Franklin Templeton Investments Poland sp. z.o.o. TA-1/A Registration as a transfer agent (amended)

Form TA-1 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM TA-1/A	OMB APPROVAL
FORM TA-1/A		OMB Number:   3235-0084 Estimated average burden hours per response: 1.5

TA-1/A : Filer Information

Form Version X0405

1(a). Filer CIK:	0001432532
1(b). Filer CCC:	********
1(c). Is this a LIVE or TEST submission?	Live   Test
1(d). Would you like a Return Copy?	Yes

Submission Contact Information

The registrant may provide a single e-mail address for contact purposes.

1(f)(i). Contact Name:

1(f)(ii). Contact Phone Number:

1(f)(iii). Contact E-Mail Address:

Notification Information

The registrant may provide additional e-mail addresses for those persons the filer would like to receive notification e-mails regarding the filing.

1(g). Notification E-mail Address:

TA-1/A : Registrant Information

2. Appropriate regulatory agency (check one):   Securities and Exchange Commission     Federal Deposit Insurance Corporation     Comptroller of the Currency  

3(a). Full Name of Registrant:	Franklin Templeton Investments Poland sp. z.o.o.
3(a)(i). Previous name, if being amended:
3(b). Financial Industry Number (FINS) number:	335083

3(c). Address of principal office where transfer agent activities are, or will be, performed:

3(c)(i). Address 1	Nowy Rynek complex, Building B
3(c)(ii). Address 2	Przemyslowa 3 str.
3(c)(iii). City	Poznan
3(c)(iv). State or Country	POLAND
3(c)(v). Postal Code	61-579
3(d). Is Mailing address different from response to Question 3c? If "yes" provide address(es):	Yes   No
3(d)(i). Address 1	C/O FRANKLIN TEMPLETON INVESTOR SERVICES
3(d)(ii). Address 2	3344 Quality Drive
3(d)(iii). City	RANCHO CORDOVA
3(d)(iv). State or Country	CALIFORNIA
3(d)(v). Postal Code	95670
3(e). Telephone Number (Include Area Code)	916-463-4350
4. Does Registrant conduct, or will it conduct, transfer agent activities at any location other than that given in Questions 3(c) above? If "Yes" provide address (es):	Yes   No
5. Does registrant act, or will it act, as a transfer agent solely for its own securities, and/or securities of an affiliate(s)?	Yes   No
6. Has registrant, as a named transfer agent, engaged, or will it engage, a service company to perform any transfer agent functions?	Yes   No

7. Has registrant been engaged, or will it be engaged as a service company by a named transfer agent to perform transfer agent functions?  Yes   No

If "Yes" provide the name(s) and File Number(s) of the named transfer agent(s) for which the registrant has been engaged, or will be engaged, as a service company to perform transfer agent functions: Engaged transfer agent company information Related to item 7 Record: 1

7(a). Name	Franklin Templeton Investor Services, LLC
7(b). File Number	084-01036
7(c)(i). Address 1	3344 Quality Drive
7(c)(ii). Address 2
7(c)(iii). City	Rancho Cordova
7(c)(iv). State or Country	CALIFORNIA
7(c)(v). Postal Code	95670

TA-1/A : Independent, Non-Issuer Registrant Information

Completion of Question 8 on this form is required by all independent, non-issuer registrants whose appropriate regulatory authority is the Securities and Exchange Commission. Those registrants who are not required to complete Question 8 should select "Not Applicable".

8. Is registrant a: Other Limited Liability Company

Section for Initial Registration and for Amendments Reporting Additional Persons.

Proprietor or other entity information Related to item 8 Record: 1

8(a)(i). Full Name	Templeton Asset Management Ltd.
8(a)(ii). Relationship Start Date	07/25/1997
8(a)(iii). Title or Status	100% Ownership
8(a)(iv). Description of Authority	100% Sole ownership and control
8(a)(v). Relationship End Date	02/01/2017

Proprietor or other entity information Related to item 8 Record: 2

8(a)(i). Full Name	Basil K. Fox, Jr.
8(a)(ii). Relationship Start Date	09/28/2007
8(a)(iii). Title or Status	Director
8(a)(iv). Description of Authority	Member of Board of Directors
8(a)(v). Relationship End Date	09/30/2022

Proprietor or other entity information Related to item 8 Record: 3

8(a)(i). Full Name	Jennifer M. Johnson (formerly Jenny J. Bolt)
8(a)(ii). Relationship Start Date	09/28/2007
8(a)(iii). Title or Status	Director
8(a)(iv). Description of Authority	Member of Board of Directors
8(a)(v). Relationship End Date	10/27/2015

