The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 218 | 64,020 | SH | DFND | 1 2 3 4 5 | 0 | 64,020 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 2,237 | 63,038 | SH | DFND | 1 2 3 4 5 | 0 | 63,038 | 0 | |
AMERICAN RLTY CAP PPTYS INC | NOTE 3.000% 8/0 | 02917TAA2 | 17,993 | 17,950,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 7,023 | 50,000 | SH | DFND | 1 2 3 4 5 | 0 | 50,000 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 4,575 | 45,100 | SH | DFND | 1 2 3 4 5 | 0 | 45,100 | 0 | |
ANNALY CAP MGMT INC | COM | 035710409 | 471 | 44,100 | SH | DFND | 1 2 3 4 5 | 0 | 44,100 | 0 | |
APACHE CORP | COM | 037411105 | 6,145 | 65,467 | SH | DFND | 1 2 3 4 5 | 0 | 65,467 | 0 | |
APACHE CORP | COM | 037411105 | 9,387 | 100,000 | SH | Put | DFND | 1 2 3 4 5 | 0 | 100,000 | 0 |
APOLLO GLOBAL MGMT LLC | CL A SHS | 037612306 | 8,692 | 364,600 | SH | DFND | 1 2 3 4 5 | 0 | 364,600 | 0 | |
ARIAD PHARMACEUTICALS INC | COM | 04033A100 | 5,940 | 1,100,000 | SH | DFND | 1 2 3 4 5 | 0 | 1,100,000 | 0 | |
AVALANCHE BIOTECHNOLOGIES IN | COM | 05337G107 | 1,128 | 33,000 | SH | DFND | 1 2 3 4 5 | 0 | 33,000 | 0 | |
AVIANCA HLDGS SA | SPON ADR REP PFD | 05367G100 | 5,103 | 371,905 | SH | DFND | 1 2 3 4 5 | 0 | 371,905 | 0 | |
BANK AMER CORP | COM | 060505104 | 1,705 | 100,000 | SH | DFND | 1 2 3 4 5 | 0 | 100,000 | 0 | |
BARRICK GOLD CORP | COM | 067901108 | 358 | 24,400 | SH | DFND | 1 2 3 4 5 | 0 | 24,400 | 0 | |
BHP BILLITON LTD | SPONSORED ADR | 088606108 | 13,959 | 236,795 | SH | DFND | 1 2 3 4 5 | 0 | 236,795 | 0 | |
BHP BILLITON PLC | SPONSORED ADR | 05545E209 | 2,265 | 40,589 | SH | DFND | 1 2 3 4 5 | 0 | 40,589 | 0 | |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 6,134 | 85,000 | SH | DFND | 1 2 3 4 5 | 0 | 85,000 | 0 | |
BLACKHAWK NETWORK HLDGS INC | CL A | 09238E104 | 6,583 | 203,802 | SH | DFND | 1 2 3 4 5 | 0 | 203,802 | 0 | |
CABLEVISION SYS CORP | CL A NY CABLVS | 12686C109 | 569 | 32,500 | SH | DFND | 1 2 3 4 5 | 0 | 32,500 | 0 | |
CANADIAN SOLAR INC | COM | 136635109 | 608 | 17,000 | SH | DFND | 1 2 3 4 5 | 0 | 17,000 | 0 | |
CARNIVAL PLC | ADR | 14365C103 | 4,629 | 115,258 | SH | DFND | 1 2 3 4 5 | 0 | 115,258 | 0 | |
CATERPILLAR INC DEL | COM | 149123101 | 12,379 | 125,000 | SH | Put | DFND | 1 2 3 4 5 | 0 | 125,000 | 0 |
CEMEX SAB DE CV | NOTE 3.250% 3/1 | 151290BB8 | 89,317 | 63,200,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 34,870 | 672,900 | SH | DFND | 1 2 3 4 5 | 0 | 672,900 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 10,364 | 200,000 | SH | Call | DFND | 1 2 3 4 5 | 0 | 200,000 | 0 |
CITRIX SYS INC | COM | 177376100 | 2,061 | 28,900 | SH | DFND | 1 2 3 4 5 | 0 | 28,900 | 0 | |
