The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACACIA COMMUNICATIONS INC | COM | 00401C108 | 88,342 | 1,315,010 | SH | SOLE | 1,315,010 | 0 | 0 | ||
ADVANCED DISP SVCS INC | COM | 00790X101 | 112,377 | 3,426,137 | SH | SOLE | 3,426,137 | 0 | 0 | ||
AGROFRESH SOLUTIONS | *W EXP 07/31/20 | 00856G117 | 2 | 242,331 | SH | SOLE | 242,331 | 0 | 0 | ||
ALLERGAN PLC | COM | G0177J958 | 69,955 | 395,000 | SH | Put | SOLE | 395,000 | 0 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 300,015 | 1,694,042 | SH | SOLE | 1,694,042 | 0 | 0 | ||
AMERICAN AIRLS GROUP INC | COM | 02376R902 | 2,682 | 220,000 | SH | Call | SOLE | 220,000 | 0 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 520 | 42,648 | SH | SOLE | 42,648 | 0 | 0 | ||
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 353 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
ANIXTER INTL INC | COM | 035290105 | 60,181 | 684,884 | SH | SOLE | 684,884 | 0 | 0 | ||
BICYCLE THERAPEUTICS PLC | SPONSORED ADS | 088786108 | 171 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
BILL COM HLDGS INC | COM | 090043100 | 220 | 6,419 | SH | SOLE | 6,419 | 0 | 0 | ||
BITAUTO HLDGS LTD | SPONSORED ADS | 091727107 | 9,528 | 917,033 | SH | SOLE | 917,033 | 0 | 0 | ||
BJS WHSL CLUB HLDGS INC | COM | 05550J101 | 1,019 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
BANK OF AMERICA CORP | COM | 060505104 | 1,274 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
BOEING CO | COM | 097023955 | 96,240 | 645,300 | SH | Put | SOLE | 645,300 | 0 | 0 | |
BOEING CO | COM | 097023905 | 6,950 | 46,600 | SH | Call | SOLE | 46,600 | 0 | 0 | |
BOEING CO | COM | 097023105 | 79,599 | 533,718 | SH | SOLE | 533,718 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | RIGHT 99/99/9999 | 110122157 | 201,437 | 53,009,812 | SH | SOLE | 53,009,812 | 0 | 0 | ||
CAESARS ENTMT CORP | NOTE 5.000%10/01/24 | 127686AA1 | 7,197 | 7,000,000 | PRN | SOLE | 7,000,000 | 0 | 0 | ||
CAESARS ENTMT CORP | COM | 127686103 | 47,218 | 6,984,844 | SH | SOLE | 6,984,844 | 0 | 0 | ||
CERUS CORP | COM | 157085101 | 105 | 22,500 | SH | SOLE | 22,500 | 0 | 0 | ||
CHANGE HEALTHCARE INC | COM | 15912K100 | 1,079 | 108,016 | SH | SOLE | 108,016 | 0 | 0 | ||
CHINA BIOLOGIC PRODS HLDGS I | COM | G21515104 | 17,568 | 162,772 | SH | SOLE | 162,772 | 0 | 0 | ||
CINCINNATI BELL INC | COM NEW | 171871502 | 12,628 | 862,558 | SH | SOLE | 862,558 | 0 | 0 | ||
CLARIVATE ANALYTICS PLC | COM | G21810109 | 519 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
CROWDSTRIKE HLDGS INC | CL A | 22788C105 | 249 | 4,479 | SH | SOLE | 4,479 | 0 | 0 | ||
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 255,803 | 10,969,263 | SH | SOLE | 10,969,263 | 0 | 0 | ||
DATADOG INC | CL A COM | 23804L103 | 1,209 | 33,590 | SH | SOLE | 33,590 | 0 | 0 | ||
DELPHI TECHNOLOGIES PL | SHS | G2709G107 | 3,929 | 488,029 | SH | SOLE | 488,029 | 0 | 0 | ||
