The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 651 | 150,763 | SH | SOLE | 150,763 | 0 | 0 | ||
ABERDEEN AUSTRALIA EQTY FD I | COM | 003011103 | 6,048 | 967,619 | SH | SOLE | 967,619 | 0 | 0 | ||
ABERDEEN EMRG MRKTS EQT INM | COM | 00301W105 | 24,425 | 3,489,246 | SH | SOLE | 3,489,246 | 0 | 0 | ||
ABERDEEN GLOBAL DYNAMIC DIVI | COM | 00302M106 | 1,532 | 149,478 | SH | SOLE | 149,478 | 0 | 0 | ||
ABERDEEN GLOBAL PREMIER PPTY | COM SH BEN INT | 00302L108 | 13,419 | 2,103,296 | SH | SOLE | 2,103,296 | 0 | 0 | ||
ABERDEEN JAPAN EQUITY FD INC | COM | 00306J109 | 22,063 | 2,495,844 | SH | SOLE | 2,495,844 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 68,605 | 7,840,586 | SH | SOLE | 7,840,586 | 0 | 0 | ||
ADAM NAT RES FD INC | COM | 00548F105 | 2,677 | 133,263 | SH | SOLE | 133,263 | 0 | 0 | ||
ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 | 29,502 | 1,913,227 | SH | SOLE | 1,913,227 | 0 | 0 | ||
ADVENT CLAY CONV SEC INC FD | COM | 007639107 | 280 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ALLIANCEBERNSTEIN NATL MUNI | COM | 01864U106 | 3,202 | 253,700 | SH | SOLE | 253,700 | 0 | 0 | ||
ALLIANZGI NFJ DIVID INT & PR | COM | 01883A107 | 8,662 | 686,356 | SH | SOLE | 686,356 | 0 | 0 | ||
ASIA PAC FD INC | COM | 044901106 | 5,096 | 368,181 | SH | SOLE | 368,181 | 0 | 0 | ||
BLACKROCK ENH CAP & INC FD I | COM | 09256A109 | 10,138 | 625,020 | SH | SOLE | 625,020 | 0 | 0 | ||
BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | 6,819 | 742,785 | SH | SOLE | 742,785 | 0 | 0 | ||
BLACKROCK ENHANCED GBL DIV T | COM | 092501105 | 33,440 | 3,007,185 | SH | SOLE | 3,007,185 | 0 | 0 | ||
BLACKROCK ENHANCED GOVT FD I | COM | 09255K108 | 9,768 | 752,747 | SH | SOLE | 752,747 | 0 | 0 | ||
BLACKROCK ENHANCED INTL DIV | COM BENE INTER | 092524107 | 21,015 | 3,661,071 | SH | SOLE | 3,661,071 | 0 | 0 | ||
BLACKROCK FLOATING RATE INCO | COM | 091941104 | 457 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
BLACKROCK INCOME TR INC | COM | 09247F100 | 9,433 | 1,617,930 | SH | SOLE | 1,617,930 | 0 | 0 | ||
BLACKROCK MUNI INTER DR FD I | COM | 09253X102 | 3,668 | 277,704 | SH | SOLE | 277,704 | 0 | 0 | ||
BLACKROCK RES & COMM STRAT T | SHS | 09257A108 | 45,912 | 4,942,102 | SH | SOLE | 4,942,102 | 0 | 0 | ||
BRANDYWINEGBL GLBAL INM OPRT | COM | 10537L104 | 5,602 | 490,939 | SH | SOLE | 490,939 | 0 | 0 | ||
CBRE CLARION GLOBAL REAL EST | COM | 12504G100 | 16,272 | 2,158,062 | SH | SOLE | 2,158,062 | 0 | 0 | ||
CENTRAL SECS CORP | COM | 155123102 | 9,364 | 336,101 | SH | SOLE | 336,101 | 0 | 0 | ||
CHINA FD INC | COM | 169373107 | 9,168 | 438,676 | SH | SOLE | 438,676 | 0 | 0 | ||