Proprietor or other entity information Related to item 8 Record: 4

8(a)(i). Full Name	Alok Sethi
8(a)(ii). Relationship Start Date	09/28/2007
8(a)(iii). Title or Status	Director
8(a)(iv). Description of Authority	Member of Board of Directors
8(a)(v). Relationship End Date

Proprietor or other entity information Related to item 8 Record: 5

8(a)(i). Full Name	Dr. J. B. Mark Mobius
8(a)(ii). Relationship Start Date	07/04/1997
8(a)(iii). Title or Status	Director
8(a)(iv). Description of Authority	Member of Board of Directors
8(a)(v). Relationship End Date	09/28/2017

Proprietor or other entity information Related to item 8 Record: 6

8(a)(i). Full Name	Gregory E. McGowan
8(a)(ii). Relationship Start Date	07/04/1997
8(a)(iii). Title or Status	Director
8(a)(iv). Description of Authority	Board of Directors
8(a)(v). Relationship End Date	10/05/2016

Proprietor or other entity information Related to item 8 Record: 7

8(a)(i). Full Name	Tiffany Hong
8(a)(ii). Relationship Start Date	07/13/2015
8(a)(iii). Title or Status	Director
8(a)(iv). Description of Authority	Member of Board of Directors
8(a)(v). Relationship End Date	09/30/2022

Proprietor or other entity information Related to item 8 Record: 8

8(a)(i). Full Name	Michael Mee
8(a)(ii). Relationship Start Date	10/27/2015
8(a)(iii). Title or Status	Director
8(a)(iv). Description of Authority	Member of Board of Directors
8(a)(v). Relationship End Date	05/02/2018

Proprietor or other entity information Related to item 8 Record: 9

8(a)(i). Full Name	Franklin Templeton Luxembourg S.A.
8(a)(ii). Relationship Start Date	02/01/2017
8(a)(iii). Title or Status	100% Owner
8(a)(iv). Description of Authority	100% Ownership and Control
8(a)(v). Relationship End Date

Proprietor or other entity information Related to item 8 Record: 10

8(a)(i). Full Name	William Jackson
8(a)(ii). Relationship Start Date	05/21/2018
8(a)(iii). Title or Status	Director
8(a)(iv). Description of Authority	Member of Board of Directors
8(a)(v). Relationship End Date

Proprietor or other entity information Related to item 8 Record: 11

8(a)(i). Full Name	Katarzyna Majchrzak
8(a)(ii). Relationship Start Date	07/13/2018
8(a)(iii). Title or Status	Director
8(a)(iv). Description of Authority	Member of Board of Directors
8(a)(v). Relationship End Date

Proprietor or other entity information Related to item 8 Record: 12

8(a)(i). Full Name	Krzysztof Wierzchowski
8(a)(ii). Relationship Start Date	03/15/2021
8(a)(iii). Title or Status	Director
8(a)(iv). Description of Authority	Member of Board of Directors
8(a)(v). Relationship End Date

Proprietor or other entity information Related to item 8 Record: 13

8(a)(i). Full Name	Joanna Pesta
8(a)(ii). Relationship Start Date	10/01/2022
8(a)(iii). Title or Status	Director
8(a)(iv). Description of Authority	Member of Board of Directors
8(a)(v). Relationship End Date

Proprietor or other entity information Related to item 8 Record: 14

8(a)(i). Full Name	Ramakrishna Mallimadugula
8(a)(ii). Relationship Start Date	10/01/2022
8(a)(iii). Title or Status	Director
8(a)(iv). Description of Authority	Member of Board of Directors
8(a)(v). Relationship End Date

9. Does any person or entity not named in the answer to Question 8:

9(a). directly or indirectly, through agreement or otherwise exercise or have the power to exercise control over the management or policies of applicant, or;….  Yes   No

Entity information Related to item 9(a) Record: 1

9(a)(i). Exact name of each person or entity:	Templeton International, Inc.
9(a)(ii). Description of the Agreement or other basis:	100% Ownership of Franklin Templeton Luxembourg S.A.

Entity information Related to item 9(a) Record: 2

9(a)(i). Exact name of each person or entity:	Templeton Worldwide, Inc.
9(a)(ii). Description of the Agreement or other basis:	100% Ownership of Templeton International, Inc.

Entity information Related to item 9(a) Record: 3

9(a)(i). Exact name of each person or entity:	Legg Mason, Inc.
9(a)(ii). Description of the Agreement or other basis:	100% Ownership of Templeton Worldwide, Inc.

