The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMERICA MOVIL SAB DE CV | SPON ADR L SHS | 02364W105 | 143 | 137,360 | SH | DFND | 1 2 3 4 5 | 0 | 137,360 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 2,751 | 64,032 | SH | DFND | 1 2 3 4 5 | 0 | 64,032 | 0 | |
AMERICAN RLTY CAP PPTYS INC | NOTE 3.000% 8/0 | 02917TAA2 | 18,498 | 17,950,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 11,837 | 100,000 | SH | DFND | 1 2 3 4 5 | 0 | 100,000 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 3,996 | 36,500 | SH | DFND | 1 2 3 4 5 | 0 | 36,500 | 0 | |
APACHE CORP | COM | 037411105 | 15,093 | 150,000 | SH | Call | DFND | 1 2 3 4 5 | 0 | 150,000 | 0 |
APACHE CORP | COM | 037411105 | 10,062 | 100,000 | SH | Put | DFND | 1 2 3 4 5 | 0 | 100,000 | 0 |
APOLLO GLOBAL MGMT LLC | CL A SHS | 037612306 | 5,053 | 182,300 | SH | DFND | 1 2 3 4 5 | 0 | 182,300 | 0 | |
ARIAD PHARMACEUTICALS INC | COM | 04033A100 | 6,370 | 1,000,000 | SH | DFND | 1 2 3 4 5 | 0 | 1,000,000 | 0 | |
AVIANCA HLDGS SA | SPON ADR REP PFD | 05367G100 | 5,584 | 347,942 | SH | DFND | 1 2 3 4 5 | 0 | 347,942 | 0 | |
BHP BILLITON LTD | SPONSORED ADR | 088606108 | 51,088 | 754,071 | SH | DFND | 1 2 3 4 5 | 0 | 754,071 | 0 | |
BHP BILLITON PLC | SPONSORED ADR | 05545E209 | 1,034 | 15,989 | SH | DFND | 1 2 3 4 5 | 0 | 15,989 | 0 | |
CABLEVISION SYS CORP | CL A NY CABLVS | 12686C109 | 574 | 32,500 | SH | DFND | 1 2 3 4 5 | 0 | 32,500 | 0 | |
CARNIVAL PLC | ADR | 14365C103 | 472 | 12,470 | SH | DFND | 1 2 3 4 5 | 0 | 12,470 | 0 | |
CATERPILLAR INC DEL | COM | 149123101 | 13,584 | 125,000 | SH | Put | DFND | 1 2 3 4 5 | 0 | 125,000 | 0 |
CEMENTOS PACASMAYO S A A | SPON ADR REP 5 | 15126Q109 | 84 | 49,835 | SH | DFND | 1 2 3 4 5 | 0 | 49,835 | 0 | |
CEMEX SAB DE CV | NOTE 3.250% 3/1 | 151290BB8 | 43,952 | 30,000,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
CEMEX SAB DE CV | NOTE 3.750% 3/1 | 151290BC6 | 23,878 | 15,609,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 31,694 | 672,900 | SH | DFND | 1 2 3 4 5 | 0 | 672,900 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 9,420 | 200,000 | SH | Call | DFND | 1 2 3 4 5 | 0 | 200,000 | 0 |
COMMUNITY HEALTH SYS INC NEW | RIGHT 01/27/2016 | 203668116 | 161 | 2,500,000 | SH | DFND | 1 2 3 4 5 | 0 | 2,500,000 | 0 | |
CREDICORP LTD | COM | G2519Y108 | 5,083 | 32,693 | SH | DFND | 1 2 3 4 5 | 0 | 32,693 | 0 | |
CUBIST PHARMACEUTICALS INC | COM | 229678107 | 6,982 | 100,000 | SH | DFND | 1 2 3 4 5 | 0 | 100,000 | 0 | |
D R HORTON INC | COM | 23331A109 | 379 | 15,414 | SH | DFND | 1 2 3 4 5 | 0 | 15,414 | 0 | |
DEVON ENERGY CORP NEW | COM | 25179M103 | 6,749 | 85,000 | SH | DFND | 1 2 3 4 5 | 0 | 85,000 | 0 | |
