The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERCROMBIE & FITCH CO | CL A | 002896207 | 0 | 6 | SH | SOLE | 0 | 0 | 6 | ||
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 24 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
ALCO STORES INC | COM | 001600105 | 48 | 4,740 | SH | SOLE | 0 | 0 | 4,740 | ||
ALLIED NEVADA GOLD CORP | COM | 019344100 | 3 | 800 | SH | SOLE | 0 | 0 | 800 | ||
AMERICAN RLTY CAP PPTYS INC | COM | 02917T104 | 125 | 8,887 | SH | SOLE | 0 | 0 | 8,887 | ||
AOL INC | COM | 00184X105 | 0 | 4 | SH | SOLE | 0 | 0 | 4 | ||
APPLE INC | COM | 037833100 | 40 | 75 | SH | SOLE | 0 | 0 | 75 | ||
AT&T INC | COM | 00206R102 | 134 | 3,809 | SH | SOLE | 0 | 0 | 3,809 | ||
BANK OF AMERICA CORPORATION | COM | 060505104 | 17 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
BARRICK GOLD CORP | COM | 067901108 | 12 | 700 | SH | SOLE | 0 | 0 | 700 | ||
BLACKROCK MUNIHLDNGS CALI QL | COM | 09254L107 | 69 | 4,950 | SH | SOLE | 0 | 0 | 4,950 | ||
CARNIVAL CORP | PAIRED CTF | 143658300 | 4 | 100 | SH | SOLE | 0 | 0 | 100 | ||
CBL & ASSOC PPTYS INC | COM | 124830100 | 19 | 1,053 | SH | SOLE | 0 | 0 | 1,053 | ||
CHEVRON CORP NEW | COM | 166764100 | 119 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
CISCO SYS INC | COM | 17275R102 | 22 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
CITIGROUP INC | COM NEW | 172967424 | 10 | 200 | SH | SOLE | 0 | 0 | 200 | ||
COCA COLA CO | COM | 191216100 | 19 | 500 | SH | SOLE | 0 | 0 | 500 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 202 | 1,810 | SH | SOLE | 0 | 0 | 1,810 | ||
CPI AEROSTRUCTURES INC | COM NEW | 125919308 | 118 | 9,100 | SH | SOLE | 0 | 0 | 9,100 | ||
CUTWATER SELECT INCOME FD | COM | 232229104 | 164 | 8,442 | SH | SOLE | 0 | 0 | 8,442 | ||
DEERE & CO | COM | 244199105 | 18 | 200 | SH | SOLE | 0 | 0 | 200 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 6 | 75 | SH | SOLE | 0 | 0 | 75 | ||
EATON VANCE CA MUNI INCOME T | SH BEN INT | 27826F101 | 13 | 1,107 | SH | SOLE | 0 | 0 | 1,107 | ||
EATON VANCE CALIF MUN BD FD | COM | 27828C106 | 12 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 10 | 648 | SH | SOLE | 0 | 0 | 648 | ||
EXETER RES CORP | COM | 301835104 | 2 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
EXXON MOBIL CORP | COM | 30231G102 | 203 | 2,076 | SH | SOLE | 0 | 0 | 2,076 | ||
FACEBOOK INC | CL A | 30303M102 | 66 | 1,100 | SH | SOLE | 0 | 0 | 1,100 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 78 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
FRONTIER COMMUNICATIONS CORP | COM | 35906A108 | 2 | 288 | SH | SOLE | 0 | 0 | 288 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 98 | 3,786 | SH | SOLE | 0 | 0 | 3,786 | ||
GENERAL MTRS CO | *W EXP 07/10/201 | 37045V118 | 0 | 8 | SH | SOLE | 0 | 0 | 8 | ||
GENERAL MTRS CO | *W EXP 07/10/201 | 37045V126 | 0 | 8 | SH | SOLE | 0 | 0 | 8 | ||
GENERAL MTRS CO | COM | 37045V100 | 0 | 9 | SH | SOLE | 0 | 0 | 9 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 66 | 400 | SH | SOLE | 0 | 0 | 400 | ||
GOOGLE INC | CL A | 38259P508 | 45 | 40 | SH | SOLE | 0 | 0 | 40 | ||
