The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALCOA INC | COM | 013817101 | 287 | 27,000 | SH | DFND | 01 02 03 04 05 | 0 | 27,000 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 10,158 | 402,284 | SH | DFND | 01 02 03 04 05 | 0 | 402,284 | 0 | |
AMERICAN RLTY CAP PPTYS INC | NOTE 3.000% 8/0 | 02917TAA2 | 20,223 | 19,950,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
AMERICAN RLTY CAP PPTYS INC | NOTE 3.750%12/1 | 02917TAB0 | 7,865 | 7,750,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 1,150 | 14,500 | SH | DFND | 01 02 03 04 05 | 0 | 14,500 | 0 | |
ARCHER DANIELS MIDLAND CO | NOTE 0.875% 2/1 | 039483AW2 | 26,976 | 25,500,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
AVIANCA HLDGS SA | SPON ADR REP PFD | 05367G100 | 5,432 | 351,800 | SH | DFND | 01 02 03 04 05 | 0 | 351,800 | 0 | |
BANCO BRADESCO S A | SP ADR PFD NEW | 059460303 | 2,713 | 216,502 | SH | DFND | 01 02 03 04 05 | 0 | 216,502 | 0 | |
BARRICK GOLD CORP | COM | 067901108 | 494 | 28,000 | SH | DFND | 01 02 03 04 05 | 0 | 28,000 | 0 | |
BAYTEX ENERGY CORP | COM | 07317Q105 | 3,423 | 87,600 | SH | DFND | 01 02 03 04 05 | 0 | 87,600 | 0 | |
BROOKFIELD OFFICE PPTYS INC | COM | 112900105 | 2,888 | 150,000 | SH | DFND | 01 02 03 04 05 | 0 | 150,000 | 0 | |
CABLEVISION SYS CORP | CL A NY CABLVS | 12686C109 | 206 | 11,500 | SH | DFND | 01 02 03 04 05 | 0 | 11,500 | 0 | |
CACI INTL INC | NOTE 2.125% 5/0 | 127190AD8 | 12,776 | 9,500,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
CAMECO CORP | COM | 13321L108 | 3,630 | 175,000 | SH | DFND | 01 02 03 04 05 | 0 | 175,000 | 0 | |
CARNIVAL PLC | ADR | 14365C103 | 2,659 | 64,180 | SH | DFND | 01 02 03 04 05 | 0 | 64,180 | 0 | |
CEMENTOS PACASMAYO S A A | SPON ADR REP 5 | 15126Q109 | 316 | 133,440 | SH | DFND | 01 02 03 04 05 | 0 | 133,440 | 0 | |
CEMEX SAB DE CV | NOTE 3.750% 3/1 | 151290BC6 | 39,075 | 28,539,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
CIMAREX ENERGY CO | COM | 171798101 | 782 | 7,450 | SH | DFND | 01 02 03 04 05 | 0 | 7,450 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 19,854 | 381,000 | SH | DFND | 01 02 03 04 05 | 0 | 381,000 | 0 | |
CMS ENERGY CORP | NOTE 5.500% 6/1 | 125896BD1 | 5,929 | 3,000,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
COMCAST CORP NEW | CL A SPL | 20030N200 | 13,944 | 279,546 | SH | DFND | 01 02 03 04 05 | 0 | 279,546 | 0 | |
COMPANIA CERVECERIAS UNIDAS | SPONSORED ADR | 204429104 | 3,950 | 163,853 | SH | DFND | 01 02 03 04 05 | 0 | 163,853 | 0 | |
COMPUWARE CORP | COM | 205638109 | 1,009 | 90,000 | SH | DFND | 01 02 03 04 05 | 0 | 90,000 | 0 | |
DENISON MINES CORP | COM | 248356107 | 6,688 | 5,529,120 | SH | DFND | 01 02 03 04 05 | 0 | 5,529,120 | 0 | |
DIAMONDBACK ENERGY INC | COM | 25278X109 | 866 | 16,400 | SH | DFND | 01 02 03 04 05 | 0 | 16,400 | 0 | |
