The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCELERATE ACQUISITION CORP | *W EXP 06/15/202 | 00439D110 | 74 | 60,566 | SH | SOLE | 60,566 | 0 | 0 | ||
AF ACQUISITION CORP | *W EXP 03/23/202 | 001040112 | 29 | 33,333 | SH | SOLE | 33,333 | 0 | 0 | ||
AFRICAN GOLD ACQUISITION COR | *W EXP 03/31/202 | G0112R124 | 71 | 112,500 | SH | SOLE | 112,500 | 0 | 0 | ||
AGILE GROWTH CORP | *W EXP 03/09/202 | G01202111 | 32 | 33,333 | SH | SOLE | 33,333 | 0 | 0 | ||
ALGONQUIN PWR UTILS CORP | UNIT 99/99/9999 | 015857873 | 2,483 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ALKURI GLOBAL ACQUISITION CO | *W EXP 02/09/202 | 66981N111 | 37 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ALPHA CAPITAL ACQUISITION CO | *W EXP 02/16/202 | G0316P122 | 69 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
ALTIMAR ACQUISITION CORP III | *W EXP 08/03/202 | G0370U116 | 19 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
ANZU SPECIAL ACQUISITIN CORP | *W EXP 01/27/202 | 03737A119 | 64 | 66,666 | SH | SOLE | 66,666 | 0 | 0 | ||
ARCHIMEDES TECH SPAC PARTNR | *W EXP 04/10/202 | 039562111 | 23 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
ARROWROOT ACQUISITION CORP | *W EXP 03/02/202 | 04282M110 | 65 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
ASTREA ACQUISITION CORP | *W EXP 01/28/202 | 04637C114 | 66 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ATLANTIC COASTAL ACQUISTN CO | *W EXP 03/02/202 | 048453112 | 109 | 123,333 | SH | SOLE | 123,333 | 0 | 0 | ||
ATLAS CREST INVESTMENT CORP | *W EXP 02/03/202 | 049287113 | 14 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
AURORA ACQUISITION CORP | *W EXP 03/02/202 | G0698L129 | 43 | 25,500 | SH | SOLE | 25,500 | 0 | 0 | ||
B RILEY PRINCIPAL 150 MERGER | *W EXP 03/01/202 | 05601V111 | 20 | 16,666 | SH | SOLE | 16,666 | 0 | 0 | ||
BITE ACQUISITION CORP | *W EXP 02/12/203 | 09175K113 | 70 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
BLUERIVER ACQUISITION CORP | *W EXP 01/04/202 | G1261Q115 | 16 | 16,666 | SH | SOLE | 16,666 | 0 | 0 | ||
BOA ACQUISITION CORP | *W EXP 02/22/202 | 05601A117 | 84 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
BUILD ACQUISITION CORP | *W EXP 03/15/202 | 12008J113 | 30 | 33,333 | SH | SOLE | 33,333 | 0 | 0 | ||
BYTE ACQUISITION CORP | *W EXP 03/18/202 | G1R25Q113 | 176 | 144,600 | SH | SOLE | 144,600 | 0 | 0 | ||
CA HEALTHCARE ACQUISITION CO | *W EXP 12/25/202 | 12510W115 | 34 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
CF ACQUISITION CORP VI | *W EXP 02/18/202 | 12521J111 | 24 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
CF ACQUISITION CORP VIII | *W EXP 03/31/202 | 12520C117 | 14 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
CHURCHILL CAPITAL CORP VII | *W EXP 02/29/202 | 17144M110 | 28 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CLARIM ACQUISITION CORP | *W EXP 01/05/202 | 18049C116 | 42 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
COLONNADE ACQUISITION CORP I | *W EXP 99/99/999 | G2284B119 | 43 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
COVA ACQUISITION CORP | *W EXP 02/05/202 | G2554Y120 | 45 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
D AND Z MEDIA ACQUISITION CO | *W EXP 01/27/202 | 23305Q114 | 16 | 16,666 | SH | SOLE | 16,666 | 0 | 0 | ||
DIAMONDHEAD HOLDINGS CORP | *W EXP 01/28/202 | 25278L113 | 14 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
DIGITAL TRANSFORMATN OPT COR | *W EXP 03/31/202 | 25401K115 | 47 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
DISRUPTIVE ACQUISITION CORP | *W EXP 03/06/202 | G2770Y128 | 52 | 54,666 | SH | SOLE | 54,666 | 0 | 0 | ||
DUDDELL STREET ACQUISITN COR | *W EXP 99/99/999 | G28553116 | 418 | 452,900 | SH | SOLE | 452,900 | 0 | 0 | ||