DELAWARE ENHANCED GBL DIV & | COM | 246060107 | 1,252 | 110,477 | SH | SOLE | 110,477 | 0 | 0 | ||
DEUTSCHE MULTI-MKT INCOME TR | SHS | 25160E102 | 3,307 | 375,397 | SH | SOLE | 375,397 | 0 | 0 | ||
DEUTSCHE MUN INCOME | COM | 25160C106 | 2,713 | 246,200 | SH | SOLE | 246,200 | 0 | 0 | ||
DEUTSCHE STRATEGIC INCOME TR | SHS | 25160F109 | 562 | 45,920 | SH | SOLE | 45,920 | 0 | 0 | ||
DUFF & PHELPS UTIL CORP BD T | COM | 26432K108 | 10,903 | 1,247,427 | SH | SOLE | 1,247,427 | 0 | 0 | ||
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 15,733 | 1,250,617 | SH | SOLE | 1,250,617 | 0 | 0 | ||
EATON VANCE MUN BD FD | COM | 27827X101 | 8,804 | 745,463 | SH | SOLE | 745,463 | 0 | 0 | ||
EATON VANCE MUNI INCOME TRUS | SH BEN INT | 27826U108 | 3,134 | 264,700 | SH | SOLE | 264,700 | 0 | 0 | ||
EATON VANCE SH TM DR DIVR IN | COM | 27828V104 | 467 | 35,900 | SH | SOLE | 35,900 | 0 | 0 | ||
EUROPEAN EQUITY FUND | COM | 298768102 | 12,890 | 1,372,732 | SH | SOLE | 1,372,732 | 0 | 0 | ||
FIRST TR DYNAMIC EUROPE EQT | COM SHS | 33740D107 | 5,678 | 351,827 | SH | SOLE | 351,827 | 0 | 0 | ||
FIRST TR/ABERDEEN EMERG OPT | COM | 33731K102 | 2,998 | 220,089 | SH | SOLE | 220,089 | 0 | 0 | ||
FIRST TRUST MORTGAGE INCM FD | COM SHS | 33734E103 | 6,718 | 499,962 | SH | SOLE | 499,962 | 0 | 0 | ||
GABELLI EQUITY TR INC | COM | 362397101 | 1,881 | 300,405 | SH | SOLE | 300,405 | 0 | 0 | ||
GABELLI GLOBL UTIL & INCOME | COM SH BEN INT | 36242L105 | 1,326 | 71,156 | SH | SOLE | 71,156 | 0 | 0 | ||
GENERAL AMERN INVS INC | COM | 368802104 | 16,080 | 468,543 | SH | SOLE | 468,543 | 0 | 0 | ||
HANCOCK JOHN INCOME SECS TR | COM | 410123103 | 7,821 | 583,666 | SH | SOLE | 583,666 | 0 | 0 | ||
HANCOCK JOHN INVS TR | COM | 410142103 | 3,134 | 196,375 | SH | SOLE | 196,375 | 0 | 0 | ||
INDIA FD INC | COM | 454089103 | 1,194 | 49,199 | SH | SOLE | 49,199 | 0 | 0 | ||
INVESCO BD FD | COM | 46132L107 | 1,047 | 58,402 | SH | SOLE | 58,402 | 0 | 0 | ||
ISHARES INC | MSCI AUST ETF | 464286103 | 87,272 | 3,859,902 | SH | SOLE | 3,859,902 | 0 | 0 | ||
ISHARES INC | MSCI EURZONE ETF | 464286608 | 78,726 | 1,919,680 | SH | SOLE | 1,919,680 | 0 | 0 | ||
ISHARES INC | MSCI FRANCE ETF | 464286707 | 50,784 | 1,663,974 | SH | SOLE | 1,663,974 | 0 | 0 | ||
ISHARES INC | MSCI SWITZERLAND | 464286749 | 15,686 | 481,451 | SH | SOLE | 481,451 | 0 | 0 | ||
ISHARES INC | MSCI GERMANY ETF | 464286806 | 69,607 | 2,321,776 | SH | SOLE | 2,321,776 | 0 | 0 | ||
ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 208,156 | 3,594,478 | SH | SOLE | 3,594,478 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 74,323 | 699,050 | SH | SOLE | 699,050 | 0 | 0 | ||
