES CO | COM | 584688905 | 8,494 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
| MEDICINES CO | COM | 584688105 | 66,296 | 780,500 | SH | SOLE | 780,500 | 0 | 0 | ||
| MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 153,295 | 1,308,200 | SH | SOLE | 1,308,200 | 0 | 0 | ||
| MELLANOX TECHNOLOGIES LTD | COM | M51363953 | 297,051 | 2,535,000 | SH | Put | SOLE | 2,535,000 | 0 | 0 | |
| MESA AIR GROUP INC | COM | 590479135 | 1,252 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
| MGM GROWTH PPTYS LLC | CL A COM | 55303A105 | 619 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| MILESTONE PHARMACEUTICALS IN | COM | 59935V107 | 512 | 32,000 | SH | SOLE | 32,000 | 0 | 0 | ||
| MODERNA INC | COM | 60770K107 | 685 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
| NAVIOS MARITIME ACQUIS CORP | SHS | Y62159143 | 723 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
| NEXTCURE INC | COM | 65343E108 | 282 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| NGM BIOPHARMACEUTICALS INC | COM | 62921N105 | 185 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| NXP SEMICONDUCTORS N V | COM | N6596X109 | 65,030 | 511,000 | SH | SOLE | 511,000 | 0 | 0 | ||
| NXP SEMICONDUCTORS N V | COM | N6596X959 | 1,273 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
| NXP SEMICONDUCTORS N V | COM | N6596X909 | 61,085 | 480,000 | SH | Call | SOLE | 480,000 | 0 | 0 | |
| OCCIDENTAL PETE CORP | COM | 674599905 | 38,045 | 923,200 | SH | Call | SOLE | 923,200 | 0 | 0 | |
| OYSTER POINT PHARMA INC | COM | 69242L106 | 254 | 10,400 | SH | SOLE | 10,400 | 0 | 0 | ||
| PARSONS CORPORATION | COM | 70202L102 | 1,548 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
| PELOTON INTERACTIVE INC | CL A COM | 70614W100 | 227 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
| PG&E CORP | COM | 69331C108 | 226,982 | 20,881,517 | SH | SOLE | 20,881,517 | 0 | 0 | ||
| PG&E CORP | COM | 69331C908 | 34,784 | 3,200,000 | SH | Call | SOLE | 3,200,000 | 0 | 0 | |
| PG&E CORP | COM | 69331C958 | 146,874 | 13,511,900 | SH | Put | SOLE | 13,511,900 | 0 | 0 | |
| PHREESIA INC | COM | 71944F106 | 200 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
| PING IDENTITY HLDG CORP | COM | 72341T103 | 729 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
| PLURALSIGHT INC | COM CL A | 72941B106 | 647 | 37,600 | SH | SOLE | 37,600 | 0 | 0 | ||
| RA PHARMACEUTICALS INC | COM | 74933V108 | 7,978 | 170,000 | SH | SOLE | 170,000 | 0 | 0 | ||
| SHOCKWAVE MED INC | COM | 82489T104 | 220 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| SILVERBOW RES INC | COM | 82836G102 | 4,958 | 500,849 | SH | SOLE | 500,849 | 0 | 0 | ||
| SLACK TECHNOLOGIES INC | COM CL A | 83088V102 | 787 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
| SOLARWINDS CORP | COM | 83417Q105 | 871 | 46,957 | SH | SOLE | 46,957 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | COM | 78462F953 | 1,797,974 | 5,586,200 | SH | Put | SOLE | 5,586,200 | 0 | 0 | |
| SPDR S&P 500 ETF TR | COM | 78462F903 | 80,465 | 250,000 | SH | Call | SOLE | 250,000 | 0 | 0 | |
| SPRINT CORPORATION | COM | 85207U955 | 37,799 | 7,255,000 | SH | Put | SOLE | 7,255,000 | 0 | 0 | |
