UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No.04)*
KLONDEX MINES LTD
(Name of Issuer)
Common stock, no par value
498696103
December 31, 2016
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
x Rule 13d-1(b)
o Rule 13d-1(c)
o Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. | 498696103 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
Sentry Investments Corp. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Province of Ontario, Canada | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |||
14,511,900 | |||||
6 | SHARED VOTING POWER | ||||
n/a | |||||
7 | SOLE DISPOSITIVE POWER | ||||
14,511,900 | |||||
8 | SHARED DISPOSITIVE POWER | ||||
n/a | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
14,511,900 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
9.72% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
CO | |||||
FOOTNOTES | |||||
CUSIP No. | 498696103 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
Sentry Investments Inc. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Province of Ontario, Canada | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |||
14,511,900 | |||||
6 | SHARED VOTING POWER | ||||
n/a | |||||
7 | SOLE DISPOSITIVE POWER | ||||
14,511,900 | |||||
8 | SHARED DISPOSITIVE POWER | ||||
n/a | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
14,511,900 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
9.72% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
CO | |||||
FOOTNOTES | |||||
CUSIP No. | 498696103 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
Sentry Precious Metals Fund | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Province of Ontario, Canada | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |||
10,241,200 | |||||
6 | SHARED VOTING POWER | ||||
n/a | |||||
7 | SOLE DISPOSITIVE POWER | ||||
10,241,200 | |||||
8 | SHARED DISPOSITIVE POWER | ||||
n/a | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
10,241,200 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
6.86% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
OO | |||||
FOOTNOTES | |||||
Item 1.
(a) | Name of Issuer |
KLONDEX MINES LTD |
(b) | Address of Issuer’s Principal Executive Offices |
1055 West Hastings St., Suite 2200 Vancouver, British Columbia V6E 2E9 Canada |
Item 2.
(a) | Name of Person Filing |
1) Sentry Investments Corp. 2) Sentry Investments Inc. 3) Sentry Precious Metals Fund |
(b) | Address of Principal Business Office or, if none, Residence |
199 Bay Street, Suite 2700 Commerce Court West, PO Box 108 Toronto, Ontario M5L 1E2 Canada |
(c) | Citizenship |
1) Province of Ontario, Canada 2) Province of Ontario, Canada 3) Province of Ontario, Canada |
(d) | Title of Class of Securities |
Common stock, no par value |
(e) | CUSIP Number |
498696103 |
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
(a) | o | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). |
(b) | o | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
(c) | o | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). |
(d) | o | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). |
(e) | o | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
(f) | o | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
(g) | o | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
(h) | o | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
(i) | o | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) | x | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). |
(k) | o | A group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Sentry Investments Inc. is an investment fund manager and portfolio manager. Sentry Precious Metals Fund is a mutual fund. |
Item 4. | Ownership. |
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a) | Amount beneficially owned: 14,511,900 |
(b) | Percent of class: 9.72% |
(c) | Number of shares as to which the person has: |
(i) | Sole power to vote or to direct the vote: 14,511,900 |
(ii) | Shared power to vote or to direct the vote: 0 |
(iii) | Sole power to dispose or to direct the disposition of: 14,511,900 |
(iv) | Shared power to dispose or to direct the disposition of: 0 |
Item 5. | Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the followingo .
n/a
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
n/a
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company |
n/a
Item 8. | Identification and Classification of Members of the Group |
n/a
Item 9. | Notice of Dissolution of Group |
n/a
Item 10. | Certification |
By signing below I certify that, to the best of my knowledge and belief, the foreign regulatory scheme applicable to investment fund managers and portfolio managers is substantially comparable to the regulatory scheme applicable to the functionally equivalent U.S. institution(s). I also undertake to furnish to the Commission staff, upon request, information that would otherwise be disclosed in a Schedule 13D. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Sentry Investments Corp. | |||
Date: January 10, 2017 | By: | /s/ Ryan Caughey | |
Name: Ryan Caughey | |||
Title: Corporate Secretary | |||
Sentry Investments Inc. | |||
Date: January 10, 2017 | By: | /s/ Ryan Caughey | |
Name: Ryan Caughey | |||
Title: Corporate Secretary and General Counsel | |||
Sentry Precious Metals Fund by its manager and trustee, Sentry Investments Inc. | |||
Date: January 10, 2017 | By: | /s/ Ryan Caughey | |
Name: Ryan Caughey | |||
Title: Corporate Secretary and General Counsel | |||
Footnotes: | Item 4(a) Amount beneficially owned: 14,511,900 shares of common stock beneficially owned by Sentry Investments Inc. Sentry Investments Inc. is a wholly-owned subsidiary of Sentry Investments Corp. Sentry Investments Inc. is a manager and trustee of Sentry Precious Metals Fund. (b) Percent of class: 1) 9.72% 2) 9.72% 3) 6.86% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 1) 14,511,900 2) 14,511,900 3) 10,241,200 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 1) 14,511,900 2) 14,511,900 3) 10,241,200 (iv) Shared power to dispose or to direct the disposition of: 0 |
Attention: | Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001) |