UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811- 22185IndexIQ Trust
(Exact name of registrant as specified in charter)
800 Westchester Avenue
Suite N611, Rye Brook, NY 10573
(Address of principal executive offices) (Zip code)
Adam S. Patti
IndexIQ Advisors LLC
800 Westchester Avenue
Suite N611
Rye Brook, NY 10573
IndexIQ Advisors LLC
800 Westchester Avenue
Suite N611
Rye Brook, NY 10573
(Name and address of agent for service)
Registrant’s telephone number, including area code: (914) 697-4946
Date of fiscal year end: April 30
Date of reporting period: June 30, 2010
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and Rule 30b1-4 thereunder (17 CFR 270.30b1 -4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
| IQ ALPHA HEDGE STRATEGY FUND | ||||
| iShares Barclays TIPS Bond Fund | ||||
| Ticker: | TIP | |||
| Security ID: | 464287176 | |||
| Meeting Date: | 6/28/2010 | |||
| # | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | Approve Investment Advisory Agreement | For | For | Management |
| 1.1 | Elect Trustee George G.C. Parker | For | For | Management |
| 1.2 | Elect Trustee J. Darrell Duffie | For | For | Management |
| 1.3 | Elect Trustee Cecilia H. Herbert | For | For | Management |
| 1.4 | Elect Trustee Charles A. Hurty | For | For | Management |
| 1.5 | Elect Trustee John E. Kerrigan | For | For | Management |
| 1.6 | Elect Trustee Robert H. Silver | For | For | Management |
| 1.7 | Elect Trustee Lee T. Kranefuss | For | For | Management |
| 1.8 | Elect Trustee John E. Martinez | For | For | Management |
| 1.9 | Elect Trustee Robert S. Kapito | For | For | Management |
| iShares Barclays Aggregate Bond Fund | ||||
| Ticker: | AGG | |||
| Security ID: | 464287226 | |||
| Meeting Date: | 6/28/2010 | |||
| # | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | Approve Investment Advisory Agreement | For | For | Management |
| 1.1 | Elect Trustee George G.C. Parker | For | For | Management |
| 1.2 | Elect Trustee J. Darrell Duffie | For | For | Management |
| 1.3 | Elect Trustee Cecilia H. Herbert | For | For | Management |
| 1.4 | Elect Trustee Charles A. Hurty | For | For | Management |
| 1.5 | Elect Trustee John E. Kerrigan | For | For | Management |
| 1.6 | Elect Trustee Robert H. Silver | For | For | Management |
| 1.7 | Elect Trustee Lee T. Kranefuss | For | For | Management |
| 1.8 | Elect Trustee John E. Martinez | For | For | Management |
| 1.9 | Elect Trustee Robert S. Kapito | For | For | Management |
| iShares MSCI Emerging Markets Index Fund | ||||
| Ticker: | EEM | |||
| Security ID: | 464287234 | |||
| Meeting Date: | 6/28/2010 | |||
| # | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | Approve Investment Advisory Agreement | For | For | Management |
| 1.1 | Elect Trustee George G.C. Parker | For | For | Management |
| 1.2 | Elect Trustee J. Darrell Duffie | For | For | Management |
| 1.3 | Elect Trustee Cecilia H. Herbert | For | For | Management |
| 1.4 | Elect Trustee Charles A. Hurty | For | For | Management |
| 1.5 | Elect Trustee John E. Kerrigan | For | For | Management |
| 1.6 | Elect Trustee Robert H. Silver | For | For | Management |
| 1.7 | Elect Trustee Lee T. Kranefuss | For | For | Management |
| 1.8 | Elect Trustee John E. Martinez | For | For | Management |
| 1.9 | Elect Trustee Robert S. Kapito | For | For | Management |
| iShares JPMorgan USD Emerging Markets Bond Fund | ||||
| Ticker: | EMB | |||
| Security ID: | 464288281 | |||
| Meeting Date: | 6/28/2010 | |||
| # | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | Approve Investment Advisory Agreement | For | For | Management |
| 1.1 | Elect Trustee George G.C. Parker | For | For | Management |
| 1.2 | Elect Trustee J. Darrell Duffie | For | For | Management |
| 1.3 | Elect Trustee Cecilia H. Herbert | For | For | Management |
| 1.4 | Elect Trustee Charles A. Hurty | For | For | Management |
| 1.5 | Elect Trustee John E. Kerrigan | For | For | Management |
