The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACHAOGEN INC | COM | 004449104 | 863 | 66,150 | SH | DFND | 01 02 03 04 05 | 0 | 66,150 | 0 | |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 6,714 | 36,286 | SH | DFND | 01 02 03 04 05 | 0 | 36,286 | 0 | |
ALLERGAN INC | COM | 018490102 | 5,527 | 26,000 | SH | DFND | 01 02 03 04 05 | 0 | 26,000 | 0 | |
AMGEN INC | COM | 031162100 | 11,947 | 75,000 | SH | DFND | 01 02 03 04 05 | 0 | 75,000 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 606 | 7,341 | SH | DFND | 01 02 03 04 05 | 0 | 7,341 | 0 | |
ANNALY CAP MGMT INC | COM | 035710409 | 476 | 44,000 | SH | DFND | 01 02 03 04 05 | 0 | 44,000 | 0 | |
APPLE INC | COM | 037833100 | 969 | 8,779 | SH | DFND | 01 02 03 04 05 | 0 | 8,779 | 0 | |
ARIAD PHARMACEUTICALS INC | COM | 04033A100 | 8,244 | 1,200,000 | SH | DFND | 01 02 03 04 05 | 0 | 1,200,000 | 0 | |
AURICO GOLD INC | COM | 05155C105 | 672 | 205,000 | SH | DFND | 01 02 03 04 05 | 0 | 205,000 | 0 | |
AVALANCHE BIOTECHNOLOGIES IN | COM | 05337G107 | 3,564 | 66,000 | SH | DFND | 01 02 03 04 05 | 0 | 66,000 | 0 | |
AVIANCA HLDGS SA | SPON ADR REP PFD | 05367G100 | 4,362 | 371,905 | SH | DFND | 01 02 03 04 05 | 0 | 371,905 | 0 | |
BARRICK GOLD CORP | COM | 067901108 | 619 | 57,600 | SH | DFND | 01 02 03 04 05 | 0 | 57,600 | 0 | |
BEST BUY INC | COM | 086516101 | 2,339 | 60,000 | SH | DFND | 01 02 03 04 05 | 0 | 60,000 | 0 | |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 6,780 | 75,000 | SH | DFND | 01 02 03 04 05 | 0 | 75,000 | 0 | |
BLACKHAWK NETWORK HLDGS INC | CL B | 09238E203 | 16,809 | 445,976 | SH | DFND | 01 02 03 04 05 | 0 | 445,976 | 0 | |
BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 287 | 25,204 | SH | DFND | 01 02 03 04 05 | 0 | 25,204 | 0 | |
BROOKFIELD PPTY PARTNERS L P | UNIT LTD PARTN | G16249107 | 1,813 | 79,282 | SH | DFND | 01 02 03 04 05 | 0 | 79,282 | 0 | |
CANADIAN SOLAR INC | COM | 136635109 | 868 | 35,902 | SH | DFND | 01 02 03 04 05 | 0 | 35,902 | 0 | |
CARDTRONICS INC | NOTE 1.000%12/0 | 14161HAG3 | 7,862 | 7,900,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
CAREFUSION CORP | COM | 14170T101 | 5,501 | 92,700 | SH | DFND | 01 02 03 04 05 | 0 | 92,700 | 0 | |
CARNIVAL PLC | ADR | 14365C103 | 824 | 18,093 | SH | DFND | 01 02 03 04 05 | 0 | 18,093 | 0 | |
CATERPILLAR INC DEL | COM | 149123101 | 2,380 | 26,000 | SH | DFND | 01 02 03 04 05 | 0 | 26,000 | 0 | |
CATERPILLAR INC DEL | COM | 149123101 | 11,441 | 125,000 | SH | Put | DFND | 01 02 03 04 05 | 0 | 125,000 | 0 |
CAVIUM INC | COM | 14964U108 | 265 | 4,289 | SH | DFND | 01 02 03 04 05 | 0 | 4,289 | 0 | |
CEMEX SAB DE CV | NOTE 3.250% 3/1 | 151290BB8 | 81,131 | 69,220,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 25,589 | 472,900 | SH | DFND | 01 02 03 04 05 | 0 | 472,900 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 10,822 | 200,000 | SH | Call | DFND | 01 02 03 04 05 | 0 | 200,000 | 0 |
