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SC 13G/A Filing
Antero Resources (AR) SC 13G/AANTERO RESOURCES Corp
Filed: 13 Feb 17, 12:00am
UNITED STATES | ||
SECURITIES AND EXCHANGE COMMISSION | ||
Washington, DC 20549 | ||
☐ | Rule 13d-1(b) |
☐ | Rule 13d-1(c) |
☒ | Rule 13d-1(d) |
CUSIP No. 03674X 106 | 13G | Page 2 of 19 pages | |||||
1 | Name of Reporting Persons Warburg Pincus Private Equity VIII, L.P. | ||||||
2 | Check the Appropriate Box if a Member of a Group | ||||||
(a) | ☐ | ||||||
(b) | ☒ | ||||||
3 | SEC Use Only | ||||||
4 | Citizenship or Place of Organization Delaware | ||||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power 0 | |||||
6 | Shared Voting Power 5,194 (1) | ||||||
7 | Sole Dispositive Power 0 | ||||||
8 | Shared Dispositive Power 5,194 (1) | ||||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person 5,194 (1) | ||||||
10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐ | ||||||
11 | Percent of Class Represented by Amount in Row 9 less than 1% (2) | ||||||
12 | Type of Reporting Person PN | ||||||
CUSIP No. 03674X 106 | 13G | Page 3 of 19 pages | |||||
1 | Name of Reporting Persons Warburg Pincus Private Equity X, L.P. | ||||||
2 | Check the Appropriate Box if a Member of a Group | ||||||
(a) | ☐ | ||||||
(b) | ☒ | ||||||
3 | SEC Use Only | ||||||
4 | Citizenship or Place of Organization Delaware | ||||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power 0 | |||||
6 | Shared Voting Power 11,790,102 (1) | ||||||
7 | Sole Dispositive Power 0 | ||||||
8 | Shared Dispositive Power 11,790,102 (1) | ||||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person 11,790,102 (1) | ||||||
10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐ | ||||||
11 | Percent of Class Represented by Amount in Row 9 3.8% (2) | ||||||
12 | Type of Reporting Person PN | ||||||
CUSIP No. 03674X 106 | 13G | Page 4 of 19 pages | |||||
1 | Name of Reporting Persons Warburg Pincus X Partners, L.P. | ||||||
2 | Check the Appropriate Box if a Member of a Group | ||||||
(a) | ☐ | ||||||
(b) | ☒ | ||||||
3 | SEC Use Only | ||||||
4 | Citizenship or Place of Organization Delaware | ||||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power 0 | |||||
6 | Shared Voting Power 1,758,730 (1) | ||||||
7 | Sole Dispositive Power 0 | ||||||
8 | Shared Dispositive Power 1,758,730 (1) | ||||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person 1,758,730 (1) | ||||||
10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐ | ||||||
11 | Percent of Class Represented by Amount in Row 9 less than 1% (2) | ||||||
12 | Type of Reporting Person PN | ||||||
CUSIP No. 03674X 106 | 13G | Page 5 of 19 pages | |||||
1 | Name of Reporting Persons Warburg Pincus Private Equity X O&G, L.P. | ||||||
2 | Check the Appropriate Box if a Member of a Group | ||||||
(a) | ☐ | ||||||
(b) | ☒ | ||||||
3 | SEC Use Only | ||||||
4 | Citizenship or Place of Organization Delaware | ||||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power 0 | |||||
6 | Shared Voting Power 43,158,261 (1) | ||||||
7 | Sole Dispositive Power 0 | ||||||
8 | Shared Dispositive Power 43,158,261 (1) | ||||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person 43,158,261 (1) | ||||||
10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐ | ||||||
11 | Percent of Class Represented by Amount in Row 9 13.7% (2) | ||||||
12 | Type of Reporting Person PN | ||||||
CUSIP No. 03674X 106 | 13G | Page 6 of 19 pages | |||||
1 | Name of Reporting Persons Warburg Pincus X, L.P. | ||||||
2 | Check the Appropriate Box if a Member of a Group | ||||||
(a) | ☐ | ||||||
(b) | ☒ | ||||||
3 | SEC Use Only | ||||||
4 | Citizenship or Place of Organization Delaware | ||||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power 0 | |||||
6 | Shared Voting Power 56,707,093 (1) | ||||||
7 | Sole Dispositive Power 0 | ||||||
8 | Shared Dispositive Power 56,707,093 (1) | ||||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person 56,707,093 (1) | ||||||