Entity information Related to item 9(a) Record: 4

9(a)(i). Exact name of each person or entity:	Franklin Resources, Inc.
9(a)(ii). Description of the Agreement or other basis:	100% Ownership of Legg Mason, Inc.

9(b). wholly or partially finance the business of the applicant, directly or indirectly, in any manner other than by a public offering of securities made pursuant to the Securities Act of 1933 or by credit extended in the ordinary course of business by suppliers, banks and others?…..  Yes   No

TA-1/A : 10. Applicant and Control Affiliate Disciplinary History

The following definitions apply for purposes of answering this Question 10

Control Affiliate	- An individual or firm that directly or indirectly controls, is under common control with, or is controlled by applicant. Included are any employees identified in 8(a), 8(b), 8(c) of this form as exercising control. Excluded are any employees who perform solely clerical, administrative support of similar functions, or who, regardless of title, perform no executive duties or have no senior policy making authority.
Investment or investment related	- Pertaining to securities, commodities, banking, insurance, or real estate (including, but not limited to, acting as or being associated with a broker dealer, investment company, investment adviser, futures sponsor, bank, or savings and loan association).
Involved	- Doing an act of aiding, abetting, counseling, commanding, inducing, conspiring with or failing reasonably to supervise another in doing an act.

10(a). In the past ten years has the applicant or a control affiliate been convicted of or plead guilty or nolo contendere ("no contest") to:

10(a)(1). a felony or misdemeanor involving: investments or an investment-related business, fraud, false statements or omissions, wrongful taking of property, or bribery, forgery, counterfeiting, or extortion?  Yes   No

10(a)(2). any other felony?  Yes   No

10(b). Has any court in the past ten years:
10(b)(1). enjoined the applicant or a control affiliate in connection with any investment-related activity?	Yes   No

10(b)(2). found that the applicant or control affiliate was involved in a violation of investment-related statutes or regulations?  Yes   No

10 (c). Has the U.S. Securities and Exchange Commission or the Commodity Futures Trading Commission ever:
10(c)(1). found the applicant or control affiliate to have made a false statement or omission?	Yes   No

Entity information Related to item 10(c)(1) Record: 1

10(c)(1)(i). The individuals named in the Action	Franklin Advisers, Inc. (FAV)
10(c)(1)(ii). Title of Action	In the matter of FAV, Administrative Proceeding File No. 3-11572
10(c)(1)(iii). Date of Action	08/02/2004
10(c)(1)(iv). The Court or body taking the Action and its location	U.S. Securities and Exchange Commission (SEC)
10(c)(1)(v). Description of the Action	The action concerned the SEC's investigation of market timing activity.
10(c)(1)(vi). The disposition of the proceeding	FAV and the SEC reached an agreement that resolved the issues resulting from the investigation into market timing activity.

Entity information Related to item 10(c)(1) Record: 2

10(c)(1)(i). The individuals named in the Action	FAV and Franklin Templeton Distributors, Inc. (FTDI)
10(c)(1)(ii). Title of Action	In the matter of FAV and FTDI, Administrative Proceeding File No. 3-11769
10(c)(1)(iii). Date of Action	12/13/2004
10(c)(1)(iv). The Court or body taking the Action and its location	SEC
10(c)(1)(v). Description of the Action	The action concerned the SEC's investigation of marketing support payments to securities dealers who sell fund shares.
10(c)(1)(vi). The disposition of the proceeding	FAV and FTDI reached an agreement with the SEC that resolved the issues resulting from the investigation into market timing support payments to securities dealers who sell fund shares.

10(c)(2). found the applicant or control affiliate to have been involved in a violation of its regulation or statutes?  Yes   No

Entity information Related to item 10(c)(2) Record: 1

10(c)(2)(i). The individuals named in the Action	FAV
10(c)(2)(ii). Title of Action	In the matter of FAV, Administrative Proceeding File No. 3-11572
10(c)(2)(iii). Date of Action	08/02/2004
10(c)(2)(iv). The Court or body taking the Action and its location	SEC
10(c)(2)(v). Description of the Action	The action concerned the SEC's investigation of market timing activity.
10(c)(2)(vi). The disposition of the proceeding	FAV and the SEC reached an agreement that resolved the issues from the investigation into market timing activity.