HOME DEPOT INC | COM | 437076102 | 198 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
HUMANA INC | COM | 444859102 | 45 | 400 | SH | SOLE | 0 | 0 | 400 | ||
INTEL CORP | COM | 458140100 | 5 | 200 | SH | SOLE | 0 | 0 | 200 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 7 | 35 | SH | SOLE | 0 | 0 | 35 | ||
INVESCO CALIF VALUE MUN INC | COM | 46132H106 | 13 | 1,083 | SH | SOLE | 0 | 0 | 1,083 | ||
ISHARES | 1-3 YR CR BD ETF | 464288646 | 21,905 | 207,671 | SH | SOLE | 0 | 0 | 207,671 | ||
ISHARES | 1-3 YR TR BD ETF | 464287457 | 411 | 4,865 | SH | SOLE | 0 | 0 | 4,865 | ||
ISHARES | COHEN&STEER REIT | 464287564 | 1,047 | 12,730 | SH | SOLE | 0 | 0 | 12,730 | ||
ISHARES | CORE S&P MCP ETF | 464287507 | 45,425 | 330,433 | SH | SOLE | 0 | 0 | 330,433 | ||
ISHARES | CORE S&P SCP ETF | 464287804 | 14,250 | 129,379 | SH | SOLE | 0 | 0 | 129,379 | ||
ISHARES | CORE S&P500 ETF | 464287200 | 39 | 207 | SH | SOLE | 0 | 0 | 207 | ||
ISHARES | CORE TOTUSBD ETF | 464287226 | 63 | 587 | SH | SOLE | 0 | 0 | 587 | ||
ISHARES | DOW JONES US ETF | 464287846 | 2 | 17 | SH | SOLE | 0 | 0 | 17 | ||
ISHARES | IBOXX HI YD ETF | 464288513 | 17,192 | 182,148 | SH | SOLE | 0 | 0 | 182,148 | ||
ISHARES | IBOXX INV CP ETF | 464287242 | 1 | 11 | SH | SOLE | 0 | 0 | 11 | ||
ISHARES | INTL DEV RE ETF | 464288489 | 95 | 3,152 | SH | SOLE | 0 | 0 | 3,152 | ||
ISHARES | MSCI AUST ETF | 464286103 | 35 | 1,358 | SH | SOLE | 0 | 0 | 1,358 | ||
ISHARES | MSCI BRZ CAP ETF | 464286400 | 21 | 472 | SH | SOLE | 0 | 0 | 472 | ||
ISHARES | MSCI EAFE ETF | 464287465 | 6,319 | 94,035 | SH | SOLE | 0 | 0 | 94,035 | ||
ISHARES | MSCI EMG MKT ETF | 464287234 | 109 | 2,659 | SH | SOLE | 0 | 0 | 2,659 | ||
ISHARES | MSCI FRANCE ETF | 464286707 | 25 | 858 | SH | SOLE | 0 | 0 | 858 | ||
ISHARES | MSCI GERMANY ETF | 464286806 | 47 | 1,503 | SH | SOLE | 0 | 0 | 1,503 | ||
ISHARES | MSCI HONG KG ETF | 464286871 | 28 | 1,408 | SH | SOLE | 0 | 0 | 1,408 | ||
ISHARES | MSCI JAPAN ETF | 464286848 | 62 | 5,435 | SH | SOLE | 0 | 0 | 5,435 | ||
ISHARES | MSCI MEX CAP ETF | 464286822 | 12 | 181 | SH | SOLE | 0 | 0 | 181 | ||
ISHARES | MSCI SINGAP ETF | 464286673 | 12 | 912 | SH | SOLE | 0 | 0 | 912 | ||
ISHARES | MSCI SZ CAP ETF | 464286749 | 26 | 756 | SH | SOLE | 0 | 0 | 756 | ||
ISHARES | MSCI UK ETF | 464286699 | 68 | 3,324 | SH | SOLE | 0 | 0 | 3,324 | ||
ISHARES | RUSSELL 2000 ETF | 464287655 | 13,220 | 113,636 | SH | SOLE | 0 | 0 | 113,636 | ||
ISHARES | U.S. PFD STK ETF | 464288687 | 20,372 | 521,950 | SH | SOLE | 0 | 0 | 521,950 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 5,104 | 103,996 | SH | SOLE | 0 | 0 | 103,996 | ||
ISHARES TR | FLTG RATE BD ETF | 46429B655 | 59,379 | 1,170,953 | SH | SOLE | 0 | 0 | 1,170,953 | ||
JDS UNIPHASE CORP | COM PAR $0.001 | 46612J507 | 0 | 1 | SH | SOLE | 0 | 0 | 1 | ||
JOHNSON & JOHNSON | COM | 478160104 | 39 | 400 | SH | SOLE | 0 | 0 | 400 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 18 | 300 | SH | SOLE | 0 | 0 | 300 | ||
LINN ENERGY LLC | UNIT LTD LIAB | 536020100 | 17 | 600 | SH | SOLE | 0 | 0 | 600 | ||