ECP ENVIRONMENTAL GW OPT COR | *W EXP 03/01/202 | 26829T118 | 18 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
EJF ACQUISITION CORP | *W EXP 03/10/202 | G2955B125 | 14 | 16,666 | SH | SOLE | 16,666 | 0 | 0 | ||
EQ HEALTH ACQUISITION CORP | *W EXP 02/02/202 | 26886A119 | 25 | 35,150 | SH | SOLE | 35,150 | 0 | 0 | ||
ESM ACQUISITION CORPORATION | *W EXP 02/02/202 | G3195H112 | 35 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
FAST ACQUISITION CORP II | *W EXP 03/16/202 | 311874119 | 13 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
FIRST RESERVE SUSTAINABLE GW | *W EXP 03/05/202 | 336169115 | 14 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
FLAME ACQUISITION CORP | *W EXP 02/26/202 | 33850F116 | 24 | 22,450 | SH | SOLE | 22,450 | 0 | 0 | ||
FORTRESS VALUE ACQUISI CORP | *W EXP 03/18/202 | 34964K116 | 33 | 25,891 | SH | SOLE | 25,891 | 0 | 0 | ||
FORUM MERGER IV CORP | *W EXP 03/15/202 | 349875112 | 32 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
FTAC PARNASSUS ACQUISITN COR | *W EXP 03/10/202 | 30319B116 | 21 | 18,750 | SH | SOLE | 18,750 | 0 | 0 | ||
FUSION ACQUISITION CORP II | *W EXP 02/29/202 | 36118N110 | 41 | 41,666 | SH | SOLE | 41,666 | 0 | 0 | ||
GLASS HOUSES ACQUISITION COR | *W EXP 03/25/202 | 37714P111 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
GLAUKOS CORP | NOTE 2.750% 6/1 | 377322AB8 | 25,843 | 15,113,000 | SH | SOLE | 15,113,000 | 0 | 0 | ||
GOAL ACQUISITIONS CORP | *W EXP 02/11/202 | 38021H115 | 144 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
GOLDEN ARROW MERGER CORP | *W EXP 07/31/202 | 380799114 | 55 | 66,666 | SH | SOLE | 66,666 | 0 | 0 | ||
GORES HOLDINGS VII INC | *W EXP 02/25/202 | 38286T119 | 43 | 31,250 | SH | SOLE | 31,250 | 0 | 0 | ||
GX ACQUISITION CORP II | *W EXP 03/17/202 | 36260F113 | 92 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
IBERE PHARMACEUTICALS | *W EXP 03/01/202 | G46843119 | 10 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
INTERPRIVATE II ACQUISITION | *W EXP 09/03/202 | 46064Q116 | 62 | 54,937 | SH | SOLE | 54,937 | 0 | 0 | ||
INTERPRIVATE III FINANCIAL P | *W EXP 99/99/999 | 46064R114 | 23 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ISOS ACQUISITION CORPORATION | *W EXP 03/01/202 | G4962C104 | 53 | 53,333 | SH | SOLE | 53,333 | 0 | 0 | ||
ITHAX ACQUISITION CORP | *W EXP 02/01/202 | G49775128 | 34 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
KERNEL GROUP HOLDINGS INC | *W EXP 02/02/202 | G5259L129 | 52 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
KKR ACQUISITION HOLDING I CO | *W EXP 99/99/999 | 48253T117 | 12 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
L CATTERTON ASIA ACQUISITION | *W EXP 03/08/202 | G5346G117 | 49 | 51,666 | SH | SOLE | 51,666 | 0 | 0 | ||
LIGHTJUMP ACQUISITION CORP | *W EXP 01/12/202 | 53228M114 | 39 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
LIVE OAK MOBILITY ACQUISI CO | *W EXP 03/04/202 | 538126111 | 15 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
M3 BRIGADE ACQUISITION II CO | *W EXP 09/03/202 | 553800111 | 116 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
MARLIN TECHNOLOGY CORP | *W EXP 01/12/202 | G58411110 | 21 | 17,564 | SH | SOLE | 17,564 | 0 | 0 | ||
MASON INDUSTRIAL TECHNOLGY I | *W EXP 99/99/999 | 57520Y114 | 45 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
MCAP ACQUISITION CORP | *W EXP 03/02/202 | 55282T117 | 35 | 33,333 | SH | SOLE | 33,333 | 0 | 0 | ||
MDH ACQUISITION CORP | *W EXP 02/02/202 | 55283P114 | 10 | 12,600 | SH | SOLE | 12,600 | 0 | 0 | ||
MISSFRESH LTD | ADS | 60500F105 | 130 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
MISSION ADVANCEMENT CORP | *W EXP 03/05/202 | 60501L119 | 81 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
