The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 603 | 145,763 | SH | SOLE | 145,763 | 0 | 0 | ||
ABERDEEN AUSTRALIA EQTY FD I | COM | 003011103 | 5,059 | 847,388 | SH | SOLE | 847,388 | 0 | 0 | ||
ABERDEEN EMRG MRKTS EQT INM | COM | 00301W105 | 28,049 | 4,088,794 | SH | SOLE | 4,088,794 | 0 | 0 | ||
ABERDEEN GLOBAL DYNAMIC DIVI | COM | 00302M106 | 1,532 | 148,178 | SH | SOLE | 148,178 | 0 | 0 | ||
ABERDEEN GLOBAL PREMIER PPTY | COM SH BEN INT | 00302L108 | 10,272 | 1,695,085 | SH | SOLE | 1,695,085 | 0 | 0 | ||
ABERDEEN JAPAN EQUITY FD INC | COM | 00306J109 | 22,077 | 2,631,307 | SH | SOLE | 2,631,307 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 70,067 | 7,980,286 | SH | SOLE | 7,980,286 | 0 | 0 | ||
ADAM NAT RES FD INC | COM | 00548F105 | 2,891 | 144,963 | SH | SOLE | 144,963 | 0 | 0 | ||
ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 | 34,646 | 2,078,327 | SH | SOLE | 2,078,327 | 0 | 0 | ||
ALLIANCEBERNSTEIN NATL MUNI | COM | 01864U106 | 3,365 | 271,600 | SH | SOLE | 271,600 | 0 | 0 | ||
ALLIANZGI NFJ DIVID INT & PR | COM | 01883A107 | 9,522 | 726,856 | SH | SOLE | 726,856 | 0 | 0 | ||
ASIA PAC FD INC | COM | 044901106 | 5,073 | 376,081 | SH | SOLE | 376,081 | 0 | 0 | ||
BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 | 100 | 8,100 | SH | SOLE | 8,100 | 0 | 0 | ||
BLACKROCK CR ALLCTN INC TR | COM | 092508100 | 5,477 | 447,458 | SH | SOLE | 447,458 | 0 | 0 | ||
BLACKROCK ENH CAP & INC FD I | COM | 09256A109 | 8,866 | 515,458 | SH | SOLE | 515,458 | 0 | 0 | ||
BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | 8,740 | 920,985 | SH | SOLE | 920,985 | 0 | 0 | ||
BLACKROCK ENHANCED GBL DIV T | COM | 092501105 | 33,805 | 3,075,991 | SH | SOLE | 3,075,991 | 0 | 0 | ||
BLACKROCK ENHANCED GOVT FD I | COM | 09255K108 | 10,071 | 768,547 | SH | SOLE | 768,547 | 0 | 0 | ||
BLACKROCK ENHANCED INTL DIV | COM BENE INTER | 092524107 | 21,833 | 3,810,371 | SH | SOLE | 3,810,371 | 0 | 0 | ||
BLACKROCK FLOATING RATE INCO | COM | 091941104 | 3,056 | 231,500 | SH | SOLE | 231,500 | 0 | 0 | ||
BLACKROCK INCOME TR INC | COM | 09247F100 | 9,088 | 1,588,804 | SH | SOLE | 1,588,804 | 0 | 0 | ||
BLACKROCK MUN INCOME TR | SH BEN INT | 09248F109 | 50 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
BLACKROCK MUNI INTER DR FD I | COM | 09253X102 | 3,903 | 298,404 | SH | SOLE | 298,404 | 0 | 0 | ||
BLACKROCK MUNIHLDNGS QLTY II | COM | 09254C107 | 101 | 8,400 | SH | SOLE | 8,400 | 0 | 0 | ||
BLACKROCK MUNIHOLDNGS QLTY I | COM | 09254A101 | 50 | 4,300 | SH | SOLE | 4,300 | 0 | 0 | ||
BLACKROCK MUNIVEST FD II INC | COM | 09253T101 | 83 | 6,200 | SH | SOLE | 6,200 | 0 | 0 | ||
BLACKROCK MUNIYIELD QLTY FD | COM | 09254E103 | 100 | 8,300 | SH | SOLE | 8,300 | 0 | 0 | ||
BLACKROCK N Y MUN INCOME TR | SH BEN INT | 09248L106 | 149 | 12,300 | SH | SOLE | 12,300 | 0 | 0 | ||