Entity information Related to item 10(c)(2) Record: 2

10(c)(2)(i). The individuals named in the Action	FAV and FTDI
10(c)(2)(ii). Title of Action	In the matter of FAV and FTDI, Adminstrative Proceeding No. 3-00769
10(c)(2)(iii). Date of Action	12/13/2004
10(c)(2)(iv). The Court or body taking the Action and its location	SEC
10(c)(2)(v). Description of the Action	The action concerned the SEC's investigation of marketing support payments to securities dealers who sell fund shares.
10(c)(2)(vi). The disposition of the proceeding	FAV and FTDI reached an agreement with the SEC that resolved the issues resulting from the investigation into marketing support payments to securities dealer who sell fund shares.

Entity information Related to item 10(c)(2) Record: 3

10(c)(2)(i). The individuals named in the Action	Franklin Advisers, Inc (FAV)
10(c)(2)(ii). Title of Action	FRANKLIN ADVISERS INC & FRANKLIN TEMPLETON INVESTMENTS CORP Case Number: 3-19854
10(c)(2)(iii). Date of Action	07/02/2020
10(c)(2)(iv). The Court or body taking the Action and its location	U.S. Securities and Exchange Commission (SEC), Washington D.C.
10(c)(2)(v). Description of the Action	On 7/2/20, the SEC entered an order instituting administrative and cease-and-desist proceedings pursuant to Section 9(f) of the Investment Company Act of 1940 (40 Act) and Sections 203(e) and 203(k) of the Investment Advisers Act of 1940, making findings, and imposing remedial sanctions and a cease-and-desist order against FAV. The SEC found that FAV (1) between 12/14 and 11/15, caused certain funds it manages to invest in shares of three unaffiliated ETFs in excess of the 10% investment limit under Section 12(d)(1)(A)(iii) of the 40 Act; (2) did not implement certain of the Funds policies and procedures (P&P) designed to prevent such violations, thereby causing the Funds to violate Rule 38a-1(a) of the 40 Act, and (3) in not reimbursing the Funds for losses that resulted from the corrective sale of one of the ETFs by offsetting gains realized from the corrective sale of two other ETFs, did not follow its P&P and did not disclose material information to the relevant Funds board, thereby violating Sections 206(2) and 206(4) and Rule 206(4)-7 of the Advisers Act. FAV later reported the losses to the Funds board and fully reimbursed the relevant Funds for the losses including interest. FAV neither admitted nor denied the SECs findings.
10(c)(2)(vi). The disposition of the proceeding	Resolved by consent order. For purposes of settlement, FAV consented to the entry of the Order and a censure, and agreed to pay a civil monetary penalty of $250,000.00.

Entity information Related to item 10(c)(2) Record: 4

10(c)(2)(i). The individuals named in the Action	Franklin Templeton Investments Corp. (FTIC)
10(c)(2)(ii). Title of Action	FRANKLIN ADVISERS INC & FRANKLIN TEMPLETON INVESTMENTS CORP Case Number: 3-19854
10(c)(2)(iii). Date of Action	07/02/2020
10(c)(2)(iv). The Court or body taking the Action and its location	U.S. Securities and Exchange Commission (SEC), Washington D. C.
10(c)(2)(v). Description of the Action	On 7/2/2020, the SEC entered an order instituting administrative and cease-and-desist proceedings pursuant to Section 9(f) of the Investment Company Act of 1940 and Sections 203(e) and 203(k) of the Investment Advisers Act of 1940, making findings, and imposing remedial sanctions and a cease-and-desist order against FTIC (the Order). In the Order, the SEC found that at various points between October 2013 and September 2016, FTIC caused certain Franklin Templeton funds it manages to invest in shares of two unaffiliated exchanged-traded funds in excess of the 3% investment limit under Section 12(d)(1)(A)(i) of the Investment Company Act. FTIC neither admitted nor denied the SECs findings.
10(c)(2)(vi). The disposition of the proceeding	Resolved by consent order. For purposes of settlement, FTIC consented to the entry of the Order and a censure, and agreed to pay a civil monetary penalty of $75,000.00.