CLOVIS ONCOLOGY INC | COM | 189464100 | 5,880 | 105,000 | SH | DFND | 01 02 03 04 05 | 0 | 105,000 | 0 | |
COMMUNITY HEALTH SYS INC NEW | RIGHT 01/27/2016 | 203668116 | 66 | 2,500,000 | SH | DFND | 01 02 03 04 05 | 0 | 2,500,000 | 0 | |
COPA HOLDINGS SA | CL A | P31076105 | 3,627 | 35,000 | SH | DFND | 01 02 03 04 05 | 0 | 35,000 | 0 | |
CORPBANCA | SPONSORED ADR | 21987A209 | 987 | 55,526 | SH | DFND | 01 02 03 04 05 | 0 | 55,526 | 0 | |
COVANCE INC | COM | 222816100 | 3,634 | 35,000 | SH | DFND | 01 02 03 04 05 | 0 | 35,000 | 0 | |
CUBIST PHARMACEUTICALS INC | COM | 229678107 | 18,117 | 180,000 | SH | DFND | 01 02 03 04 05 | 0 | 180,000 | 0 | |
CUBIST PHARMACEUTICALS INC | NOTE 1.125% 9/0 | 229678AF4 | 9,306 | 7,000,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
DBX ETF TR | DBXTR HAR CS 300 | 233051879 | 521 | 14,000 | SH | DFND | 01 02 03 04 05 | 0 | 14,000 | 0 | |
DEVON ENERGY CORP NEW | COM | 25179M103 | 15,994 | 261,300 | SH | DFND | 01 02 03 04 05 | 0 | 261,300 | 0 | |
DIGITAL RIV INC | COM | 25388B104 | 488 | 19,726 | SH | DFND | 01 02 03 04 05 | 0 | 19,726 | 0 | |
DIRECTV | COM | 25490A309 | 2,081 | 24,000 | SH | DFND | 01 02 03 04 05 | 0 | 24,000 | 0 | |
DISCOVERY COMMUNICATNS NEW | COM SER C | 25470F302 | 12,170 | 360,911 | SH | DFND | 01 02 03 04 05 | 0 | 360,911 | 0 | |
DRESSER-RAND GROUP INC | COM | 261608103 | 5,505 | 67,300 | SH | DFND | 01 02 03 04 05 | 0 | 67,300 | 0 | |
EASTMAN CHEM CO | COM | 277432100 | 11,379 | 150,000 | SH | Call | DFND | 01 02 03 04 05 | 0 | 150,000 | 0 |
ENERGIZER HLDGS INC | COM | 29266R108 | 11,262 | 87,600 | SH | DFND | 01 02 03 04 05 | 0 | 87,600 | 0 | |
ETFS PALLADIUM TR | SH BEN INT | 26923A106 | 542 | 7,000 | SH | DFND | 01 02 03 04 05 | 0 | 7,000 | 0 | |
EXPEDIA INC DEL | COM NEW | 30212P303 | 4,097 | 48,000 | SH | DFND | 01 02 03 04 05 | 0 | 48,000 | 0 | |
EXPEDIA INC DEL | COM NEW | 30212P303 | 12,804 | 150,000 | SH | Put | DFND | 01 02 03 04 05 | 0 | 150,000 | 0 |
FAMILY DLR STORES INC | COM | 307000109 | 1,386 | 17,500 | SH | DFND | 01 02 03 04 05 | 0 | 17,500 | 0 | |
FIAT CHRYSLER AUTOMOBILES N | SHS | N31738102 | 31,577 | 2,726,837 | SH | DFND | 01 02 03 04 05 | 0 | 2,726,837 | 0 | |
FIBRIA CELULOSE S A | SP ADR REP COM | 31573A109 | 1,580 | 130,300 | SH | DFND | 01 02 03 04 05 | 0 | 130,300 | 0 | |
FIDELITY NATIONAL FINANCIAL | NOTE 4.250% 8/1 | 31620RAE5 | 77,928 | 40,992,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
FIREEYE INC | COM | 31816Q101 | 3,521 | 111,500 | SH | DFND | 01 02 03 04 05 | 0 | 111,500 | 0 | |
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 6,949 | 448,300 | SH | DFND | 01 02 03 04 05 | 0 | 448,300 | 0 | |
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 9,300 | 600,000 | SH | Put | DFND | 01 02 03 04 05 | 0 | 600,000 | 0 |
