UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 4)*
LEXMARK INTERNATIONAL INC.
(Name of Issuer)
Class A Common Stock, $0.01 par value
(Title of Class of Securities)
529771107
(CUSIP Number)
Paul Friedman
BlueMountain Capital Management, LLC
280 Park Avenue, 5th Floor East
New York, New York 10017
212-905-3990
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
July 29, 2013
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box ¨.
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss. 240.13d-7(b) for other parties to whom copies are to be sent.
| * | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
SCHEDULE 13D
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| CUSIP No. 529771107 | | Page 2 of 33 |
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| (1) | | Name of reporting persons. BlueMountain Capital Management, LLC |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) x (b) ¨ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) WC |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ¨ |
| (6) | | Citizenship or place of organization Delaware, United States of America |
Number of shares beneficially owned by each reporting person with | | (7) | | Sole voting power 0 |
| | (8) | | Shared voting power 5,815,001 |
| | (9) | | Sole dispositive power 0 |
| | (10) | | Shared dispositive power 5,815,001 |
| (11) | | Aggregate amount beneficially owned by each reporting person 5,815,001 |
| (12) | | Check box if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
| (13) | | Percent of class represented by amount in Row (11) 9.2% |
| (14) | | Type of reporting person (see instructions) IA |
| (1) | The Reporting Persons understand from the Issuer that the number of shares of Class A Common Stock outstanding on April 30, 2013, as described in the Issuer’s Form 10-Q, filed on May 9, 2013, was approximately 63,013,922. |
SCHEDULE 13D
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| CUSIP No. 529771107 | | Page 3 of 33 |
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| (1) | | Name of reporting persons. BlueMountain GP Holdings, LLC |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) x (b) ¨ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) WC |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ¨ |
| (6) | | Citizenship or place of organization Delaware, United States of America |
Number of shares beneficially owned by each reporting person with | | (7) | | Sole voting power 0 |
| | (8) | | Shared voting power 5,116,870 |
| | (9) | | Sole dispositive power 0 |
| | (10) | | Shared dispositive power 5,116,870 |
| (11) | | Aggregate amount beneficially owned by each reporting person 5,116,870 |
| (12) | | Check box if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
| (13) | | Percent of class represented by amount in Row (11) 8.1% |
| (14) | | Type of reporting person (see instructions) OO |
| (1) | The Reporting Persons understand from the Issuer that the number of shares of Class A Common Stock outstanding on April 30, 2013, as described in the Issuer’s Form 10-Q, filed on May 9, 2013, was approximately 63,013,922. |
SCHEDULE 13D
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| CUSIP No. 529771107 | | Page 4 of 33 |
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| (1) | | Name of reporting persons. Blue Mountain Credit Alternatives Master Fund L.P. |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) x (b) ¨ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) WC |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ¨ |
| (6) | | Citizenship or place of organization Cayman Islands |
Number of shares beneficially owned by each reporting person with | | (7) | | Sole voting power 0 |
| | (8) | | Shared voting power 2,447,669 |
| | (9) | | Sole dispositive power 0 |
| | (10) | | Shared dispositive power 2,447,669 |
| (11) | | Aggregate amount beneficially owned by each reporting person 2,447,669 |
| (12) | | Check box if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
| (13) | | Percent of class represented by amount in Row (11) 3.9% |
| (14) | | Type of reporting person (see instructions) PN |
| (1) | The Reporting Persons understand from the Issuer that the number of shares of Class A Common Stock outstanding on April 30, 2013, as described in the Issuer’s Form 10-Q, filed on May 9, 2013, was approximately 63,013,922. |
SCHEDULE 13D
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| CUSIP No. 529771107 | | Page 5 of 33 |
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| (1) | | Name of reporting persons. Blue Mountain CA Master Fund, GP, Ltd. |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) x (b) ¨ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) WC |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ¨ |
| (6) | | Citizenship or place of organization Cayman Islands |
Number of shares beneficially owned by each reporting person with | | (7) | | Sole voting power 0 |
| | (8) | | Shared voting power 2,447,669 |
| | (9) | | Sole dispositive power 0 |
| | (10) | | Shared dispositive power 2,447,669 |
| (11) | | Aggregate amount beneficially owned by each reporting person 2,447,669 |
| (12) | | Check box if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
| (13) | | Percent of class represented by amount in Row (11) 3.9% |
| (14) | | Type of reporting person (see instructions) CO |
| (1) | The Reporting Persons understand from the Issuer that the number of shares of Class A Common Stock outstanding on April 30, 2013, as described in the Issuer’s Form 10-Q, filed on May 9, 2013, was approximately 63,013,922. |
SCHEDULE 13D
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| CUSIP No. 529771107 | | Page 6 of 33 |
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| (1) | | Name of reporting persons. BlueMountain Long/Short Credit Master Fund L.P. |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) x (b) ¨ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) WC |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ¨ |
| (6) | | Citizenship or place of organization Cayman Islands |
Number of shares beneficially owned by each reporting person with | | (7) | | Sole voting power 0 |
| | (8) | | Shared voting power 569,322 |
| | (9) | | Sole dispositive power 0 |
| | (10) | | Shared dispositive power 569,322 |
| (11) | | Aggregate amount beneficially owned by each reporting person 569,322 |
| (12) | | Check box if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
| (13) | | Percent of class represented by amount in Row (11) 0.9% |
| (14) | | Type of reporting person (see instructions) PN |
| (1) | The Reporting Persons understand from the Issuer that the number of shares of Class A Common Stock outstanding on April 30, 2013, as described in the Issuer’s Form 10-Q, filed on May 9, 2013, was approximately 63,013,922. |
SCHEDULE 13D
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| CUSIP No. 529771107 | | Page 7 of 33 |
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| (1) | | Name of reporting persons. BlueMountain Long/Short Credit GP, LLC |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) x (b) ¨ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) WC |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ¨ |
| (6) | | Citizenship or place of organization Delaware, United States of America |
Number of shares beneficially owned by each reporting person with | | (7) | | Sole voting power 0 |
| | (8) | | Shared voting power 569,322 |
| | (9) | | Sole dispositive power 0 |
| | (10) | | Shared dispositive power 569,322 |
| (11) | | Aggregate amount beneficially owned by each reporting person 569,322 |
| (12) | | Check box if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
| (13) | | Percent of class represented by amount in Row (11) 0.9% |
| (14) | | Type of reporting person (see instructions) OO |
| (1) | The Reporting Persons understand from the Issuer that the number of shares of Class A Common Stock outstanding on April 30, 2013, as described in the Issuer’s Form 10-Q, filed on May 9, 2013, was approximately 63,013,922. |
SCHEDULE 13D
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| CUSIP No. 529771107 | | Page 8 of 33 |
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| (1) | | Name of reporting persons. BlueMountain Distressed Master Fund L.P. |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) x (b) ¨ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) WC |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ¨ |
| (6) | | Citizenship or place of organization Cayman Islands |