DISNEY WALT CO | COM | 254687956 | 57,487 | 595,100 | SH | Put | SOLE | 595,100 | 0 | 0 | |
DISNEY WALT CO | COM | 254687906 | 28,739 | 297,500 | SH | Call | SOLE | 297,500 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 87,643 | 907,279 | SH | SOLE | 907,279 | 0 | 0 | ||
DROPBOX INC | CL A | 26210C104 | 2,534 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
DYNATRACE INC | COM | 268150959 | 794 | 33,300 | SH | Put | SOLE | 33,300 | 0 | 0 | |
DYNATRACE INC | COM | 268150109 | 1,907 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
E TRADE FINANCIAL CORP | COM NEW | 269246401 | 32,623 | 950,557 | SH | SOLE | 950,557 | 0 | 0 | ||
ELANCO ANIMAL HEALTH INC | COM | 28414H103 | 1,674 | 74,775 | SH | SOLE | 74,775 | 0 | 0 | ||
ENDO INTL PLC | SHS | G30401106 | 2,690 | 727,000 | SH | SOLE | 727,000 | 0 | 0 | ||
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 9,016 | 1,960,000 | SH | SOLE | 1,960,000 | 0 | 0 | ||
ESPERION THERAPEUTICS INC | COM | 29664W105 | 72,930 | 2,313,022 | SH | SOLE | 2,313,022 | 0 | 0 | ||
FGL HLDGS | ORD SHS | G3402M102 | 16,613 | 1,695,228 | SH | SOLE | 1,695,228 | 0 | 0 | ||
FIRST HORIZON NATL CORP | COM | 320517905 | 2,015 | 250,000 | SH | Call | SOLE | 250,000 | 0 | 0 | |
FITBIT INC | COM | 33812L952 | 22,978 | 3,450,100 | SH | Put | SOLE | 3,450,100 | 0 | 0 | |
FITBIT INC | CL A | 33812L102 | 48,145 | 7,228,997 | SH | SOLE | 7,228,997 | 0 | 0 | ||
FORESCOUT TECHNOLOGIES INC | COM | 34553D101 | 9,167 | 290,200 | SH | SOLE | 290,200 | 0 | 0 | ||
FORTY SEVEN INC | COM | 34983P104 | 142,596 | 1,494,400 | SH | SOLE | 1,494,400 | 0 | 0 | ||
FRONT YD RESIDENTIAL CORP | COM | 35904G107 | 21,761 | 1,821,000 | SH | SOLE | 1,821,000 | 0 | 0 | ||
GENMAB A/S | SPONSORED ADS | 372303206 | 560 | 26,420 | SH | SOLE | 26,420 | 0 | 0 | ||
GENWORTH FINL INC | COM | 37247D956 | 21,812 | 6,570,000 | SH | Put | SOLE | 6,570,000 | 0 | 0 | |
GENWORTH FINL INC | COM CL A | 37247D106 | 23,194 | 6,986,100 | SH | SOLE | 6,986,100 | 0 | 0 | ||
GEO GROUP INC | COM | 36162J956 | 2,282 | 187,700 | SH | Put | SOLE | 187,700 | 0 | 0 | |
GEO GROUP INC | COM | 36162J106 | 2,652 | 218,097 | SH | SOLE | 218,097 | 0 | 0 | ||
GROCERY OUTLET HLDG CORP | COM | 39874R101 | 1,025 | 29,848 | SH | SOLE | 29,848 | 0 | 0 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 12,804 | 142,500 | SH | SOLE | 142,500 | 0 | 0 | ||
HUMANA INC | COM | 444859902 | 2,512 | 8,000 | SH | Call | SOLE | 8,000 | 0 | 0 | |
HUMANA INC | COM | 444859952 | 9,012 | 28,700 | SH | Put | SOLE | 28,700 | 0 | 0 | |
HUMANA INC | COM | 444859102 | 6,582 | 20,960 | SH | SOLE | 20,960 | 0 | 0 | ||
INNOVATIVE INDL PPTYS INC | COM | 45781V101 | 413 | 5,440 | SH | SOLE | 5,440 | 0 | 0 | ||
INTELSAT S A | NOTE 4.500% 6/15/25 | 45790VAB6 | 1,760 | 8,300,000 | PRN | SOLE | 8,300,000 | 0 | 0 | ||
INTELSAT S A | COM | L5140P901 | 46 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