FORTINET INC | COM | 34959E109 | 2,063 | 67,269 | SH | DFND | 01 02 03 04 05 | 0 | 67,269 | 0 | |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 7,087 | 303,400 | SH | DFND | 01 02 03 04 05 | 0 | 303,400 | 0 | |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 5,840 | 250,000 | SH | Put | DFND | 01 02 03 04 05 | 0 | 250,000 | 0 |
GILEAD SCIENCES INC | NOTE 1.625% 5/0 | 375558AP8 | 15,334 | 3,700,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
GRAN TIERRA ENERGY INC | COM | 38500T101 | 1,364 | 354,300 | SH | DFND | 01 02 03 04 05 | 0 | 354,300 | 0 | |
GRANA Y MONTERO S A A | SPONSORED ADR | 38500P208 | 1,380 | 109,206 | SH | DFND | 01 02 03 04 05 | 0 | 109,206 | 0 | |
HEWLETT PACKARD CO | COM | 428236103 | 16,052 | 400,000 | SH | Call | DFND | 01 02 03 04 05 | 0 | 400,000 | 0 |
HUDSON CITY BANCORP | COM | 443683107 | 6,225 | 615,152 | SH | DFND | 01 02 03 04 05 | 0 | 615,152 | 0 | |
HUNTSMAN CORP | COM | 447011107 | 652 | 28,610 | SH | DFND | 01 02 03 04 05 | 0 | 28,610 | 0 | |
HUNTSMAN CORP | COM | 447011107 | 5,695 | 250,000 | SH | Put | DFND | 01 02 03 04 05 | 0 | 250,000 | 0 |
ICONIX BRAND GROUP INC | NOTE 1.500% 3/1 | 451055AF4 | 3,453 | 2,900,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
ILLUMINA INC | COM | 452327109 | 3,919 | 21,230 | SH | DFND | 01 02 03 04 05 | 0 | 21,230 | 0 | |
INCYTE CORP | COM | 45337C102 | 7,311 | 100,000 | SH | DFND | 01 02 03 04 05 | 0 | 100,000 | 0 | |
INTEL CORP | COM | 458140100 | 570 | 15,700 | SH | DFND | 01 02 03 04 05 | 0 | 15,700 | 0 | |
INTEL CORP | SDCV 3.250% 8/0 | 458140AF7 | 21,072 | 12,000,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
ISHARES TR | 20+ YR TR BD ETF | 464287432 | 1,473 | 11,700 | SH | DFND | 01 02 03 04 05 | 0 | 11,700 | 0 | |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 1,165 | 28,000 | SH | DFND | 01 02 03 04 05 | 0 | 28,000 | 0 | |
ISHARES TR | NASDQ BIOTEC ETF | 464287556 | 516 | 1,700 | SH | DFND | 01 02 03 04 05 | 0 | 1,700 | 0 | |
ISIS PHARMACEUTICALS INC | COM | 464330109 | 9,261 | 150,000 | SH | DFND | 01 02 03 04 05 | 0 | 150,000 | 0 | |
ITAU UNIBANCO HLDG SA | SPON ADR REP PFD | 465562106 | 5,131 | 394,374 | SH | DFND | 01 02 03 04 05 | 0 | 394,374 | 0 | |
KITE PHARMA INC | COM | 49803L109 | 8,362 | 145,000 | SH | DFND | 01 02 03 04 05 | 0 | 145,000 | 0 | |
LAM RESEARCH CORP | COM | 512807108 | 66 | 836 | SH | DFND | 01 02 03 04 05 | 0 | 836 | 0 | |
LAM RESEARCH CORP | COM | 512807108 | 11,901 | 150,000 | SH | Put | DFND | 01 02 03 04 05 | 0 | 150,000 | 0 |
LIBERTY BROADBAND CORP | COM SER A | 530307107 | 2,696 | 53,827 | SH | DFND | 01 02 03 04 05 | 0 | 53,827 | 0 | |
LIBERTY MEDIA CORP DELAWARE | CL A | 531229102 | 4,976 | 141,094 | SH | DFND | 01 02 03 04 05 | 0 | 141,094 | 0 | |
LIBERTY MEDIA CORP DELAWARE | NOTE 1.375%10/1 | 531229AB8 | 3,462 | 3,500,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
