UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM SD
Specialized Disclosure Report
Roku, Inc.
(Exact Name of Registrant as Specified in its Charter)
| Delaware | 001-38211 | 26-2087865 | ||
(State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) | ||
1155 Coleman Ave San Jose, California | 95510 | |||
| (Address of Principal Executive Offices) | (Zip Code) | |||
Stephen Kay
Senior Vice President,
General Counsel and Secretary
(408) 556-9040
(Name and telephone number, including area code, of
the person to contact in connection with this report)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
| ☒ | Rule13p-1 under the Securities Exchange Act (17 CFR240.13p-1) for the reporting period from January 1 to December 31, 2019. |
Section 1 – Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
Conflict Minerals Disclosure
This Form SD of Roku, Inc. (“Roku”) is filed pursuant to Rule13p-1 promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2019 to December 31, 2019. A copy of Roku’s Conflict Minerals Report for the reporting period January 1, 2019 to December 31, 2019 is filed as Exhibit 1.01 hereto and is publicly available athttps://ir.roku.com/financial-information/sec-filings.
Item 1.02 Exhibit
Roku’s Conflict Minerals Report for the reporting period January 1, 2019 to December 31, 2019 is filed as Exhibit 1.01 hereto.
Section 2 – Exhibits
Item 2.01 Exhibits
Exhibit 1.01 – Conflict Minerals Report for the reporting period January 1, 2019 to December 31, 2019. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
| Roku, Inc. | ||||||
| Date: June 1, 2020 | By: | /s/ Stephen H. Kay | ||||
| Stephen H. Kay | ||||||
| Senior Vice President, | ||||||
| General Counsel and Secretary | ||||||
