SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)
(Amendment No. 3*)
| PLASTEC TECHNOLOGIES, LTD. |
| (Name of Issuer) |
Ordinary Shares, par value $0.001 per share |
| (Title of Class of Securities) |
G71218 104 |
| (CUSIP Number) |
Kin Sun Sze-To Unit 01, 21/F, Aitken Vanson Centre 61 Hoi Yuen Road, Kwun Tong Kowloon, Hong Kong 852-21917155 |
| (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) |
January 15, 2013 |
| (Date of Event which Requires Filing of this Statement) |
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box.¨
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information that would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however,see theNotes).
| CUSIP No. G71218 104 | SCHEDULE 13D | Page 2 of 6 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Kin Sun Sze-To | |||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ¨ (b) ¨
| |||
3 |
SEC USE ONLY
| |||
4 |
SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO | |||
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED ¨ PURSUANT TO ITEMS 2(d) OR 2(e)
| |||
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Hong Kong | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
8,741,784 | ||
8 |
SHARED VOTING POWER
0 | |||
9 |
SOLE DISPOSITIVE POWER
8,741,784 | |||
10 |
SHARED DISPOSITIVE POWER
0 | |||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,741,784 | |||
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES ¨ CERTAIN SHARES (see instructions)
| |||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
63.9% | |||
14 |
TYPE OF REPORTING PERSON (see instructions)
IN | |||
| CUSIP No. G71218 104 | SCHEDULE 13D | Page 3 of 6 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Sun Yip Industrial Company Limited | |||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ¨ (b) ¨
| |||
3 |
SEC USE ONLY
| |||
4 |
SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO, WC | |||
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED ¨ PURSUANT TO ITEMS 2(d) OR 2(e)
| |||
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
7,386,523 | ||
8 |
SHARED VOTING POWER
0 | |||
9 |
SOLE DISPOSITIVE POWER
7,386,523 | |||
10 |
SHARED DISPOSITIVE POWER
0 | |||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,386,523 | |||
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES £ CERTAIN SHARES (see instructions)
| |||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
54.0% | |||
14 |
TYPE OF REPORTING PERSON (see instructions)
CO | |||
| CUSIP No. G71218 104 | SCHEDULE 13D | Page 4 of 6 Pages |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Tiger Power Industries Limited | |||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ¨ (b) ¨
| |||
3 |
SEC USE ONLY
| |||
4 |
SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO | |||
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED ¨ PURSUANT TO ITEMS 2(d) OR 2(e)
| |||
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
1,355,261 | ||
8 |
SHARED VOTING POWER
0 | |||
9 |
SOLE DISPOSITIVE POWER
1,355,261 | |||
10 |
SHARED DISPOSITIVE POWER
0 | |||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,355,261 | |||
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES £ CERTAIN SHARES (see instructions)
| |||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
9.9% | |||
14 |
TYPE OF REPORTING PERSON (see instructions)
CO | |||
| CUSIP No. G71218 104 | SCHEDULE 13D | Page 5 of 6 Pages |
This Amendment No. 3 amends the original Schedule 13D and Amendments No. 1 and No. 2 thereto (collectively, “Schedule 13D”) previously filed by Kin Sun Sze-To (“Sze-To”), Sun Yip Industrial Company Limited (“Sun Yip”) and Tiger Power Industries Limited (“Tiger Power” together with Sze-To and Sun Yip, the “Reporting Persons”)with respect to ownership of theordinary shares, par value $0.001 per share (“Ordinary Shares”), of Plastec Technologies, Ltd., a Cayman Islands exempted company (the “Issuer”). Unless set forth below, all previous Items are unchanged. Capitalized terms used herein which are not defined herein have the meanings given to them in the Schedule 13D, as amended, previously filed with the SEC.
The percentage of beneficial ownership reflected in this Schedule 13D is calculated using 13,692,228 Ordinary Shares outstanding, which is based on information known to the Reporting Persons.
Item 3. Sources of Funds.
Item 3 of the Schedule 13D is hereby amended to add the following:
By agreement dated January 15, 2013, the Issuer repurchased from Sun Yip 423,967 Ordinary Shares of the Issuer at a price of $6.00 per share for an aggregate purchase price of $2,543,802. Upon consummation of the transaction, the Issuer transferred the shares to its transfer agent for cancellation.
Item 5. Interest in Securities of the Issuer.
Item 5 is hereby amended in its entirety to read as follows:
Sze-To is the beneficial owner of 8,741,784 Ordinary Shares, representing 7,386,523 Ordinary Shares held by Sun Yip and 1,355,261 Ordinary Shares held by Tiger Power, two entities that he controls. Sze-To is the beneficial owner of 63.9% of the Issuer’s outstanding Ordinary Shares. Sze-To is deemed to have sole voting and dispositive power over such Ordinary Shares as he controls the entities holding such shares.
Sun Yip is the beneficial owner of 7,386,523 Ordinary Shares. Sun Yip is the beneficial owner of 54.0% of the Issuer’s outstanding Ordinary Shares. Sun Yip has sole voting and dispositive power over such Ordinary Shares.
Tiger Power is the beneficial owner of 1,355,261 Ordinary Shares. Tiger Power is the beneficial owner of 9.9% of the Issuer’s outstanding Ordinary Shares. Tiger Power has sole voting and dispositive power over such Ordinary Shares.
In the past 60 days, the Reporting Persons have effected the transactions described under Item 3 above, and such description is incorporated herein by reference.
Item 7. Material to be filed as Exhibits.
Item 7 is hereby amended to add the following exhibits:
10. Stock Purchase Agreement between Sun Yip and Issuer dated January 15, 2013
| CUSIP No. G71218 104 | SCHEDULE 13D | Page 6 of 6 Pages |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated February 6, 2013
| /s/ Kin Sun Sze-To | ||
| Kin Sun Sze-To | ||
| SUN YIP INDUSTRIAL COMPANY LIMITED | ||
| By: | /s/ Kin Sun Sze-To | |
| Name: Kin Sun Sze-To | ||
| Title: Director | ||
| TIGER POWER INDUSTRIES LIMITED | ||
| By: | /s/ Kin Sun Sze-To | |
| Name: Kin Sun Sze-To | ||
| Title: Director | ||