BLACKROCK RES & COMM STRAT T | SHS | 09257A108 | 45,612 | 5,028,902 | SH | SOLE | 5,028,902 | 0 | 0 | ||
BRANDYWINEGBL GLBAL INM OPRT | COM | 10537L104 | 5,104 | 467,439 | SH | SOLE | 467,439 | 0 | 0 | ||
CBRE CLARION GLOBAL REAL EST | COM | 12504G100 | 16,053 | 2,199,024 | SH | SOLE | 2,199,024 | 0 | 0 | ||
CENTRAL SECS CORP | COM | 155123102 | 10,204 | 345,901 | SH | SOLE | 345,901 | 0 | 0 | ||
CHINA FD INC | COM | 169373107 | 8,774 | 447,676 | SH | SOLE | 447,676 | 0 | 0 | ||
DELAWARE ENHANCED GBL DIV & | COM | 246060107 | 1,226 | 109,477 | SH | SOLE | 109,477 | 0 | 0 | ||
DEUTSCHE MULTI-MKT INCOME TR | SHS | 25160E102 | 3,371 | 375,397 | SH | SOLE | 375,397 | 0 | 0 | ||
DEUTSCHE STRATEGIC INCOME TR | SHS | 25160F109 | 577 | 45,920 | SH | SOLE | 45,920 | 0 | 0 | ||
DREYFUS MUN INCOME INC | COM | 26201R102 | 50 | 6,400 | SH | SOLE | 6,400 | 0 | 0 | ||
DUFF & PHELPS UTIL CORP BD T | COM | 26432K108 | 10,352 | 1,233,827 | SH | SOLE | 1,233,827 | 0 | 0 | ||
DWS MUN INCOME TR NEW | COM | 233368109 | 4,715 | 449,500 | SH | SOLE | 449,500 | 0 | 0 | ||
DWS STRATEGIC MUN INCOME TR | COM | 23342Q101 | 151 | 14,200 | SH | SOLE | 14,200 | 0 | 0 | ||
EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 99 | 9,900 | SH | SOLE | 9,900 | 0 | 0 | ||
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 16,045 | 1,265,347 | SH | SOLE | 1,265,347 | 0 | 0 | ||
EATON VANCE MUN BD FD | COM | 27827X101 | 8,993 | 779,963 | SH | SOLE | 779,963 | 0 | 0 | ||
EATON VANCE MUNI INCOME TRUS | SH BEN INT | 27826U108 | 2,947 | 256,700 | SH | SOLE | 256,700 | 0 | 0 | ||
EATON VANCE NEW YORK MUN BD | COM | 27827Y109 | 152 | 13,700 | SH | SOLE | 13,700 | 0 | 0 | ||
EATON VANCE SH TM DR DIVR IN | COM | 27828V104 | 6,911 | 535,291 | SH | SOLE | 535,291 | 0 | 0 | ||
EUROPEAN EQUITY FUND | COM | 298768102 | 13,248 | 1,410,833 | SH | SOLE | 1,410,833 | 0 | 0 | ||
FEDERATED PREM MUN INC FD | COM | 31423P108 | 98 | 7,700 | SH | SOLE | 7,700 | 0 | 0 | ||
FIRST TR DYNAMIC EUROPE EQT | COM SHS | 33740D107 | 5,639 | 357,327 | SH | SOLE | 357,327 | 0 | 0 | ||
FIRST TR/ABERDEEN EMERG OPT | COM | 33731K102 | 2,956 | 226,889 | SH | SOLE | 226,889 | 0 | 0 | ||
FIRST TRUST MORTGAGE INCM FD | COM SHS | 33734E103 | 6,700 | 500,262 | SH | SOLE | 500,262 | 0 | 0 | ||
GENERAL AMERN INVS INC | COM | 368802104 | 21,313 | 576,494 | SH | SOLE | 576,494 | 0 | 0 | ||
HANCOCK JOHN INCOME SECS TR | COM | 410123103 | 7,868 | 588,466 | SH | SOLE | 588,466 | 0 | 0 | ||
HANCOCK JOHN INVS TR | COM | 410142103 | 4,792 | 297,807 | SH | SOLE | 297,807 | 0 | 0 | ||
INDIA FD INC | COM | 454089103 | 1,360 | 61,459 | SH | SOLE | 61,459 | 0 | 0 | ||
INVESCO BD FD | COM | 46132L107 | 1,260 | 71,502 | SH | SOLE | 71,502 | 0 | 0 | ||
ISHARES INC | MSCI AUST ETF | 464286103 | 87,133 | 3,939,102 | SH | SOLE | 3,939,102 | 0 | 0 | ||
