UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A
(Amendment No. 1)
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| þ | | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the Quarterly Period Ended June 30, 2010
OR
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| o | | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the Transition Period From To
Commission File Number 333-150888
T3 MOTION, INC.
(Exact name of registrant as specified in its charter)
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Delaware
(State or other jurisdiction of
incorporation or organization) | | 20-4987549
(I.R.S. Employer Identification No.) |
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2990 Airway Avenue, Suite A
Costa Mesa, California
(Address of principal executive offices) | | 92626
(Zip Code) |
(714) 619-3600
(Registrant’s telephone number, including area code)
Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. YESþ NOo
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). YESo NOþ
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
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| Large accelerated filero | | Accelerated filero | | Non-accelerated filero(Do not check if a smaller reporting company) | | Smaller reporting companyþ |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). YESo NOþ
As of August 16, 2010, the number of shares outstanding of the Registrant’s Common Stock, par value $0.001 per share was 48,538,462.
TABLE OF CONTENTS
EXPLANATORY NOTE
This Amendment No. 1 to the quarterly report on Form 10-Q of T3 Motion, Inc. (the Company) for the fiscal period ended June 30, 2010 is being filed in order to include an unredacted version of Exhibit 10.1
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Item 6. Exhibits.
INDEX TO EXHIBITS
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| Exhibit | | |
| Number | | Description |
| 3.1 | | Amended and Restated Certificate of Incorporation, as currently in effect(1) |
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| 3.2 | | Bylaws(1) |
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| 3.3 | | Amendment to Bylaws, dated January 16, 2009(2) |
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| 3.4 | | Amendment to Certificate of Incorporation(3) |
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| 3.5 | | Certificate of Designation of Preferences, Rights and Limitations of Series A Convertible Preferred Stock(3) |
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| 10.1 | | Employment Agreement by and between the Registrant and Ki Nam dated as of May 17, 2010* |
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| 31.1 | | Section 302 Certificate of Chief Executive Officer* |
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| 31.2 | | Section 302 Certificate of Chief Financial Officer* |
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| 32.1 | | Section 906 Certificate of Chief Executive Officer* |
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| 32.2 | | Section 906 Certificate of Chief Financial Officer* |
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| * | | Filed herewith. |
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| (1) | | Filed with the Company’s Registration Statement on Form S-1 filed on May 13, 2008. |
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| (2) | | Filed with the Company’s Current Report on Form 8-K filed on January 20, 2009. |
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| (3) | | Filed with the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2009 and filed on November 16, 2009. |
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SIGNATURES
In accordance with the requirements of the Securities Exchange Act of 1934, the Registrant has caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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| Date: November 15, 2010 | T3 MOTION, INC.
(Registrant)
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| | By: | /s/ Ki Nam | |
| | | Ki Nam | |
| | | Chairman of the Board and Chief Executive Officer | |
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| Date: November 15, 2010 | T3 MOTION, INC.
(Registrant)
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| | By: | /s/ Kelly Anderson | |
| | | Kelly Anderson | |
| | | Executive Vice President and Chief Financial Officer | |
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