CLOVIS ONCOLOGY INC | COM | 189464100 | 5,670 | 125,000 | SH | DFND | 1 2 3 4 5 | 0 | 125,000 | 0 | |
COMMUNITY HEALTH SYS INC NEW | RIGHT 01/27/2016 | 203668116 | 81 | 2,500,000 | SH | DFND | 1 2 3 4 5 | 0 | 2,500,000 | 0 | |
CONCHO RES INC | COM | 20605P101 | 1,254 | 10,000 | SH | DFND | 1 2 3 4 5 | 0 | 10,000 | 0 | |
COPA HOLDINGS SA | CL A | P31076105 | 2,253 | 21,000 | SH | DFND | 1 2 3 4 5 | 0 | 21,000 | 0 | |
CORPBANCA | SPONSORED ADR | 21987A209 | 513 | 26,687 | SH | DFND | 1 2 3 4 5 | 0 | 26,687 | 0 | |
COVIDIEN PLC | SHS | G2554F113 | 6,126 | 70,815 | SH | DFND | 1 2 3 4 5 | 0 | 70,815 | 0 | |
CREDICORP LTD | COM | G2519Y108 | 4,426 | 28,858 | SH | DFND | 1 2 3 4 5 | 0 | 28,858 | 0 | |
CUBIST PHARMACEUTICALS INC | COM | 229678107 | 8,293 | 125,000 | SH | DFND | 1 2 3 4 5 | 0 | 125,000 | 0 | |
CUBIST PHARMACEUTICALS INC | NOTE 1.125% 9/0 | 229678AF4 | 2,166 | 2,000,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
DEVON ENERGY CORP NEW | COM | 25179M103 | 8,523 | 125,000 | SH | DFND | 1 2 3 4 5 | 0 | 125,000 | 0 | |
DHT HOLDINGS INC | SHS NEW | Y2065G121 | 4,774 | 775,000 | SH | DFND | 1 2 3 4 5 | 0 | 775,000 | 0 | |
E M C CORP MASS | COM | 268648102 | 23,408 | 800,000 | SH | Call | DFND | 1 2 3 4 5 | 0 | 800,000 | 0 |
EASTMAN CHEM CO | COM | 277432100 | 8,089 | 100,000 | SH | Put | DFND | 1 2 3 4 5 | 0 | 100,000 | 0 |
EASTMAN CHEM CO | COM | 277432100 | 11,717 | 144,856 | SH | DFND | 1 2 3 4 5 | 0 | 144,856 | 0 | |
EBAY INC | COM | 278642103 | 11,326 | 200,000 | SH | Call | DFND | 1 2 3 4 5 | 0 | 200,000 | 0 |
EBAY INC | COM | 278642103 | 8,495 | 150,000 | SH | Put | DFND | 1 2 3 4 5 | 0 | 150,000 | 0 |
ENERGIZER HLDGS INC | COM | 29266R108 | 12,322 | 100,000 | SH | DFND | 1 2 3 4 5 | 0 | 100,000 | 0 | |
ETFS PALLADIUM TR | SH BEN INT | 26923A106 | 526 | 7,000 | SH | DFND | 1 2 3 4 5 | 0 | 7,000 | 0 | |
FIBRIA CELULOSE S A | SP ADR REP COM | 31573A109 | 2,809 | 255,300 | SH | DFND | 1 2 3 4 5 | 0 | 255,300 | 0 | |
FIDELITY NATIONAL FINANCIAL | NOTE 4.250% 8/1 | 31620RAE5 | 40,164 | 24,980,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
FIREEYE INC | COM | 31816Q101 | 281 | 9,200 | SH | DFND | 1 2 3 4 5 | 0 | 9,200 | 0 | |
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 2,815 | 190,300 | SH | DFND | 1 2 3 4 5 | 0 | 190,300 | 0 | |
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 8,874 | 600,000 | SH | Put | DFND | 1 2 3 4 5 | 0 | 600,000 | 0 |
FORD MTR CO DEL | NOTE 4.250%11/1 | 345370CN8 | 10,747 | 6,200,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
FORTINET INC | COM | 34959E109 | 806 | 31,905 | SH | DFND | 1 2 3 4 5 | 0 | 31,905 | 0 | |
FORTINET INC | COM | 34959E109 | 6,316 | 250,000 | SH | Put | DFND | 1 2 3 4 5 | 0 | 250,000 | 0 |
