The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3-D SYS CORP DEL | NOTE 5.500%12/1 | 88554DAB2 | 3,068 | 1,000,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
AMERICA MOVIL SAB DE CV | SPON ADR L SHS | 02364W105 | 272 | 250,000 | SH | DFND | 01 02 03 04 05 | 0 | 250,000 | 0 | |
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 4,416 | 98,792 | SH | DFND | 01 02 03 04 05 | 0 | 98,792 | 0 | |
ARCHER DANIELS MIDLAND CO | NOTE 0.875% 2/1 | 039483AW2 | 42,025 | 41,500,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
BANCO BRADESCO S A | SP ADR PFD NEW | 059460303 | 7,570 | 581,839 | SH | DFND | 01 02 03 04 05 | 0 | 581,839 | 0 | |
BAYTEX ENERGY CORP | COM | 07317Q105 | 1,675 | 46,500 | SH | DFND | 01 02 03 04 05 | 0 | 46,500 | 0 | |
BHP BILLITON LTD | SPONSORED ADR | 088606108 | 4,039 | 141,100 | SH | DFND | 01 02 03 04 05 | 0 | 141,100 | 0 | |
CAMECO CORP | COM | 13321L108 | 8,771 | 425,000 | SH | DFND | 01 02 03 04 05 | 0 | 425,000 | 0 | |
CARNIVAL CORP | PAIRED CTF | 143658300 | 23,449 | 683,906 | SH | DFND | 01 02 03 04 05 | 0 | 683,906 | 0 | |
CARNIVAL PLC | ADR | 14365C103 | 6,182 | 176,585 | SH | DFND | 01 02 03 04 05 | 0 | 176,585 | 0 | |
CEMEX SAB DE CV | NOTE 3.750% 3/1 | 151290BC6 | 17,300 | 13,900,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 7,641 | 314,000 | SH | DFND | 01 02 03 04 05 | 0 | 314,000 | 0 | |
CMS ENERGY CORP | NOTE 5.500% 6/1 | 125896BD1 | 6,773 | 3,400,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
COMCAST CORP NEW | CL A SPL | 20030N200 | 31,442 | 792,578 | SH | DFND | 01 02 03 04 05 | 0 | 792,578 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 6,065 | 324,150 | SH | DFND | 01 02 03 04 05 | 0 | 324,150 | 0 | |
DENISON MINES CORP | COM | 248356107 | 4,043 | 3,486,000 | SH | DFND | 01 02 03 04 05 | 0 | 3,486,000 | 0 | |
DISCOVERY COMMUNICATNS NEW | COM SER C | 25470F302 | 7,654 | 109,696 | SH | DFND | 01 02 03 04 05 | 0 | 109,696 | 0 | |
DOMINION RES INC VA NEW | UNIT 04/01/2013 | 25746U703 | 2,497 | 50,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
DOMINION RES INC VA NEW | UNIT 07/01/2016 | 25746U885 | 2,495 | 50,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
DYNEGY INC NEW DEL | COM | 26817R108 | 19,431 | 861,678 | SH | DFND | 01 02 03 04 05 | 0 | 861,678 | 0 | |
E M C CORP MASS | NOTE 1.750%12/0 | 268648AM4 | 10,862 | 7,350,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
ELDORADO GOLD CORP NEW | COM | 284902103 | 2,363 | 385,000 | SH | DFND | 01 02 03 04 05 | 0 | 385,000 | 0 | |
ENERSIS S A | SPONSORED ADR | 29274F104 | 2,601 | 7,950,000 | SH | DFND | 01 02 03 04 05 | 0 | 7,950,000 | 0 | |
FIRST MAJESTIC SILVER CORP | COM | 32076V103 | 2,925 | 275,000 | SH | DFND | 01 02 03 04 05 | 0 | 275,000 | 0 | |
FORD MTR CO DEL | NOTE 4.250%11/1 | 345370CN8 | 12,353 | 6,800,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
FORTUNA SILVER MINES INC | COM | 349915108 | 1,654 | 500,000 | SH | DFND | 01 02 03 04 05 | 0 | 500,000 | 0 | |
FRANCO NEVADA CORP | COM | 351858105 | 1,163 | 32,500 | SH | DFND | 01 02 03 04 05 | 0 | 32,500 | 0 | |