10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐ | ||||||
11 | Percent of Class Represented by Amount in Row 9 18.1% (2) | ||||||
12 | Type of Reporting Person PN | ||||||
CUSIP No. 03674X 106 | 13G | Page 7 of 19 pages | |||||
1 | Name of Reporting Persons Warburg Pincus X GP L.P. | ||||||
2 | Check the Appropriate Box if a Member of a Group | ||||||
(a) | ☐ | ||||||
(b) | ☒ | ||||||
3 | SEC Use Only | ||||||
4 | Citizenship or Place of Organization Delaware | ||||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power 0 | |||||
6 | Shared Voting Power 56,707,093 (1) | ||||||
7 | Sole Dispositive Power 0 | ||||||
8 | Shared Dispositive Power 56,707,093 (1) | ||||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person 56,707,093 (1) | ||||||
10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐ | ||||||
11 | Percent of Class Represented by Amount in Row 9 18.1% (2) | ||||||
12 | Type of Reporting Person PN | ||||||
CUSIP No. 03674X 106 | 13G | Page 8 of 19 pages | |||||
1 | Name of Reporting Persons WPP GP LLC | ||||||
2 | Check the Appropriate Box if a Member of a Group | ||||||
(a) | ☐ | ||||||
(b) | ☒ | ||||||
3 | SEC Use Only | ||||||
4 | Citizenship or Place of Organization Delaware | ||||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power 0 | |||||
6 | Shared Voting Power 56,707,093(1) | ||||||
7 | Sole Dispositive Power 0 | ||||||
8 | Shared Dispositive Power 56,707,093 (1) | ||||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person 56,707,093 (1) | ||||||
10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐ | ||||||
11 | Percent of Class Represented by Amount in Row 9 18.1% (2) | ||||||
12 | Type of Reporting Person OO | ||||||
CUSIP No. 03674X 106 | 13G | Page 9 of 19 pages | |||||
1 | Name of Reporting Persons Warburg Pincus Partners, L.P. | ||||||
2 | Check the Appropriate Box if a Member of a Group | ||||||
(a) | ☐ | ||||||
(b) | ☒ | ||||||
3 | SEC Use Only | ||||||
4 | Citizenship or Place of Organization Delaware | ||||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power 0 | |||||
6 | Shared Voting Power 56,712,287 (1) | ||||||
7 | Sole Dispositive Power 0 | ||||||
8 | Shared Dispositive Power 56,712,287 (1) | ||||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person 56,712,287 (1) | ||||||
10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐ | ||||||
11 | Percent of Class Represented by Amount in Row 9 18.1% (2) | ||||||
12 | Type of Reporting Person PN | ||||||
CUSIP No. 03674X 106 | 13G | Page 10 of 19 pages | |||||
1 | Name of Reporting Persons Warburg Pincus Partners GP LLC | ||||||
2 | Check the Appropriate Box if a Member of a Group | ||||||
(a) | ☐ | ||||||
(b) | ☒ | ||||||
3 | SEC Use Only | ||||||
4 | Citizenship or Place of Organization Delaware | ||||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power 0 | |||||
6 | Shared Voting Power 56,712,287 (1) | ||||||
7 | Sole Dispositive Power 0 | ||||||
8 | Shared Dispositive Power 56,712,287 (1) | ||||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person 56,712,287 (1) | ||||||
10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐ | ||||||
11 | Percent of Class Represented by Amount in Row 9 18.1% (2) | ||||||
12 | Type of Reporting Person OO | ||||||
CUSIP No. 03674X 106 | 13G | Page 11 of 19 pages | |||||
1 | Name of Reporting Persons Warburg Pincus & Co. | ||||||
2 | Check the Appropriate Box if a Member of a Group | ||||||
(a) | ☐ | ||||||
(b) | ☒ | ||||||
3 | SEC Use Only | ||||||
4 | Citizenship or Place of Organization New York | ||||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power 0 | |||||
6 | Shared Voting Power 56,712,287 (1) | ||||||
7 | Sole Dispositive Power 0 | ||||||
8 | Shared Dispositive Power 56,712,287 (1) | ||||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person 56,712,287 (1) | ||||||
10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐ | ||||||