MARKET VECTORS ETF TR | COAL ETF | 57060U837 | 1 | 67 | SH | SOLE | 0 | 0 | 67 | ||
MARKET VECTORS ETF TR | RUSSIA ETF | 57060U506 | 10 | 423 | SH | SOLE | 0 | 0 | 423 | ||
MCDONALDS CORP | COM | 580135101 | 1,017 | 10,378 | SH | SOLE | 0 | 0 | 10,378 | ||
MERCK & CO INC NEW | COM | 58933Y105 | 16 | 285 | SH | SOLE | 0 | 0 | 285 | ||
MFS CALIF MUN FD | COM | 59318C106 | 53 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
MICROSOFT CORP | COM | 594918104 | 82 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
MILLER INDS INC TENN | COM NEW | 600551204 | 107 | 5,500 | SH | SOLE | 0 | 0 | 5,500 | ||
MOTORCAR PTS AMER INC | COM | 620071100 | 128 | 4,800 | SH | SOLE | 0 | 0 | 4,800 | ||
NETAPP INC | COM | 64110D104 | 793 | 21,500 | SH | SOLE | 0 | 0 | 21,500 | ||
NEWMONT MINING CORP | COM | 651639106 | 9 | 400 | SH | SOLE | 0 | 0 | 400 | ||
NUVEEN CA DIV ADV MUNI FD 3 | COM SH BEN INT | 67070Y109 | 12 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
NUVEEN CA DIVIDEND ADV MUN F | COM | 67066Y105 | 14 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
NUVEEN CA SELECT QUALITY MUN | COM | 670975101 | 14 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
NUVEEN CA SELECT TAX FREE PR | SH BEN INT | 67063R103 | 71 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
NUVEEN CAL AMT-FREE MUN INC | COM | 670651108 | 27 | 2,023 | SH | SOLE | 0 | 0 | 2,023 | ||
NUVEEN CALIF MUN VALUE FD | COM | 67062C107 | 110 | 11,250 | SH | SOLE | 0 | 0 | 11,250 | ||
NUVEEN CALIF MUNICPAL VALU F | COM | 6706EB106 | 93 | 5,893 | SH | SOLE | 0 | 0 | 5,893 | ||
PAYCHEX INC | COM | 704326107 | 17 | 400 | SH | SOLE | 0 | 0 | 400 | ||
PEPSICO INC | COM | 713448108 | 5 | 58 | SH | SOLE | 0 | 0 | 58 | ||
PFIZER INC | COM | 717081103 | 69 | 2,150 | SH | SOLE | 0 | 0 | 2,150 | ||
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 0 | 1 | SH | SOLE | 0 | 0 | 1 | ||
POWERSHARES DB CMDTY IDX TRA | UNIT BEN INT | 73935S105 | 13 | 510 | SH | SOLE | 0 | 0 | 510 | ||
POWERSHARES ETF TRUST | GBL LSTD PVT EQT | 73935X195 | 10,012 | 824,034 | SH | SOLE | 0 | 0 | 824,034 | ||
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 9,616 | 387,617 | SH | SOLE | 0 | 0 | 387,617 | ||
POWERSHARES GLOBAL ETF TRUST | AGG PFD PORT | 73936T565 | 124 | 8,695 | SH | SOLE | 0 | 0 | 8,695 | ||
POWERSHARES GLOBAL ETF TRUST | I-30 LAD TREAS | 73936T524 | 0 | 1 | SH | SOLE | 0 | 0 | 1 | ||
POWERSHARES GLOBAL ETF TRUST | WK VRDO TX FR | 73936T433 | 125 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 81 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
QUALCOMM INC | COM | 747525103 | 8 | 106 | SH | SOLE | 0 | 0 | 106 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 332 | 13,645 | SH | SOLE | 0 | 0 | 13,645 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 272 | 8,635 | SH | SOLE | 0 | 0 | 8,635 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 2 | 31 | SH | SOLE | 0 | 0 | 31 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 4 | 80 | SH | SOLE | 0 | 0 | 80 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 0 | 5 | SH | SOLE | 0 | 0 | 5 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 720 | 16,105 | SH | SOLE | 0 | 0 | 16,105 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 702 | 18,183 | SH | SOLE | 0 | 0 | 18,183 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 459 | 8,571 | SH | SOLE | 0 | 0 | 8,571 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 25 | 1,100 | SH | SOLE | 0 | 0 | 1,100 | ||