ISHARES TR | COM | 46435G954 | 3,582 | 150,000 | SH | Put | SOLE | 150,000 | 0 | 0 | |
ISHARES TR | MSCI UK ETF NEW | 46435G334 | 358 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 10,458 | 135,700 | SH | SOLE | 135,700 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 16,291 | 131,900 | SH | SOLE | 131,900 | 0 | 0 | ||
KARUNA THERAPEUTICS INC | COM | 48576A100 | 4,062 | 56,417 | SH | SOLE | 56,417 | 0 | 0 | ||
LEGG MASON INC | COM | 524901105 | 95,248 | 1,949,800 | SH | SOLE | 1,949,800 | 0 | 0 | ||
LIVONGO HEALTH INC | COM | 539183103 | 458 | 16,067 | SH | SOLE | 16,067 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 331 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
MEDALLIA INC | COM | 584021109 | 994 | 49,612 | SH | SOLE | 49,612 | 0 | 0 | ||
MELLANOX TECHNOLOGIES LTD | COM | M51363953 | 248,706 | 2,050,000 | SH | Put | SOLE | 2,050,000 | 0 | 0 | |
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 374,573 | 3,087,476 | SH | SOLE | 3,087,476 | 0 | 0 | ||
MODERNA INC | COM | 60770K107 | 554 | 18,500 | SH | SOLE | 18,500 | 0 | 0 | ||
MORGAN STANLEY | COM | 617446908 | 4,760 | 140,000 | SH | Call | SOLE | 140,000 | 0 | 0 | |
NEXTCURE INC | COM | 65343E108 | 259 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X909 | 10,366 | 125,000 | SH | Call | SOLE | 125,000 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 912 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
OYSTER PT PHARMA INC | COM | 69242L106 | 700 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
PALOMAR HLDGS INC | COM | 69753M105 | 855 | 14,694 | SH | SOLE | 14,694 | 0 | 0 | ||
PARSONS CORPORATION | COM | 70202L102 | 1,208 | 37,783 | SH | SOLE | 37,783 | 0 | 0 | ||
PELOTON INTERACTIVE INC | CL A COM | 70614W100 | 407 | 15,314 | SH | SOLE | 15,314 | 0 | 0 | ||
PG&E CORP | COM | 69331C958 | 80,712 | 8,978,000 | SH | Put | SOLE | 8,978,000 | 0 | 0 | |
PG&E CORP | COM | 69331C908 | 6,158 | 685,000 | SH | Call | SOLE | 685,000 | 0 | 0 | |
PG&E CORP | COM | 69331C108 | 193,831 | 21,560,679 | SH | SOLE | 21,560,679 | 0 | 0 | ||
PPD INC | COM | 69355F102 | 1,024 | 57,500 | SH | SOLE | 57,500 | 0 | 0 | ||
RA PHARMACEUTICALS INC | COM | 74933V108 | 46,987 | 978,700 | SH | SOLE | 978,700 | 0 | 0 | ||
RAPT THERAPEUTICS INC | COM | 75382E109 | 750 | 35,271 | SH | SOLE | 35,271 | 0 | 0 | ||
REALTY INCOME CORP | COM | 756109104 | 997 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
REYNOLDS CONSUMER PRODS INC | COM | 76171L106 | 2,771 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
SCHRODINGER INC | COM | 80810D103 | 901 | 20,900 | SH | SOLE | 20,900 | 0 | 0 | ||
SCIENCE APPLICATNS INTL CP N | COM | 808625107 | 812 | 10,875 | SH | SOLE | 10,875 | 0 | 0 | ||
SELECT SECTOR SPDR TR | COM | 81369Y906 | 2,771 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
SI BONE INC | COM | 825704109 | 308 | 25,789 | SH | SOLE | 25,789 | 0 | 0 | ||