Entity information Related to item 10(c)(2) Record: 5

10(c)(2)(i). The individuals named in the Action	Legg Mason, Inc.
10(c)(2)(ii). Title of Action	Exchg Act Rel #839948;Acctg&Auditing Rel #3961; Admin Proceeding File #3-18684
10(c)(2)(iii). Date of Action	08/27/2018
10(c)(2)(iv). The Court or body taking the Action and its location	U.S. Securities and Exchange Commission (SEC), Washington D.C.
10(c)(2)(v). Description of the Action	ON AUGUST 27, 2018, THE SEC ISSUED AN ORDER THAT FOUND THAT LEGG MASON HAD VIOLATED SECTION 13(B)(2)(B) OF THE SECURITIES EXCHANGE ACT OF 1934 BY FAILING TO DEVISE AND MAINTAIN A SYSTEM OF APPROPRIATE INTERNAL ACCOUNTING CONTROLS WITH RESPECT TO THE USE OF INTRODUCING BROKERS AND OTHER INTERMEDIARIES IN EMERGING MARKETS, INCLUDING LIBYA, AND THAT IMPOSED A CEASE AND DESIST ORDER ON LEGG MASON WITH RESPECT TO ANY VIOLATIONS OR FUTURE VIOLATIONS OF SECTION 13(B)(2)(B). PREVIOUSLY, LEGG MASON HAD SUBMITTED AN OFFER OF SETTLEMENT IN CONNECTION WITH THE MATTER WHICH THE SEC DETERMINED TO ACCEPT. THE ORDER RESOLVED A FCPA INVESTIGATION CONCERNING THE ACTIVITIES OF LEGG MASON'S FORMER PERMAL BUSINESS IN CONNECTION WITH MANAGING ASSETS OF LIBYAN GOVERNMENTAL ENTITIES IN STRUCTURES ESTABLISHED BY A THIRD-PARTY FINANCIAL INSTITUTION. THOSE INVESTMENTS WERE MADE IN CALENDAR YEARS 2005-2007 AND ALL WERE TERMINATED BY 2012. THE MATTER DOES NOT RELATE TO ANY CURRENT BUSINESS ACTIVITIES OR CLIENT RELATIONSHIPS OF LEGG MASON OR ANY AFFILIATE, AND WAS FOCUSED ON THE ACTIONS OF FORMER PERMAL EMPLOYEES WHO LEFT THAT FIRM FOUR OR MORE YEARS AGO.
10(c)(2)(vi). The disposition of the proceeding	AGREED ORDER, DISGORGEMENT AND PREJUDGMENT INTEREST. SEPARATELY, ON 6/4/2018 LEGG MASON AGREED TO PAY A PENALTY AND DISGORGEMENT TO RESOLVE A U.S. DOJ INVESTIGATION INTO FCPA VIOLATIONS ARISING OUT OF THE SAME MATTER. THE SEC DISGORGEMENT AMOUNT WILL BE C

10(c)(3). found the applicant or control affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked or restricted?  Yes   No

10(c)(4). entered an order denying, suspending or revoking the applicant’s or control affiliate’s registration or otherwise disciplined it by restricting its activities?  Yes   No

10(d). Has any other Federal regulatory agency or any state regulatory agency :
10(d)(1). ever found the applicant or control affiliate to have made a false statement or omission or to have been dishonest, unfair, or unethical?	Yes   No

Entity information Related to item 10(d)(1) Record: 1

10(d)(1)(i). The individuals named in the Action	FAV and Franklin Templeton Alternative Strategies, Inc. (FTASI)
10(d)(1)(ii). Title of Action	In the matter of FAV and FTASI, Docket No.E-2004-007
10(d)(1)(iii). Date of Action	09/20/2004
10(d)(1)(iv). The Court or body taking the Action and its location	Securities Division Office of the Secretary of the Commonwealth of Massachusetts
10(d)(1)(v). Description of the Action	The action concerned the Commonwealth of Massachusetts' investigation of market timing activity.
10(d)(1)(vi). The disposition of the proceeding	FAV and FTASI reached an agreement with the Commonwealth of Massachusetts that resolved the issues resulting from the investigation of market timing activity.

Entity information Related to item 10(d)(1) Record: 2

10(d)(1)(i). The individuals named in the Action	Franklin Resources, Inc. (FRI)
10(d)(1)(ii). Title of Action	In the matter of FRI, Docket No. E-2004-0044
10(d)(1)(iii). Date of Action	11/19/2004
10(d)(1)(iv). The Court or body taking the Action and its location	Securities Division Office of the Secretary of the Commonwealth of Massachusetts
10(d)(1)(v). Description of the Action	FRI's disclosure in Form 8-K regarding FAV and FTASI's agreement with the Commonwealth of Massachusetts that resolved the issues from the investigation of market timing activity.
10(d)(1)(vi). The disposition of the proceeding	FRI and the Commonwealth of Massachusetts reached an agreement that resolved the issue resulting from FRI's Form 8-K disclosure.