FRANKLIN RES INC | COM | 354613101 | 3,435 | 25,250 | SH | DFND | 01 02 03 04 05 | 0 | 25,250 | 0 | |
GILEAD SCIENCES INC | NOTE 1.625% 5/0 | 375558AP8 | 12,452 | 5,500,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
GOODYEAR TIRE & RUBR CO | COM | 382550101 | 4,730 | 309,182 | SH | DFND | 01 02 03 04 05 | 0 | 309,182 | 0 | |
GRAN TIERRA ENERGY INC | COM | 38500T101 | 3,528 | 581,400 | SH | DFND | 01 02 03 04 05 | 0 | 581,400 | 0 | |
HEICO CORP NEW | CL A | 422806208 | 624 | 16,900 | SH | DFND | 01 02 03 04 05 | 0 | 16,900 | 0 | |
INTEL CORP | SDCV 3.250% 8/0 | 458140AF7 | 32,531 | 25,192,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
ITAU UNIBANCO HLDG SA | SPON ADR REP PFD | 465562106 | 2,407 | 186,266 | PRN | DFND | 01 02 03 04 05 | 0 | 186,266 | 0 | |
L-3 COMMUNICATIONS CORP | DEBT 3.000% 8/0 | 502413AW7 | 25,512 | 24,775,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
LINEAR TECHNOLOGY CORP | NOTE 3.000% 5/0 | 535678AC0 | 16,338 | 15,500,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
MBIA INC | COM | 55262C100 | 1,997 | 150,000 | SH | DFND | 01 02 03 04 05 | 0 | 150,000 | 0 | |
MOLEX INC | CL A | 608554200 | 5,641 | 226,921 | SH | DFND | 01 02 03 04 05 | 0 | 226,921 | 0 | |
MOLSON COORS BREWING CO | NOTE 2.500% 7/3 | 60871RAA8 | 1,528 | 1,500,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
MOLYCORP INC DEL | COM | 608753109 | 62 | 10,000 | SH | DFND | 01 02 03 04 05 | 0 | 10,000 | 0 | |
MOLYCORP INC DEL | NOTE 6.000% 9/0 | 608753AF6 | 4,890 | 6,250,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
MOUNTAIN PROV DIAMONDS INC | COM NEW | 62426E402 | 2,106 | 424,999 | SH | DFND | 01 02 03 04 05 | 0 | 424,999 | 0 | |
NATIONAL WESTMINSTER BK PLC | SPON ADR C | 638539882 | 1,162 | 46,330 | SH | DFND | 01 02 03 04 05 | 0 | 46,330 | 0 | |
NEW GOLD INC CDA | COM | 644535106 | 1,767 | 275,000 | SH | DFND | 01 02 03 04 05 | 0 | 275,000 | 0 | |
NEWS CORP | CL B | 65248E203 | 142,447 | 4,340,242 | SH | DFND | 01 02 03 04 05 | 0 | 4,340,242 | 0 | |
NOKIA CORP | SPONSORED ADR | 654902204 | 5,848 | 1,563,550 | SH | DFND | 01 02 03 04 05 | 0 | 1,563,550 | 0 | |
OMNICARE INC | NOTE 3.750%12/1 | 681904AN8 | 8,630 | 4,650,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
PEABODY ENERGY CORP | COM | 704549104 | 5,847 | 399,390 | SH | DFND | 01 02 03 04 05 | 0 | 399,390 | 0 | |
PENGROWTH ENERGY CORP | COM | 70706P104 | 623 | 128,570 | SH | DFND | 01 02 03 04 05 | 0 | 128,570 | 0 | |
PRICELINE COM INC | DEBT 1.000% 3/1 | 741503AQ9 | 1,990 | 1,700,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
PROSPECT CAPITAL CORPORATION | MTNF 5.375%10/1 | 74348TAK8 | 524 | 500,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
RIO ALTO MNG LTD NEW | COM | 76689T104 | 703 | 379,300 | SH | DFND | 01 02 03 04 05 | 0 | 379,300 | 0 | |
ROYAL GOLD INC | COM | 780287108 | 1,894 | 45,000 | SH | DFND | 01 02 03 04 05 | 0 | 45,000 | 0 | |
RYANAIR HLDGS PLC | SPONSORED ADR | 783513104 | 52,724 | 5,181,900 | SH | DFND | 01 02 03 04 05 | 0 | 5,181,900 | 0 | |