DISCOVERY COMMUNICATNS NEW | COM SER C | 25470F302 | 3,254 | 38,805 | SH | DFND | 01 02 03 04 05 | 0 | 38,805 | 0 | |
DONNELLEY R R & SONS CO | COM | 257867101 | 519 | 25,600 | SH | DFND | 01 02 03 04 05 | 0 | 25,600 | 0 | |
DOW CHEM CO | COM | 260543103 | 2,500 | 56,300 | SH | DFND | 01 02 03 04 05 | 0 | 56,300 | 0 | |
E M C CORP MASS | COM | 268648102 | 18,312 | 728,117 | SH | DFND | 01 02 03 04 05 | 0 | 728,117 | 0 | |
EBAY INC | COM | 278642103 | 2,420 | 44,100 | SH | DFND | 01 02 03 04 05 | 0 | 44,100 | 0 | |
ELDORADO GOLD CORP NEW | COM | 284902103 | 1,983 | 350,000 | SH | DFND | 01 02 03 04 05 | 0 | 350,000 | 0 | |
ENERGEN CORP | COM | 29265N108 | 657 | 9,290 | SH | DFND | 01 02 03 04 05 | 0 | 9,290 | 0 | |
ENERSIS S A | SPONSORED ADR | 29274F104 | 3,980 | 13,275,000 | SH | DFND | 01 02 03 04 05 | 0 | 13,275,000 | 0 | |
ETFS PALLADIUM TR | SH BEN INT | 26923A106 | 487 | 7,000 | SH | DFND | 01 02 03 04 05 | 0 | 7,000 | 0 | |
FIRST MAJESTIC SILVER CORP | COM | 32076V103 | 2,699 | 275,000 | SH | DFND | 01 02 03 04 05 | 0 | 275,000 | 0 | |
FORD MTR CO DEL | NOTE 4.250%11/1 | 345370CN8 | 12,555 | 6,800,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
FORTUNA SILVER MINES INC | COM | 349915108 | 1,986 | 700,000 | SH | DFND | 01 02 03 04 05 | 0 | 700,000 | 0 | |
FREEPORT-MCMORAN COPPER & GO | COM | 35671D857 | 1,887 | 50,000 | SH | DFND | 01 02 03 04 05 | 0 | 50,000 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 30,051 | 735,292 | SH | DFND | 01 02 03 04 05 | 0 | 735,292 | 0 | |
GILEAD SCIENCES INC | NOTE 1.625% 5/0 | 375558AP8 | 14,038 | 4,250,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
GOLDCORP INC NEW | NOTE 2.000% 8/0 | 380956AB8 | 16,187 | 16,000,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
GOODRICH PETE CORP | COM NEW | 382410405 | 340 | 20,000 | SH | DFND | 01 02 03 04 05 | 0 | 20,000 | 0 | |
GRAN TIERRA ENERGY INC | COM | 38500T101 | 5,122 | 702,300 | SH | DFND | 01 02 03 04 05 | 0 | 702,300 | 0 | |
GRANA Y MONTERO S A A | SPONSORED ADR | 38500P208 | 2,318 | 546,030 | SH | DFND | 01 02 03 04 05 | 0 | 546,030 | 0 | |
HEALTH MGMT ASSOC INC NEW | CL A | 421933102 | 22,366 | 1,707,300 | SH | DFND | 01 02 03 04 05 | 0 | 1,707,300 | 0 | |
HEICO CORP NEW | CL A | 422806208 | 2,879 | 68,341 | SH | DFND | 01 02 03 04 05 | 0 | 68,341 | 0 | |
HILLSHIRE BRANDS CO | COM | 432589109 | 1,070 | 32,000 | SH | DFND | 01 02 03 04 05 | 0 | 32,000 | 0 | |
HUDSON CITY BANCORP | COM | 443683107 | 15,412 | 1,634,344 | SH | DFND | 01 02 03 04 05 | 0 | 1,634,344 | 0 | |
INTEL CORP | SDCV 3.250% 8/0 | 458140AF7 | 36,059 | 26,292,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
ITAU UNIBANCO HLDG SA | SPON ADR REP PFD | 465562106 | 4,017 | 296,003 | SH | DFND | 01 02 03 04 05 | 0 | 296,003 | 0 | |