FOSTER WHEELER AG | COM | H27178104 | 30,045 | 944,218 | SH | DFND | 1 2 3 4 5 | 0 | 944,218 | 0 | |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 3,427 | 105,102 | SH | DFND | 1 2 3 4 5 | 0 | 105,102 | 0 | |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 6,530 | 200,000 | SH | Call | DFND | 1 2 3 4 5 | 0 | 200,000 | 0 |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 8,163 | 250,000 | SH | Put | DFND | 1 2 3 4 5 | 0 | 250,000 | 0 |
FRESH MKT INC | COM | 35804H106 | 349 | 10,000 | SH | DFND | 1 2 3 4 5 | 0 | 10,000 | 0 | |
GENERAL MTRS CO | *W EXP 07/10/201 | 37045V118 | 6 | 265 | SH | DFND | 1 2 3 4 5 | 0 | 265 | 0 | |
GENERAL MTRS CO | *W EXP 07/10/201 | 37045V126 | 4 | 265 | SH | DFND | 1 2 3 4 5 | 0 | 265 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 18,375 | 575,292 | SH | DFND | 1 2 3 4 5 | 0 | 575,292 | 0 | |
GILEAD SCIENCES INC | NOTE 1.625% 5/0 | 375558AP8 | 20,346 | 4,350,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 15,604 | 235,000 | SH | DFND | 1 2 3 4 5 | 0 | 235,000 | 0 | |
GOODRICH PETE CORP | COM NEW | 382410405 | 1,110 | 75,000 | SH | DFND | 1 2 3 4 5 | 0 | 75,000 | 0 | |
GRAN TIERRA ENERGY INC | COM | 38500T101 | 1,963 | 354,300 | SH | DFND | 1 2 3 4 5 | 0 | 354,300 | 0 | |
GRANA Y MONTERO S A A | SPONSORED ADR | 38500P208 | 1,640 | 109,206 | SH | DFND | 1 2 3 4 5 | 0 | 109,206 | 0 | |
HALLIBURTON CO | COM | 406216101 | 6,451 | 100,000 | SH | Put | DFND | 1 2 3 4 5 | 0 | 100,000 | 0 |
HALLIBURTON CO | COM | 406216101 | 5,694 | 88,270 | SH | DFND | 1 2 3 4 5 | 0 | 88,270 | 0 | |
HOLOGIC INC | FRNT 2.000%12/1 | 436440AB7 | 16,742 | 14,000,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
HUDSON CITY BANCORP | COM | 443683107 | 8,851 | 910,578 | SH | DFND | 1 2 3 4 5 | 0 | 910,578 | 0 | |
HUNTSMAN CORP | COM | 447011107 | 1,375 | 52,900 | SH | DFND | 1 2 3 4 5 | 0 | 52,900 | 0 | |
HUNTSMAN CORP | COM | 447011107 | 6,498 | 250,000 | SH | Put | DFND | 1 2 3 4 5 | 0 | 250,000 | 0 |
ICONIX BRAND GROUP INC | NOTE 1.500% 3/1 | 451055AF4 | 3,710 | 2,900,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
ILLUMINA INC | COM | 452327109 | 1,967 | 12,000 | SH | DFND | 1 2 3 4 5 | 0 | 12,000 | 0 | |
INCYTE CORP | COM | 45337C102 | 6,622 | 135,000 | SH | DFND | 1 2 3 4 5 | 0 | 135,000 | 0 | |
INTEL CORP | SDCV 3.250% 8/0 | 458140AF7 | 23,693 | 14,100,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 410 | 10,700 | SH | DFND | 1 2 3 4 5 | 0 | 10,700 | 0 | |
ISHARES TR | NASDQ BIOTEC ETF | 464287556 | 493 | 1,800 | SH | DFND | 1 2 3 4 5 | 0 | 1,800 | 0 | |
ISIS PHARMACEUTICALS INC | COM | 464330109 | 5,825 | 150,000 | SH | DFND | 1 2 3 4 5 | 0 | 150,000 | 0 | |
ITAU UNIBANCO HLDG SA | SPON ADR REP PFD | 465562106 | 1,710 | 123,174 | SH | DFND | 1 2 3 4 5 | 0 | 123,174 | 0 | |