SANDSTORM GOLD LTD | COM NEW | 80013R206 | 733 | 125,000 | SH | DFND | 01 02 03 04 05 | 0 | 125,000 | 0 | |
SCORPIO TANKERS INC | SHS | Y7542C106 | 5,550 | 618,000 | SH | DFND | 01 02 03 04 05 | 0 | 618,000 | 0 | |
SHIP FINANCE INTERNATIONAL L | NOTE 3.250% 2/0 | G81075AE6 | 16,411 | 17,000,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
SHIP FINANCE INTERNATIONAL L | SHS | G81075106 | 2,078 | 140,000 | SH | DFND | 01 02 03 04 05 | 0 | 140,000 | 0 | |
SILVER WHEATON CORP | COM | 828336107 | 4,898 | 250,000 | SH | DFND | 01 02 03 04 05 | 0 | 250,000 | 0 | |
SOURCEFIRE INC | COM | 83616T108 | 2,778 | 50,000 | SH | DFND | 01 02 03 04 05 | 0 | 50,000 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 2,382 | 20,000 | SH | DFND | 01 02 03 04 05 | 0 | 20,000 | 0 | |
STERLITE INDS INDIA LTD | NOTE 4.000%10/3 | 859737AB4 | 5,016 | 5,150,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
STILLWATER MNG CO | NOTE 1.750%10/1 | 86074QAL6 | 7,186 | 6,850,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
TAHOE RES INC | COM | 873868103 | 1,412 | 100,000 | SH | DFND | 01 02 03 04 05 | 0 | 100,000 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 6,920 | 1,888,775 | SH | DFND | 01 02 03 04 05 | 0 | 1,888,775 | 0 | |
TELEFLEX INC | NOTE 3.875% 8/0 | 879369AA4 | 4,039 | 2,950,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
TERNIUM SA | SPON ADR | 880890108 | 647 | 285,760 | SH | DFND | 01 02 03 04 05 | 0 | 285,760 | 0 | |
TESLA MTRS INC | NOTE 1.500% 6/0 | 88160RAA9 | 508 | 450,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
TIMMINS GOLD CORP | COM | 88741P103 | 2,757 | 1,250,000 | SH | DFND | 01 02 03 04 05 | 0 | 1,250,000 | 0 | |
UNITED MICROELECTRONICS CORP | SPON ADR NEW | 910873405 | 5,171 | 11,096,190 | SH | DFND | 01 02 03 04 05 | 0 | 11,096,190 | 0 | |
UNITED THERAPEUTICS CORP DEL | NOTE 1.000% 9/1 | 91307CAF9 | 2,988 | 2,100,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
UR ENERGY INC | COM | 91688R108 | 2,234 | 1,750,000 | SH | DFND | 01 02 03 04 05 | 0 | 1,750,000 | 0 | |
URANERZ ENERGY CORP | COM | 91688T104 | 801 | 728,181 | SH | DFND | 01 02 03 04 05 | 0 | 728,181 | 0 | |
URANIUM ENERGY CORP | COM | 916896103 | 3,759 | 2,100,000 | SH | DFND | 01 02 03 04 05 | 0 | 2,100,000 | 0 | |
VALE S A | ADR REPSTG PFD | 91912E204 | 1,673 | 137,600 | PRN | DFND | 01 02 03 04 05 | 0 | 137,600 | 0 | |
VERMILION ENERGY INC | COM | 923725105 | 6,709 | 137,500 | SH | DFND | 01 02 03 04 05 | 0 | 137,500 | 0 | |
VIACOM INC NEW | CL A | 92553P102 | 7,546 | 110,258 | SH | DFND | 01 02 03 04 05 | 0 | 110,258 | 0 | |
VOLCANO CORPORATION | NOTE 1.750%12/0 | 928645AB6 | 919 | 1,000,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
WHITEWAVE FOODS CO | COM CL B | 966244204 | 3,188 | 200,000 | SH | DFND | 01 02 03 04 05 | 0 | 200,000 | 0 | |
WISDOMTREE TRUST | JAPN HEDGE EQT | 97717W851 | 1,368 | 30,000 | SH | DFND | 01 02 03 04 05 | 0 | 30,000 | 0 | |
YAMANA GOLD INC | COM | 98462Y100 | 4,568 | 480,000 | SH | DFND | 01 02 03 04 05 | 0 | 480,000 | 0 |