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SC 13G/A Filing
Antero Resources (AR) SC 13G/AANTERO RESOURCES Corp
Filed: 12 Feb 19, 5:20pm
☐ | Rule 13d-1(b) |
☐ | Rule 13d-1(c) |
☒ | Rule 13d-1(d) |
13G | Page 2 of 15 pages | ||||||
1 | Name of Reporting Persons Warburg Pincus Private Equity X O&G, L.P. | ||||||
2 | Check the Appropriate Box if a Member of a Group | ||||||
(a) | ☐ | ||||||
(b) | ☒ | ||||||
3 | SEC Use Only | ||||||
4 | Citizenship or Place of Organization Delaware | ||||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power 0 | |||||
6 | Shared Voting Power 32,566,126(1) | ||||||
7 | Sole Dispositive Power 0 | ||||||
8 | Shared Dispositive Power 32,566,126(1) | ||||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person 32,566,126(1) | ||||||
10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐ | ||||||
11 | Percent of Class Represented by Amount in Row 9 10.3% (2) | ||||||
12 | Type of Reporting Person PN |
(1) | The reporting person expressly disclaims beneficial ownership with respect to any shares of Common Stock (as defined in Item 2(d) of this Schedule 13G) in excess of its economic interest in the Common Stock. |
(2) | Calculations are based upon 317,114,931 shares of Common Stock of the Issuer outstanding as of October 26, 2018, as set forth in the Form 10-Q of the Issuer filed with the U.S. Securities and Exchange Commission on October 31, 2018. |
CUSIP No. 03674X 106 | 13G | Page 3 of 15 pages | |||||
1 | Name of Reporting Persons Warburg Pincus X, L.P. | ||||||
2 | Check the Appropriate Box if a Member of a Group | ||||||
(a) | ☐ | ||||||
(b) | ☒ | ||||||
3 | SEC Use Only | ||||||
4 | Citizenship or Place of Organization Delaware | ||||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power 0 | |||||
6 | Shared Voting Power 33,609,061 (1) | ||||||
7 | Sole Dispositive Power 0 | ||||||
8 | Shared Dispositive Power 33,609,061 (1) | ||||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person 33,609,061 (1) | ||||||
10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐ | ||||||
11 | Percent of Class Represented by Amount in Row 9 10.6% (2) | ||||||
12 | Type of Reporting Person PN |
(1) | The reporting person expressly disclaims beneficial ownership with respect to any shares of Common Stock in excess of its economic interest in the Common Stock. |
(2) | Calculations are based upon 317,114,931 shares of Common Stock of the Issuer outstanding as of October 26, 2018, as set forth in the Form 10-Q of the Issuer filed with the U.S. Securities and Exchange Commission on October 31, 2018. |
CUSIP No. 03674X 106 | 13G | Page 4 of 15 pages | |||||
1 | Name of Reporting Persons Warburg Pincus X GP L.P. | ||||||
2 | Check the Appropriate Box if a Member of a Group | ||||||
(a) | ☐ | ||||||
(b) | ☒ | ||||||
3 | SEC Use Only | ||||||
4 | Citizenship or Place of Organization Delaware | ||||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power 0 | |||||
6 | Shared Voting Power 33,609,061 (1) | ||||||
7 | Sole Dispositive Power 0 | ||||||
8 | Shared Dispositive Power 33,609,061 (1) | ||||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person 33,609,061 (1) | ||||||
10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐ | ||||||
11 | Percent of Class Represented by Amount in Row 9 10.6% (2) | ||||||
12 | Type of Reporting Person PN |
(1) | The reporting person expressly disclaims beneficial ownership with respect to any shares of Common Stock in excess of its economic interest in the Common Stock. |
(2) | Calculations are based upon 317,114,931 shares of Common Stock of the Issuer outstanding as of October 26, 2018, as set forth in the Form 10-Q of the Issuer filed with the U.S. Securities and Exchange Commission on October 31, 2018. |
CUSIP No. 03674X 106 | 13G | Page 5 of 15 pages | |||||
1 | Name of Reporting Persons WPP GP LLC | ||||||