| 1.6 | Elect Trustee Robert H. Silver | For | For | Management |
| 1.7 | Elect Trustee Lee T. Kranefuss | For | For | Management |
| 1.8 | Elect Trustee John E. Martinez | For | For | Management |
| 1.9 | Elect Trustee Robert S. Kapito | For | For | Management |
| iShares iBoxx $ High Yield Corporate Bond Fund | ||||
| Ticker: | HYG | |||
| Security ID: | 464288513 | |||
| Meeting Date: | 6/28/2010 | |||
| # | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | Approve Investment Advisory Agreement | For | For | Management |
| 1.1 | Elect Trustee George G.C. Parker | For | For | Management |
| 1.2 | Elect Trustee J. Darrell Duffie | For | For | Management |
| 1.3 | Elect Trustee Cecilia H. Herbert | For | For | Management |
| 1.4 | Elect Trustee Charles A. Hurty | For | For | Management |
| 1.5 | Elect Trustee John E. Kerrigan | For | For | Management |
| 1.6 | Elect Trustee Robert H. Silver | For | For | Management |
| 1.7 | Elect Trustee Lee T. Kranefuss | For | For | Management |
| 1.8 | Elect Trustee John E. Martinez | For | For | Management |
| 1.9 | Elect Trustee Robert S. Kapito | For | For | Management |
| SPDR Barclays Capital High Yield Bond ETF | ||||
| Ticker: | JNK | |||
| Security ID: | 78464A417 | |||
| Meeting Date: | 6/18/2010 | |||
| # | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Frank Nesvet | For | For | Management |
| 1.2 | Elect Director David M. Kelly | For | For | Management |
| 1.3 | Elect Director Bonny Eugenia Boatman | For | For | Management |
| 1.4 | Elect Director Dwight D. Churchill | For | For | Management |
| 1.5 | Elect Director Carl G. Verboncoeur | For | For | Management |
| 1.6 | Elect Director James E. Ross | For | For | Management |
| 2 | Approve Multi Manager Structure | For | For | Management |
| 3 | Approve Change of Fundamental Investment Policy: Purchasing And | For | For | Management |
| Selling Real Estate | ||||
| 4 | Approve Change of Fundamental Investment Policy: Issuing Senior | For | For | Management |
| Securities And Borrowing Money | ||||
| 5 | Approve Change of Fundamental Investment Policy: Making Loans | For | For | Management |
| 6 | Approve Change of Fundamental Investment Policy: Purchasing And | For | For | Management |
| Selling Commodities | ||||
| 7 | Approve Change of Fundamental Investment Policy: Concentrating | For | For | Management |
| Investments In A Particular Industry Or Group Of Industries | ||||
| 8 | Approve Change of Fundamental Investment Policy: Underwriting | For | For | Management |
| Activities | ||||
| 9 | Approve Elimination of Fundamental Investment Policy: Outdated | For | For | Management |
| Policies Not Required By Law | ||||
| SPDR Barclays Capital International Treasury Bond ETF | ||||
| Ticker: | BWX | |||
| Security ID: | 78464A516 | |||
| Meeting Date: | 6/18/2010 | |||
| # | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Frank Nesvet | For | For | Management |
| 1.2 | Elect Director David M. Kelly | For | For | Management |
| 1.3 | Elect Director Bonny Eugenia Boatman | For | For | Management |
| 1.4 | Elect Director Dwight D. Churchill | For | For | Management |
| 1.5 | Elect Director Carl G. Verboncoeur | For | For | Management |
| 1.6 | Elect Director James E. Ross | For | For | Management |
| 2 | Approve Multi Manager Structure | For | For | Management |
| 3 | Approve Change of Fundamental Investment Policy: Purchasing And | For | For | Management |
| Selling Real Estate | ||||
| 4 | Approve Change of Fundamental Investment Policy: Issuing Senior | For | For | Management |
| Securities And Borrowing Money | ||||
| 5 | Approve Change of Fundamental Investment Policy: Making Loans | For | For | Management |
| 6 | Approve Change of Fundamental Investment Policy: Purchasing And | For | For | Management |
| Selling Commodities | ||||
| 7 | Approve Change of Fundamental Investment Policy: Concentrating | For | For | Management |