KEY ENERGY SVCS INC | COM | 492914106 | 8,035 | 1,017,100 | SH | DFND | 01 02 03 04 05 | 0 | 1,017,100 | 0 | |
KKR FINL HLDGS LLC | COM | 48248A306 | 7,140 | 585,734 | SH | DFND | 01 02 03 04 05 | 0 | 585,734 | 0 | |
L-3 COMMUNICATIONS CORP | DEBT 3.000% 8/0 | 502413AW7 | 3,384 | 2,775,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
LAREDO PETE HLDGS INC | COM | 516806106 | 2,049 | 74,000 | SH | DFND | 01 02 03 04 05 | 0 | 74,000 | 0 | |
LSI CORPORATION | COM | 502161102 | 1,104 | 100,000 | SH | DFND | 01 02 03 04 05 | 0 | 100,000 | 0 | |
MARATHON OIL CORP | COM | 565849106 | 1,271 | 36,000 | SH | DFND | 01 02 03 04 05 | 0 | 36,000 | 0 | |
MICRON TECHNOLOGY INC | NOTE 2.375% 5/0 | 595112AW3 | 18,321 | 7,875,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
MICRON TECHNOLOGY INC | NOTE 3.125% 5/0 | 595112AX1 | 11,165 | 4,850,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
MOUNTAIN PROV DIAMONDS INC | COM NEW | 62426E402 | 3,212 | 649,999 | SH | DFND | 01 02 03 04 05 | 0 | 649,999 | 0 | |
NATIONAL WESTMINSTER BK PLC | SPON ADR C | 638539882 | 1,167 | 46,330 | SH | DFND | 01 02 03 04 05 | 0 | 46,330 | 0 | |
NEW GOLD INC CDA | COM | 644535106 | 2,088 | 400,000 | SH | DFND | 01 02 03 04 05 | 0 | 400,000 | 0 | |
NEWS CORP NEW | CL B | 65249B208 | 19,583 | 1,098,318 | SH | DFND | 01 02 03 04 05 | 0 | 1,098,318 | 0 | |
NORDSTROM INC | COM | 655664100 | 698 | 11,300 | SH | DFND | 01 02 03 04 05 | 0 | 11,300 | 0 | |
OMNICARE INC | NOTE 3.750%12/1 | 681904AN8 | 8,392 | 3,650,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
PACTERA TECHNOLOGY INTL LTD | SPONSORED ADR | 695255109 | 2,503 | 350,000 | SH | DFND | 01 02 03 04 05 | 0 | 350,000 | 0 | |
PENGROWTH ENERGY CORP | COM | 70706P104 | 794 | 128,570 | SH | DFND | 01 02 03 04 05 | 0 | 128,570 | 0 | |
PERMIAN BASIN RTY TR | UNIT BEN INT | 714236106 | 321 | 25,000 | SH | DFND | 01 02 03 04 05 | 0 | 25,000 | 0 | |
PRICELINE COM INC | DEBT 1.000% 3/1 | 741503AQ9 | 2,358 | 1,700,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
PROSPECT CAPITAL CORPORATION | NOTE 5.750% 3/1 | 74348TAL6 | 12,908 | 12,000,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
RIO ALTO MNG LTD NEW | COM | 76689T104 | 500 | 300,000 | SH | DFND | 01 02 03 04 05 | 0 | 300,000 | 0 | |
ROYAL GOLD INC | COM | 780287108 | 2,073 | 45,000 | SH | DFND | 01 02 03 04 05 | 0 | 45,000 | 0 | |
RYANAIR HLDGS PLC | SPONSORED ADR | 783513104 | 756 | 80,835 | SH | DFND | 01 02 03 04 05 | 0 | 80,835 | 0 | |
SCORPIO BULKERS INC | SHS | Y7546A106 | 6,683 | 665,000 | SH | DFND | 01 02 03 04 05 | 0 | 665,000 | 0 | |
SEACOR HOLDINGS INC | NOTE 2.500%12/1 | 811904AM3 | 54,880 | 44,600,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
SHERWIN WILLIAMS CO | COM | 824348106 | 1,018 | 5,550 | SH | DFND | 01 02 03 04 05 | 0 | 5,550 | 0 | |