10(d)(2). ever found the applicant or control affiliate to have been involved in a violation of investment-related regulations or statutes?  Yes   No

Entity information Related to item 10(d)(2) Record: 1

10(d)(2)(i). The individuals named in the Action	FAV and FTASI
10(d)(2)(ii). Title of Action	In the matter of FAV and FTASI, Docket No. E-2004-007
10(d)(2)(iii). Date of Action	09/20/2004
10(d)(2)(iv). The Court or body taking the Action and its location	Securities Division Office of the Secretary of the Commonwealth of Massachusetts
10(d)(2)(v). Description of the Action	The action concerned the Commonwealth of Massachusetts' investigation of market timing activity.
10(d)(2)(vi). The disposition of the proceeding	FAV and FTASI reached an agreement with the Commonwealth of Massachusetts that resolved the issues resulting from the investigation of market timing activity.

Entity information Related to item 10(d)(2) Record: 2

10(d)(2)(i). The individuals named in the Action	FRI
10(d)(2)(ii). Title of Action	In the matter of FRI, Docket No. E-2004-0044
10(d)(2)(iii). Date of Action	11/19/2004
10(d)(2)(iv). The Court or body taking the Action and its location	Securities Division Office of the Secretary of the Commonwealth of Massachusetts
10(d)(2)(v). Description of the Action	FRI's disclosure in Form 8-K regarding FAV and FTASI's agreement with the Commonwealth of Massachusetts that resolved the issues from the investigation of market timing activity.
10(d)(2)(vi). The disposition of the proceeding	FRI and The Commonwealth of Massachusetts reached an agreement that resolved the issues resulting from FTI's Form 8-K disclosure.

10(d)(3). ever found the applicant or control affiliate to have been a cause of an investment-related business having its authorization to do business Denied, suspended, revoked or restricted?  Yes   No

10(d)(4). in the past ten years entered an order against the applicant or control affiliate in connection with investment-related activity?  Yes   No

10(d)(5). ever denied, suspended, or revoked applicant’s or control affiliate’s registration or license, or prevented it from associating with an investment-related business, or otherwise disciplined it by restricting its activities?  Yes   No

10(d)(6). ever revoked or suspended the applicant’s or a control affiliate’s license as an attorney or accountant?  Yes   No

10(e). Has any self-regulatory organization or commodities exchange ever:

10(e)(1). found the applicant or a control affiliate to have made a false statement or omission?  Yes   No

10(e)(2). found the applicant or a control affiliate to have been involved in a violation of its rules?  Yes   No

10(e)(3). found the applicant or a control affiliate to have been the cause of an investment-related business losing its authorization to do business?  Yes   No

10(e)(4). disciplined the applicant or a control affiliate by expelling or suspending it from membership, by barring or suspending its association with other members, or by otherwise restricting its activities?  Yes   No

10(f). Has any foreign government, court, regulatory agency or exchange ever entered an order against the applicant or a control affiliate related to investments or fraud?  Yes   No

Entity information Related to item 10(f) Record: 1

10(f)(i). The individuals named in the Action	FranklinTempleton Investments Corp. (FTIC)
10(f)(ii). Title of Action	Securities Act R.S.O. 1990, C.S.5., as amended and FTIC
10(f)(iii). Date of Action	03/03/2005
10(f)(iv). The Court or body taking the Action and its location	Ontario Securities Commission (OSC)
10(f)(v). Description of the Action	The action concerned the OSC's investigation into market timing activity.
10(f)(vi). The disposition of the proceeding	FTIC and the OSC reached an agreement that resolved the issues resulting from the OSC's investigation into market timing activity.

Entity information Related to item 10(f) Record: 2

10(f)(i). The individuals named in the Action	Templeton Asset Management Ltd. (TAML)
10(f)(ii). Title of Action	Stipulated Censure
10(f)(iii). Date of Action	12/14/2010
10(f)(iv). The Court or body taking the Action and its location	Hong Kong Securities and Futures Commission (SFC)
10(f)(v). Description of the Action	SFC issued a public censure of TAML in connection with its finding that TAML breached Rule 22 of the Hong Kong Takeovers Code as a result of TAML's inadvertent failure to disclose its dealings in the shares of a Hong Kong company between January 26, 2010 and April 15, 2010.
10(f)(vi). The disposition of the proceeding	Resolved. TAML cooperated with the SFC and consented to the censure in connection with its inadvertent failure to make disclosures required by the Takeovers Code. TAML publicly disclosed its holdings, but missed the additional code requirements.