| Investments In A Particular Industry Or Group Of Industries | ||||
| 8 | Approve Change of Fundamental Investment Policy: Underwriting | For | For | Management |
| Activities | ||||
| 9 | Approve Elimination of Fundamental Investment Policy: Outdated | For | For | Management |
| Policies Not Required By Law | ||||
| SPDR Barclays Capital Aggregate Bond ETF | ||||
| Ticker: | LAG | |||
| Security ID: | 78464A649 | |||
| Meeting Date: | 6/18/2010 | |||
| # | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Frank Nesvet | For | For | Management |
| 1.2 | Elect Director David M. Kelly | For | For | Management |
| 1.3 | Elect Director Bonny Eugenia Boatman | For | For | Management |
| 1.4 | Elect Director Dwight D. Churchill | For | For | Management |
| 1.5 | Elect Director Carl G. Verboncoeur | For | For | Management |
| 1.6 | Elect Director James E. Ross | For | For | Management |
| 2 | Approve Multi Manager Structure | For | For | Management |
| 3 | Approve Change of Fundamental Investment Policy: Purchasing And | For | For | Management |
| Selling Real Estate | ||||
| 4 | Approve Change of Fundamental Investment Policy: Issuing Senior | For | For | Management |
| Securities And Borrowing Money | ||||
| 5 | Approve Change of Fundamental Investment Policy: Making Loans | For | For | Management |
| 6 | Approve Change of Fundamental Investment Policy: Purchasing And | For | For | Management |
| Selling Commodities | ||||
| 7 | Approve Change of Fundamental Investment Policy: Concentrating | For | For | Management |
| Investments In A Particular Industry Or Group Of Industries | ||||
| 8 | Approve Change of Fundamental Investment Policy: Underwriting | For | For | Management |
| Activities | ||||
| 9 | Approve Elimination of Fundamental Investment Policy: Outdated | For | For | Management |
| Policies Not Required By Law | ||||
| SPDR Barclays Capital 1-3 Month T-Bill ETF | ||||
| Ticker: | BIL | |||
| Security ID: | 78464A680 | |||
| Meeting Date: | 6/18/2010 | |||
| # | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Frank Nesvet | For | For | Management |
| 1.2 | Elect Director David M. Kelly | For | For | Management |
| 1.3 | Elect Director Bonny Eugenia Boatman | For | For | Management |
| 1.4 | Elect Director Dwight D. Churchill | For | For | Management |
| 1.5 | Elect Director Carl G. Verboncoeur | For | For | Management |
| 1.6 | Elect Director James E. Ross | For | For | Management |
| 2 | Approve Multi Manager Structure | For | For | Management |
| 3 | Approve Change of Fundamental Investment Policy: Purchasing And | For | For | Management |
| Selling Real Estate | ||||
| 4 | Approve Change of Fundamental Investment Policy: Issuing Senior | For | For | Management |
| Securities And Borrowing Money | ||||
| 5 | Approve Change of Fundamental Investment Policy: Making Loans | For | For | Management |
| 6 | Approve Change of Fundamental Investment Policy: Purchasing And | For | For | Management |
| Selling Commodities | ||||
| 7 | Approve Change of Fundamental Investment Policy: Concentrating | For | For | Management |
| Investments In A Particular Industry Or Group Of Industries | ||||
| 8 | Approve Change of Fundamental Investment Policy: Underwriting | For | For | Management |
| Activities | ||||
| 9 | Approve Elimination of Fundamental Investment Policy: Outdated | For | For | Management |
| Policies Not Required By Law | ||||
| Vanguard Total Bond Market ETF | ||||
| Ticker: | BND | |||
| Security ID: | 921937835 | |||
| Meeting Date: | 7/2/2009 | |||
| # | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Trustee John J. Brennan | For | For | Management |
| 1.2 | Elect Trustee Charles D. Ellis | For | For | Management |
| 1.3 | Elect Trustee Emerson U. Fullwood | For | For | Management |
| 1.4 | Elect Trustee Rajiv L. Gupta | For | For | Management |
| 1.5 | Elect Trustee Amy Gutmann | For | For | Management |
| 1.6 | Elect Trustee JoAnn Heffernan Heisen | For | For | Management |