ISHARES INC | MSCI EURZONE ETF | 464286608 | 80,435 | 1,961,580 | SH | SOLE | 1,961,580 | 0 | 0 | ||
ISHARES INC | MSCI FRANCE ETF | 464286707 | 53,309 | 1,698,274 | SH | SOLE | 1,698,274 | 0 | 0 | ||
ISHARES INC | MSCI GERMANY ETF | 464286806 | 70,501 | 2,370,576 | SH | SOLE | 2,370,576 | 0 | 0 | ||
ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 219,266 | 3,640,478 | SH | SOLE | 3,640,478 | 0 | 0 | ||
ISHARES INC | MSCI SWITZERLAND | 464286749 | 16,934 | 488,151 | SH | SOLE | 488,151 | 0 | 0 | ||
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 53,812 | 531,900 | SH | SOLE | 531,900 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 60,336 | 571,800 | SH | SOLE | 571,800 | 0 | 0 | ||
ISHARES TR | MBS ETF | 464288588 | 29,387 | 284,400 | SH | SOLE | 284,400 | 0 | 0 | ||
ISHARES TR | SHRT NAT MUN ETF | 464288158 | 262 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
JAPAN SMALLER CAPTLZTN FD IN | COM | 47109U104 | 51,124 | 4,618,210 | SH | SOLE | 4,618,210 | 0 | 0 | ||
KOREA FD | COM NEW | 500634209 | 17,576 | 479,702 | SH | SOLE | 479,702 | 0 | 0 | ||
LATIN AMERN DISCOVERY FD INC | COM | 51828C106 | 2,265 | 202,191 | SH | SOLE | 202,191 | 0 | 0 | ||
LAZARD GLB TTL RET&INCM FD I | COM | 52106W103 | 4,903 | 276,253 | SH | SOLE | 276,253 | 0 | 0 | ||
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 28,414 | 4,172,380 | SH | SOLE | 4,172,380 | 0 | 0 | ||
MACQUARIE GLBL INFRA TOTL RE | COM | 55608D101 | 11,300 | 531,744 | SH | SOLE | 531,744 | 0 | 0 | ||
MEXICO EQUITY & INCOME FD | COM | 592834105 | 3,475 | 283,013 | SH | SOLE | 283,013 | 0 | 0 | ||
MEXICO FD INC | COM | 592835102 | 3,304 | 202,720 | SH | SOLE | 202,720 | 0 | 0 | ||
MFS CHARTER INCOME TR | SH BEN INT | 552727109 | 8,066 | 1,039,423 | SH | SOLE | 1,039,423 | 0 | 0 | ||
MFS GOVT MKTS INCOME TR | SH BEN INT | 552939100 | 10,302 | 2,325,420 | SH | SOLE | 2,325,420 | 0 | 0 | ||
MFS INTER INCOME TR | SH BEN INT | 55273C107 | 26,123 | 6,947,552 | SH | SOLE | 6,947,552 | 0 | 0 | ||
MFS INVT GRADE MUN TR | SH BEN INT | 59318B108 | 49 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
MFS MULTIMARKET INCOME TR | SH BEN INT | 552737108 | 6,128 | 1,108,072 | SH | SOLE | 1,108,072 | 0 | 0 | ||
MORGAN STANLEY ASIA PAC FD I | COM | 61744U106 | 19,535 | 1,183,194 | SH | SOLE | 1,183,194 | 0 | 0 | ||
MORGAN STANLEY CHINA A SH FD | COM | 617468103 | 28,329 | 1,318,226 | SH | SOLE | 1,318,226 | 0 | 0 | ||
MORGAN STANLEY EMER MKTS FD | COM | 61744G107 | 15,529 | 995,424 | SH | SOLE | 995,424 | 0 | 0 | ||
NEUBERGER BERMAN MUNI FD INC | COM | 64124P101 | 202 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
NEW GERMANY FD INC | COM | 644465106 | 20,011 | 1,099,509 | SH | SOLE | 1,099,509 | 0 | 0 | ||