Entity information Related to item 10(f) Record: 3

10(f)(i). The individuals named in the Action	Franklin Templeton Asset Management (India) Private Limited
10(f)(ii). Title of Action	Adjudication Order Number NP/JS/AO/4-6/2016
10(f)(iii). Date of Action	05/03/2016
10(f)(iv). The Court or body taking the Action and its location	Securities and Exchange Board of India (SEBI)
10(f)(v). Description of the Action	SEBI issued a finding that an Indian-domiciled mutual fund was not operated in accordance with the SEBI regulations that stipulate the form of the fund's investment committee (IC) and require that the fund carry out all of its operations, including location of IC members, within India. In connection with that finding , SEBI imposed a penalty on the fund, fund's trustee company and the adviser as manager of the fund in the amount of approximately US$14,672 (the equivalent of the INR amount as of the date of payment) which was paid by the adviser on behalf of all parties.
10(f)(vi). The disposition of the proceeding	SEBI imposed a penalty on the fund, fund's trustee company and adviser as manager of the fund of INR 1,000,000 (approximately US$14,672 as of the date of payment) was paid by the adviser on behalf of all parties to resolve the matter on 11/29/2016.

Entity information Related to item 10(f) Record: 4

10(f)(i). The individuals named in the Action	Franklin Templeton Investment Trust Management Co. LTD. (FTITMC); Certain Employees of Franklin Templeton Investment Trust Management Co. LTD.
10(f)(ii). Title of Action	Regulatory Inspection
10(f)(iii). Date of Action	04/11/2019
10(f)(iv). The Court or body taking the Action and its location	Asset Management Examination Dept. of the Korean Financial Supervisory Service
10(f)(v). Description of the Action	In connection with a review of FTITMC's risk management controls and procedures applicable to funds domiciled in Korea under Korean law, the Asset Management Examination Department of the Korean Financial Supervisory Service (FSS) alleged the following deficiencies in connection with the bankruptcies of certain portfolio holdings of certain such funds managed by FTITMC: failure to disclose the details of non-performing assets; failure to provide timely net asset value of such funds reflecting fair market valuation of debt/equity swaps; failure to manage the funds in line with trust agreements with respect to credit and asset limits; and failure to prepare adequate risk management standards for certain Korean domiciled funds that held loans to companies that entered into Chapter 11 bankruptcy in the U.S. FTITMC cooperated with the review throughout the administrative proceeding.
10(f)(vi). The disposition of the proceeding	FSS imposed an institutional caution and fine of KRW 50 million, ultimately reduced to KRW 40 million (approximately $34,036 at time of payment) for timely payment.

Entity information Related to item 10(f) Record: 5

10(f)(i). The individuals named in the Action	Franklin Templeton Asset Management (India) Pvt Ltd (FTAMI) Franklin Templeton Trustee Services Pvt Ltd (FTTS) Certain employees & officers of FTAMI
10(f)(ii). Title of Action	Show Cause Notices and Orders
10(f)(iii). Date of Action	06/07/2021
10(f)(iv). The Court or body taking the Action and its location	Securities and Exchange Board of India (SEBI)
10(f)(v). Description of the Action	THE INITIAL SHOW CAUSE NOTICES AND FINAL SEBI ORDERS INCLUDE ALLEGATIONS AND FINDINGS RELATING TO : DIFFERENTIATION BETWEEN PRODUCTS; RISK MANAGEMENT; CALCULATION OF DURATION AND VALUATION OF CERTAIN SECURITIES AND DELAY IN REPORTING CHANGES TO INSTRUMENT TERMS TO RATING/VALUATION AGENCIES; STANDARDS FOR DUE DILIGENCE, INVESTMENT PROCESS AND MONITORING OF INVESTMENTS; DECISIONS ON EXERCISE OF EXIT RIGHTS FOR CERTAIN SECURITIES; AND ONE INSTANCE WHERE AN INVESTOR WHO WAS RESTRAINED BY SEBI FROM ACCESSING THE SECURITIES MARKET WAS ERRONEOUSLY ALLOWED TO REDEEM INVESTMENTS. ON 6/7/21, SEBI ISSUED AN ORDER AGAINST FTAMI, AND ON 6/14/21, SEBI ISSUED A JOINT ORDER AGAINST FTTS AND CERTAIN FTAMI OFFICERS AND EMPLOYEES. THE ORDER AGAINST FTAMI: (1) PROHIBITS THE LAUNCH OF ANY NEW DEBT FUNDS IN INDIA FOR 2 YEARS; (2) ORDERS DISGORGEMENT OF CERTAIN INVESTMENT MANAGEMENT AND ADVISORY FEES ; AND (3) PAYMENT OF A MONETARY PENALTY. THE JOINT ORDER AGAINST FITS AND THE FTAMI EMPLOYEES/OFFICERS REQUIRES THE PAYMENT OF MONETARY PENALTIES: (1) BY FTTS (2) BY FTAMI'S CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER-FIXED INCOME; (3) BY 5 PORTFOLIO MANAGERS; AND (4) BY FTAMI'S COMPLIANCE OFFICER.
10(f)(vi). The disposition of the proceeding	FTAMI FILED AN APPEAL WITH THE SECURITIES APPELLATE TRIBUNAL ON JUNE 21, 2021. FITS AND THE INDIVIDUAL RESPONDENTS (EMPLOYEES AND OFFICERS OF FTAMI) INTEND TO APPEAL THE SEPARATE SEBI ORDER ISSUED AGAINST THOSE RESPONDENTS.

