SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): February 16, 2021
FIRST SAVINGS FINANCIAL GROUP, INC.
(Exact Name of Registrant as Specified in Charter)
| Indiana | 001-34155 | 37-1567871 |
| (State or Other Jurisdiction of Incorporation) | (Commission File No.) | (I.R.S. Employer Identification No.) |
| 702 North Shore Drive, Suite 300, Jeffersonville, Indiana | 47130 |
| (Address of Principal Executive Offices) | (Zip Code) |
Registrant’s telephone number, including area code: (812) 283-0724
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | | Trading Symbol(s) | | Name of each exchange on which registered |
| Common Stock, par value $0.01 per share | | FSFG | | The Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
| Item 5.07. | Submission of Matters to a Vote of Security Holders |
The 2021 Annual Meeting of Shareholders of First Savings Financial Group, Inc. (the “Company”) was held on February 16, 2021. The final results of the vote on each matter submitted to a vote of shareholders are as follows:
| 1. | The following individuals were elected as directors of the Company, each to serve for a three-year term or until his successor is duly elected and qualified, by the following vote: |
| | | For | | Withhold | | Broker Non-Votes |
| | | | | | | |
| Pamela Bennett-Martin | | 1,400,509 | | 82,461 | | 421,882 |
| Martin A. Padgett | | 1,141,800 | | 341,170 | | 421,882 |
| John E. Colin | | 1,114,718 | | 368,252 | | 421,882 |
| Samuel E. Eckart | | 1,125,206 | | 357,764 | | 421,882 |
| 2. | The First Savings Financial Group, Inc. 2021 Equity Incentive Plan was approved by the following vote: |
| For | | Against | | Abstain | | Broker Non-Votes |
| 1,383,908 | | 76,596 | | 22,465 | | 421,883 |
| 3. | The appointment of Monroe Shine & Co., Inc. to serve as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2021 was ratified by the following non-binding advisory vote: |
| For | | Against | | Abstain | | Broker Non-Votes |
| 1,855,491 | | 47,124 | | 2,237 | | 0 |
| 4. | A resolution to approve the compensation of the Company’s named executive officers, as disclosed in the proxy statement, was approved by the following non-binding advisory vote: |
| For | | Against | | Abstain | | Broker Non-Votes |
| 1,404,449 | | 50,709 | | 27,811 | | 421,883 |
| Item 7.01. | Regulation FD Disclosure. |
President and Chief Executive Officer Larry W. Myers delivered remarks at the 2021 Annual Meeting of Shareholders. The text of his remarks is furnished as Exhibit 99.1 hereto and is incorporated into this Item 7.01 by reference.
| Item 9.01. | Financial Statements and Exhibits. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | FIRST SAVINGS FINANCIAL GROUP, INC. |
| | | | |
| | | | |
| Date:February 16, 2021 | By: | | /s/ Anthony A. Schoen |
| | | | Anthony A. Schoen |
| | | | Chief Financial Officer |