Number of shares beneficially owned by each reporting person with | | (7) | | Sole voting power 0 |
| | (8) | | Shared voting power 144,640 |
| | (9) | | Sole dispositive power 0 |
| | (10) | | Shared dispositive power 144,640 |
| (11) | | Aggregate amount beneficially owned by each reporting person 144,640 |
| (12) | | Check box if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
| (13) | | Percent of class represented by amount in Row (11) 0.2% |
| (14) | | Type of reporting person (see instructions) PN |
| (1) | The Reporting Persons understand from the Issuer that the number of shares of Class A Common Stock outstanding on April 30, 2013, as described in the Issuer’s Form 10-Q, filed on May 9, 2013, was approximately 63,013,922. |
SCHEDULE 13D
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| CUSIP No. 529771107 | | Page 9 of 33 |
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| (1) | | Name of reporting persons. BlueMountain Distressed GP, LLC |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) x (b) ¨ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) WC |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ¨ |
| (6) | | Citizenship or place of organization Delaware, United States of America |
Number of shares beneficially owned by each reporting person with | | (7) | | Sole voting power 0 |
| | (8) | | Shared voting power 144,640 |
| | (9) | | Sole dispositive power 0 |
| | (10) | | Shared dispositive power 144,640 |
| (11) | | Aggregate amount beneficially owned by each reporting person 144,640 |
| (12) | | Check box if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
| (13) | | Percent of class represented by amount in Row (11) 0.2% |
| (14) | | Type of reporting person (see instructions) OO |
| (1) | The Reporting Persons understand from the Issuer that the number of shares of Class A Common Stock outstanding on April 30, 2013, as described in the Issuer’s Form 10-Q, filed on May 9, 2013, was approximately 63,013,922. |
SCHEDULE 13D
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| CUSIP No. 529771107 | | Page 10 of 33 |
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| (1) | | Name of reporting persons. BlueMountain Strategic Credit Master Fund L.P. |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) x (b) ¨ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) WC |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ¨ |
| (6) | | Citizenship or place of organization Cayman Islands |
Number of shares beneficially owned by each reporting person with | | (7) | | Sole voting power 0 |
| | (8) | | Shared voting power 307,349 |
| | (9) | | Sole dispositive power 0 |
| | (10) | | Shared dispositive power 307,349 |
| (11) | | Aggregate amount beneficially owned by each reporting person 307,349 |
| (12) | | Check box if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
| (13) | | Percent of class represented by amount in Row (11) 0.5% |
| (14) | | Type of reporting person (see instructions) PN |
| (1) | The Reporting Persons understand from the Issuer that the number of shares of Class A Common Stock outstanding on April 30, 2013, as described in the Issuer’s Form 10-Q, filed on May 9, 2013, was approximately 63,013,922. |
SCHEDULE 13D
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| CUSIP No. 529771107 | | Page 11 of 33 |
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| (1) | | Name of reporting persons. BlueMountain Strategic Credit GP, LLC |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) x (b) ¨ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) WC |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ¨ |
| (6) | | Citizenship or place of organization Delaware, United States of America |
Number of shares beneficially owned by each reporting person with | | (7) | | Sole voting power 0 |
| | (8) | | Shared voting power 307,349 |
| | (9) | | Sole dispositive power 0 |
| | (10) | | Shared dispositive power 307,349 |
| (11) | | Aggregate amount beneficially owned by each reporting person 307,349 |
| (12) | | Check box if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
| (13) | | Percent of class represented by amount in Row (11) 0.5% |
| (14) | | Type of reporting person (see instructions) OO |
| (1) | The Reporting Persons understand from the Issuer that the number of shares of Class A Common Stock outstanding on April 30, 2013, as described in the Issuer’s Form 10-Q, filed on May 9, 2013, was approximately 63,013,922. |
SCHEDULE 13D
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| CUSIP No. 529771107 | | Page 12 of 33 |
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| (1) | | Name of reporting persons. BlueMountain Timberline Ltd. |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) x (b) ¨ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) WC |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ¨ |
| (6) | | Citizenship or place of organization Cayman Islands |
Number of shares beneficially owned by each reporting person with | | (7) | | Sole voting power 0 |
| | (8) | | Shared voting power 153,061 |
| | (9) | | Sole dispositive power 0 |
| | (10) | | Shared dispositive power 153,061 |
| (11) | | Aggregate amount beneficially owned by each reporting person 153,061 |
| (12) | | Check box if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
| (13) | | Percent of class represented by amount in Row (11) 0.2% |
| (14) | | Type of reporting person (see instructions) CO |
| (1) | The Reporting Persons understand from the Issuer that the number of shares of Class A Common Stock outstanding on April 30, 2013, as described in the Issuer’s Form 10-Q, filed on May 9, 2013, was approximately 63,013,922. |
SCHEDULE 13D
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| CUSIP No. 529771107 | | Page 13 of 33 |
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| (1) | | Name of reporting persons. BlueMountain Credit Opportunities Master Fund I L.P. |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) x (b) ¨ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) WC |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ¨ |
| (6) | | Citizenship or place of organization Cayman Islands |
Number of shares beneficially owned by each reporting person with | | (7) | | Sole voting power 0 |
| | (8) | | Shared voting power 1,525,919 |
| | (9) | | Sole dispositive power 0 |
| | (10) | | Shared dispositive power 1,525,919 |
| (11) | | Aggregate amount beneficially owned by each reporting person 1,525,919 |
| (12) | | Check box if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
| (13) | | Percent of class represented by amount in Row (11) 2.4% |
| (14) | | Type of reporting person (see instructions) PN |
| (1) | The Reporting Persons understand from the Issuer that the number of shares of Class A Common Stock outstanding on April 30, 2013, as described in the Issuer’s Form 10-Q, filed on May 9, 2013, was approximately 63,013,922. |
SCHEDULE 13D
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| CUSIP No. 529771107 | | Page 14 of 33 |
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| (1) | | Name of reporting persons. BlueMountain Credit Opportunities GP I, LLC |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) x (b) ¨ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) WC |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ¨ |
| (6) | | Citizenship or place of organization Delaware, United States of America |
Number of shares beneficially owned by each reporting person with | | (7) | | Sole voting power 0 |
| | (8) | | Shared voting power 1,525,919 |
| | (9) | | Sole dispositive power 0 |
| | (10) | | Shared dispositive power 1,525,919 |
| (11) | | Aggregate amount beneficially owned by each reporting person 1,525,919 |
| (12) | | Check box if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
| (13) | | Percent of class represented by amount in Row (11) 2.4% |
| (14) | | Type of reporting person (see instructions) OO |
| (1) | The Reporting Persons understand from the Issuer that the number of shares of Class A Common Stock outstanding on April 30, 2013, as described in the Issuer’s Form 10-Q, filed on May 9, 2013, was approximately 63,013,922. |
SCHEDULE 13D
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| CUSIP No. 529771107 | | Page 15 of 33 |
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| (1) | | Name of reporting persons. BlueMountain Kicking Horse Fund GP, LLC |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) x (b) ¨ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) WC |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ¨ |