SHIP FINANCE INTERNATIONAL L | NOTE 3.250% 2/0 | G81075AE6 | 4,207 | 4,000,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
SHIP FINANCE INTERNATIONAL L | SHS | G81075106 | 3,374 | 206,000 | SH | DFND | 01 02 03 04 05 | 0 | 206,000 | 0 | |
SILVER WHEATON CORP | COM | 828336107 | 5,047 | 250,000 | SH | DFND | 01 02 03 04 05 | 0 | 250,000 | 0 | |
SM ENERGY CO | COM | 78454L100 | 831 | 10,000 | SH | DFND | 01 02 03 04 05 | 0 | 10,000 | 0 | |
SONY CORP | ADR NEW | 835699307 | 448 | 25,900 | SH | DFND | 01 02 03 04 05 | 0 | 25,900 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 1,742 | 15,000 | SH | DFND | 01 02 03 04 05 | 0 | 15,000 | 0 | |
STARWOOD PPTY TR INC | NOTE 4.000% 1/1 | 85571BAB1 | 12,570 | 11,200,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
STERLITE INDS INDIA LTD | NOTE 4.000%10/3 | 859737AB4 | 13,147 | 13,150,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
STILLWATER MNG CO | NOTE 1.750%10/1 | 86074QAL6 | 7,757 | 6,850,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
TAHOE RES INC | COM | 873868103 | 1,663 | 100,000 | SH | DFND | 01 02 03 04 05 | 0 | 100,000 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 6,588 | 1,888,775 | SH | DFND | 01 02 03 04 05 | 0 | 1,888,775 | 0 | |
TELEFLEX INC | NOTE 3.875% 8/0 | 879369AA4 | 65,602 | 41,100,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
TESLA MTRS INC | NOTE 1.500% 6/0 | 88160RAA9 | 3,254 | 2,350,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
TIME WARNER CABLE INC | COM | 88732J207 | 923 | 6,809 | SH | DFND | 01 02 03 04 05 | 0 | 6,809 | 0 | |
TIMMINS GOLD CORP | COM | 88741P103 | 957 | 900,000 | SH | DFND | 01 02 03 04 05 | 0 | 900,000 | 0 | |
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 165,553 | 4,784,777 | SH | DFND | 01 02 03 04 05 | 0 | 4,784,777 | 0 | |
UNITED MICROELECTRONICS CORP | SPON ADR NEW | 910873405 | 4,527 | 11,096,190 | SH | DFND | 01 02 03 04 05 | 0 | 11,096,190 | 0 | |
UNITED THERAPEUTICS CORP DEL | NOTE 1.000% 9/1 | 91307CAF9 | 4,960 | 2,100,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
UR ENERGY INC | COM | 91688R108 | 1,245 | 910,000 | SH | DFND | 01 02 03 04 05 | 0 | 910,000 | 0 | |
URANERZ ENERGY CORP | COM | 91688T104 | 932 | 728,181 | SH | DFND | 01 02 03 04 05 | 0 | 728,181 | 0 | |
URANIUM ENERGY CORP | COM | 916896103 | 4,200 | 2,100,000 | SH | DFND | 01 02 03 04 05 | 0 | 2,100,000 | 0 | |
VERMILION ENERGY INC | COM | 923725105 | 11,731 | 200,000 | SH | DFND | 01 02 03 04 05 | 0 | 200,000 | 0 | |
VIACOM INC NEW | CL A | 92553P102 | 10,867 | 123,814 | SH | DFND | 01 02 03 04 05 | 0 | 123,814 | 0 | |
WELLPOINT INC | NOTE 2.750%10/1 | 94973VBG1 | 6,399 | 4,700,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
WRIGHT MED GROUP INC | NOTE 2.000% 8/1 | 98235TAC1 | 3,498 | 2,600,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 |