SEC File Number: 333-137734
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CUSIP Number:
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12b-25
NOTIFICATION OF LATE FILING
SEC File Number:
333-137734
CUSIP Number:
(Check one): | x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form N-SAR ¨ Form N-CSR | |
| For Period Ended: December 31, 2009 | ||
| ¨ Transition Report on Form 10-K | ||
| ¨ Transition Report on Form 20-F | ||
| ¨ Transition Report on Form 11-K | ||
| ¨ Transition Report on Form 10-Q | ||
| ¨ Transition Report on Form N-SAR | ||
| For the Transition Period Ended: Not applicable | ||
Read Instruction (on back page) Before Preparing Form. Please Print or Type: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:
Not applicable
PART I - REGISTRANT INFORMATION
LEAF Equipment Finance Fund 4, L.P.
Full Name of Registrant
N/A
Former Name if Applicable
110 South Poplar Street, Suite 101
Address of Principal Executive Office (Street and Number)
Wilmington, Delaware 19801
City, State and Zip Code.
PART II - RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)
x | (a) | The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense:
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| (b) | The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report of transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
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| (c) | The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. |
PART III - NARRATIVE
State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report, or portion thereof, could not be filed within the prescribed time period.
The Registrant requires additional time to complete its annual report on Form 10-K for the year ended December 31, 2009. The Registrant is analyzing recent credit facility amendments as they relate to the Registrant, and their effect, if any, on the Registrant’s disclosures. The Registrant expects to file its annual report on Form 10-K for the year ended December 31, 2009 within the fifteen day extension period.
PART IV - OTHER INFORMATION
| (l) | Name and telephone number of person to contact in regard to this notification: |
| Robert K. Moskovitz | (215) | 231-7087 | ||
| (Name) | (Area Code) | (Telephone Number) |
| (2) | Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s). x Yes ¨ No |
| (3) | Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? x Yes ¨ No |
If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.
As a result of the current economic recession in the United States, the Registrant expects a material change for the year ended December 31, 2009 as compared to the year ended December 31, 2008. Total partners’ capital is expected to increase to approximately $80.3 million as of December 31, 2009 as compared to approximately $31.7 million as of December 31, 2008. Total assets are expected to be approximately $530.2 million as of December 31, 2009 as compared to $32.3 million as of December 31, 2008. Annual total revenues are expected to be approximately $29.1 million for 2009 as compared to $255,000 for 2008. Net (loss) attributable to the Registrant is expected to be approximately ($22.6) million for the year ended December 31, 2009 as compared to a net loss of ($1.3) million for the year ended December 31, 2008.
LEAF Equipment Finance Fund 4, L.P.
(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
| LEAF EQUIPMENT FINANCE FUND 4, L.P | ||||||
| By: | LEAF Asset Management, LLC, its general partner | |||||
Date: | April 1, 2010 | By: | /s/ Robert K. Moskovitz Robert K. Moskovitz | |||
| Chief Financial Officer | ||||||