SOLARCITY CORP | COM | 83416T100 | 1 | 13 | SH | SOLE | 0 | 0 | 13 | ||
SPDR INDEX SHS FDS | DJ GLB RL ES ETF | 78463X749 | 0 | 3 | SH | SOLE | 0 | 0 | 3 | ||
SPDR INDEX SHS FDS | EURO STOXX 50 | 78463X202 | 3,406 | 79,844 | SH | SOLE | 0 | 0 | 79,844 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 27,826 | 148,794 | SH | SOLE | 0 | 0 | 148,794 | ||
SPDR SER TR | SHT TRM HGH YLD | 78468R408 | 5,223 | 168,634 | SH | SOLE | 0 | 0 | 168,634 | ||
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 1,432 | 34,650 | SH | SOLE | 0 | 0 | 34,650 | ||
SPDR SERIES TRUST | BRCLYS 1-3MT ETF | 78464A680 | 3,477 | 75,959 | SH | SOLE | 0 | 0 | 75,959 | ||
SPDR SERIES TRUST | NUVN CALI MUNI | 78464A441 | 69 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
SPDR SERIES TRUST | WELLS FG PFD ETF | 78464A292 | 89 | 2,089 | SH | SOLE | 0 | 0 | 2,089 | ||
STARBUCKS CORP | COM | 855244109 | 1 | 11 | SH | SOLE | 0 | 0 | 11 | ||
TESLA MTRS INC | COM | 88160R101 | 1 | 4 | SH | SOLE | 0 | 0 | 4 | ||
TIME WARNER CABLE INC | COM | 88732J207 | 2 | 12 | SH | SOLE | 0 | 0 | 12 | ||
UNITED STS COMMODITY INDEX F | COMM IDX FND | 911717106 | 489 | 8,335 | SH | SOLE | 0 | 0 | 8,335 | ||
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 904 | 11,134 | SH | SOLE | 0 | 0 | 11,134 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 6,764 | 78,628 | SH | SOLE | 0 | 0 | 78,628 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 4,658 | 41,014 | SH | SOLE | 0 | 0 | 41,014 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 9,848 | 139,448 | SH | SOLE | 0 | 0 | 139,448 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 36,287 | 211,769 | SH | SOLE | 0 | 0 | 211,769 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 1,537 | 13,610 | SH | SOLE | 0 | 0 | 13,610 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 1,254 | 12,866 | SH | SOLE | 0 | 0 | 12,866 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 1,643 | 32,653 | SH | SOLE | 0 | 0 | 32,653 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 14,652 | 361,056 | SH | SOLE | 0 | 0 | 361,056 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 10,465 | 177,519 | SH | SOLE | 0 | 0 | 177,519 | ||
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 14 | 227 | SH | SOLE | 0 | 0 | 227 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 305 | 4,052 | SH | SOLE | 0 | 0 | 4,052 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 12,709 | 307,942 | SH | SOLE | 0 | 0 | 307,942 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 109 | 2,301 | SH | SOLE | 0 | 0 | 2,301 | ||
VIOLIN MEMORY INC | COM | 92763A101 | 80 | 20,000 | SH | SOLE | 0 | 0 | 20,000 | ||
ZIX CORP | COM | 98974P100 | 66 | 16,000 | SH | SOLE | 0 | 0 | 16,000 |