| (6) | | Citizenship or place of organization Delaware, United States of America |
Number of shares beneficially owned by each reporting person with | | (7) | | Sole voting power 0 |
| | (8) | | Shared voting power 121,971 |
| | (9) | | Sole dispositive power 0 |
| | (10) | | Shared dispositive power 121,971 |
| (11) | | Aggregate amount beneficially owned by each reporting person 121,971 |
| (12) | | Check box if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
| (13) | | Percent of class represented by amount in Row (11) 0.2% |
| (14) | | Type of reporting person (see instructions) OO |
| (1) | The Reporting Persons understand from the Issuer that the number of shares of Class A Common Stock outstanding on April 30, 2013, as described in the Issuer’s Form 10-Q, filed on May 9, 2013, was approximately 63,013,922. |
SCHEDULE 13D
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| CUSIP No. 529771107 | | Page 16 of 33 |
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| (1) | | Name of reporting persons. BlueMountain Kicking Horse Fund L.P. |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) x (b) ¨ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) WC |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ¨ |
| (6) | | Citizenship or place of organization Cayman Islands |
Number of shares beneficially owned by each reporting person with | | (7) | | Sole voting power 0 |
| | (8) | | Shared voting power 121,971 |
| | (9) | | Sole dispositive power 0 |
| | (10) | | Shared dispositive power 121,971 |
| (11) | | Aggregate amount beneficially owned by each reporting person 121,971 |
| (12) | | Check box if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
| (13) | | Percent of class represented by amount in Row (11) 0.2% |
| (14) | | Type of reporting person (see instructions) PN |
| (1) | The Reporting Persons understand from the Issuer that the number of shares of Class A Common Stock outstanding on April 30, 2013, as described in the Issuer’s Form 10-Q, filed on May 9, 2013, was approximately 63,013,922. |
SCHEDULE 13D
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| CUSIP No. 529771107 | | Page 17 of 33 |
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| (1) | | Name of reporting persons. AAI BlueMountain Fund Plc* |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) x (b) ¨ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) WC |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ¨ |
| (6) | | Citizenship or place of organization Ireland |
Number of shares beneficially owned by each reporting person with | | (7) | | Sole voting power 0 |
| | (8) | | Shared voting power 72,566 |
| | (9) | | Sole dispositive power 0 |
| | (10) | | Shared dispositive power 72,566 |
| (11) | | Aggregate amount beneficially owned by each reporting person 72,566 |
| (12) | | Check box if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
| (13) | | Percent of class represented by amount in Row (11) 0.1% |
| (14) | | Type of reporting person (see instructions) CO |
| (1) | The Reporting Persons understand from the Issuer that the number of shares of Class A Common Stock outstanding on April 30, 2013, as described in the Issuer’s Form 10-Q, filed on May 9, 2013, was approximately 63,013,922. |
| * | The shares of Common Stock are owned by BlueMountain Long/Short Credit and Distressed Reflection Fund, a sub-fund of AAI BlueMountain Fund Plc. |
SCHEDULE 13D
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| CUSIP No. 529771107 | | Page 18 of 33 |
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| (1) | | Name of reporting persons. BlueMountain Long Short Grasmoor Fund Ltd. |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) x (b) ¨ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) WC |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ¨ |
| (6) | | Citizenship or place of organization Cayman Islands |
Number of shares beneficially owned by each reporting person with | | (7) | | Sole voting power 0 |
| | (8) | | Shared voting power 89,605 |
| | (9) | | Sole dispositive power 0 |
| | (10) | | Shared dispositive power 89,605 |
| (11) | | Aggregate amount beneficially owned by each reporting person 89,605 |
| (12) | | Check box if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
| (13) | | Percent of class represented by amount in Row (11) 0.1% |
| (14) | | Type of reporting person (see instructions) CO |
| (1) | The Reporting Persons understand from the Issuer that the number of shares of Class A Common Stock outstanding on April 30, 2013, as described in the Issuer’s Form 10-Q, filed on May 9, 2013, was approximately 63,013,922. |
SCHEDULE 13D
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| CUSIP No. 529771107 | | Page 19 of 33 |
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| (1) | | Name of reporting persons. BlueMountain Montenvers Master Fund SCA SICAV-SIF |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) x (b) ¨ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) WC |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ¨ |
| (6) | | Citizenship or place of organization Luxembourg |
Number of shares beneficially owned by each reporting person with | | (7) | | Sole voting power 0 |
| | (8) | | Shared voting power 382,899 |
| | (9) | | Sole dispositive power 0 |
| | (10) | | Shared dispositive power 382,899 |
| (11) | | Aggregate amount beneficially owned by each reporting person 382,899 |
| (12) | | Check box if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
| (13) | | Percent of class represented by amount in Row (11) 0.6% |
| (14) | | Type of reporting person (see instructions) PN |
| (1) | The Reporting Persons understand from the Issuer that the number of shares of Class A Common Stock outstanding on April 30, 2013, as described in the Issuer’s Form 10-Q, filed on May 9, 2013, was approximately 63,013,922. |
SCHEDULE 13D
| | |
| CUSIP No. 529771107 | | Page 20 of 33 |
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| (1) | | Name of reporting persons. BlueMountain Montenvers GP S.à.r.l. |
| (2) | | Check the appropriate box if a member of a group (see instructions) (a) x (b) ¨ |
| (3) | | SEC use only |
| (4) | | Source of funds (see instructions) WC |
| (5) | | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ¨ |
| (6) | | Citizenship or place of organization Luxembourg |
Number of shares beneficially owned by each reporting person with | | (7) | | Sole voting power 0 |
| | (8) | | Shared voting power 382,899 |
| | (9) | | Sole dispositive power 0 |
| | (10) | | Shared dispositive power 382,899 |
| (11) | | Aggregate amount beneficially owned by each reporting person 382,899 |
| (12) | | Check box if the aggregate amount in Row (11) excludes certain shares (see instructions) ¨ |
| (13) | | Percent of class represented by amount in Row (11) 0.6% |
| (14) | | Type of reporting person (see instructions) CO |
| (1) | The Reporting Persons understand from the Issuer that the number of shares of Class A Common Stock outstanding on April 30, 2013, as described in the Issuer’s Form 10-Q, filed on May 9, 2013, was approximately 63,013,922. |
SCHEDULE 13D
| | |
| CUSIP No. 529771107 | | Page 21 of 33 |
| ITEM 1. | Security of the Issuer. |
This Amendment No. 4 (this “Amendment No. 4”) amends the Schedule 13D (the “Schedule 13D”) filed with the Securities and Exchange Commission (the “SEC”) on April 26, 2013, as amended by Amendment No. 1 to the Schedule 13D filed on June 5, 2013, Amendment No. 2 to the Schedule 13D filed on June 12, 2013 and Amendment No. 3 to the Schedule 13D filed on June 13, 2013, relating to the Class A Common Stock, par value $0.01 per share (the “Common Stock”), of Lexmark International, Inc., a Delaware corporation (the “Issuer”). The Issuer’s principal executive office is located at One Lexmark Centre Drive, 740 West New Circle Road, Lexington, Kentucky 40550. Unless specifically amended hereby, the disclosures set forth in the Schedule 13D remain unchanged.
| ITEM 3. | Source and Amount of Funds or Other Consideration |
Item 3 of the Schedule 13D is hereby deleted and replaced with the following:
All of the funds used in the acquisition of such Common Stock by such Reporting Persons came from the working capital of such Reporting Persons. The amount of funds expended to date in making such acquisition is $118,490,638.45 (including commissions, premiums and fees), as further detailed in Item 5(c) hereof.
| ITEM 4. | Purpose of the Transaction. |
Item 4 of the Schedule 13D is hereby amended by deleting the reference to “5,129,101” in the first sentence thereof and replacing it with “5,815,001.”