| SPRINT CORPORATION | COM | 85207U105 | 11,342 | 2,177,000 | SH | SOLE | 2,177,000 | 0 | 0 | ||
| SPROUT SOCIAL INC | COM CL A | 85209W109 | 562 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
| STARS GROUP INC | COM | 85570W100 | 18,850 | 722,500 | SH | SOLE | 722,500 | 0 | 0 | ||
| SUTRO BIOPHARMA INC | COM | 869367102 | 879 | 79,892 | SH | SOLE | 79,892 | 0 | 0 | ||
| SVMK INC | COM | 78489X103 | 1,251 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
| SYNCHRONY FINL | COM | 87165B903 | 65,664 | 1,823,500 | SH | Call | SOLE | 1,823,500 | 0 | 0 | |
| SYNCHRONY FINL | COM | 87165B103 | 17,890 | 496,801 | SH | SOLE | 496,801 | 0 | 0 | ||
| SYNTHORX INC | COM | 87167A103 | 4,291 | 61,400 | SH | SOLE | 61,400 | 0 | 0 | ||
| SYNTHORX INC | COM | 87167A903 | 1,048 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
| T MOBILE US INC | COM | 872590104 | 902 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
| T MOBILE US INC | COM | 872590904 | 3,921 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
| T MOBILE US INC | COM | 872590954 | 3,137 | 40,000 | SH | Put | SOLE | 40,000 | 0 | 0 | |
| TD AMERITRADE HLDG CORP | COM | 87236Y108 | 252,923 | 5,089,000 | SH | SOLE | 5,089,000 | 0 | 0 | ||
| TECH DATA CORP | COM | 878237106 | 21,540 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| TELA BIO INC | COM | 872381108 | 689 | 53,239 | SH | SOLE | 53,239 | 0 | 0 | ||
| TENABLE HLDGS INC | COM | 88025T102 | 553 | 23,100 | SH | SOLE | 23,100 | 0 | 0 | ||
| TEVA PHARMACEUTICAL INDS LTD | COM | 881624909 | 1,372 | 140,000 | SH | Call | SOLE | 140,000 | 0 | 0 | |
| TIFFANY & CO | COM | 886547958 | 82,195 | 615,000 | SH | Put | SOLE | 615,000 | 0 | 0 | |
| TIFFANY & CO | COM | 886547108 | 192,750 | 1,442,200 | SH | SOLE | 1,442,200 | 0 | 0 | ||
| TRADEWEB MKTS INC | CL A | 892672106 | 464 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| TTEC HLDGS INC | COM | 89854H102 | 594 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
| TUFIN SOFTWARE TECHNOLOGIS L | SHS | M8893U102 | 1,319 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| TURQUOISE HILL RES LTD | COM | 900435108 | 135,203 | 183,649,405 | SH | SOLE | 183,649,405 | 0 | 0 | ||
| UNITED TECHNOLOGIES CORP | COM | 913017109 | 28,454 | 190,000 | SH | SOLE | 190,000 | 0 | 0 | ||
| UNITEDHEALTH GROUP INC | COM | 91324P952 | 18,815 | 64,000 | SH | Put | SOLE | 64,000 | 0 | 0 | |
| UNITEDHEALTH GROUP INC | COM | 91324P902 | 22,049 | 75,000 | SH | Call | SOLE | 75,000 | 0 | 0 | |
| VEREIT INC | COM | 92339V100 | 1,293 | 139,919 | SH | SOLE | 139,919 | 0 | 0 | ||
| WABCO HLDGS INC | COM | 92927K102 | 27,100 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| WELLCARE HEALTH PLANS INC | COM | 94946T106 | 3,963 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
| WILLIAMS COS INC | COM | 969457100 | 4,032 | 170,000 | SH | SOLE | 170,000 | 0 | 0 | ||
| WILLSCOT CORP | COM | 971375126 | 1,479 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
| XEROX HOLDINGS CORP | COM | 98421M906 | 7,374 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
| ZAYO GROUP HLDGS INC | COM | 98919V105 | 302,459 | 8,728,980 | SH | SOLE | 8,728,980 | 0 | 0 | ||
| ZUORA INC | COM CL A | 98983V106 | 473 | 33,000 | SH | SOLE | 33,000 | 0 | 0 | ||