11 | Percent of Class Represented by Amount in Row 9 18.1% (2) | ||||||
12 | Type of Reporting Person PN | ||||||
CUSIP No. 03674X 106 | 13G | Page 12 of 19 pages | |||||
1 | Name of Reporting Persons Warburg Pincus LLC | ||||||
2 | Check the Appropriate Box if a Member of a Group | ||||||
(a) | ☐ | ||||||
(b) | ☒ | ||||||
3 | SEC Use Only | ||||||
4 | Citizenship or Place of Organization New York | ||||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power 0 | |||||
6 | Shared Voting Power 56,712,287 (1) | ||||||
7 | Sole Dispositive Power 0 | ||||||
8 | Shared Dispositive Power 56,712,287 (1) | ||||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person 56,712,287 (1) | ||||||
10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐ | ||||||
11 | Percent of Class Represented by Amount in Row 9 18.1% (2) | ||||||
12 | Type of Reporting Person OO | ||||||
CUSIP No. 03674X 106 | 13G | Page 13 of 19 pages | |||||
1 | Name of Reporting Persons Charles R. Kaye | ||||||
2 | Check the Appropriate Box if a Member of a Group | ||||||
(a) | ☐ | ||||||
(b) | ☒ | ||||||
3 | SEC Use Only | ||||||
4 | Citizenship or Place of Organization United States | ||||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power 0 | |||||
6 | Shared Voting Power 56,712,287 (1) | ||||||
7 | Sole Dispositive Power 0 | ||||||
8 | Shared Dispositive Power 56,712,287 (1) | ||||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person 56,712,287 (1) | ||||||
10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐ | ||||||
11 | Percent of Class Represented by Amount in Row 9 18.1% (2) | ||||||
12 | Type of Reporting Person IN | ||||||
CUSIP No. 03674X 106 | 13G | Page 14 of 19 pages | |||||
1 | Name of Reporting Persons Joseph P. Landy | ||||||
2 | Check the Appropriate Box if a Member of a Group | ||||||
(a) | ☐ | ||||||
(b) | ☒ | ||||||
3 | SEC Use Only | ||||||
4 | Citizenship or Place of Organization United States | ||||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power 0 | |||||
6 | Shared Voting Power 56,712,287 (1) | ||||||
7 | Sole Dispositive Power 0 | ||||||
8 | Shared Dispositive Power 56,712,287 (1) | ||||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person 56,712,287 (1) | ||||||
10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐ | ||||||
11 | Percent of Class Represented by Amount in Row 9 18.1% (2) | ||||||
12 | Type of Reporting Person IN | ||||||
Item 1(a) | Name of Issuer. |
Item 1(b) | Address of Issuer’s Principal Executive Offices. |
Item 2(a) | Name of Person Filing. |
Item 2(b) | Address of Principal Business Office. |
Item 2(c) | Citizenship. |
Item 2(d) | Title of Class of Securities. |
Item 2(e) | CUSIP Number. |
Item 3 | If this statement is filed pursuant to §§240.13d—1(b) or 240.13d—2(b) or (c), check whether the person filing is a: | ||
☒ | Not Applicable | ||
(a) | ☐ | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); | |
(b) | ☐ | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); | |
(c) | ☐ | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); | |
(d) | ☐ | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a—8); | |
(e) | ☐ | An investment adviser in accordance with §240.13d—1(b)(1)(ii)(E); | |
(f) | ☐ | An employee benefit plan or endowment fund in accordance with §240.13d—1(b)(1)(ii)(F); | |
(g) | ☐ | A parent holding company or control person in accordance with §240.13d—1(b)(1)(ii)(G); | |
(h) | ☐ | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
(i) | ☐ | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a—3); | |
(j) | ☐ | A non-U.S. institution in accordance with §240.13d—1(b)(1)(ii)(J); | |
(k) | ☐ | Group, in accordance with §240.13d—1(b)(1)(ii)(K). |
Item 4 | Ownership. |
Item 5 | Ownership of Five Percent or Less of a Class. |
Item 6 | Ownership of More than Five Percent on Behalf of Another Person. |
Item 7 | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. |
Item 8 | Identification and Classification of Members of the Group. |
Item 9 | Notice of Dissolution of Group. |