| ITEM 5. | Interest in Securities of the Issuer. |
Paragraphs (a), (b) and (c) of Item 5 of the Schedule 13D are hereby deleted and replaced with the following:
(a) and (b) The Reporting Persons understand from the Issuer that the number of shares of Class A Common Stock outstanding on April 30, 2013, as described in the Issuer’s Form 10-Q, filed on May 9, 2013, was approximately 63,013,922. The 5,815,001 shares of Common Stock beneficially owned, in the aggregate, by the BlueMountain Funds as of July 29, 2013, represent approximately 9.2% of the issued and outstanding shares of Common Stock of the Issuer, with such percentage calculated in accordance with Rule 13d-3 under the Securities Exchange Act of 1934, as amended. A further detailed breakdown of the Reporting Persons’ beneficial ownership of Common Stock is as follows:
| | (a) | Amount beneficially owned: 5,815,001 |
Percent of class: 9.2%
| | (b) | Number of shares as to which the person has: |
| | (i) | Sole power to vote or to direct the vote -0-. |
| | (ii) | Shared power to vote or to direct the vote 5,815,001. |
| | (iii) | Sole power to dispose or to direct the disposition of -0-. |
| | (iv) | Shared power to dispose or to direct the disposition of 5,815,001. |
SCHEDULE 13D
| | |
| CUSIP No. 529771107 | | Page 22 of 33 |
| | B. | Ultimate General Partner |
| | (a) | Amount beneficially owned: 5,116,870 |
Percent of class: 8.1%
| | (b) | Number of shares as to which the person has: |
| | (i) | Sole power to vote or to direct the vote -0-. |
| | (ii) | Shared power to vote or to direct the vote 5,116,870. |
| | (iii) | Sole power to dispose or to direct the disposition of -0-. |
| | (iv) | Shared power to dispose or to direct the disposition of 5,116,870. |
| | (a) | Amount beneficially owned: 2,447,669 |
Percent of class: 3.9%
| | (b) | Number of shares as to which the person has: |
| | (i) | Sole power to vote or to direct the vote -0-. |
| | (ii) | Shared power to vote or to direct the vote 2,447,669. |
| | (iii) | Sole power to dispose or to direct the disposition of -0-. |
| | (iv) | Shared power to dispose or to direct the disposition of 2,447,669. |
| | (a) | Amount beneficially owned: 2,447,669 |
Percent of class: 3.9%
| | (b) | Number of shares as to which the person has: |
| | (i) | Sole power to vote or to direct the vote -0-. |
| | (ii) | Shared power to vote or to direct the vote 2,447,669. |
| | (iii) | Sole power to dispose or to direct the disposition of -0-. |
| | (iv) | Shared power to dispose or to direct the disposition of 2,447,669. |
SCHEDULE 13D
| | |
| CUSIP No. 529771107 | | Page 23 of 33 |
| | (a) | Amount beneficially owned: 569,322 |
Percent of class: 0.9%
| | (b) | Number of shares as to which the person has: |
| | (i) | Sole power to vote or to direct the vote -0-. |
| | (ii) | Shared power to vote or to direct the vote 569,322. |
| | (iii) | Sole power to dispose or to direct the disposition of -0-. |
| | (iv) | Shared power to dispose or to direct the disposition of 569,322. |
| | (a) | Amount beneficially owned: 569,932 |
Percent of class: 0.9%
| | (b) | Number of shares as to which the person has: |
| | (i) | Sole power to vote or to direct the vote -0-. |
| | (ii) | Shared power to vote or to direct the vote 569,322. |
| | (iii) | Sole power to dispose or to direct the disposition of -0-. |
| | (iv) | Shared power to dispose or to direct the disposition of 569,322. |
| | (a) | Amount beneficially owned: 144,640 |
Percent of class: 0.2%
| | (b) | Number of shares as to which the person has: |
| | (i) | Sole power to vote or to direct the vote -0-. |
| | (ii) | Shared power to vote or to direct the vote 144,640. |
| | (iii) | Sole power to dispose or to direct the disposition of -0-. |
| | (iv) | Shared power to dispose or to direct the disposition of 144,640. |
| | (a) | Amount beneficially owned: 144,640 |
Percent of class: 0.2%
SCHEDULE 13D
| | |
| CUSIP No. 529771107 | | Page 24 of 33 |
| | (b) | Number of shares as to which the person has: |
| | (i) | Sole power to vote or to direct the vote -0-. |
| | (ii) | Shared power to vote or to direct the vote 144,640. |
| | (iii) | Sole power to dispose or to direct the disposition of -0-. |
| | (iv) | Shared power to dispose or to direct the disposition of 144,640. |
| | (a) | Amount beneficially owned: 307,349 |
Percent of class: 0.5%
| | (b) | Number of shares as to which the person has: |
| | (i) | Sole power to vote or to direct the vote -0-. |
| | (ii) | Shared power to vote or to direct the vote 307,349. |
| | (iii) | Sole power to dispose or to direct the disposition of -0-. |
| | (iv) | Shared power to dispose or to direct the disposition of 307,349. |
| | (a) | Amount beneficially owned: 307,349 |
Percent of class: 0.5%
| | (b) | Number of shares as to which the person has: |
| | (i) | Sole power to vote or to direct the vote -0-. |
| | (ii) | Shared power to vote or to direct the vote 307,349. |
| | (iii) | Sole power to dispose or to direct the disposition of -0-. |
| | (iv) | Shared power to dispose or to direct the disposition of 307,349. |
| | (a) | Amount beneficially owned: 153,061 |
Percent of class: 0.2%
SCHEDULE 13D
| | |
| CUSIP No. 529771107 | | Page 25 of 33 |
| | (b) | Number of shares as to which the person has: |
| | (i) | Sole power to vote or to direct the vote -0-. |
| | (ii) | Shared power to vote or to direct the vote 153,061. |
| | (iii) | Sole power to dispose or to direct the disposition of -0-. |
| | (iv) | Shared power to dispose or to direct the disposition of 153,061. |
| | (a) | Amount beneficially owned: 121,971 |
Percent of class: 0.2%
| | (b) | Number of shares as to which the person has: |
| | (i) | Sole power to vote or to direct the vote -0-. |
| | (ii) | Shared power to vote or to direct the vote 121,971. |
| | (iii) | Sole power to dispose or to direct the disposition of -0-. |
| | (iv) | Shared power to dispose or to direct the disposition of 121,971. |
| | (a) | Amount beneficially owned: 121,971 |
Percent of class: 0.2%
| | (b) | Number of shares as to which the person has: |
| | (i) | Sole power to vote or to direct the vote -0-. |
| | (ii) | Shared power to vote or to direct the vote 121,971. |
| | (iii) | Sole power to dispose or to direct the disposition of -0-. |
| | (iv) | Shared power to dispose or to direct the disposition of 121,971. |
| | (a) | Amount beneficially owned: 72,566 |
Percent of class: 0.1%
| | (b) | Number of shares as to which the person has: |
| | (i) | Sole power to vote or to direct the vote -0-. |
| | (ii) | Shared power to vote or to direct the vote 72,566. |
| | (iii) | Sole power to dispose or to direct the disposition of -0-. |
| | (iv) | Shared power to dispose or to direct the disposition of 72,566. |
| | (a) | Amount beneficially owned: 1,525,919 |
Percent of class: 2.4%
| | (b) | Number of shares as to which the person has: |
| | (i) | Sole power to vote or to direct the vote -0-. |
SCHEDULE 13D
| | |
| CUSIP No. 529771107 | | Page 26 of 33 |
| | (ii) | Shared power to vote or to direct the vote 1,525,919. |
| | (iii) | Sole power to dispose or to direct the disposition of -0-. |
| | (iv) | Shared power to dispose or to direct the disposition of 1,525,919. |
| | (a) | Amount beneficially owned: 1,525,919 |