E M C CORP MASS | COM | 268648102 | 13,170 | 500,000 | SH | Call | DFND | 1 2 3 4 5 | 0 | 500,000 | 0 |
EASTMAN CHEM CO | COM | 277432100 | 2,193 | 25,107 | SH | DFND | 1 2 3 4 5 | 0 | 25,107 | 0 | |
EASTMAN CHEM CO | COM | 277432100 | 13,103 | 150,000 | SH | Call | DFND | 1 2 3 4 5 | 0 | 150,000 | 0 |
EBAY INC | COM | 278642103 | 7,509 | 150,000 | SH | Put | DFND | 1 2 3 4 5 | 0 | 150,000 | 0 |
EBAY INC | COM | 278642103 | 10,012 | 200,000 | SH | Call | DFND | 1 2 3 4 5 | 0 | 200,000 | 0 |
ENSCO PLC | SHS CLASS A | G3157S106 | 5,001 | 90,000 | SH | Call | DFND | 1 2 3 4 5 | 0 | 90,000 | 0 |
ETFS PALLADIUM TR | SH BEN INT | 26923A106 | 575 | 7,000 | SH | DFND | 1 2 3 4 5 | 0 | 7,000 | 0 | |
FIDELITY NATIONAL FINANCIAL | NOTE 4.250% 8/1 | 31620RAE5 | 44,779 | 26,980,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
FORD MTR CO DEL | NOTE 4.250%11/1 | 345370CN8 | 14,050 | 7,000,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
FOREST LABS INC | COM | 345838106 | 32,670 | 330,000 | SH | DFND | 1 2 3 4 5 | 0 | 330,000 | 0 | |
FORTINET INC | COM | 34959E109 | 1,508 | 60,000 | SH | DFND | 1 2 3 4 5 | 0 | 60,000 | 0 | |
FORTINET INC | COM | 34959E109 | 6,283 | 250,000 | SH | Put | DFND | 1 2 3 4 5 | 0 | 250,000 | 0 |
FOSTER WHEELER AG | COM | H27178104 | 32,170 | 944,218 | SH | DFND | 1 2 3 4 5 | 0 | 944,218 | 0 | |
FREEPORT-MCMORAN COPPER & GO | COM | 35671D857 | 3,388 | 92,824 | SH | DFND | 1 2 3 4 5 | 0 | 92,824 | 0 | |
FREEPORT-MCMORAN COPPER & GO | COM | 35671D857 | 9,125 | 250,000 | SH | Put | DFND | 1 2 3 4 5 | 0 | 250,000 | 0 |
FRESH MKT INC | COM | 35804H106 | 335 | 10,000 | SH | DFND | 1 2 3 4 5 | 0 | 10,000 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 50,831 | 1,400,292 | SH | DFND | 1 2 3 4 5 | 0 | 1,400,292 | 0 | |
GILEAD SCIENCES INC | NOTE 1.625% 5/0 | 375558AP8 | 19,161 | 5,250,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
GOLDCORP INC NEW | NOTE 2.000% 8/0 | 380956AB8 | 18,575 | 18,400,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
GOODRICH PETE CORP | COM NEW | 382410405 | 2,070 | 75,000 | SH | DFND | 1 2 3 4 5 | 0 | 75,000 | 0 | |
GRAN TIERRA ENERGY INC | COM | 38500T101 | 1,198 | 147,500 | SH | DFND | 1 2 3 4 5 | 0 | 147,500 | 0 | |
GRANA Y MONTERO S A A | SPONSORED ADR | 38500P208 | 1,971 | 109,206 | SH | DFND | 1 2 3 4 5 | 0 | 109,206 | 0 | |
HALLIBURTON CO | COM | 406216101 | 3,544 | 49,898 | SH | DFND | 1 2 3 4 5 | 0 | 49,898 | 0 | |
HALLIBURTON CO | COM | 406216101 | 7,101 | 100,000 | SH | Put | DFND | 1 2 3 4 5 | 0 | 100,000 | 0 |
HEICO CORP NEW | CL A | 422806208 | 1,412 | 34,776 | SH | DFND | 1 2 3 4 5 | 0 | 34,776 | 0 | |
