The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 771 | 157,963 | SH | SOLE | 157,963 | 0 | 0 | ||
ABERDEEN AUSTRALIA EQTY FD I | COM | 003011103 | 6,805 | 1,068,266 | SH | SOLE | 1,068,266 | 0 | 0 | ||
ABERDEEN CHILE FD INC | COM | 00301W105 | 3,944 | 441,622 | SH | SOLE | 441,622 | 0 | 0 | ||
ABERDEEN EMERGING MKTS SMALL | COM | 00301T102 | 4,054 | 278,850 | SH | SOLE | 278,850 | 0 | 0 | ||
ABERDEEN GTR CHINA FD INC | COM | 003031101 | 2,075 | 166,496 | SH | SOLE | 166,496 | 0 | 0 | ||
ABERDEEN INDONESIA FD INC | COM | 00305P106 | 2,162 | 282,963 | SH | SOLE | 282,963 | 0 | 0 | ||
ABERDEEN ISRAEL FUND INC | COM | 00301L109 | 8,226 | 430,016 | SH | SOLE | 430,016 | 0 | 0 | ||
ABERDEEN JAPAN EQUITY FD INC | COM | 00306J109 | 22,937 | 2,543,640 | SH | SOLE | 2,543,640 | 0 | 0 | ||
ABERDEEN LATIN AMER EQTY FD | COM | 00306K106 | 10,790 | 403,808 | SH | SOLE | 403,808 | 0 | 0 | ||
ABERDEEN SINGAPORE FD INC | COM | 003244100 | 17,485 | 1,407,849 | SH | SOLE | 1,407,849 | 0 | 0 | ||
ADAM NAT RES FD INC | COM | 00548F105 | 1,668 | 84,061 | SH | SOLE | 84,061 | 0 | 0 | ||
ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 | 19,427 | 1,292,541 | SH | SOLE | 1,292,541 | 0 | 0 | ||
ADVENT CLAY CONV SEC INC FD | COM | 007639107 | 314 | 52,400 | SH | SOLE | 52,400 | 0 | 0 | ||
ALLIANCEBERNSTEIN NATL MUNI | COM | 01864U106 | 2,307 | 172,200 | SH | SOLE | 172,200 | 0 | 0 | ||
ALPINE GLOBAL DYNAMIC DIVD F | COM NEW | 02082E205 | 1,750 | 161,982 | SH | SOLE | 161,982 | 0 | 0 | ||
ALPINE GLOBAL PREMIER PPTYS | COM SBI | 02083A103 | 14,957 | 2,219,096 | SH | SOLE | 2,219,096 | 0 | 0 | ||
ALPINE TOTAL DYNAMIC DIVID F | COM SH BEN INT N | 021060207 | 78,799 | 8,320,959 | SH | SOLE | 8,320,959 | 0 | 0 | ||
ASIA PAC FD INC | COM | 044901106 | 5,299 | 367,581 | SH | SOLE | 367,581 | 0 | 0 | ||
ASIA TIGERS FD INC | COM | 04516T105 | 3,069 | 248,123 | SH | SOLE | 248,123 | 0 | 0 | ||
BLACKROCK ENH CAP & INC FD I | COM | 09256A109 | 9,165 | 559,500 | SH | SOLE | 559,500 | 0 | 0 | ||
BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | 5,235 | 567,161 | SH | SOLE | 567,161 | 0 | 0 | ||
BLACKROCK ENHANCED GBL DIV T | COM | 092501105 | 44,227 | 3,535,325 | SH | SOLE | 3,535,325 | 0 | 0 | ||
BLACKROCK ENHANCED GOVT FD I | COM | 09255K108 | 7,600 | 567,172 | SH | SOLE | 567,172 | 0 | 0 | ||
BLACKROCK ENHANCED INTL DIV | COM BENE INTER | 092524107 | 25,244 | 3,871,706 | SH | SOLE | 3,871,706 | 0 | 0 | ||
BLACKROCK INCOME TR INC | COM | 09247F100 | 9,835 | 1,593,956 | SH | SOLE | 1,593,956 | 0 | 0 | ||
BLACKROCK MUNI INTER DR FD I | COM | 09253X102 | 1,569 | 112,704 | SH | SOLE | 112,704 | 0 | 0 | ||