Percent of class: 2.4%
| | (b) | Number of shares as to which the person has: |
| | (i) | Sole power to vote or to direct the vote -0-. |
| | (ii) | Shared power to vote or to direct the vote 1,525,919. |
| | (iii) | Sole power to dispose or to direct the disposition of -0-. |
| | (iv) | Shared power to dispose or to direct the disposition of 1,525,919. |
| | (a) | Amount beneficially owned: 89,605 |
Percent of class: 0.1%
| | (b) | Number of shares as to which the person has: |
| | (i) | Sole power to vote or to direct the vote -0-. |
| | (ii) | Shared power to vote or to direct the vote 89,605. |
| | (iii) | Sole power to dispose or to direct the disposition of -0-. |
| | (iv) | Shared power to dispose or to direct the disposition of 89,605. |
| | (a) | Amount beneficially owned: 382,889 |
Percent of class: 0.6%
| | (b) | Number of shares as to which the person has: |
| | (i) | Sole power to vote or to direct the vote -0-. |
| | (ii) | Shared power to vote or to direct the vote 382,889. |
| | (iii) | Sole power to dispose or to direct the disposition of -0-. |
| | (iv) | Shared power to dispose or to direct the disposition of 382,889. |
| | (a) | Amount beneficially owned: 382,889 |
Percent of class: 0.6%
| | (b) | Number of shares as to which the person has: |
| | (i) | Sole power to vote or to direct the vote -0-. |
| | (ii) | Shared power to vote or to direct the vote 382,889. |
| | (iii) | Sole power to dispose or to direct the disposition of -0-. |
| | (iv) | Shared power to dispose or to direct the disposition of 382,889. |
(c) The following transactions in the Common Stock were effected by the Reporting Persons after June 12, 2013:
| | | | | | | | | | | | | | | | | | | | | | | | |
TradeDt | | InsType | | Fund | | Ticker | | BbSector | | Ccy | | Number | | | ExecPrc | | | EqyType | | Cpty | | Remark |
| 7/29/2013 | | Eqy | | Strategic
Credit | | LXK | | Equity | | USD | | | 2,356 | | | | 36.93503 | | | Stock | | CSFBNY | | Open market transaction |
| 7/29/2013 | | Eqy | | Montenvers | | LXK | | Equity | | USD | | | 2,944 | | | | 36.93503 | | | Stock | | CSFBNY | | Open market transaction |
| 7/29/2013 | | Eqy | | Grasmoor | | LXK | | Equity | | USD | | | 679 | | | | 36.93503 | | | Stock | | CSFBNY | | Open market transaction |
| 7/29/2013 | | Eqy | | Distressed | | LXK | | Equity | | USD | | | 1,087 | | | | 36.93503 | | | Stock | | CSFBNY | | Open market transaction |
| 7/29/2013 | | Eqy | | AAI | | LXK | | Equity | | USD | | | 544 | | | | 36.93503 | | | Stock | | CSFBNY | | Open market transaction |
| 7/29/2013 | | Eqy | | COF | | LXK | | Equity | | USD | | | 11,733 | | | | 36.93503 | | | Stock | | CSFBNY | | Open market transaction |
| 7/29/2013 | | Eqy | | Kicking
Horse | | LXK | | Equity | | USD | | | 951 | | | | 36.93503 | | | Stock | | CSFBNY | | Open market transaction |
| 7/29/2013 | | Eqy | | Long/Short
Credit | | LXK | | Equity | | USD | | | 5,074 | | | | 36.93503 | | | Stock | | CSFBNY | | Open market transaction |
| 7/29/2013 | | Eqy | | Timberline | | LXK | | Equity | | USD | | | 1,178 | | | | 36.93503 | | | Stock | | CSFBNY | | Open market transaction |
| 7/29/2013 | | Eqy | | Credit
Alternatives | | LXK | | Equity | | USD | | | 18,754 | | | | 36.93503 | | | Stock | | CSFBNY | | Open market transaction |
| 7/29/2013 | | Eqy | | Strategic
Credit | | LXK | | Equity | | USD | | | 4,914 | | | | 36.93503 | | | Stock | | CSFBNY | | Open market transaction |
| 7/29/2013 | | Eqy | | Montenvers | | LXK | | Equity | | USD | | | 6,142 | | | | 36.93503 | | | Stock | | CSFBNY | | Open market transaction |
| 7/29/2013 | | Eqy | | Grasmoor | | LXK | | Equity | | USD | | | 1,418 | | | | 36.93503 | | | Stock | | CSFBNY | | Open market transaction |
| 7/29/2013 | | Eqy | | Distressed | | LXK | | Equity | | USD | | | 2,268 | | | | 36.93503 | | | Stock | | CSFBNY | | Open market transaction |
| 7/29/2013 | | Eqy | | AAI | | LXK | | Equity | | USD | | | 1,134 | | | | 36.93503 | | | Stock | | CSFBNY | | Open market transaction |
| 7/29/2013 | | Eqy | | COF | | LXK | | Equity | | USD | | | 24,475 | | | | 36.93503 | | | Stock | | CSFBNY | | Open market transaction |
| 7/29/2013 | | Eqy | | Kicking
Horse | | LXK | | Equity | | USD | | | 1,985 | | | | 36.93503 | | | Stock | | CSFBNY | | Open market transaction |
| 7/29/2013 | | Eqy | | Long/Short
Credit | | LXK | | Equity | | USD | | | 10,584 | | | | 36.93503 | | | Stock | | CSFBNY | | Open market transaction |
| 7/29/2013 | | Eqy | | Timberline | | LXK | | Equity | | USD | | | 2,457 | | | | 36.93503 | | | Stock | | CSFBNY | | Open market transaction |
| 7/29/2013 | | Eqy | | Credit
Alternatives | | LXK | | Equity | | USD | | | 39,123 | | | | 36.93503 | | | Stock | | CSFBNY | | Open market transaction |
| 7/26/2013 | | Eqy | | Strategic
Credit | | LXK | | Equity | | USD | | | 3,921 | | | | 36.76317 | | | Stock | | CSFBNY | | Open market transaction |
| 7/26/2013 | | Eqy | | Montenvers | | LXK | | Equity | | USD | | | 4,901 | | | | 36.76317 | | | Stock | | CSFBNY | | Open market transaction |
| 7/26/2013 | | Eqy | | Grasmoor | | LXK | | Equity | | USD | | | 1,131 | | | | 36.76317 | | | Stock | | CSFBNY | | Open market transaction |
| 7/26/2013 | | Eqy | | Distressed | | LXK | | Equity | | USD | | | 1,810 | | | | 36.76317 | | | Stock | | CSFBNY | | Open market transaction |
| 7/26/2013 | | Eqy | | AAI | | LXK | | Equity | | USD | | | 905 | | | | 36.76317 | | | Stock | | CSFBNY | | Open market transaction |
| 7/26/2013 | | Eqy | | COF | | LXK | | Equity | | USD | | | 19,528 | | | | 36.76317 | | | Stock | | CSFBNY | | Open market transaction |
| 7/26/2013 | | Eqy | | Kicking
Horse | | LXK | | Equity | | USD | | | 1,583 | | | | 36.76317 | | | Stock | | CSFBNY | | Open market transaction |
| 7/26/2013 | | Eqy | | Long/Short
Credit | | LXK | | Equity | | USD | | | 8,445 | | | | 36.76317 | | | Stock | | CSFBNY | | Open market transaction |
| 7/26/2013 | | Eqy | | Timberline | | LXK | | Equity | | USD | | | 1,960 | | | | 36.76317 | | | Stock | | CSFBNY | | Open market transaction |
| 7/26/2013 | | Eqy | | Credit
Alternatives | | LXK | | Equity | | USD | | | 31,216 | | | | 36.76317 | | | Stock | | CSFBNY | | Open market transaction |
| 7/26/2013 | | Eqy | | Strategic
Credit | | LXK | | Equity | | USD | | | 4,134 | | | | 36.76317 | | | Stock | | CSFBNY | | Open market transaction |
| 7/26/2013 | | Eqy | | Montenvers | | LXK | | Equity | | USD | | | 5,167 | | | | 36.76317 | | | Stock | | CSFBNY | | Open market transaction |
| 7/26/2013 | | Eqy | | Grasmoor | | LXK | | Equity | | USD | | | 1,193 | | | | 36.76317 | | | Stock | | CSFBNY | | Open market transaction |
| 7/26/2013 | | Eqy | | Distressed | | LXK | | Equity | | USD | | | 1,908 | | | | 36.76317 | | | Stock | | CSFBNY | | Open market transaction |
| 7/26/2013 | | Eqy | | AAI | | LXK | | Equity | | USD | | | 954 | | | | 36.76317 | | | Stock | | CSFBNY | | Open market transaction |
| 7/26/2013 | | Eqy | | COF | | LXK | | Equity | | USD | | | 20,590 | | | | 36.76317 | | | Stock | | CSFBNY | | Open market transaction |
| 7/26/2013 | | Eqy | | Kicking
Horse | | LXK | | Equity | | USD | | | 1,670 | | | | 36.76317 | | | Stock | | CSFBNY | | Open market transaction |
| 7/26/2013 | | Eqy | | Long/Short