2 | Check the Appropriate Box if a Member of a Group | ||||||
(a) | ☐ | ||||||
(b) | ☒ | ||||||
3 | SEC Use Only | ||||||
4 | Citizenship or Place of Organization Delaware | ||||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power 0 | |||||
6 | Shared Voting Power 33,609,061 (1) | ||||||
7 | Sole Dispositive Power 0 | ||||||
8 | Shared Dispositive Power 33,609,061 (1) | ||||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person 33,609,061 (1) | ||||||
10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐ | ||||||
11 | Percent of Class Represented by Amount in Row 9 10.6% (2) | ||||||
12 | Type of Reporting Person OO |
(1) | The reporting person expressly disclaims beneficial ownership with respect to any shares of Common Stock in excess of its economic interest in the Common Stock. |
(2) | Calculations are based upon 317,114,931 shares of Common Stock of the Issuer outstanding as of October 26, 2018, as set forth in the Form 10-Q of the Issuer filed with the U.S. Securities and Exchange Commission on October 31, 2018. |
CUSIP No. 03674X 106 | 13G | Page 6 of 15 pages | |||||
1 | Name of Reporting Persons Warburg Pincus Partners, L.P. | ||||||
2 | Check the Appropriate Box if a Member of a Group | ||||||
(a) | ☐ | ||||||
(b) | ☒ | ||||||
3 | SEC Use Only | ||||||
4 | Citizenship or Place of Organization Delaware | ||||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power 0 | |||||
6 | Shared Voting Power 33,609,061 (1) | ||||||
7 | Sole Dispositive Power 0 | ||||||
8 | Shared Dispositive Power 33,609,061 (1) | ||||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person 33,609,061 (1) | ||||||
10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐ | ||||||
11 | Percent of Class Represented by Amount in Row 9 10.6% (2) | ||||||
12 | Type of Reporting Person PN |
(1) | The reporting person expressly disclaims beneficial ownership with respect to any shares of Common Stock in excess of its economic interest in the Common Stock. |
(2) | Calculations are based upon 317,114,931 shares of Common Stock of the Issuer outstanding as of October 26, 2018, as set forth in the Form 10-Q of the Issuer filed with the U.S. Securities and Exchange Commission on October 31, 2018. |
CUSIP No. 03674X 106 | 13G | Page 7 of 15 pages | |||||
1 | Name of Reporting Persons Warburg Pincus Partners GP LLC | ||||||
2 | Check the Appropriate Box if a Member of a Group | ||||||
(a) | ☐ | ||||||
(b) | ☒ | ||||||
3 | SEC Use Only | ||||||
4 | Citizenship or Place of Organization Delaware | ||||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power 0 | |||||
6 | Shared Voting Power 33,609,061 (1) | ||||||
7 | Sole Dispositive Power 0 | ||||||
8 | Shared Dispositive Power 33,609,061 (1) | ||||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person 33,609,061 (1) | ||||||
10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐ | ||||||
11 | Percent of Class Represented by Amount in Row 9 10.6% (2) | ||||||
12 | Type of Reporting Person OO |
(1) | The reporting person expressly disclaims beneficial ownership with respect to any shares of Common Stock in excess of its economic interest in the Common Stock. |
(2) | Calculations are based upon 317,114,931 shares of Common Stock of the Issuer outstanding as of October 26, 2018, as set forth in the Form 10-Q of the Issuer filed with the U.S. Securities and Exchange Commission on October 31, 2018. |
CUSIP No. 03674X 106 | 13G | Page 8 of 15 pages | |||||
1 | Name of Reporting Persons Warburg Pincus & Co. | ||||||
2 | Check the Appropriate Box if a Member of a Group | ||||||
(a) | ☐ | ||||||
(b) | ☒ | ||||||
3 | SEC Use Only | ||||||
4 | Citizenship or Place of Organization New York | ||||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power 0 | |||||
6 | Shared Voting Power 33,609,061 (1) | ||||||
7 | Sole Dispositive Power 0 | ||||||
8 | Shared Dispositive Power 33,609,061 (1) | ||||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person 33,609,061 (1) | ||||||