BLACKROCK RES & COMM STRAT T | SHS | 09257A108 | 55,814 | 5,712,779 | SH | SOLE | 5,712,779 | 0 | 0 | ||
CBRE CLARION GLOBAL REAL EST | COM | 12504G100 | 18,185 | 2,296,057 | SH | SOLE | 2,296,057 | 0 | 0 | ||
CENTRAL SECS CORP | COM | 155123102 | 6,318 | 230,601 | SH | SOLE | 230,601 | 0 | 0 | ||
CHINA FD INC | COM | 169373107 | 9,512 | 439,376 | SH | SOLE | 439,376 | 0 | 0 | ||
CLOUGH GLOBAL OPPORTUNITIES | SH BEN INT | 18914E106 | 4,588 | 421,681 | SH | SOLE | 421,681 | 0 | 0 | ||
DELAWARE ENHANCED GBL DIV & | COM | 246060107 | 1,476 | 121,701 | SH | SOLE | 121,701 | 0 | 0 | ||
DEUTSCHE MULTI-MKT INCOME TR | SHS | 25160E102 | 2,726 | 307,982 | SH | SOLE | 307,982 | 0 | 0 | ||
DEUTSCHE STRATEGIC INCOME TR | SHS | 25160F109 | 284 | 22,820 | SH | SOLE | 22,820 | 0 | 0 | ||
DUFF & PHELPS UTIL CORP BD T | COM | 26432K108 | 9,067 | 1,024,570 | SH | SOLE | 1,024,570 | 0 | 0 | ||
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 12,930 | 947,218 | SH | SOLE | 947,218 | 0 | 0 | ||
EATON VANCE MUN BD FD | COM | 27827X101 | 9,780 | 781,763 | SH | SOLE | 781,763 | 0 | 0 | ||
EATON VANCE MUNI INCOME TRUS | SH BEN INT | 27826U108 | 2,330 | 187,900 | SH | SOLE | 187,900 | 0 | 0 | ||
EUROPEAN EQUITY FUND | COM | 298768102 | 13,981 | 1,416,472 | SH | SOLE | 1,416,472 | 0 | 0 | ||
FIRST TR DYNAMIC EUROPE EQT | COM SHS | 33740D107 | 14,003 | 743,667 | SH | SOLE | 743,667 | 0 | 0 | ||
FIRST TR/ABERDEEN EMERG OPT | COM | 33731K102 | 3,488 | 213,701 | SH | SOLE | 213,701 | 0 | 0 | ||
FIRST TRUST MORTGAGE INCM FD | COM SHS | 33734E103 | 7,575 | 529,706 | SH | SOLE | 529,706 | 0 | 0 | ||
GABELLI GLOBL UTIL & INCOME | COM SH BEN INT | 36242L105 | 1,656 | 77,729 | SH | SOLE | 77,729 | 0 | 0 | ||
GENERAL AMERN INVS INC | COM | 368802104 | 12,659 | 367,988 | SH | SOLE | 367,988 | 0 | 0 | ||
HANCOCK JOHN INCOME SECS TR | COM | 410123103 | 6,592 | 443,900 | SH | SOLE | 443,900 | 0 | 0 | ||
HANCOCK JOHN INVS TR | COM | 410142103 | 2,029 | 115,964 | SH | SOLE | 115,964 | 0 | 0 | ||
ISHARES INC | MSCI AUST ETF | 464286103 | 95,224 | 4,109,802 | SH | SOLE | 4,109,802 | 0 | 0 | ||
ISHARES INC | MSCI EURZONE ETF | 464286608 | 70,320 | 1,621,030 | SH | SOLE | 1,621,030 | 0 | 0 | ||
ISHARES INC | MSCI FRANCE ETF | 464286707 | 54,135 | 1,733,974 | SH | SOLE | 1,733,974 | 0 | 0 | ||
ISHARES INC | MSCI SWITZERLAND | 464286749 | 17,802 | 500,351 | SH | SOLE | 500,351 | 0 | 0 | ||
ISHARES INC | MSCI GERMANY ETF | 464286806 | 81,621 | 2,471,876 | SH | SOLE | 2,471,876 | 0 | 0 | ||
ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 199,548 | 3,329,678 | SH | SOLE | 3,329,678 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 109,073 | 997,650 | SH | SOLE | 997,650 | 0 | 0 | ||