Credit | | LXK | | Equity | | USD | | | 8,904 | | | | 36.76317 | | | Stock | | CSFBNY | | Open market transaction |
| 7/26/2013 | | Eqy | | Timberline | | LXK | | Equity | | USD | | | 2,067 | | | | 36.76317 | | | Stock | | CSFBNY | | Open market transaction |
| 7/26/2013 | | Eqy | | Credit
Alternatives | | LXK | | Equity | | USD | | | 32,913 | | | | 36.76317 | | | Stock | | CSFBNY | | Open market transaction |
| 7/25/2013 | | Eqy | | Strategic
Credit | | LXK | | Equity | | USD | | | 6,496 | | | | 36.9381 | | | Stock | | CSFBNY | | Open market transaction |
| 7/25/2013 | | Eqy | | COF | | LXK | | Equity | | USD | | | 32,246 | | | | 36.9381 | | | Stock | | CSFBNY | | Open market transaction |
| 7/25/2013 | | Eqy | | Montenvers | | LXK | | Equity | | USD | | | 8,092 | | | | 36.9381 | | | Stock | | CSFBNY | | Open market transaction |
| 7/25/2013 | | Eqy | | Grasmoor | | LXK | | Equity | | USD | | | 1,895 | | | | 36.9381 | | | Stock | | CSFBNY | | Open market transaction |
| 7/25/2013 | | Eqy | | Kicking
Horse | | LXK | | Equity | | USD | | | 2,576 | | | | 36.9381 | | | Stock | | CSFBNY | | Open market transaction |
| 7/25/2013 | | Eqy | | AAI | | LXK | | Equity | | USD | | | 1,536 | | | | 36.9381 | | | Stock | | CSFBNY | | Open market transaction |
| 7/25/2013 | | Eqy | | Long/Short
Credit | | LXK | | Equity | | USD | | | 11,930 | | | | 36.9381 | | | Stock | | CSFBNY | | Open market transaction |
| 7/25/2013 | | Eqy | | Timberline | | LXK | | Equity | | USD | | | 3,234 | | | | 36.9381 | | | Stock | | CSFBNY | | Open market transaction |
| 7/25/2013 | | Eqy | | Credit
Alternatives | | LXK | | Equity | | USD | | | 51,735 | | | | 36.9381 | | | Stock | | CSFBNY | | Open market transaction |
| 7/25/2013 | | Eqy | | Distressed | | LXK | | Equity | | USD | | | 3,060 | | | | 36.9381 | | | Stock | | CSFBNY | | Open market transaction |
| 7/25/2013 | | Eqy | | AAI | | LXK | | Equity | | USD | | | 2,576 | | | | 36.9636 | | | Stock | | CSFBNY | | Open market transaction |
| 7/25/2013 | | Eqy | | Timberline | | LXK | | Equity | | USD | | | 3,210 | | | | 36.9636 | | | Stock | | CSFBNY | | Open market transaction |
| 7/25/2013 | | Eqy | | Strategic
Credit | | LXK | | Equity | | USD | | | 4,202 | | | | 36.9636 | | | Stock | | CSFBNY | | Open market transaction |
| 7/25/2013 | | Eqy | | Long/Short
Credit | | LXK | | Equity | | USD | | | 6,339 | | | | 36.9636 | | | Stock | | CSFBNY | | Open market transaction |
| 7/25/2013 | | Eqy | | Kicking
Horse | | LXK | | Equity | | USD | | | 1,650 | | | | 36.9636 | | | Stock | | CSFBNY | | Open market transaction |
| 7/25/2013 | | Eqy | | Grasmoor | | LXK | | Equity | | USD | | | 2,592 | | | | 36.9636 | | | Stock | | CSFBNY | | Open market transaction |
| 7/25/2013 | | Eqy | | Distressed | | LXK | | Equity | | USD | | | 1,955 | | | | 36.9636 | | | Stock | | CSFBNY | | Open market transaction |
| 7/25/2013 | | Eqy | | Credit
Alternatives | | LXK | | Equity | | USD | | | 33,736 | | | | 36.9636 | | | Stock | | CSFBNY | | Open market transaction |
| 7/25/2013 | | Eqy | | COF | | LXK | | Equity | | USD | | | 20,991 | | | | 36.9636 | | | Stock | | CSFBNY | | Open market transaction |
| 7/25/2013 | | Eqy | | Montenvers | | LXK | | Equity | | USD | | | 5,249 | | | | 36.9636 | | | Stock | | CSFBNY | | Open market transaction |
| 7/10/2013 | | Eqy | | Strategic
Credit | | LXK | | Equity | | USD | | | 1,499 | | | | 32.84488 | | | Stock | | BARCLN | | Open market transaction |
| 7/10/2013 | | Eqy | | Montenvers | | LXK | | Equity | | USD | | | 1,874 | | | | 32.84488 | | | Stock | | BARCLN | | Open market transaction |
| 7/10/2013 | | Eqy | | Grasmoor | | LXK | | Equity | | USD | | | 433 | | | | 32.84488 | | | Stock | | BARCLN | | Open market transaction |
| 7/10/2013 | | Eqy | | Distressed | | LXK | | Equity | | USD | | | 692 | | | | 32.84488 | | | Stock | | BARCLN | | Open market transaction |
| 7/10/2013 | | Eqy | | AAI | | LXK | | Equity | | USD | | | 346 | | | | 32.84488 | | | Stock | | BARCLN | | Open market transaction |
| 7/10/2013 | | Eqy | | COF | | LXK | | Equity | | USD | | | 7,467 | | | | 32.84488 | | | Stock | | BARCLN | | Open market transaction |
| 7/10/2013 | | Eqy | | Kicking
Horse | | LXK | | Equity | | USD | | | 605 | | | | 32.84488 | | | Stock | | BARCLN | | Open market transaction |
| 7/10/2013 | | Eqy | | Long/Short
Credit | | LXK | | Equity | | USD | | | 3,229 | | | | 32.84488 | | | Stock | | BARCLN | | Open market transaction |
| 7/10/2013 | | Eqy | | Timberline | | LXK | | Equity | | USD | | | 750 | | | | 32.84488 | | | Stock | | BARCLN | | Open market transaction |
| 7/10/2013 | | Eqy | | Credit
Alternatives | | LXK | | Equity | | USD | | | 11,936 | | | | 32.84488 | | | Stock | | BARCLN | | Open market transaction |
| 7/10/2013 | | Eqy | | Strategic
Credit | | LXK | | Equity | | USD | | | 1,644 | | | | 32.45994 | | | Stock | | BARCLN | | Open market transaction |
| 7/10/2013 | | Eqy | | Montenvers | | LXK | | Equity | | USD | | | 2,075 | | | | 32.45994 | | | Stock | | BARCLN | | Open market transaction |
| 7/10/2013 | | Eqy | | Grasmoor | | LXK | | Equity | | USD | | | 497 | | | | 32.45994 | | | Stock | | BARCLN | | Open market transaction |
| 7/10/2013 | | Eqy | | Distressed | | LXK | | Equity | | USD | | | 715 | | | | 32.45994 | | | Stock | | BARCLN | | Open market transaction |
| 7/10/2013 | | Eqy | | AAI | | LXK | | Equity | | USD | | | 398 | | | | 32.45994 | | | Stock | | BARCLN | | Open market transaction |
| 7/10/2013 | | Eqy | | COF | | LXK | | Equity | | USD | | | 8,267 | | | | 32.45994 | | | Stock | | BARCLN | | Open market transaction |
| 7/10/2013 | | Eqy | | Kicking
Horse | | LXK | | Equity | | USD | | | 697 | | | | 32.45994 | | | Stock | | BARCLN | | Open market transaction |
| 7/10/2013 | | Eqy | | Long/Short
Credit | | LXK | | Equity | | USD | | | 4,930 | | | | 32.45994 | | | Stock | | BARCLN | | Open market transaction |
| 7/10/2013 | | Eqy | | Timberline | | LXK | | Equity | | USD | | | 862 | | | | 32.45994 | | | Stock | | BARCLN | | Open market transaction |
| 7/10/2013 | | Eqy | | Credit
Alternatives | | LXK | | Equity | | USD | | | 13,084 | | | | 32.45994 | | | Stock | | BARCLN | | Open market transaction |
| 6/25/2013 | | Eqy | | Strategic
Credit | | LXK | | Equity | | USD | | | 138 | | | | 29.49351 | | | Stock | | BARCLN | | Open market transaction |
| 6/25/2013 | | Eqy | | Montenvers | | LXK | | Equity | | USD | | | 172 | | | | 29.49351 | | | Stock | | BARCLN | | Open market transaction |
| 6/25/2013 | | Eqy | | Grasmoor | | LXK | | Equity | | USD | | | 39 | | | | 29.49351 | | | Stock | | BARCLN | | Open market transaction |
| 6/25/2013 | | Eqy | | Distressed | | LXK | | Equity | | USD | | | 65 | | | | 29.49351 | | | Stock | | BARCLN | | Open market transaction |
| 6/25/2013 | | Eqy | | AAI | | LXK | | Equity | | USD | | | 31 | | | | 29.49351 | | | Stock | | BARCLN | | Open market transaction |
| 6/25/2013 | | Eqy | | COF | | LXK | | Equity | | USD | | | 684 | | | | 29.49351 | | | Stock | | BARCLN | | Open market transaction |
| 6/25/2013 | | Eqy | | Kicking
Horse | | LXK | | Equity | | USD | | | 54 | | | | 29.49351 | | | Stock | | BARCLN | | Open market transaction |
| 6/25/2013 | | Eqy | | Long/Short