LINNCO LLC | COMSHS LTD INT | 535782106 | 407 | 39,200 | SH | DFND | 01 02 03 04 05 | 0 | 39,200 | 0 | |
MACQUARIE INFRASTR CO LLC | MEMBERSHIP INT | 55608B105 | 1,088 | 15,291 | SH | DFND | 01 02 03 04 05 | 0 | 15,291 | 0 | |
MARATHON OIL CORP | COM | 565849106 | 7,403 | 261,688 | SH | DFND | 01 02 03 04 05 | 0 | 261,688 | 0 | |
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 7,250 | 500,000 | SH | Call | DFND | 01 02 03 04 05 | 0 | 500,000 | 0 |
MEDICINES CO | COM | 584688105 | 2,767 | 100,000 | SH | DFND | 01 02 03 04 05 | 0 | 100,000 | 0 | |
MERCK & CO INC NEW | COM | 58933Y105 | 2,840 | 50,000 | SH | DFND | 01 02 03 04 05 | 0 | 50,000 | 0 | |
MGM RESORTS INTERNATIONAL | COM | 552953101 | 16,035 | 750,000 | SH | Put | DFND | 01 02 03 04 05 | 0 | 750,000 | 0 |
MGM RESORTS INTERNATIONAL | COM | 552953101 | 14,271 | 667,500 | SH | DFND | 01 02 03 04 05 | 0 | 667,500 | 0 | |
MICRON TECHNOLOGY INC | NOTE 2.375% 5/0 | 595112AW3 | 7,296 | 2,000,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
MICRON TECHNOLOGY INC | NOTE 3.125% 5/0 | 595112AX1 | 2,143 | 600,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
NATIONAL WESTMINSTER BK PLC | SPON ADR C | 638539882 | 474 | 18,145 | SH | DFND | 01 02 03 04 05 | 0 | 18,145 | 0 | |
NEWS CORP NEW | CL B | 65249B208 | 16,767 | 1,111,864 | SH | DFND | 01 02 03 04 05 | 0 | 1,111,864 | 0 | |
NPS PHARMACEUTICALS INC | COM | 62936P103 | 6,081 | 170,000 | SH | DFND | 01 02 03 04 05 | 0 | 170,000 | 0 | |
NVIDIA CORP | NOTE 1.000%12/0 | 67066GAC8 | 12,544 | 10,900,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
OREXIGEN THERAPEUTICS INC | COM | 686164104 | 10,605 | 1,750,000 | SH | DFND | 01 02 03 04 05 | 0 | 1,750,000 | 0 | |
PETROLEO BRASILEIRO SA PETRO | SP ADR NON VTG | 71654V101 | 5,910 | 779,659 | SH | DFND | 01 02 03 04 05 | 0 | 779,659 | 0 | |
PINNACLE FOODS INC DEL | COM | 72348P104 | 530 | 15,000 | SH | DFND | 01 02 03 04 05 | 0 | 15,000 | 0 | |
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 1,416 | 50,000 | SH | DFND | 01 02 03 04 05 | 0 | 50,000 | 0 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 2,592 | 25,100 | SH | DFND | 01 02 03 04 05 | 0 | 25,100 | 0 | |
POWERSHS DB US DOLLAR INDEX | DOLL INDX BULL | 73936D107 | 884 | 36,900 | SH | DFND | 01 02 03 04 05 | 0 | 36,900 | 0 | |
PRICELINE GRP INC | DEBT 1.000% 3/1 | 741503AQ9 | 80,067 | 60,124,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
PRICELINE GRP INC | NOTE 0.350% 6/1 | 741503AS5 | 6,744 | 6,000,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
PROSHARES TR II | ULSHT BLOOMB OIL | 74347W668 | 1,040 | 13,600 | SH | DFND | 01 02 03 04 05 | 0 | 13,600 | 0 | |
PROSHARES TR II | ULTRASHORT YEN N | 74347W569 | 2,009 | 22,500 | SH | DFND | 01 02 03 04 05 | 0 | 22,500 | 0 | |
PROSHARES TR II | ULTRASHRT EURO | 74347W882 | 1,871 | 86,600 | SH | DFND | 01 02 03 04 05 | 0 | 86,600 | 0 | |
