The following is a list of the subject matter of the schedules to the Agreement and Plan of Merger, which schedules were omitted from Exhibit 2.1 pursuant to Item 6.01(b)(2) of Regulation S-K. The Company will furnish supplementally a copy of any omitted schedule to the Securities and Exchange Commission upon request.
Schedule A | | Articles of Incorporation |
Schedule B-1 | | Merger Resolution |
Schedule B-2 | | Purchaser Meeting Resolution |
Schedule C-1 | | Form of Company Support Agreement |
Schedule C-2 | | Form of Purchaser Support Agreement |
Schedule D | | Purchaser Preferred Stock Terms |
Schedule E | | Representations and Warranties of the Company |
Schedule F | | Representations and Warranties of the Purchaser and Acquireco |
Schedule G | | Retention Agreements |
Company Disclosure Letter | | Schedule 1.1 – Company Budget from October 1, 2018 through March 31, 2019 |
| Schedule 1.1(d) – Company Subsidiaries |
| Schedule 1.2(b)(i) – Outstanding Company Stock Options |
| Schedule 1.2(b)(ii) – Restricted Stock Unit Grants |
| Schedule 1.2(c) – Outstanding Company Warrants |
| Schedule 1.4(a) – Key Regulatory Approvals |
| Schedule 1.4(b)(i) – Key Consents |
| Schedule 1.4(b)(iv) – Payments Upon Closing |
| Schedule 1.5(e) - Permits |
| Schedule 1.10(a) – Employee Plans |
| Schedule 1.10(e) – Payments Due to Employees Upon Closing |
| Schedule 1.10(k) – Employees and Contractors |
| Schedule 1.11(b) – Termination or Breach of Material Contracts |
| Schedule 1.13(b) – Release of Hazardous Substances |
| Schedule 1.13(h) – Environmental Laws – Restoration/Remediation/Noncompliance |
| Schedule 1.13(i) – Financial Assurance Mechanisms |
| Schedule 1.14(a)(i) – Owned Real Property |
| Schedule 1.14(a)(ii) – Leased Real Property |
| Schedule 1.14(a)(iii) – Royalty Agreements |
| Schedule 1.15(b) – Unpatented Claims |
| Schedule 1.15(d) – Leased Unpatented Claims |
| Schedule 1.15(h) – Water Rights |
| Schedule 1.17 – Foreign Persons |
| Schedule 1.19(a) – Intellectual Property |
| Schedule 1.27 – Brokers |
| Schedule 1.29 – Affiliate Transactions |
| Schedule 4.8 – Executive Officer Resignations |
| Schedule 4.8(c) – Severance Payment Obligations |