10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐ | ||||||
11 | Percent of Class Represented by Amount in Row 9 10.6% (2) | ||||||
12 | Type of Reporting Person PN |
(1) | The reporting person expressly disclaims beneficial ownership with respect to any shares of Common Stock in excess of its economic interest in the Common Stock. |
(2) | Calculations are based upon 317,114,931 shares of Common Stock of the Issuer outstanding as of October 26, 2018, as set forth in the Form 10-Q of the Issuer filed with the U.S. Securities and Exchange Commission on October 31, 2018. |
CUSIP No. 03674X 106 | 13G | Page 9 of 15 pages | |||||
1 | Name of Reporting Persons Warburg Pincus LLC | ||||||
2 | Check the Appropriate Box if a Member of a Group | ||||||
(a) | ☐ | ||||||
(b) | ☒ | ||||||
3 | SEC Use Only | ||||||
4 | Citizenship or Place of Organization New York | ||||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power 0 | |||||
6 | Shared Voting Power 33,609,061 (1) | ||||||
7 | Sole Dispositive Power 0 | ||||||
8 | Shared Dispositive Power 33,609,061 (1) | ||||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person 33,609,061 (1) | ||||||
10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐ | ||||||
11 | Percent of Class Represented by Amount in Row 9 10.6%(2) | ||||||
12 | Type of Reporting Person OO |
(1) | The reporting person expressly disclaims beneficial ownership with respect to any shares of Common Stock in excess of its economic interest in the Common Stock. |
(2) | Calculations are based upon 317,114,931 shares of Common Stock of the Issuer outstanding as of October 26, 2018, as set forth in the Form 10-Q of the Issuer filed with the U.S. Securities and Exchange Commission on October 31, 2018. |
CUSIP No. 03674X 106 | 13G | Page 10 of 15 pages | |||||
1 | Name of Reporting Persons Charles R. Kaye | ||||||
2 | Check the Appropriate Box if a Member of a Group | ||||||
(a) | ☐ | ||||||
(b) | ☒ | ||||||
3 | SEC Use Only | ||||||
4 | Citizenship or Place of Organization United States | ||||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power 89,915 | |||||
6 | Shared Voting Power 33,609,061 (1) | ||||||
7 | Sole Dispositive Power 89,915 | ||||||
8 | Shared Dispositive Power 33,609,061 (1) | ||||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person 33,698,976 (1) | ||||||
10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐ | ||||||
11 | Percent of Class Represented by Amount in Row 9 10.6% (2) | ||||||
12 | Type of Reporting Person IN |
(1) | The reporting person expressly disclaims beneficial ownership with respect to any shares of Common Stock other than the common stock of the Issuer owned of record by such reporting person. |
(2) | Calculations are based upon 317,114,931 shares of Common Stock of the Issuer outstanding as of October 26, 2018, as set forth in the Form 10-Q of the Issuer filed with the U.S. Securities and Exchange Commission on October 31, 2018. |
CUSIP No. 03674X 106 | 13G | Page 11 of 15 pages | |||||
1 | Name of Reporting Persons Joseph P. Landy | ||||||
2 | Check the Appropriate Box if a Member of a Group | ||||||
(a) | ☐ | ||||||
(b) | ☒ | ||||||
3 | SEC Use Only | ||||||
4 | Citizenship or Place of Organization United States | ||||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | ||||||
6 | Shared Voting Power 33,609,061 (1) | ||||||
7 | Sole Dispositive Power 565,799 | ||||||
8 | Shared Dispositive Power 33,609,061 (1) | ||||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person 34,174,860 (1) | ||||||
10 | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ☐ | ||||||
11 | Percent of Class Represented by Amount in Row 9 10.8% (2) | ||||||
12 | Type of Reporting Person IN |
(1) | The reporting person expressly disclaims beneficial ownership with respect to any shares of Common Stock other than the common stock of the Issuer owned of record by such reporting person. |
