UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 14A
Proxy Statement Pursuant to Section 14(a) of
the Securities Exchange Act of 1934
Filed by the Registrant o
Filed by a Party other than the Registrant x
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o | Preliminary Proxy Statement |
o | Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
o | Definitive Proxy Statement |
x | Definitive Additional Materials |
o | Soliciting Material Pursuant to §240.14a-12 |
STRATEGIC REALTY TRUST, INC.
(Name of the Registrant as Specified In Its Charter)
DIANNE COSTA
JEROME HAGLEY
MICHAEL KARAS
MARSHALL KARR
TODD SPITZER
ANTHONY THOMPSON
TINA ALDATZ
BERNECE DAVIS
ROBERT HOH
JAMES RONALD KING SR.
DAVID LARSEN
JOHN SKEFFINGTON
SHARON THOMPSON
CENTAURUS FINANCIAL INC.
THOMPSON NATIONAL PROPERTIES, LLC
(Name of Person(s) Filing Proxy Statement, if other than the Registrant)
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x | No fee required. |
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This filing contains a Fact Check message from Tony Thompson.
From the desk of
Tony Thompson
CEO, Thompson National Properties
FACT CHECK:
Batinovich Misleads SRT Shareholders and Advisors About TNP’s Delivery of Data to Postpone Election
*REMINDER: RETURN THE ORANGE BALLOT AND GREEN BALLOT TO PROTECT YOUR VOTING RIGHTS
Please Return By: Thursday, December 26th*
Click Here To Download Orange and Green Ballots
BY FAX 714-876-1492 or EMAIL TO INFO@PROTECTOURINVESTMENT.ORG*
FOR MORE INFO VISIT WWW.PROTECTOURINVESTMENT.ORG OR CALL 1-800-401-7905
BATINOVICH’S FICTITIOUS CLAIMS | | | THE FACTS |
Batinovich Claim: SRT is postponing the Annual Shareholders Meeting scheduled on January 10, 2014 to February 7, 2014 because the original Transfer Agent did not provide the shareholder database to SRT in a timely manner | | | FACT: On April 4, 2013, the original Transfer Agent received the first email request from SRT’s CFO Dee Balch, who was later terminated, for the shareholder mailing list. On April 5, 2013, an SRT representative was promptly provided with the mailing list. |
Batinovich Claim: SRT’s original Transfer Agent had a judgment entered against it regarding compliance with the interim validation of updating shareholder data. | | | FACT: The court filed a final judgment on November 13, 2013 affirming that the original Transfer Agent had in fact provided to the REIT all Shareholder Information required to hold a shareholder meeting, and was ordered to continue doing so. |
Batinovich Claim: The original Transfer Agent has never complied with SRT’s requests to turn over shareholder information in a timely manner preventing SRT from 1) holding a shareholder meeting, or, 2) distributing a dividend. | | | FACT: As the official timeline and records of requests and responses will show, from April 4, 2013 to date, the original Transfer Agent has complied with every request made by the new Transfer Agent in a timely manner. Is this simply another stalling tactic by Batinovich so he can protect all 6 of his own positions with SRT and use SRT funds to pay the board’s excessive fees rather than restore the kind of dividends shareholders expect and deserve? |
TIMELINE OF OFFICIAL COMMUNICATIONS
Official Internal Documents Attached for
Verification
DATE | | | COMMUNICATION & ACTION |
April 4, 2013 | | | Transfer Agent received email from SRT CFO Dee Balch asking for a master shareholder list for 10K mailing. Dee explained by phone that the board had chosen a new printer to send the 10K and needed the list. |
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April 5, 2013 | | | SRT Representative is provided with the Shareholder mailing list on a disk. |
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April 17, 2013 | | | Transfer Agent receives request for Financial Representative email addresses to send 10K; provided by email. |
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April 22, 2013 | | | SRT CFO Dee Balch asks for an updated list containing same information for 10-KA mailing; a new disk is provided on the same day. |
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April 25, 2013 | | | Transfer Agent participates in a conference call with the new Transfer Agent, Phoenix American, and Batinovich regarding work entailed in conversion of shareholder data. |
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April 26, 2013 | | | Transfer Agent provides Phoenix field layout reports for conversion and transfer examples so they can begin programming their system. |
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May 21, 2013 | | | SRT signs agreement with Phoenix as new transfer agent. Phoenix states conversion will take 2-3 months to build out their system to receive data. |
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May 29, 2013 | | | Original Transfer Agent begins internal programming to provide data to Phoenix as requested. |
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September 6, 2013 | | | Original Transfer Agent sends the following Shareholder data with internal ID codes to connect data within a database and documents to Phoenix: Addresses, phone numbers, email addresses, total shares, amount invested, SSN or Tax ID, transaction dates, initial and additional purchases ($ and shares), dividend payments, reinvestments, transfers, redemptions, copies of subscription agreements, address and distribution changes, historic 1099’s, and IRS custodial data |
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September 16, 2013 | | | Original Transfer Agent receives list of detailed questions from Phoenix on data received |
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September 18-20, 2013 | | | Original Transfer Agent responds to Phoenix request for detailed information |
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September 20, 2013 | | | Original Transfer Agent receives request from SRT representative and two Phoenix representatives to continue maintaining SRT database during conversion including transfers, address and distribution changes and confirmations. Also, to provide complete updated data at the end of the conversion. |
November 12, 2013 | | | Original Transfer Agent sends selling and current Financial Representatives, DDOs and Broker Dealer data to Phoenix |
CLICK HERE FOR INTERNAL DOCUMENTS
FOR MORE INFO
VISIT WWW.PROTECTOURINVESTMENT.ORG OR CALL THE SHAREHOLDER HOTLINE 1-800-401-7905
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The SRT Shareholders Coalition (the “Coalition”) has filed definitive proxy statements and related materials with the Securities and Exchange Commission (“SEC”) in connection with the solicitation of written requests to call a special meeting of SRT shareholders and solicitation of proxies for the 2013 annual meeting of SRT shareholders. SRT shareholders should read the Coalition’s definitive proxy statements and its other publicly-filed proxy materials as they become available, because they contain important information. This is not a solicitation of proxies, and stockholders are not being asked to provide proxies to the Coalition at this time. Information regarding the direct and indirect interests of the Coalition and each other participant in the solicitation of written requests to call a special meeting or the solicitation of proxies for the annual meeting are included in the Coalition’s proxy materials filed with the SEC. The Coalition’s proxy materials and other SEC filings may be accessed without charge at the SEC’s website at www.sec.gov The following persons are participants in connection with the solicitations: Dianne Costa, Jerome Hagley, Michael Karas, Marshall Karr, Todd Spitzer, Tina Aldatz, Bernece Davis, Robert Hoh, James Ronald King Sr., David Larsen, John Skeffington, Anthony Thompson, Sharon Thompson, Centaurus Financial Inc. and Thompson National Properties, LLC.