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 85,171 | 806,775 | SH | SOLE | 806,775 | 0 | 0 | ||
ISHARES TR | MBS ETF | 464288588 | 52,072 | 488,525 | SH | SOLE | 488,525 | 0 | 0 | ||
ISHARES TR | MSCI UK ETF NEW | 46435G334 | 1,624 | 45,345 | SH | SOLE | 45,345 | 0 | 0 | ||
JAPAN SMALLER CAPTLZTN FD IN | COM | 47109U104 | 50,225 | 4,252,761 | SH | SOLE | 4,252,761 | 0 | 0 | ||
KOREA FD | COM NEW | 500634209 | 18,244 | 442,064 | SH | SOLE | 442,064 | 0 | 0 | ||
LATIN AMERN DISCOVERY FD INC | COM | 51828C106 | 2,059 | 179,253 | SH | SOLE | 179,253 | 0 | 0 | ||
LAZARD GLB TTL RET&INCM FD I | COM | 52106W103 | 12,876 | 715,348 | SH | SOLE | 715,348 | 0 | 0 | ||
LEGG MASON BW GLB INC OPP FD | COM | 52469B100 | 6,574 | 514,839 | SH | SOLE | 514,839 | 0 | 0 | ||
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 19,537 | 3,101,133 | SH | SOLE | 3,101,133 | 0 | 0 | ||
MACQUARIE GLBL INFRA TOTL RE | COM | 55608D101 | 13,907 | 539,441 | SH | SOLE | 539,441 | 0 | 0 | ||
MEXICO EQUITY & INCOME FD | COM | 592834105 | 3,333 | 324,883 | SH | SOLE | 324,883 | 0 | 0 | ||
MEXICO FD INC | COM | 592835102 | 2,730 | 173,320 | SH | SOLE | 173,320 | 0 | 0 | ||
MFS CHARTER INCOME TR | SH BEN INT | 552727109 | 9,640 | 1,136,801 | SH | SOLE | 1,136,801 | 0 | 0 | ||
MFS GOVT MKTS INCOME TR | SH BEN INT | 552939100 | 1,755 | 366,451 | SH | SOLE | 366,451 | 0 | 0 | ||
MFS INTER INCOME TR | SH BEN INT | 55273C107 | 10,453 | 2,518,821 | SH | SOLE | 2,518,821 | 0 | 0 | ||
MFS MULTIMARKET INCOME TR | SH BEN INT | 552737108 | 7,382 | 1,216,172 | SH | SOLE | 1,216,172 | 0 | 0 | ||
MORGAN STANLEY ASIA PAC FD I | COM | 61744U106 | 22,105 | 1,201,359 | SH | SOLE | 1,201,359 | 0 | 0 | ||
MORGAN STANLEY CHINA A SH FD | COM | 617468103 | 20,046 | 857,387 | SH | SOLE | 857,387 | 0 | 0 | ||
MORGAN STANLEY EMER MKTS FD | COM | 61744G107 | 11,678 | 652,766 | SH | SOLE | 652,766 | 0 | 0 | ||
MORGAN STANLEY TRUSTS | INCOME SECS INC | 61745P874 | 11,601 | 632,220 | SH | SOLE | 632,220 | 0 | 0 | ||
NEW GERMANY FD INC | COM | 644465106 | 21,659 | 1,114,150 | SH | SOLE | 1,114,150 | 0 | 0 | ||
NEW IRELAND FUND INC | COM | 645673104 | 575 | 45,861 | SH | SOLE | 45,861 | 0 | 0 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 7,367 | 535,758 | SH | SOLE | 535,758 | 0 | 0 | ||
NUVEEN MULTI MKT INCOME FD | COM | 67075J107 | 5,486 | 719,989 | SH | SOLE | 719,989 | 0 | 0 | ||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 5,939 | 422,424 | SH | SOLE | 422,424 | 0 | 0 | ||
NUVEEN SELECT TAX FREE INCM | SH BEN INT | 67063C106 | 782 | 56,100 | SH | SOLE | 56,100 | 0 | 0 | ||