HESS CORP | COM | 42809H107 | 3,000 | 30,340 | SH | DFND | 1 2 3 4 5 | 0 | 30,340 | 0 | |
HUDSON CITY BANCORP | COM | 443683107 | 17,203 | 1,750,000 | SH | DFND | 1 2 3 4 5 | 0 | 1,750,000 | 0 | |
HUNTSMAN CORP | COM | 447011107 | 688 | 24,500 | SH | DFND | 1 2 3 4 5 | 0 | 24,500 | 0 | |
HUNTSMAN CORP | COM | 447011107 | 7,025 | 250,000 | SH | Put | DFND | 1 2 3 4 5 | 0 | 250,000 | 0 |
IDENIX PHARMACEUTICALS INC | COM | 45166R204 | 6,025 | 250,001 | SH | DFND | 1 2 3 4 5 | 0 | 250,001 | 0 | |
ILLUMINA INC | COM | 452327109 | 2,188 | 12,256 | SH | DFND | 1 2 3 4 5 | 0 | 12,256 | 0 | |
INTEL CORP | SDCV 3.250% 8/0 | 458140AF7 | 21,957 | 14,100,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
ISIS PHARMACEUTICALS INC | COM | 464330109 | 5,168 | 150,000 | SH | DFND | 1 2 3 4 5 | 0 | 150,000 | 0 | |
ITAU UNIBANCO HLDG SA | SPON ADR REP PFD | 465562106 | 3,712 | 258,174 | SH | DFND | 1 2 3 4 5 | 0 | 258,174 | 0 | |
JARDEN CORP | NOTE 1.875% 9/1 | 471109AH1 | 74,972 | 54,016,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
KOHLS CORP | COM | 500255104 | 1,713 | 32,514 | SH | DFND | 1 2 3 4 5 | 0 | 32,514 | 0 | |
LAM RESEARCH CORP | COM | 512807108 | 7,248 | 107,251 | SH | DFND | 1 2 3 4 5 | 0 | 107,251 | 0 | |
LAM RESEARCH CORP | COM | 512807108 | 10,137 | 150,000 | SH | Put | DFND | 1 2 3 4 5 | 0 | 150,000 | 0 |
LAREDO PETROLEUM INC | COM | 516806106 | 2,466 | 79,599 | SH | DFND | 1 2 3 4 5 | 0 | 79,599 | 0 | |
LENNAR CORP | CL A | 526057104 | 380 | 9,060 | SH | DFND | 1 2 3 4 5 | 0 | 9,060 | 0 | |
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 883 | 20,862 | SH | DFND | 1 2 3 4 5 | 0 | 20,862 | 0 | |
LINNCO LLC | COMSHS LTD INT | 535782106 | 601 | 19,200 | SH | DFND | 1 2 3 4 5 | 0 | 19,200 | 0 | |
MARATHON OIL CORP | COM | 565849106 | 7,984 | 200,000 | SH | Call | DFND | 1 2 3 4 5 | 0 | 200,000 | 0 |
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 7,165 | 500,000 | SH | Call | DFND | 1 2 3 4 5 | 0 | 500,000 | 0 |
MICRON TECHNOLOGY INC | NOTE 2.375% 5/0 | 595112AW3 | 7,731 | 2,250,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
MICRON TECHNOLOGY INC | NOTE 3.125% 5/0 | 595112AX1 | 6,695 | 2,000,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
NATIONAL WESTMINSTER BK PLC | SPON ADR C | 638539882 | 617 | 23,515 | SH | DFND | 1 2 3 4 5 | 0 | 23,515 | 0 | |
NEWS CORP NEW | CL B | 65249B208 | 24,393 | 1,397,902 | SH | DFND | 1 2 3 4 5 | 0 | 1,397,902 | 0 | |
NORTHSTAR RLTY FIN CORP | COM | 66704R100 | 2,607 | 150,000 | SH | DFND | 1 2 3 4 5 | 0 | 150,000 | 0 | |
OREXIGEN THERAPEUTICS INC | COM | 686164104 | 4,079 | 660,040 | SH | DFND | 1 2 3 4 5 | 0 | 660,040 | 0 | |