MORINGA ACQUISITION CORP | *W EXP 02/22/202 | G6S23K124 | 30 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
NEWBURY STREET ACQUISITN COR | *W EXP 04/30/202 | 65101L112 | 38 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
NEXTGEN ACQUISITION CORP II | *W EXP 03/23/202 | G65317128 | 77 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
NOBLE ROCK ACQUISITION CORP | *W EXP 01/31/202 | G6546R119 | 14 | 16,666 | SH | SOLE | 16,666 | 0 | 0 | ||
ORION ACQUISITION CORP | *W EXP 02/19/202 | 68626A116 | 22 | 23,167 | SH | SOLE | 23,167 | 0 | 0 | ||
PERIDOT ACQUISITION CORP II | *W EXP 04/30/202 | G7008B121 | 22 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
PG&E CORP | UNIT 99/99/9999 | 69331C140 | 14,699 | 145,000 | SH | SOLE | 145,000 | 0 | 0 | ||
PINE TECHNOLOGY ACQUISITN CO | *W EXP 03/31/202 | 722850112 | 107 | 128,333 | SH | SOLE | 128,333 | 0 | 0 | ||
PIVOTAL INVESTMENT CORP III | *W EXP 01/28/202 | 72582M114 | 15 | 12,287 | SH | SOLE | 12,287 | 0 | 0 | ||
PLUM ACQUISITION CORP I | *W EXP 03/15/202 | G7134L118 | 12 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
POWER & DIGITAL INFRA ACQ CO | *W EXP 02/12/202 | 739190114 | 26 | 18,750 | SH | SOLE | 18,750 | 0 | 0 | ||
PROGRESS ACQUISITION CORP | *W EXP 11/11/202 | 74327P113 | 88 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
PROPERTY SOLUTIONS ACQUISITI | *W EXP 03/01/202 | 74350A116 | 106 | 87,500 | SH | SOLE | 87,500 | 0 | 0 | ||
RMG ACQUISITION CORP III | *W EXP 02/08/202 | G76088122 | 65 | 52,000 | SH | SOLE | 52,000 | 0 | 0 | ||
ROCKET INTERNET GRWT OPRT CO | *W EXP 99/99/999 | G7613T129 | 17 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
ROSECLIFF ACQUISITION CORP I | *W EXP 02/11/202 | 77732R111 | 54 | 66,666 | SH | SOLE | 66,666 | 0 | 0 | ||
RXR ACQUISITION CORP | *W EXP 03/08/202 | 74981W115 | 20 | 19,355 | SH | SOLE | 19,355 | 0 | 0 | ||
SCP & CO HEALTHCARE ACQUSTN | *W EXP 01/27/202 | 784065112 | 21 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
SILVER CREST ACQUISITION COR | *W EXP 12/15/202 | G81355128 | 79 | 92,500 | SH | SOLE | 92,500 | 0 | 0 | ||
SOCIAL LEVERAGE ACQUISN CORP | *W EXP 02/17/202 | 83363K110 | 14 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
SPARTAN ACQUISITION CORP III | *W EXP 02/04/202 | 84677R114 | 35 | 29,075 | SH | SOLE | 29,075 | 0 | 0 | ||
STRATIM CLOUD ACQUISITION CO | *W EXP 03/05/202 | 86309R115 | 14 | 16,666 | SH | SOLE | 16,666 | 0 | 0 | ||
SUSTAINABLE DEVELP ACQU I CO | *W EXP 02/04/202 | 86934L111 | 36 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
TAILWIND INTERNATNAL ACQ COR | *W EXP 03/01/202 | G8662F119 | 110 | 116,666 | SH | SOLE | 116,666 | 0 | 0 | ||
TAILWIND TWO ACQUISITION COR | *W EXP 03/09/202 | G86613125 | 98 | 97,566 | SH | SOLE | 97,566 | 0 | 0 | ||
TCW SPECIAL PURPOSE ACQU COR | *W EXP 99/99/999 | 87301L114 | 51 | 53,266 | SH | SOLE | 53,266 | 0 | 0 | ||
THE MUSIC ACQUISITION CORP | *W EXP 02/05/202 | 62752R118 | 128 | 150,050 | SH | SOLE | 150,050 | 0 | 0 | ||
THUNDER BRIDGE CAP PRTNRS II | *W EXP 02/15/202 | 88605T118 | 32 | 24,960 | SH | SOLE | 24,960 | 0 | 0 | ||
TRIBE CAPITAL GROWTH CORP I | *W EXP 02/28/202 | 89601Y119 | 50 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
TWIN RIDGE CAPITAL ACQUIS CO | *W EXP 03/07/202 | G9151L120 | 45 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
VIRTUOSO ACQUISITION CORP | *W EXP 01/31/202 | 92837J112 | 85 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
WARRIOR TECHNOLOGIES ACQUI C | *W EXP 03/31/202 | 936273119 | 95 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
Z-WORK ACQUISITION CORP | *W EXP 01/04/202 | 98880C110 | 67 | 74,999 | SH | SOLE | 74,999 | 0 | 0 |