Credit | | LXK | | Equity | | USD | | | 252 | | | | 29.49351 | | | Stock | | BARCLN | | Open market transaction |
| 6/25/2013 | | Eqy | | Timberline | | LXK | | Equity | | USD | | | 68 | | | | 29.49351 | | | Stock | | BARCLN | | Open market transaction |
| 6/25/2013 | | Eqy | | Credit
Alternatives | | LXK | | Equity | | USD | | | 1,097 | | | | 29.49351 | | | Stock | | BARCLN | | Open market transaction |
| 6/25/2013 | | Eqy | | Strategic
Credit | | LXK | | Equity | | USD | | | 69 | | | | 29.49351 | | | Stock | | BARCLN | | Open market transaction |
| 6/25/2013 | | Eqy | | Montenvers | | LXK | | Equity | | USD | | | 85 | | | | 29.49351 | | | Stock | | BARCLN | | Open market transaction |
| 6/25/2013 | | Eqy | | Grasmoor | | LXK | | Equity | | USD | | | 20 | | | | 29.49351 | | | Stock | | BARCLN | | Open market transaction |
| 6/25/2013 | | Eqy | | Distressed | | LXK | | Equity | | USD | | | 32 | | | | 29.49351 | | | Stock | | BARCLN | | Open market transaction |
| 6/25/2013 | | Eqy | | AAI | | LXK | | Equity | | USD | | | 16 | | | | 29.49351 | | | Stock | | BARCLN | | Open market transaction |
| 6/25/2013 | | Eqy | | COF | | LXK | | Equity | | USD | | | 342 | | | | 29.49351 | | | Stock | | BARCLN | | Open market transaction |
| 6/25/2013 | | Eqy | | Kicking
Horse | | LXK | | Equity | | USD | | | 28 | | | | 29.49351 | | | Stock | | BARCLN | | Open market transaction |
| 6/25/2013 | | Eqy | | Long/Short
Credit | | LXK | | Equity | | USD | | | 126 | | | | 29.49351 | | | Stock | | BARCLN | | Open market transaction |
| 6/25/2013 | | Eqy | | Timberline | | LXK | | Equity | | USD | | | 33 | | | | 29.49351 | | | Stock | | BARCLN | | Open market transaction |
| 6/25/2013 | | Eqy | | Credit
Alternatives | | LXK | | Equity | | USD | | | 549 | | | | 29.49351 | | | Stock | | BARCLN | | Open market transaction |
| 6/20/2013 | | Eqy | | Strategic
Credit | | LXK | | Equity | | USD | | | 1,436 | | | | 30.67687 | | | Stock | | BARCLN | | Open market transaction |
| 6/20/2013 | | Eqy | | Montenvers | | LXK | | Equity | | USD | | | 1,789 | | | | 30.67687 | | | Stock | | BARCLN | | Open market transaction |
| 6/20/2013 | | Eqy | | Grasmoor | | LXK | | Equity | | USD | | | 406 | | | | 30.67687 | | | Stock | | BARCLN | | Open market transaction |
| 6/20/2013 | | Eqy | | Distressed | | LXK | | Equity | | USD | | | 678 | | | | 30.67687 | | | Stock | | BARCLN | | Open market transaction |
| 6/20/2013 | | Eqy | | AAI | | LXK | | Equity | | USD | | | 325 | | | | 30.67687 | | | Stock | | BARCLN | | Open market transaction |
| 6/20/2013 | | Eqy | | COF | | LXK | | Equity | | USD | | | 7,127 | | | | 30.67687 | | | Stock | | BARCLN | | Open market transaction |
| 6/20/2013 | | Eqy | | Kicking
Horse | | LXK | | Equity | | USD | | | 569 | | | | 30.67687 | | | Stock | | BARCLN | | Open market transaction |
| 6/20/2013 | | Eqy | | Long/Short
Credit | | LXK | | Equity | | USD | | | 2,629 | | | | 30.67687 | | | Stock | | BARCLN | | Open market transaction |
| 6/20/2013 | | Eqy | | Timberline | | LXK | | Equity | | USD | | | 705 | | | | 30.67687 | | | Stock | | BARCLN | | Open market transaction |
| 6/20/2013 | | Eqy | | Credit
Alternatives | | LXK | | Equity | | USD | | | 11,436 | | | | 30.67687 | | | Stock | | BARCLN | | Open market transaction |
| 6/19/2013 | | Eqy | | Strategic
Credit | | LXK | | Equity | | USD | | | 2,650 | | | | 30.69936 | | | Stock | | BARCLN | | Open market transaction |
| 6/19/2013 | | Eqy | | Montenvers | | LXK | | Equity | | USD | | | 3,300 | | | | 30.69936 | | | Stock | | BARCLN | | Open market transaction |
| 6/19/2013 | | Eqy | | Grasmoor | | LXK | | Equity | | USD | | | 750 | | | | 30.69936 | | | Stock | | BARCLN | | Open market transaction |
| 6/19/2013 | | Eqy | | Distressed | | LXK | | Equity | | USD | | | 1,250 | | | | 30.69936 | | | Stock | | BARCLN | | Open market transaction |
| 6/19/2013 | | Eqy | | AAI | | LXK | | Equity | | USD | | | 600 | | | | 30.69936 | | | Stock | | BARCLN | | Open market transaction |
| 6/19/2013 | | Eqy | | COF | | LXK | | Equity | | USD | | | 13,150 | | | | 30.69936 | | | Stock | | BARCLN | | Open market transaction |
| 6/19/2013 | | Eqy | | Kicking
Horse | | LXK | | Equity | | USD | | | 1,050 | | | | 30.69936 | | | Stock | | BARCLN | | Open market transaction |
| 6/19/2013 | | Eqy | | Long/Short
Credit | | LXK | | Equity | | USD | | | 4,850 | | | | 30.69936 | | | Stock | | BARCLN | | Open market transaction |
| 6/19/2013 | | Eqy | | Timberline | | LXK | | Equity | | USD | | | 1,300 | | | | 30.69936 | | | Stock | | BARCLN | | Open market transaction |
| 6/19/2013 | | Eqy | | Credit
Alternatives | | LXK | | Equity | | USD | | | 21,100 | | | | 30.69936 | | | Stock | | BARCLN | | Open market transaction |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| TradeDt | | InsType | | Fund | | UndTicker | | Strike | | | Type | | Expiry | | ExStyle | | Settle | | Mult | | | Number | | | Price | | | Cpty | | Remark |
| 7/10/2013 | | EqyOpt | | Credit
Alternatives | | LXK | | | 30 | | | Call | | 1/18/2014 | | american | | physical | | | 100 | | | | 3 | | | | 4.8 | | | WOESCH | | Open market transaction |
| 7/10/2013 | | EqyOpt | | COF | | LXK | | | 30 | | | Call | | 1/18/2014 | | american | | physical | | | 100 | | | | 111 | | | | 4.8 | | | WOESCH | | Open market transaction |
| 7/10/2013 | | EqyOpt | | Structured
Credit | | LXK | | | 30 | | | Call | | 1/18/2014 | | american | | physical | | | 100 | | | | 22 | | | | 4.8 | | | WOESCH | | Open market transaction |
| 7/10/2013 | | EqyOpt | | Montenvers | | LXK | | | 30 | | | Call | | 1/18/2014 | | american | | physical | | | 100 | | | | 28 | | | | 4.8 | | | WOESCH | | Open market transaction |
| 7/10/2013 | | EqyOpt | | Grasmoor | | LXK | | | 30 | | | Call | | 1/18/2014 | | american | | physical | | | 100 | | | | 7 | | | | 4.8 | | | WOESCH | | Open market transaction |
| 7/10/2013 | | EqyOpt | | Distressed | | LXK | | | 30 | | | Call | | 1/18/2014 | | american | | physical | | | 100 | | | | 10 | | | | 4.8 | | | WOESCH | | Open market transaction |
| 7/10/2013 | | EqyOpt | | AAI | | LXK | | | 30 | | | Call | | 1/18/2014 | | american | | physical | | | 100 | | | | 5 | | | | 4.8 | | | WOESCH | | Open market transaction |
| 7/10/2013 | | EqyOpt | | Kicking
Horse | | LXK | | | 30 | | | Call | | 1/18/2014 | | american | | physical | | | 100 | | | | 9 | | | | 4.8 | | | WOESCH | | Open market transaction |
| 7/10/2013 | | EqyOpt | | Long/Short
Credit | | LXK | | | 30 | | | Call | | 1/18/2014 | | american | | physical | | | 100 | | | | 48 | | | | 4.8 | | | WOESCH | | Open market transaction |
| 7/10/2013 | | EqyOpt | | Timberline | | LXK | | | 30 | | | Call | | 1/18/2014 | | american | | physical | | | 100 | | | | 11 | | | | 4.8 | | | WOESCH | | Open market transaction |
| 7/10/2013 | | EqyOpt | | Credit
Alternatives | | LXK | | | 30 | | | Call | | 1/18/2014 | | american | | physical | | | 100 | | | | 175 | | | | 4.8 | | | WOESCH | | Open market transaction |
SCHEDULE 13D
| | |
| CUSIP No. 529771107 | | Page 27 of 33 |
The Investment Manager, each General Partner and the Ultimate General Partner, each expressly declare that this filing shall not be construed as an admission that each is, for the purposes of sections 13(d) or 13(g) of the Act, the beneficial owner of any securities covered by this filing.