JARDEN CORP | NOTE 1.875% 9/1 | 471109AH1 | 76,856 | 56,016,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 500 | 3,115 | SH | DFND | 1 2 3 4 5 | 0 | 3,115 | 0 | |
LAM RESEARCH CORP | COM | 512807108 | 1,587 | 21,248 | SH | DFND | 1 2 3 4 5 | 0 | 21,248 | 0 | |
LAM RESEARCH CORP | COM | 512807108 | 11,205 | 150,000 | SH | Put | DFND | 1 2 3 4 5 | 0 | 150,000 | 0 |
LAREDO PETROLEUM INC | COM | 516806106 | 784 | 35,000 | SH | DFND | 1 2 3 4 5 | 0 | 35,000 | 0 | |
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 2,114 | 50,794 | SH | DFND | 1 2 3 4 5 | 0 | 50,794 | 0 | |
LIBERTY MEDIA CORP DELAWARE | CL A | 531229102 | 9,581 | 203,080 | SH | DFND | 1 2 3 4 5 | 0 | 203,080 | 0 | |
LINNCO LLC | COMSHS LTD INT | 535782106 | 556 | 19,200 | SH | DFND | 1 2 3 4 5 | 0 | 19,200 | 0 | |
LORILLARD INC | COM | 544147101 | 2,486 | 41,500 | SH | DFND | 1 2 3 4 5 | 0 | 41,500 | 0 | |
MARATHON OIL CORP | COM | 565849106 | 8,704 | 231,549 | SH | DFND | 1 2 3 4 5 | 0 | 231,549 | 0 | |
MARATHON OIL CORP | COM | 565849106 | 11,277 | 300,000 | SH | Call | DFND | 1 2 3 4 5 | 0 | 300,000 | 0 |
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 6,740 | 500,000 | SH | Call | DFND | 1 2 3 4 5 | 0 | 500,000 | 0 |
MAXIM INTEGRATED PRODS INC | COM | 57772K101 | 1,246 | 41,190 | SH | DFND | 1 2 3 4 5 | 0 | 41,190 | 0 | |
MAXIM INTEGRATED PRODS INC | COM | 57772K101 | 9,072 | 300,000 | SH | Put | DFND | 1 2 3 4 5 | 0 | 300,000 | 0 |
MERCK & CO INC NEW | COM | 58933Y105 | 11,856 | 200,000 | SH | Call | DFND | 1 2 3 4 5 | 0 | 200,000 | 0 |
MGM RESORTS INTERNATIONAL | COM | 552953101 | 4,556 | 200,000 | SH | DFND | 1 2 3 4 5 | 0 | 200,000 | 0 | |
MICRON TECHNOLOGY INC | NOTE 2.375% 5/0 | 595112AW3 | 8,063 | 2,250,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
MICRON TECHNOLOGY INC | NOTE 3.125% 5/0 | 595112AX1 | 7,032 | 2,000,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
NATIONAL WESTMINSTER BK PLC | SPON ADR C | 638539882 | 469 | 18,145 | SH | DFND | 1 2 3 4 5 | 0 | 18,145 | 0 | |
NAVIGATOR HOLDINGS LTD | SHS | Y62132108 | 5,566 | 200,000 | SH | DFND | 1 2 3 4 5 | 0 | 200,000 | 0 | |
NEWS CORP NEW | CL B | 65249B208 | 15,803 | 979,706 | SH | DFND | 1 2 3 4 5 | 0 | 979,706 | 0 | |
NPS PHARMACEUTICALS INC | COM | 62936P103 | 4,420 | 170,000 | SH | DFND | 1 2 3 4 5 | 0 | 170,000 | 0 | |
OREXIGEN THERAPEUTICS INC | COM | 686164104 | 7,455 | 1,750,000 | SH | DFND | 1 2 3 4 5 | 0 | 1,750,000 | 0 | |
PALO ALTO NETWORKS INC | COM | 697435105 | 298 | 3,035 | SH | DFND | 1 2 3 4 5 | 0 | 3,035 | 0 | |
PENN VA CORP | COM | 707882106 | 953 | 75,000 | SH | DFND | 1 2 3 4 5 | 0 | 75,000 | 0 | |