PROSPECT CAPITAL CORPORATION | NOTE 5.375%10/1 | 74348TAK8 | 37,526 | 37,290,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
PROSPECT CAPITAL CORPORATION | NOTE 5.750% 3/1 | 74348TAL6 | 18,147 | 18,000,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
PROSPECT CAPITAL CORPORATION | NOTE 5.875% 1/1 | 74348TAM4 | 6,185 | 6,000,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
RED HAT INC | COM | 756577102 | 3,003 | 43,430 | SH | DFND | 01 02 03 04 05 | 0 | 43,430 | 0 | |
REPROS THERAPEUTICS INC | COM NEW | 76028H209 | 6,979 | 700,000 | SH | DFND | 01 02 03 04 05 | 0 | 700,000 | 0 | |
ROCKWOOD HLDGS INC | COM | 774415103 | 6,572 | 83,400 | SH | DFND | 01 02 03 04 05 | 0 | 83,400 | 0 | |
ROYAL BK SCOTLAND GROUP PLC | SP ADR PREF T | 780097713 | 732 | 29,000 | SH | DFND | 01 02 03 04 05 | 0 | 29,000 | 0 | |
RPM INTL INC | COM | 749685103 | 78 | 1,537 | SH | DFND | 01 02 03 04 05 | 0 | 1,537 | 0 | |
RPM INTL INC | COM | 749685103 | 12,678 | 250,000 | SH | Put | DFND | 01 02 03 04 05 | 0 | 250,000 | 0 |
SALESFORCE COM INC | COM | 79466L302 | 2,456 | 41,400 | SH | DFND | 01 02 03 04 05 | 0 | 41,400 | 0 | |
SALIX PHARMACEUTICALS INC | COM | 795435106 | 4,598 | 40,000 | SH | DFND | 01 02 03 04 05 | 0 | 40,000 | 0 | |
SANDISK CORP | COM | 80004C101 | 7,444 | 75,974 | SH | DFND | 01 02 03 04 05 | 0 | 75,974 | 0 | |
SANDISK CORP | NOTE 0.500%10/1 | 80004CAF8 | 12,979 | 10,750,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
SEACOR HOLDINGS INC | NOTE 2.500%12/1 | 811904AM3 | 2,749 | 2,600,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
SHERWIN WILLIAMS CO | COM | 824348106 | 13,152 | 50,000 | SH | Put | DFND | 01 02 03 04 05 | 0 | 50,000 | 0 |
SIGMA ALDRICH CORP | COM | 826552101 | 4,118 | 30,000 | SH | DFND | 01 02 03 04 05 | 0 | 30,000 | 0 | |
SPIRIT RLTY CAP INC NEW | NOTE 2.875% 5/1 | 84860WAA0 | 20,560 | 21,000,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
STARWOOD PPTY TR INC | NOTE 4.000% 1/1 | 85571BAB1 | 43,837 | 38,950,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
STILLWATER MNG CO | NOTE 1.750%10/1 | 86074QAL6 | 7,328 | 5,850,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
T MOBILE US INC | COM | 872590104 | 471 | 17,500 | SH | DFND | 01 02 03 04 05 | 0 | 17,500 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 8,304 | 371,044 | SH | DFND | 01 02 03 04 05 | 0 | 371,044 | 0 | |
TALISMAN ENERGY INC | COM | 87425E103 | 784 | 100,000 | SH | DFND | 01 02 03 04 05 | 0 | 100,000 | 0 | |
TELEFLEX INC | NOTE 3.875% 8/0 | 879369AA4 | 126,007 | 66,431,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
TERNIUM SA | SPON ADR | 880890108 | 5,521 | 312,969 | SH | DFND | 01 02 03 04 05 | 0 | 312,969 | 0 | |
TESLA MTRS INC | NOTE 0.250% 3/0 | 88160RAB7 | 12,123 | 13,050,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