None of the Reporting Persons beneficially own any other shares of Common Stock of the Issuer.
| ITEM 7. | Material to be Filed as Exhibits. |
The following shall be added to the end of Item 7.
| 1. | Joint Filing Agreement dated July 30, 2013, attached as Exhibit 4 hereto. |
SCHEDULE 13D
| | |
| CUSIP No. 529771107 | | Page 28 of 33 |
SIGNATURES
After reasonable inquiry and to the best of the undersigned’s knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.
| | |
| DATED: July 30, 2013 |
|
| BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC |
| |
| By: | | /s/ PAUL FRIEDMAN |
| Paul Friedman, Chief Compliance Officer |
|
| BLUEMOUNTAIN GP HOLDINGS, LLC |
| |
| By: | | /s/ PAUL FRIEDMAN |
| Paul Friedman, Chief Compliance Officer |
|
| BLUE MOUNTAIN CREDIT ALTERNATIVES MASTER FUND L.P. |
| BY: BLUE MOUNTAIN CA MASTER FUND GP, LTD. |
| |
| By: | | /s/ ANDREW FELDSTEIN |
| Andrew Feldstein, Director |
|
| BLUE MOUNTAIN CA MASTER FUND GP, LTD. |
| |
| By: | | /s/ ANDREW FELDSTEIN |
| Andrew Feldstein, Director |
|
| BLUEMOUNTAIN LONG/SHORT CREDIT MASTER FUND L.P. |
| BY: BLUEMOUNTAIN LONG/SHORT CREDIT GP, LLC |
| BY: BLUEMOUNTAIN GP HOLDINGS, LLC |
| |
| By: | | /s/ PAUL FRIEDMAN |
| Paul Friedman, Chief Compliance Officer |
|
| BLUEMOUNTAIN LONG/SHORT CREDIT GP, LLC |
| BY: BLUEMOUNTAIN GP HOLDINGS, LLC |
| |
| By: | | /s/ PAUL FRIEDMAN |
| Paul Friedman, Chief Compliance Officer |
|
| BLUEMOUNTAIN DISTRESSED MASTER FUND L.P. |
| BY: BLUEMOUNTAIN DISTRESSED GP, LLC |
| BY: BLUEMOUNTAIN GP HOLDINGS, LLC |
| |
| By: | | /s/ PAUL FRIEDMAN |
| Paul Friedman, Chief Compliance Officer |
SCHEDULE 13D
| | |
| CUSIP No. 529771107 | | Page 29 of 33 |
| | |
| BLUEMOUNTAIN DISTRESSED GP, LLC |
| BY: BLUEMOUNTAIN GP HOLDINGS, LLC |
| |
| By: | | /s/ PAUL FRIEDMAN |
| Paul Friedman, Chief Compliance Officer |
|
| BLUEMOUNTAIN STRATEGIC CREDIT MASTER FUND L.P. |
| BY: BLUEMOUNTAIN STRATEGIC CREDIT GP, LLC |
| BY: BLUEMOUNTAIN GP HOLDINGS, LLC |
| |
| By: | | /s/ PAUL FRIEDMAN |
| Paul Friedman, Chief Compliance Officer |
|
| BLUEMOUNTAIN STRATEGIC CREDIT GP, LLC |
| BY: BLUEMOUNTAIN GP HOLDINGS, LLC |
| |
| By: | | /s/ PAUL FRIEDMAN |
| Paul Friedman, Chief Compliance Officer |
|
| BLUEMOUNTAIN TIMBERLINE LTD. |
| |
| By: | | /s/ ANDREW FELDSTEIN |
| Andrew Feldstein, Director |
|
| BLUEMOUNTAIN LONG SHORT GRASMOOR FUND LTD. |
| BY: BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC |
| |
| By: | | /s/ PAUL FRIEDMAN |
| Paul Friedman, Chief Compliance Officer |
|
| BLUEMOUNTAIN LONG/SHORT CREDIT AND DISTRESSED REFLECTION FUND, |
| A SUB-FUND OF AAI BLUEMOUNTAIN FUND PLC |
| BY: BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC |
| |
| By: | | /s/ PAUL FRIEDMAN |
| Paul Friedman, Chief Compliance Officer |
|
| BLUEMOUNTAIN KICKING HORSE FUND L.P. |
| BY: BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC |
| |
| By: | | /s/ PAUL FRIEDMAN |
| Paul Friedman, Chief Compliance Officer |
SCHEDULE 13D
| | |
| CUSIP No. 529771107 | | Page 30 of 33 |
| | |
| BLUEMOUNTAIN KICKING HORSE FUND GP, LLC |
| BY: BLUEMOUNTAIN GP HOLDINGS, LLC |
| |
| By: | | /s/ PAUL FRIEDMAN |
| Paul Friedman, Chief Compliance Officer |
|
| BLUEMOUNTAIN CREDIT OPPORTUNITIES MASTER FUND I L.P. |
| BY: BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC |
| |
| By: | | /s/ PAUL FRIEDMAN |
| Paul Friedman, Chief Compliance Officer |
|
| BLUEMOUNTAIN CREDIT OPPORTUNITIES GP I, LLC |
| BY: BLUEMOUNTAIN GP HOLDINGS, LLC |
| |
| By: | | /s/ PAUL FRIEDMAN |
| Paul Friedman, Chief Compliance Officer |
|
| BLUEMOUNTAIN LONG SHORT GRASMOOR FUND LTD. |
| BY: BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC |
| |
| By: | | /s/ PAUL FRIEDMAN |
| Paul Friedman, Chief Compliance Officer |
|
| BLUEMOUNTAIN MONTENVERS MASTER FUND SCA SICAV-SIF |
| BY: BLUEMOUNTAIN MONTENVERS GP S.à.r.l. |
| |
| By: | | /s/ PAUL FRIEDMAN |
| Paul Friedman, Authorized Person |
|
| BLUEMOUNTAIN MONTENVERS GP S.à.r.l. |
| |
| By: | | /s/ PAUL FRIEDMAN |
| Paul Friedman, Authorized Person |
The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of the filing person), evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement;provided,however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.
ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001)