PINNACLE FOODS INC DEL | COM | 72348P104 | 528 | 16,186 | SH | DFND | 1 2 3 4 5 | 0 | 16,186 | 0 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 2,588 | 26,200 | SH | DFND | 1 2 3 4 5 | 0 | 26,200 | 0 | |
POWERSHS DB US DOLLAR INDEX | DOLL INDX BULL | 73936D107 | 501 | 21,900 | SH | DFND | 1 2 3 4 5 | 0 | 21,900 | 0 | |
PRICELINE GRP INC | DEBT 1.000% 3/1 | 741503AQ9 | 2,282 | 1,700,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
PRICELINE GRP INC | NOTE 0.350% 6/1 | 741503AS5 | 9,550 | 8,500,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
PROSHARES TR II | ULSHT BLOOMB OIL | 74347W668 | 285 | 9,300 | SH | DFND | 1 2 3 4 5 | 0 | 9,300 | 0 | |
PROSHARES TR II | ULTRASHRT EURO | 74347W882 | 713 | 35,700 | SH | DFND | 1 2 3 4 5 | 0 | 35,700 | 0 | |
PROSPECT CAPITAL CORPORATION | NOTE 5.375%10/1 | 74348TAK8 | 36,957 | 35,000,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
PROSPECT CAPITAL CORPORATION | NOTE 5.750% 3/1 | 74348TAL6 | 18,594 | 18,000,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
PROSPECT CAPITAL CORPORATION | NOTE 5.875% 1/1 | 74348TAM4 | 6,287 | 6,000,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
REALOGY HLDGS CORP | COM | 75605Y106 | 4,092 | 110,000 | SH | DFND | 1 2 3 4 5 | 0 | 110,000 | 0 | |
REPROS THERAPEUTICS INC | COM NEW | 76028H209 | 5,445 | 550,000 | SH | DFND | 1 2 3 4 5 | 0 | 550,000 | 0 | |
ROCKWOOD HLDGS INC | COM | 774415103 | 8,868 | 116,003 | SH | DFND | 1 2 3 4 5 | 0 | 116,003 | 0 | |
ROYAL BK SCOTLAND GROUP PLC | SP ADR PREF T | 780097713 | 732 | 29,000 | SH | DFND | 1 2 3 4 5 | 0 | 29,000 | 0 | |
RPM INTL INC | COM | 749685103 | 11,445 | 250,000 | SH | Put | DFND | 1 2 3 4 5 | 0 | 250,000 | 0 |
SALESFORCE COM INC | COM | 79466L302 | 5,202 | 90,400 | SH | DFND | 1 2 3 4 5 | 0 | 90,400 | 0 | |
SANDISK CORP | COM | 80004C101 | 5,894 | 60,178 | SH | DFND | 1 2 3 4 5 | 0 | 60,178 | 0 | |
SANDISK CORP | NOTE 1.500% 8/1 | 80004CAD3 | 94,566 | 49,110,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
SEACOR HOLDINGS INC | NOTE 2.500%12/1 | 811904AM3 | 2,838 | 2,600,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
SEADRILL LIMITED | SHS | G7945E105 | 4,014 | 150,000 | SH | Put | DFND | 1 2 3 4 5 | 0 | 150,000 | 0 |
SEADRILL LIMITED | SHS | G7945E105 | 112 | 4,200 | SH | DFND | 1 2 3 4 5 | 0 | 4,200 | 0 | |
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 216 | 5,700 | SH | DFND | 1 2 3 4 5 | 0 | 5,700 | 0 | |
SPIRIT RLTY CAP INC NEW | NOTE 2.875% 5/1 | 84860WAA0 | 23,960 | 24,500,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
STARWOOD PPTY TR INC | NOTE 4.000% 1/1 | 85571BAB1 | 39,151 | 35,800,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
STILLWATER MNG CO | NOTE 1.750%10/1 | 86074QAL6 | 7,518 | 5,850,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