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 58,672 | 572,350 | SH | SOLE | 572,350 | 0 | 0 | ||
ISHARES TR | MBS ETF | 464288588 | 43,328 | 415,900 | SH | SOLE | 415,900 | 0 | 0 | ||
JAPAN SMALLER CAPTLZTN FD IN | COM | 47109U104 | 49,875 | 4,277,420 | SH | SOLE | 4,277,420 | 0 | 0 | ||
KOREA FD | COM NEW | 500634209 | 17,857 | 466,673 | SH | SOLE | 466,673 | 0 | 0 | ||
LATIN AMERN DISCOVERY FD INC | COM | 51828C106 | 1,939 | 202,191 | SH | SOLE | 202,191 | 0 | 0 | ||
LAZARD GLB TTL RET&INCM FD I | COM | 52106W103 | 6,957 | 378,941 | SH | SOLE | 378,941 | 0 | 0 | ||
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 30,093 | 4,702,080 | SH | SOLE | 4,702,080 | 0 | 0 | ||
MACQUARIE GLBL INFRA TOTL RE | COM | 55608D101 | 11,752 | 521,379 | SH | SOLE | 521,379 | 0 | 0 | ||
MEXICO EQUITY & INCOME FD | COM | 592834105 | 2,809 | 271,813 | SH | SOLE | 271,813 | 0 | 0 | ||
MEXICO FD INC | COM | 592835102 | 2,677 | 176,820 | SH | SOLE | 176,820 | 0 | 0 | ||
MFS CHARTER INCOME TR | SH BEN INT | 552727109 | 8,437 | 1,063,901 | SH | SOLE | 1,063,901 | 0 | 0 | ||
MFS GOVT MKTS INCOME TR | SH BEN INT | 552939100 | 6,717 | 1,492,720 | SH | SOLE | 1,492,720 | 0 | 0 | ||
MFS INTER INCOME TR | SH BEN INT | 55273C107 | 24,957 | 6,465,452 | SH | SOLE | 6,465,452 | 0 | 0 | ||
MFS MULTIMARKET INCOME TR | SH BEN INT | 552737108 | 6,447 | 1,141,072 | SH | SOLE | 1,141,072 | 0 | 0 | ||
MORGAN STANLEY ASIA PAC FD I | COM | 61744U106 | 19,823 | 1,160,594 | SH | SOLE | 1,160,594 | 0 | 0 | ||
MORGAN STANLEY CHINA A SH FD | COM | 617468103 | 27,834 | 1,205,992 | SH | SOLE | 1,205,992 | 0 | 0 | ||
MORGAN STANLEY EMER MKTS FD | COM | 61744G107 | 15,778 | 971,524 | SH | SOLE | 971,524 | 0 | 0 | ||
NEW GERMANY FD INC | COM | 644465106 | 18,985 | 1,040,832 | SH | SOLE | 1,040,832 | 0 | 0 | ||
NEW IRELAND FUND INC | COM | 645673104 | 5,140 | 440,085 | SH | SOLE | 440,085 | 0 | 0 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 6,881 | 528,897 | SH | SOLE | 528,897 | 0 | 0 | ||
NUVEEN MULTI MKT INCOME FD | COM | 67075J107 | 5,221 | 745,615 | SH | SOLE | 745,615 | 0 | 0 | ||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 5,484 | 412,364 | SH | SOLE | 412,364 | 0 | 0 | ||
NUVEEN REAL ESTATE INCOME FD | COM | 67071B108 | 1,157 | 115,800 | SH | SOLE | 115,800 | 0 | 0 | ||
NUVEEN SELECT TAX FREE INCM | SH BEN INT | 67062F100 | 1,700 | 118,910 | SH | SOLE | 118,910 | 0 | 0 | ||
NUVEEN SELECT TAX FREE INCM | SH BEN INT | 67063C106 | 1,207 | 88,243 | SH | SOLE | 88,243 | 0 | 0 | ||
NUVEEN SELECT TAX FREE INCM | SH BEN INT | 67063X100 | 1,121 | 77,398 | SH | SOLE | 77,398 | 0 | 0 | ||