PRUDENTIAL SHT DURATION HG Y | COM | 74442F107 | 2,157 | 146,019 | SH | SOLE | 146,019 | 0 | 0 | ||
ROYCE GLOBAL VALUE TR INC | COM | 78081T104 | 2,528 | 233,776 | SH | SOLE | 233,776 | 0 | 0 | ||
ROYCE MICRO-CAP TR INC | COM | 780915104 | 1,382 | 146,401 | SH | SOLE | 146,401 | 0 | 0 | ||
ROYCE VALUE TR INC | COM | 780910105 | 2,088 | 129,117 | SH | SOLE | 129,117 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 598 | 7,900 | SH | SOLE | 7,900 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 1,432 | 22,400 | SH | SOLE | 22,400 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 14,144 | 53,000 | SH | SOLE | 53,000 | 0 | 0 | ||
SPROTT FOCUS TR INC | COM | 85208J109 | 6,620 | 835,831 | SH | SOLE | 835,831 | 0 | 0 | ||
SWISS HELVETIA FD INC | COM | 870875101 | 35,887 | 2,812,496 | SH | SOLE | 2,812,496 | 0 | 0 | ||
TAIWAN FD INC | COM | 874036106 | 6,965 | 333,740 | SH | SOLE | 333,740 | 0 | 0 | ||
TEMPLETON DRAGON FD INC | COM | 88018T101 | 14,007 | 651,179 | SH | SOLE | 651,179 | 0 | 0 | ||
TEMPLETON EMERG MKTS INCOME | COM | 880192109 | 2,082 | 186,400 | SH | SOLE | 186,400 | 0 | 0 | ||
TEMPLETON EMERGING MKTS FD I | COM | 880191101 | 21,688 | 1,321,633 | SH | SOLE | 1,321,633 | 0 | 0 | ||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 4,067 | 629,609 | SH | SOLE | 629,609 | 0 | 0 | ||
THAI FD INC | COM | 882904105 | 8,064 | 749,437 | SH | SOLE | 749,437 | 0 | 0 | ||
THE CENTRAL AND EASTERN EU I | COM | 153436100 | 7,747 | 317,619 | SH | SOLE | 317,619 | 0 | 0 | ||
TRI CONTL CORP | COM | 895436103 | 6,925 | 257,061 | SH | SOLE | 257,061 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 31,717 | 536,208 | SH | SOLE | 536,208 | 0 | 0 | ||
VOYA ASIA PAC DIVID EQUITY I | COM | 92912J102 | 2,044 | 195,059 | SH | SOLE | 195,059 | 0 | 0 | ||
VOYA EMERGING MKTS HIGH DIVI | COM | 92912P108 | 16,364 | 1,838,643 | SH | SOLE | 1,838,643 | 0 | 0 | ||
VOYA GLBL ADV & PREM OPP FD | COM | 92912R104 | 261 | 22,800 | SH | SOLE | 22,800 | 0 | 0 | ||
WELLS FARGO GLOBAL DIVIDEND | COM | 94987C103 | 4,462 | 752,408 | SH | SOLE | 752,408 | 0 | 0 | ||
WESTERN ASSET CLYM INFL OPP | COM | 95766R104 | 32,168 | 2,816,809 | SH | SOLE | 2,816,809 | 0 | 0 | ||
WESTERN ASSET CLYM INFL SEC | COM SH BEN INT | 95766Q106 | 19,503 | 1,654,174 | SH | SOLE | 1,654,174 | 0 | 0 | ||
WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | 6,341 | 407,780 | SH | SOLE | 407,780 | 0 | 0 | ||
WESTERN ASSET GLOBAL CP DEFI | COM | 95790C107 | 4,149 | 230,519 | SH | SOLE | 230,519 | 0 | 0 | ||
WESTERN ASSET PREMIER BD FD | SHS BEN INT | 957664105 | 2,887 | 209,072 | SH | SOLE | 209,072 | 0 | 0 |