STONEGATE MTG CORP | COM | 86181Q300 | 7,217 | 555,601 | SH | DFND | 1 2 3 4 5 | 0 | 555,601 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 7,623 | 377,755 | SH | DFND | 1 2 3 4 5 | 0 | 377,755 | 0 | |
TELEFLEX INC | NOTE 3.875% 8/0 | 879369AA4 | 124,412 | 71,561,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
TERNIUM SA | SPON ADR | 880890108 | 4,499 | 187,069 | SH | DFND | 1 2 3 4 5 | 0 | 187,069 | 0 | |
TESLA MTRS INC | NOTE 0.250% 3/0 | 88160RAB7 | 12,425 | 13,050,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
TESLA MTRS INC | NOTE 1.500% 6/0 | 88160RAA9 | 10,118 | 5,000,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
TIME WARNER CABLE INC | COM | 88732J207 | 8,421 | 58,685 | SH | DFND | 1 2 3 4 5 | 0 | 58,685 | 0 | |
T-MOBILE US INC | COM | 872590104 | 790 | 27,368 | SH | DFND | 1 2 3 4 5 | 0 | 27,368 | 0 | |
TRW AUTOMOTIVE HLDGS CORP | COM | 87264S106 | 1,266 | 12,500 | SH | DFND | 1 2 3 4 5 | 0 | 12,500 | 0 | |
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 158,942 | 4,771,615 | SH | DFND | 1 2 3 4 5 | 0 | 4,771,615 | 0 | |
UNITED MICROELECTRONICS CORP | SPON ADR NEW | 910873405 | 4,416 | 2,219,238 | SH | DFND | 1 2 3 4 5 | 0 | 2,219,238 | 0 | |
UNITED THERAPEUTICS CORP DEL | NOTE 1.000% 9/1 | 91307CAF9 | 5,655 | 2,100,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
UR ENERGY INC | COM | 91688R108 | 2,981 | 2,922,153 | SH | DFND | 1 2 3 4 5 | 0 | 2,922,153 | 0 | |
URANERZ ENERGY CORP | COM | 91688T104 | 2,341 | 2,128,181 | SH | DFND | 1 2 3 4 5 | 0 | 2,128,181 | 0 | |
URANIUM ENERGY CORP | COM | 916896103 | 1,385 | 1,107,791 | SH | DFND | 1 2 3 4 5 | 0 | 1,107,791 | 0 | |
VALE S A | ADR | 91912E105 | 3,472 | 357,575 | SH | DFND | 1 2 3 4 5 | 0 | 357,575 | 0 | |
VIACOM INC NEW | CL A | 92553P102 | 9,841 | 127,795 | SH | DFND | 1 2 3 4 5 | 0 | 127,795 | 0 | |
VIPSHOP HLDGS LTD | SPONSORED ADR | 92763W103 | 945 | 5,000 | SH | DFND | 1 2 3 4 5 | 0 | 5,000 | 0 | |
VIVUS INC | COM | 928551100 | 3,860 | 1,000,000 | SH | DFND | 1 2 3 4 5 | 0 | 1,000,000 | 0 | |
VOYA FINL INC | COM | 929089100 | 14,663 | 375,000 | SH | DFND | 1 2 3 4 5 | 0 | 375,000 | 0 | |
WELLPOINT INC | NOTE 2.750%10/1 | 94973VBG1 | 134,628 | 80,490,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
WHOLE FOODS MKT INC | COM | 966837106 | 3,811 | 100,000 | SH | DFND | 1 2 3 4 5 | 0 | 100,000 | 0 | |
WISDOMTREE TR | JAPN HEDGE EQT | 97717W851 | 246 | 4,700 | SH | DFND | 1 2 3 4 5 | 0 | 4,700 | 0 | |
WRIGHT MED GROUP INC | NOTE 2.000% 8/1 | 98235TAC1 | 10,050 | 7,500,000 | PRN | DFND | 1 2 3 4 5 | 0 | 0 | 0 | |
YAHOO INC | COM | 984332106 | 509 | 12,500 | SH | DFND | 1 2 3 4 5 | 0 | 12,500 | 0 | |
ZIMMER HLDGS INC | COM | 98956P102 | 2,564 | 25,500 | SH | DFND | 1 2 3 4 5 | 0 | 25,500 | 0 |