(2) | Calculations are based upon 317,114,931 shares of Common Stock of the Issuer outstanding as of October 26, 2018, as set forth in the Form 10-Q of the Issuer filed with the U.S. Securities and Exchange Commission on October 31, 2018. |
Item 1(a) | Name of Issuer. |
Item 1(b) | Address of Issuer’s Principal Executive Offices. |
Item 2(a) | Name of Person Filing. |
Item 2(b) | Address of Principal Business Office. |
Item 2(c) | Citizenship. |
Item 2(d) | Title of Class of Securities. |
Item 2(e) | CUSIP Number. |
Item 3 | If this statement is filed pursuant to §§240.13d—1(b) or 240.13d—2(b) or (c), check whether the person filing is a: | ||
☒ | Not Applicable | ||
(a) | ☐ | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); | |
(b) | ☐ | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); | |
(c) | ☐ | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); | |
(d) | ☐ | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a—8); | |
(e) | ☐ | An investment adviser in accordance with §240.13d—1(b)(1)(ii)(E); | |
(f) | ☐ | An employee benefit plan or endowment fund in accordance with §240.13d—1(b)(1)(ii)(F); | |
(g) | ☐ | A parent holding company or control person in accordance with §240.13d—1(b)(1)(ii)(G); | |
(h) | ☐ | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
(i) | ☐ | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a—3); | |
(j) | ☐ | A non-U.S. institution in accordance with §240.13d—1(b)(1)(ii)(J); | |
(k) | ☐ | Group, in accordance with §240.13d—1(b)(1)(ii)(K). |
Item 4 | Ownership. |
Item 5 | Ownership of Five Percent or Less of a Class. |
Item 6 | Ownership of More than Five Percent on Behalf of Another Person. |
Item 7 | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. |
Item 8 | Identification and Classification of Members of the Group. |
Item 9 | Notice of Dissolution of Group. |
Item 10 | Certification. |
Date: February 12, 2019 | WARBURG PINCUS PRIVATE EQUITY X O&G, L.P. By: Warburg Pincus X, L.P., its general partner By: Warburg Pincus X GP L.P., its general partner By: WPP GP LLC, its general partner By: Warburg Pincus Partners, L.P., its managing member By: Warburg Pincus Partners GP LLC, its general partner By: Warburg Pincus & Co., its managing member By: /s/ Robert B. Knauss Name: Robert B. Knauss Title: Partner WARBURG PINCUS X, L.P. By: Warburg Pincus X GP L.P., its general partner By: WPP GP LLC, its general partner By: Warburg Pincus Partners, L.P., its managing member By: Warburg Pincus Partners GP LLC, its general partner By: Warburg Pincus & Co., its managing member By: /s/ Robert B. Knauss Name: Robert B. Knauss Title: Partner WARBURG PINCUS X GP L.P. By: WPP GP LLC, its general partner By: Warburg Pincus Partners, L.P., its managing member By: Warburg Pincus Partners GP LLC, its general partner By: Warburg Pincus & Co., its managing member By: /s/ Robert B. Knauss Name: Robert B. Knauss Title: Partner WPP GP LLC By: Warburg Pincus Partners, L.P., its managing member By: Warburg Pincus Partners GP LLC, its general partner By: Warburg Pincus & Co., its managing member By: /s/ Robert B. Knauss Name: Robert B. Knauss Title: Partner |
WARBURG PINCUS PARTNERS, L.P. By: Warburg Pincus Partners GP LLC, its general partner By: Warburg Pincus & Co., its managing member By: /s/ Robert B. Knauss Name: Robert B. Knauss Title: Partner WARBURG PINCUS PARTNERS GP LLC By: Warburg Pincus & Co., its managing member By: /s/ Robert B. Knauss Name: Robert B. Knauss Title: Partner WARBURG PINCUS & CO. By: /s/ Robert B. Knauss Name: Robert B. Knauss Title: Partner WARBURG PINCUS LLC By: /s/ Robert B. Knauss CHARLES R. KAYEName: Robert B. Knauss Title: Managing Director By: /s/ Robert B. Knauss Robert B. Knauss, Attorney-in-Fact* JOSEPH P. LANDY By: /s/ Robert B. Knauss Robert B. Knauss, Attorney-in-Fact* |