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SC 13G Filing
ReShape Lifesciences (RSLS) SC 13GObalon Therapeutics Inc
Filed: 9 Jan 17, 12:00am
Obalon Therapeutics, Inc. |
(Name of Issuer) |
Common Stock, $0.001 par value |
(Title of Class of Securities) |
67424L100 |
(CUSIP Number) |
December 31, 2016 |
Date of Event Which Requires Filing of this Statement |
1) | Name of Reporting Person I.R.S. Identification No. of Above Person (Entities Only) (Voluntary) | Domain Partners VII, L.P. | ||
2) | Check the Appropriate Box if a Member of a Group | (a) [X] (b) [ ] | ||
3) | SEC Use Only | |||
4) | Citizenship or Place of Organization | Delaware | ||
Number of Shares Beneficially Owned by Each Reporting Person With | 5) | Sole Voting Power | 4,005,819 shares of Common Stock * | |
6) | Shared Voting Power | -0- | ||
7) | Sole Dispositive Power | 4,005,819 shares of Common Stock * | ||
8) | Shared Dispositive Power | -0- | ||
9) | Aggregate Amount Beneficially Owned by Each Reporting Person | 4,005,819 shares of Common Stock * | ||
10) | Check if the Aggregate Amount in Row (9) Excludes Certain Shares | [ ] | ||
11) | Percent of Class Represented by Amount in Row (9) | 23.9% ** | ||
12) | Type of Reporting Person | PN |
1) | Name of Reporting Person I.R.S. Identification No. of Above Person (Entities Only) (Voluntary) | DP VII Associates, L.P. | ||
2) | Check the Appropriate Box if a Member of a Group | (a) [X] (b) [ ] | ||
3) | SEC Use Only | |||
4) | Citizenship or Place of Organization | Delaware | ||
Number of Shares Beneficially Owned by Each Reporting Person With | 5) | Sole Voting Power | 49,908 shares of Common Stock * | |
6) | Shared Voting Power | -0- | ||
7) | Sole Dispositive Power | 49,908 shares of Common Stock * | ||
8) | Shared Dispositive Power | -0- | ||
9) | Aggregate Amount Beneficially Owned by Each Reporting Person | 49,908 shares of Common Stock * | ||
10) | Check if the Aggregate Amount in Row (9) Excludes Certain Shares | [ ] | ||
11) | Percent of Class Represented by Amount in Row (9) | 0.3% ** | ||
12) | Type of Reporting Person | PN |
Item 1(a) | – | Name of Issuer: |
Obalon Therapeutics, Inc. | ||
Item 1(b) | – | Address of Issuer's Principal Executive Offices: |
5421 Avenida Encinas, Suite F, Carlsbad, CA 92008 | ||
Item 2(a) | – | Name of Person Filing: |
This statement is being filed by Domain Partners VII, L.P., a Delaware limited partnership ("Domain VII"), and DP VII Associates, L.P., a Delaware limited partnership ("DP VII A") (together, the "Reporting Persons"). | ||
Item 2(b) | – | Address of Principal Business Office: |
One Palmer Square, Princeton, NJ 08542 | ||
Item 2(c) | – | Place of Organization: |
Domain VII: Delaware | ||
DP VII A: Delaware | ||
Item 2(d) | – | Title of Class of Securities: |
Common Stock, $0.001 par value | ||
Item 2(e) | – | CUSIP Number: |
67424L100 | ||
Item 3 | – | Statements Filed Pursuant to Rules 13d-1(b) or 13d-2(b): |
Not applicable. |
Item 4 | – | Ownership. |
(a) through (c): | ||
The information set forth in Items 5 through 9 and 11 of the cover pages to this Schedule 13G is incorporated herein by reference. | ||
Item 5 | – | Ownership of Five Percent or Less of a Class: |
Not applicable. | ||
Item 6 | – | Ownership of More than Five Percent on Behalf of Another Person: |
Not applicable. | ||
Item 7 | – | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Company: |
Not applicable. | ||
Item 8 | – | Identification and Classification of Members of the Group: |
See Exhibit 2. | ||
Item 9 | – | Notice of Dissolution of Group: |
Not applicable. | ||
Item 10 | – | Certification: |
Not applicable. |
DOMAIN PARTNERS VII, L.P. | |||
By: | One Palmer Square Associates VII, L.L.C., General Partner | ||
By: | /s/ Lisa A. Kraeutler | ||
Attorney-in-Fact | |||
DP VII ASSOCIATES, L.P. | |||
By: | One Palmer Square Associates VII, L.L.C., General Partner | ||
By: | /s/ Lisa A. Kraeutler | ||
Attorney-in-Fact |
DOMAIN PARTNERS VII, L.P. | |||
By: | One Palmer Square Associates VII, L.L.C., General Partner | ||
By: | /s/ Lisa A. Kraeutler | ||
Attorney-in-Fact | |||
DP VII ASSOCIATES, L.P. | |||
By: | One Palmer Square Associates VII, L.L.C., General Partner | ||
By: | /s/ Lisa A. Kraeutler | ||
Attorney-in-Fact |