Tousley David L. Form 3 HUMANIGEN / David L. Tousley ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Tousley David L.

(Last) (First) (Middle)

C/O HUMANIGEN, INC.

533 AIRPORT BLVD., SUITE 400

(Street)

BURLINGAME CA 94010

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
07/06/2020

3. Issuer Name and Ticker or Trading Symbol
HUMANIGEN, INC [ HGEN ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
See Remarks

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy)	(1)	01/27/2030	Common Stock	758,000	0.4	D
Stock Option (right to buy)	(2)	05/19/2030	Common Stock	100,000	0.86	D

Explanation of Responses:

1. This option vested immediately on January 28, 2020, the grant date, with regard to 379,000 shares with the remaining 379,000 shares vesting in four equal installments on each three month anniversary thereafter.

2. This option vested immediately on May 20, 2020, the grant date, with regard to 50,000 shares with the remaining 50,000 shares vesting in four equal installments on each three month anniversary thereafter.

Remarks:

Chief Accounting and Administrative Officer, Corporate Secretary and Treasurer

	/s/ David Tousley	07/10/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.