PALO ALTO NETWORKS INC | COM | 697435105 | 2,557 | 30,500 | SH | DFND | 1 2 3 4 5 | 0 | 30,500 | 0 | |
PENN VA CORP | COM | 707882106 | 1,271 | 75,000 | SH | DFND | 1 2 3 4 5 | 0 | 75,000 | 0 | |
PRICELINE GRP INC | DEBT 1.000% 3/1 | 741503AQ9 | 2,417 | 1,700,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
PRICELINE GRP INC | NOTE 0.350% 6/1 | 741503AS5 | 10,114 | 8,500,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
PROSPECT CAPITAL CORPORATION | NOTE 5.750% 3/1 | 74348TAL6 | 19,427 | 18,000,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
PROSPECT CAPITAL CORPORATION | NOTE 5.875% 1/1 | 74348TAM4 | 6,514 | 6,000,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
PULTE GROUP INC | COM | 745867101 | 373 | 18,495 | SH | DFND | 1 2 3 4 5 | 0 | 18,495 | 0 | |
REALOGY HLDGS CORP | COM | 75605Y106 | 4,148 | 110,000 | SH | DFND | 1 2 3 4 5 | 0 | 110,000 | 0 | |
ROCKWOOD HLDGS INC | COM | 774415103 | 2,287 | 30,100 | SH | DFND | 1 2 3 4 5 | 0 | 30,100 | 0 | |
ROSETTA RESOURCES INC | COM | 777779307 | 952 | 17,357 | SH | DFND | 1 2 3 4 5 | 0 | 17,357 | 0 | |
ROYAL BK SCOTLAND GROUP PLC | SP ADR PREF T | 780097713 | 597 | 23,630 | SH | DFND | 1 2 3 4 5 | 0 | 23,630 | 0 | |
ROYAL GOLD INC | COM | 780287108 | 533 | 7,000 | SH | DFND | 1 2 3 4 5 | 0 | 7,000 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 282 | 4,861 | SH | DFND | 1 2 3 4 5 | 0 | 4,861 | 0 | |
SANDISK CORP | NOTE 1.500% 8/1 | 80004CAD3 | 100,890 | 49,110,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
SEACOR HOLDINGS INC | NOTE 2.500%12/1 | 811904AM3 | 24,894 | 21,570,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
SEADRILL LIMITED | SHS | G7945E105 | 5,993 | 150,000 | SH | Put | DFND | 1 2 3 4 5 | 0 | 150,000 | 0 |
SEADRILL LIMITED | SHS | G7945E105 | 1,025 | 25,650 | SH | DFND | 1 2 3 4 5 | 0 | 25,650 | 0 | |
SHIP FINANCE INTERNATIONAL L | NOTE 3.250% 2/0 | G81075AE6 | 1,141 | 1,000,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
SHIP FINANCE INTERNATIONAL L | SHS | G81075106 | 1,697 | 91,300 | SH | DFND | 1 2 3 4 5 | 0 | 91,300 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 1,921 | 15,000 | SH | DFND | 1 2 3 4 5 | 0 | 15,000 | 0 | |
SPIRIT RLTY CAP INC NEW | NOTE 2.875% 5/1 | 84860WAA0 | 29,933 | 29,800,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
STARWOOD PPTY TR INC | NOTE 4.000% 1/1 | 85571BAB1 | 36,080 | 30,850,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
STERLITE INDS INDIA LTD | NOTE 4.000%10/3 | 859737AB4 | 12,094 | 12,000,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