Item 10 | Certification. |
WARBURG PINCUS PRIVATE EQUITY VIII, L.P. | ||||
By: | Warburg Pincus Partners, L.P., its general partner | |||
By: | Warburg Pincus Partners GP LLC, its general partner | |||
By: | Warburg Pincus & Co., its managing member | |||
By: | /s/ Robert B. Knauss | |||
Name: | Robert B. Knauss | |||
Title: | Partner | |||
WARBURG PINCUS PRIVATE EQUITY X, L.P. | ||||
By: | Warburg Pincus X, L.P., its general partner | |||
By: | Warburg Pincus X GP L.P., its general partner | |||
By: | WPP GP LLC, its general partner | |||
By: | Warburg Pincus Partners, L.P., its managing member | |||
By: | Warburg Pincus Partners GP LLC, its general partner | |||
By: | Warburg Pincus & Co., its managing member | |||
By: | /s/ Robert B. Knauss | |||
Name: | Robert B. Knauss | |||
Title: | Partner | |||
WARBURG PINCUS X PARTNERS, L.P. | ||||
By: | Warburg Pincus X, L.P., its general partner | |||
By: | Warburg Pincus X GP L.P., its general partner | |||
By: | WPP GP LLC, its general partner | |||
By: | Warburg Pincus Partners, L.P., its managing member | |||
By: | Warburg Pincus Partners GP LLC, its general partner | |||
By: | Warburg Pincus & Co., its managing member | |||
By: | /s/ Robert B. Knauss | |||
Name: | Robert B. Knauss | |||
Title: | Partner | |||
WARBURG PINCUS PRIVATE EQUITY X O&G, L.P. | ||||
By: | Warburg Pincus X, L.P., its general partner | |||
By: | Warburg Pincus X GP L.P., its general partner | |||
By: | WPP GP LLC, its general partner | |||
By: | Warburg Pincus Partners, L.P., its managing member | |||
By: | Warburg Pincus Partners GP LLC, its general partner | |||
By: | Warburg Pincus & Co., its managing member | |||
By: | /s/ Robert B. Knauss | |||
Name: | Robert B. Knauss | |||
Title: | Partner | |||
WARBURG PINCUS X, L.P. | ||||
By: | Warburg Pincus X GP L.P., its general partner | |||
By: | WPP GP LLC, its general partner | |||
By: | Warburg Pincus Partners, L.P., its managing member | |||
By: | Warburg Pincus Partners GP LLC, its general partner | |||
By: | Warburg Pincus & Co., its managing member | |||
By: | /s/ Robert B. Knauss | |||
Name: | Robert B. Knauss | |||
Title: | Partner |
WARBURG PINCUS X GP L.P. | ||||
By: | WPP GP LLC, its general partner | |||
By: | Warburg Pincus Partners, L.P., its managing member | |||
By: | Warburg Pincus Partners GP LLC, its general partner | |||
By: | Warburg Pincus & Co., its managing member | |||
By: | /s/ Robert B. Knauss | |||
Name: | Robert B. Knauss | |||
Title: | Partner | |||
WPP GP LLC | ||||
By: | Warburg Pincus Partners, L.P., its managing member | |||
By: | Warburg Pincus Partners GP LLC, its general partner | |||
By: | Warburg Pincus & Co., its managing member | |||
By: | /s/ Robert B. Knauss | |||
Name: | Robert B. Knauss | |||
Title: | Partner | |||
WARBURG PINCUS PARTNERS, L.P. | ||||
By: | Warburg Pincus Partners GP LLC, its general partner | |||
By: | Warburg Pincus & Co., its managing member | |||
By: | /s/ Robert B. Knauss | |||
Name: | Robert B. Knauss | |||
Title: | Partner | |||
WARBURG PINCUS PARTNERS GP LLC | ||||
By: | Warburg Pincus & Co., its managing member | |||
By: | /s/ Robert B. Knauss | |||
Name: | Robert B. Knauss | |||
Title: | Partner | |||
WARBURG PINCUS & CO. | ||||
By: | /s/ Robert B. Knauss | |||
Name: | Robert B. Knauss | |||
Title: | Partner | |||
WARBURG PINCUS LLC | ||||
By: | /s/ Robert B. Knauss | |||
Name: | Robert B. Knauss | |||
Title: | Managing Director | |||
CHARLES R. KAYE | ||||
By: | /s/ Robert B. Knauss | |||
Robert B. Knauss, Attorney-in-Fact* | ||||
JOSEPH P. LANDY | ||||
By: | /s/ Robert B. Knauss | |||
Robert B. Knauss, Attorney-in-Fact* |
* | The Power of Attorney given by each of Mr. Kaye and Mr. Landy was previously filed with the U.S. Securities & Exchange Commission on July 12, 2016 as an exhibit to a beneficial ownership report on Schedule 13D filed by Warburg Pincus LLC with respect to WEX, Inc. and is hereby incorporated by reference. |