| 1.7 | Elect Trustee F. William McNabb, III | For | For | Management |
| 1.8 | Elect Trustee Andre F. Perold | For | For | Management |
| 1.9 | Elect Trustee Alfred M. Rankin, Jr. | For | For | Management |
| 1.10 | Elect Trustee Peter F. Volanakis | For | For | Management |
| 2 | Approve Change of Fundamental Investment Policy Purchasing And | For | For | Management |
| Selling Real Estate | ||||
| 3 | Approve Change of Fundamental Investment Policy Issuing Senior | For | For | Management |
| Securities | ||||
| 4 | Approve Change of Fundamental Investment Policy Borrowing | For | For | Management |
| Money | ||||
| 5 | Approve Change of Fundamental Investment Policy Making Loans | For | For | Management |
| 6 | Approve Change of Fundamental Investment Policy Purchasing And | For | For | Management |
| Selling Commodities | ||||
| 7 | Approve Change of Fundamental Investment Policy Concentrating | For | For | Management |
| Investments In A Particular Industry Or Group Of Industries | ||||
| 8 | Approve Elimination of Fundamental Investment Policy Outdated | For | For | Management |
| Fundamental Policies not Required By Law. | ||||
| 9 | Institute Procedures to Prevent Investments in Companies that | Against | Against | Shareholder |
| Contribute to Genocide or Crimes Against Humanity | ||||
| Vanguard ETF Emerging Markets | ||||
| Ticker: | VWO | |||
| Security ID: | 922042858 | |||
| Meeting Date: | 7/2/2009 | |||
| # | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Trustee John J. Brennan | For | For | Management |
| 1.2 | Elect Trustee Charles D. Ellis | For | For | Management |
| 1.3 | Elect Trustee Emerson U. Fullwood | For | For | Management |
| 1.4 | Elect Trustee Rajiv L. Gupta | For | For | Management |
| 1.5 | Elect Trustee Amy Gutmann | For | For | Management |
| 1.6 | Elect Trustee JoAnn Heffernan Heisen | For | For | Management |
| 1.7 | Elect Trustee F. William McNabb, III | For | For | Management |
| 1.8 | Elect Trustee Andre F. Perold | For | For | Management |
| 1.9 | Elect Trustee Alfred M. Rankin, Jr. | For | For | Management |
| 1.10 | Elect Trustee Peter F. Volanakis | For | For | Management |
| 2 | Approve Change of Fundamental Investment Policy Purchasing And | For | For | Management |
| Selling Real Estate | ||||
| 3 | Approve Change of Fundamental Investment Policy Issuing Senior | For | For | Management |
| Securities | ||||
| 4 | Approve Change of Fundamental Investment Policy Borrowing | For | For | Management |
| Money | ||||
| 5 | Approve Change of Fundamental Investment Policy Making Loans | For | For | Management |
| 6 | Approve Change of Fundamental Investment Policy Purchasing And | For | For | Management |
| Selling Commodities | ||||
| 7 | Approve Change of Fundamental Investment Policy Concentrating | For | For | Management |
| Investments In A Particular Industry Or Group Of Industries | ||||
| 8 | Approve Elimination of Fundamental Investment Policy Outdated | For | For | Management |
| Fundamental Policies not Required By Law. | ||||
| 9 | Institute Procedures to Prevent Investments in Companies that | Against | Against | Shareholder |
| Contribute to Genocide or Crimes Against Humanity | ||||
| Dreyfus Treas Cash Mgmt Cl A | ||||
| Ticker: | DTRXX | |||
| Security ID: | 261908107 | |||
| Meeting Date: | 2/12/2010 | |||
| # | Proposal | Mgmt Rec | Vote Cast | Sponsor |
| 1 | Approve Change of Fundamental Investment Policy: Regarding | For | For | Management |
| Borrowing | ||||
| 2 | Approve Change of Fundamental Investment Policy: Regarding | For | For | Management |
| Lending | ||||
| 3 | Approve Change of Fundamental Investment Policy: Permit | For | For | Management |
| Investment In Other Investment Companies | ||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) IndexIQ Trust | ||
| By: | /s/ Adam S. Patti | |
| Name: | Adam S. Patti | |
| Title: | President | |
| Date: | August 26, 2010 | |