Entity information Related to item 10(f) Record: 6

10(f)(i). The individuals named in the Action	FRANKLIN TEMPLETON INTERNATIONAL SERVICES S.A R.L.(FTIS)
10(f)(ii). Title of Action	OPC.21/46123-BAM/S964 CSP 19.10
10(f)(iii). Date of Action	12/09/2021
10(f)(iv). The Court or body taking the Action and its location	Commission de Surveillance du Secteur Financier - Luxembourg
10(f)(v). Description of the Action	In connection with a regulatory inspection of FTISs AML/CFT framework in March 2019, the Luxembourg Commission de Surveillance du Secteur Financier (CSSF) sent a letter dated May 14, 2021 (the Letter) identifying alleged deficiencies and observations with regard to FTISs anti-money laundering processes and documentation relating to new European and Luxembourg legislation and regulations that came into effect over the last two years and notifying FTIS of the CSSFs intention to impose a potential administrative sanction. The Letter did not identify any actual instances of money laundering. The CSSF imposed a fine that has been paid by FTIS, as described below. All observations in the Letter have been addressed with a remediation plan that has been reviewed by an independent auditor and that has been communicated to the CSSF.
10(f)(vi). The disposition of the proceeding	Following FTISs response to the May 2021 Letter, in a letter dated December 9, 2021, the CSSF communicated its decision to impose a fine of EUR 261,000 on FTIS. FTIS paid the fine in full on December 16, 2021.

Entity information Related to item 10(f) Record: 7

10(f)(i). The individuals named in the Action	Franklin Mutual Advisers, LLC (FMA)
10(f)(ii). Title of Action	Civil Monetary Fine
10(f)(iii). Date of Action	02/10/2022
10(f)(iv). The Court or body taking the Action and its location	The Mexican Federal Economic Competition Commission (COFECE)
10(f)(v). Description of the Action	In April 2019, certain portfolios managed by FMA sold shares of International Automotive Components Group North America, LLC to GCM SPVMI, L.P. (the Sale). Following the initiation of a verification procedure regarding the Sale, COFECE determined that the parties failed to comply with the Federal Economic Competition Law (LFCE) requirement to apply to COFECE for approval of the Sale prior to its consummation. COFECE rendered its decision with respect to the Sale on February 10, 2022, and informed FMA of this decision on February 17, 2022. COFECE imposed a fine that has since been paid in full by FMA. The fine relates solely to COFECE's determination that FMA failed to comply with the pre-consummation approval requirements. COFECE approved the Sale based on its determination that the Sale did not impose a risk of harming free competition and open access to the markets.
10(f)(vi). The disposition of the proceeding	COFECE imposed a civil monetary fine of 1,734,917.66 MXN pesos on FMA for failing to comply with LFCE requirements to apply for approval of the Sale by COFECE prior to its consummation. FMA paid USD 82,743, constituting the full fine, on March 10, 2022.

10(g). Is the applicant or a control affiliate now the subject of a proceeding that could result in a yes answer for questions 10(a) – 10(f) ?  Yes   No

10(h). Has a bonding company denied, paid out on, or revoked a bond for the applicant or a control affiliate?  Yes   No

10(i). Does the applicant or a control affiliate have any unsatisfied judgments or liens against it?  Yes   No

TA-1/A : Signature

ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) SIGNATURE: The registrant submitting this form, and as required, the SEC supplement and Schedules A-D, And the executing official hereby represent that all the information contained herein is true, correct and complete.

11(a). Signature of Official responsible for Form:	Ramakrishna Mallimadugula
11(b). Telephone Number:	91 40 66972410
11(c). Title of Signing Officer:	Director
11(d). Date Signed (Month/Day/Year):	11/15/2022