STILLWATER MNG CO | NOTE 1.750%10/1 | 86074QAL6 | 10,081 | 6,850,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
STONEGATE MTG CORP | COM | 86181Q300 | 11,512 | 825,215 | SH | DFND | 1 2 3 4 5 | 0 | 825,215 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 8,080 | 377,755 | SH | DFND | 1 2 3 4 5 | 0 | 377,755 | 0 | |
TELEFLEX INC | NOTE 3.875% 8/0 | 879369AA4 | 128,956 | 72,711,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
TERNIUM SA | SPON ADR | 880890108 | 3,521 | 126,081 | SH | DFND | 1 2 3 4 5 | 0 | 126,081 | 0 | |
TESLA MTRS INC | COM | 88160R101 | 145 | 604 | SH | DFND | 1 2 3 4 5 | 0 | 604 | 0 | |
TESLA MTRS INC | NOTE 0.250% 3/0 | 88160RAB7 | 16,894 | 17,300,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
TESLA MTRS INC | NOTE 1.500% 6/0 | 88160RAA9 | 10,841 | 5,350,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
TIME WARNER CABLE INC | COM | 88732J207 | 10,364 | 70,361 | SH | DFND | 1 2 3 4 5 | 0 | 70,361 | 0 | |
TOLL BROTHERS INC | COM | 889478103 | 374 | 10,131 | SH | DFND | 1 2 3 4 5 | 0 | 10,131 | 0 | |
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 188,181 | 5,497,539 | SH | DFND | 1 2 3 4 5 | 0 | 5,497,539 | 0 | |
UNITED MICROELECTRONICS CORP | SPON ADR NEW | 910873405 | 5,348 | 2,219,238 | SH | DFND | 1 2 3 4 5 | 0 | 2,219,238 | 0 | |
UNITED THERAPEUTICS CORP DEL | NOTE 1.000% 9/1 | 91307CAF9 | 3,966 | 2,100,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
UR ENERGY INC | COM | 91688R108 | 3,012 | 2,642,296 | SH | DFND | 1 2 3 4 5 | 0 | 2,642,296 | 0 | |
URANERZ ENERGY CORP | COM | 91688T104 | 1,818 | 1,228,181 | SH | DFND | 1 2 3 4 5 | 0 | 1,228,181 | 0 | |
URANIUM ENERGY CORP | COM | 916896103 | 1,186 | 760,000 | SH | DFND | 1 2 3 4 5 | 0 | 760,000 | 0 | |
URANIUM RES INC | COM PAR$0.001NEW | 916901606 | 35 | 13,673 | SH | DFND | 1 2 3 4 5 | 0 | 13,673 | 0 | |
VALE S A | ADR | 91912E105 | 148 | 11,200 | SH | DFND | 1 2 3 4 5 | 0 | 11,200 | 0 | |
VALE S A | ADR REPSTG PFD | 91912E204 | 1,623 | 136,412 | SH | DFND | 1 2 3 4 5 | 0 | 136,412 | 0 | |
VIACOM INC NEW | CL A | 92553P102 | 10,993 | 126,724 | SH | DFND | 1 2 3 4 5 | 0 | 126,724 | 0 | |
VIVUS INC | COM | 928551100 | 2,639 | 496,000 | SH | DFND | 1 2 3 4 5 | 0 | 496,000 | 0 | |
WELLPOINT INC | NOTE 2.750%10/1 | 94973VBG1 | 117,174 | 75,990,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
WHOLE FOODS MKT INC | COM | 966837106 | 3,863 | 100,000 | SH | DFND | 1 2 3 4 5 | 0 | 100,000 | 0 | |
WRIGHT MED GROUP INC | NOTE 2.000% 8/1 | 98235TAC1 | 10,388 | 7,500,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
ZIMMER HLDGS INC | COM | 98956P102 | 2,648 | 25,500 | SH | DFND | 1 2 3 4 5 | 0 | 25,500 | 0 |