TESLA MTRS INC | NOTE 1.500% 6/0 | 88160RAA9 | 8,934 | 4,800,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
TETRAPHASE PHARMACEUTICALS I | COM | 88165N105 | 2,882 | 72,575 | SH | DFND | 01 02 03 04 05 | 0 | 72,575 | 0 | |
TIME WARNER CABLE INC | COM | 88732J207 | 6,345 | 41,724 | SH | DFND | 01 02 03 04 05 | 0 | 41,724 | 0 | |
TRANSDIGM GROUP INC | COM | 893641100 | 1,103 | 5,615 | SH | DFND | 01 02 03 04 05 | 0 | 5,615 | 0 | |
TRANSDIGM GROUP INC | COM | 893641100 | 13,745 | 70,000 | SH | Put | DFND | 01 02 03 04 05 | 0 | 70,000 | 0 |
TRW AUTOMOTIVE HLDGS CORP | COM | 87264S106 | 3,600 | 35,000 | SH | DFND | 01 02 03 04 05 | 0 | 35,000 | 0 | |
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 179,044 | 4,853,453 | SH | DFND | 01 02 03 04 05 | 0 | 4,853,453 | 0 | |
UNITED MICROELECTRONICS CORP | SPON ADR NEW | 910873405 | 5,038 | 2,219,238 | SH | DFND | 01 02 03 04 05 | 0 | 2,219,238 | 0 | |
UNITED STATES OIL FUND LP | UNITS | 91232N108 | 1,521 | 74,700 | SH | DFND | 01 02 03 04 05 | 0 | 74,700 | 0 | |
UNITED THERAPEUTICS CORP DEL | NOTE 1.000% 9/1 | 91307CAF9 | 5,695 | 2,100,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 202 | 2,000 | SH | DFND | 01 02 03 04 05 | 0 | 2,000 | 0 | |
UR ENERGY INC | COM | 91688R108 | 2,776 | 3,191,053 | SH | DFND | 01 02 03 04 05 | 0 | 3,191,053 | 0 | |
URANERZ ENERGY CORP | COM | 91688T104 | 2,381 | 2,125,481 | SH | DFND | 01 02 03 04 05 | 0 | 2,125,481 | 0 | |
URANIUM ENERGY CORP | COM | 916896103 | 1,261 | 720,286 | SH | DFND | 01 02 03 04 05 | 0 | 720,286 | 0 | |
URBAN OUTFITTERS INC | COM | 917047102 | 1,697 | 48,300 | SH | DFND | 01 02 03 04 05 | 0 | 48,300 | 0 | |
VALE S A | ADR REPSTG PFD | 91912E204 | 17,174 | 2,365,584 | SH | DFND | 01 02 03 04 05 | 0 | 2,365,584 | 0 | |
VERASTEM INC | COM | 92337C104 | 2,057 | 225,000 | SH | DFND | 01 02 03 04 05 | 0 | 225,000 | 0 | |
VIACOM INC NEW | CL A | 92553P102 | 9,649 | 127,795 | SH | DFND | 01 02 03 04 05 | 0 | 127,795 | 0 | |
VIVUS INC | COM | 928551100 | 3,312 | 1,150,000 | SH | DFND | 01 02 03 04 05 | 0 | 1,150,000 | 0 | |
VOYA FINL INC | COM | 929089100 | 22,673 | 535,000 | SH | DFND | 01 02 03 04 05 | 0 | 535,000 | 0 | |
WHOLE FOODS MKT INC | COM | 966837106 | 5,042 | 100,000 | SH | DFND | 01 02 03 04 05 | 0 | 100,000 | 0 | |
WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | 698 | 31,650 | SH | DFND | 01 02 03 04 05 | 0 | 31,650 | 0 | |
WISDOMTREE TR | JAPN HEDGE EQT | 97717W851 | 286 | 5,800 | SH | DFND | 01 02 03 04 05 | 0 | 5,800 | 0 | |
WRIGHT MED GROUP INC | COM | 98235T107 | 1,276 | 47,500 | SH | DFND | 01 02 03 04 05 | 0 | 47,500 | 0 | |
WRIGHT MED GROUP INC | NOTE 2.000% 8/1 | 98235TAC1 | 9,760 | 8,000,000 | PRN | DFND | 01 02 03 04 05 | 0 | 0 | 0 | |
XENOPORT INC | COM | 98411C100 | 2,412 | 275,000 | SH | DFND | 01 02 03 04 05 | 0 | 275,000 | 0 | |
YAHOO INC | COM | 984332106 | 253 | 5,000 | SH | DFND | 01 02 03 04 05 | 0 | 5,000 | 0 |