PGIM GLOBAL SHORT DURATION H | COM | 69346J106 | 5,106 | 373,800 | SH | SOLE | 373,800 | 0 | 0 | ||
PGIM SHORT DURATION HIGH YIE | COM | 69346H100 | 8,047 | 574,778 | SH | SOLE | 574,778 | 0 | 0 | ||
ROYCE GLOBAL VALUE TR INC | COM | 78081T104 | 2,352 | 223,776 | SH | SOLE | 223,776 | 0 | 0 | ||
ROYCE MICRO-CAP TR INC | COM | 780915104 | 278 | 27,832 | SH | SOLE | 27,832 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 1,542 | 18,475 | SH | SOLE | 18,475 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 2,016 | 28,150 | SH | SOLE | 28,150 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 3,650 | 52,545 | SH | SOLE | 52,545 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 39,992 | 147,420 | SH | SOLE | 147,420 | 0 | 0 | ||
SPROTT FOCUS TR INC | COM | 85208J109 | 9,229 | 1,180,207 | SH | SOLE | 1,180,207 | 0 | 0 | ||
SWISS HELVETIA FD INC | COM | 870875101 | 33,678 | 2,726,943 | SH | SOLE | 2,726,943 | 0 | 0 | ||
TAIWAN FD INC | COM | 874036106 | 7,558 | 375,449 | SH | SOLE | 375,449 | 0 | 0 | ||
TEMPLETON DRAGON FD INC | COM | 88018T101 | 14,334 | 672,628 | SH | SOLE | 672,628 | 0 | 0 | ||
TEMPLETON EMERGING MKTS FD I | COM | 880191101 | 19,126 | 1,300,234 | SH | SOLE | 1,300,234 | 0 | 0 | ||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 3,687 | 600,476 | SH | SOLE | 600,476 | 0 | 0 | ||
THE CENTRAL AND EASTERN EU I | COM | 153436100 | 7,323 | 315,909 | SH | SOLE | 315,909 | 0 | 0 | ||
TRI CONTL CORP | COM | 895436103 | 6,592 | 248,670 | SH | SOLE | 248,670 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 27,207 | 484,708 | SH | SOLE | 484,708 | 0 | 0 | ||
VOYA ASIA PAC DIVID EQUITY I | COM | 92912J102 | 2,030 | 202,959 | SH | SOLE | 202,959 | 0 | 0 | ||
VOYA EMERGING MKTS HIGH DIVI | COM | 92912P108 | 12,967 | 1,610,858 | SH | SOLE | 1,610,858 | 0 | 0 | ||
WELLS FARGO GLOBAL DIVIDEND | COM | 94987C103 | 1,234 | 220,818 | SH | SOLE | 220,818 | 0 | 0 | ||
WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | 5,161 | 388,887 | SH | SOLE | 388,887 | 0 | 0 | ||
WESTERN ASSET GLOBAL CP DEFI | COM | 95790C107 | 3,630 | 216,719 | SH | SOLE | 216,719 | 0 | 0 | ||
WESTERN ASSET HIGH INCM FD I | COM | 95766J102 | 2,424 | 376,400 | SH | SOLE | 376,400 | 0 | 0 | ||
WESTERN ASSET HIGH INCM OPP | COM | 95766K109 | 1,376 | 285,400 | SH | SOLE | 285,400 | 0 | 0 | ||
WESTERN ASSET PREMIER BD FD | SHS BEN INT | 957664105 | 9,664 | 766,987 | SH | SOLE | 766,987 | 0 | 0 | ||
WESTERN ASST INFLTN LKD INM | COM SH BEN INT | 95766Q106 | 17,782 | 1,555,713 | SH | SOLE | 1,555,713 | 0 | 0 | ||
WESTERN AST INFL LKD OPP & I | COM | 95766R104 | 28,476 | 2,553,900 | SH | SOLE | 2,553,900 | 0 | 0 |