SILVERBOW RES INC | COM | 82836G102 | 1,221 | 494,383 | SH | SOLE | 494,383 | 0 | 0 | ||
SPDR S&P 500 ETF TR | COM | 78462F903 | 54,128 | 210,000 | SH | Call | SOLE | 210,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | COM | 78462F953 | 1,105,851 | 4,290,400 | SH | Put | SOLE | 4,290,400 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 290,355 | 1,126,500 | SH | SOLE | 1,126,500 | 0 | 0 | ||
SPRINT CORPORATION | COM | 85207U105 | 108,172 | 12,549,000 | SH | SOLE | 12,549,000 | 0 | 0 | ||
SUTRO BIOPHARMA INC | COM | 869367102 | 759 | 74,385 | SH | SOLE | 74,385 | 0 | 0 | ||
SVMK INC | COM | 78489X103 | 729 | 53,982 | SH | SOLE | 53,982 | 0 | 0 | ||
SYNCHRONY FINL | COM | 87165B903 | 13,194 | 820,000 | SH | Call | SOLE | 820,000 | 0 | 0 | |
SYNCHRONY FINL | COM | 87165B953 | 6,436 | 400,000 | SH | Put | SOLE | 400,000 | 0 | 0 | |
SYNCHRONY FINL | COM | 87165B103 | 32,685 | 2,031,362 | SH | SOLE | 2,031,362 | 0 | 0 | ||
T MOBILE US INC | COM | 872590954 | 357,834 | 4,265,000 | SH | Put | SOLE | 4,265,000 | 0 | 0 | |
T MOBILE US INC | COM | 872590904 | 83,900 | 1,000,000 | SH | Call | SOLE | 1,000,000 | 0 | 0 | |
TAUBMAN CTRS INC | COM | 876664103 | 83,760 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
TD AMERITRADE HLDG CORP | COM | 87236Y108 | 206,536 | 5,958,916 | SH | SOLE | 5,958,916 | 0 | 0 | ||
TECH DATA CORP | COM | 878237106 | 80,316 | 613,803 | SH | SOLE | 613,803 | 0 | 0 | ||
TELA BIO INC | COM | 872381108 | 495 | 63,288 | SH | SOLE | 63,288 | 0 | 0 | ||
TENABLE HLDGS INC | COM | 88025T102 | 462 | 21,152 | SH | SOLE | 21,152 | 0 | 0 | ||
TEVA PHARMACEUTICAL INDS LTD | COM | 881624909 | 1,257 | 140,000 | SH | Call | SOLE | 140,000 | 0 | 0 | |
TIFFANY & CO NEW | COM | 886547108 | 261,771 | 2,021,400 | SH | SOLE | 2,021,400 | 0 | 0 | ||
TRADEWEB MKTS INC | CL A | 892672106 | 305 | 7,259 | SH | SOLE | 7,259 | 0 | 0 | ||
TURQUOISE HILL RES LTD | COM | 900435108 | 69,855 | 182,961,285 | SH | SOLE | 182,961,285 | 0 | 0 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 434 | 15,550 | SH | SOLE | 15,550 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P902 | 9,576 | 38,400 | SH | Call | SOLE | 38,400 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P952 | 7,880 | 31,600 | SH | Put | SOLE | 31,600 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 4,510 | 18,084 | SH | SOLE | 18,084 | 0 | 0 | ||
VEREIT INC | COM | 92339V100 | 351 | 71,853 | SH | SOLE | 71,853 | 0 | 0 | ||
VICI PPTYS INC | COM | 925652109 | 3,875 | 232,894 | SH | SOLE | 232,894 | 0 | 0 | ||
WABCO HLDGS INC | COM | 92927K102 | 127,370 | 943,130 | SH | SOLE | 943,130 | 0 | 0 | ||
WESCO INTL INC | COM | 95082P105 | 823 | 36,000 | SH | SOLE | 36,000 | 0 | 0 | ||
WILLIAMS COS INC | COM | 969457100 | 2,406 | 170,000 | SH | SOLE | 170,000 | 0 | 0 | ||
WILLSCOT CORP | COM | 971375126 | 669 | 66,000 | SH | SOLE | 66,000 | 0 | 0 |