NEW IRELAND FUND INC | COM | 645673104 | 5,632 | 533,311 | SH | SOLE | 533,311 | 0 | 0 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 6,424 | 507,397 | SH | SOLE | 507,397 | 0 | 0 | ||
NUVEEN AMT-FREE MUN VALUE FD | COM | 670695105 | 190 | 12,900 | SH | SOLE | 12,900 | 0 | 0 | ||
NUVEEN ENHANCED MUN VALUE FD | COM | 67074M101 | 52 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
NUVEEN GEORGIA QLTY MUN INC | COM | 67072B107 | 251 | 22,800 | SH | SOLE | 22,800 | 0 | 0 | ||
NUVEEN MULTI MKT INCOME FD | COM | 67075J107 | 5,240 | 746,815 | SH | SOLE | 746,815 | 0 | 0 | ||
NUVEEN MUN INCOME FD INC | COM | 67062J102 | 15 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
NUVEEN MUN VALUE FD INC | COM | 670928100 | 1,983 | 211,900 | SH | SOLE | 211,900 | 0 | 0 | ||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 5,036 | 393,764 | SH | SOLE | 393,764 | 0 | 0 | ||
NUVEEN REAL ESTATE INCOME FD | COM | 67071B108 | 1,509 | 154,000 | SH | SOLE | 154,000 | 0 | 0 | ||
NUVEEN SELECT MAT MUN FD | SH BEN INT | 67061T101 | 253 | 26,400 | SH | SOLE | 26,400 | 0 | 0 | ||
NUVEEN SELECT TAX FREE INCM | SH BEN INT | 67062F100 | 1,817 | 130,610 | SH | SOLE | 130,610 | 0 | 0 | ||
NUVEEN SELECT TAX FREE INCM | SH BEN INT | 67063C106 | 2,218 | 166,045 | SH | SOLE | 166,045 | 0 | 0 | ||
NUVEEN SELECT TAX FREE INCM | SH BEN INT | 67063X100 | 1,084 | 77,398 | SH | SOLE | 77,398 | 0 | 0 | ||
NUVEEN TEXAS QLTY MUN INCME | COM | 670983105 | 252 | 20,221 | SH | SOLE | 20,221 | 0 | 0 | ||
NUVEEN VIRGINIA QLTY MUNCPL | COM | 67064R102 | 1,001 | 84,572 | SH | SOLE | 84,572 | 0 | 0 | ||
PGIM GLOBAL SHORT DURATION H | COM | 69346J106 | 5,154 | 371,600 | SH | SOLE | 371,600 | 0 | 0 | ||
PGIM SHORT DURATION HIGH YIE | COM | 69346H100 | 9,039 | 639,285 | SH | SOLE | 639,285 | 0 | 0 | ||
PUTNAM MASTER INTER INCOME T | SH BEN INT | 746909100 | 1,288 | 285,000 | SH | SOLE | 285,000 | 0 | 0 | ||
PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 746922103 | 50 | 4,400 | SH | SOLE | 4,400 | 0 | 0 | ||
ROYCE GLOBAL VALUE TR INC | COM | 78081T104 | 2,325 | 221,176 | SH | SOLE | 221,176 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 3,022 | 38,550 | SH | SOLE | 38,550 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 4,064 | 53,945 | SH | SOLE | 53,945 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 39,951 | 137,420 | SH | SOLE | 137,420 | 0 | 0 | ||
SPROTT FOCUS TR INC | COM | 85208J109 | 8,951 | 1,212,807 | SH | SOLE | 1,212,807 | 0 | 0 | ||
SWISS HELVETIA FD INC | COM | 870875101 | 23,835 | 2,800,789 | SH | SOLE | 2,800,789 | 0 | 0 | ||
TAIWAN FD INC | COM | 874036106 | 7,351 | 383,449 | SH | SOLE | 383,449 | 0 | 0 | ||
TEKLA HEALTHCARE OPPORTUNIT | SHS | 879105104 | 459 | 24,507 | SH | SOLE | 24,507 | 0 | 0 | ||
TEMPLETON DRAGON FD INC | COM | 88018T101 | 13,718 | 688,428 | SH | SOLE | 688,428 | 0 | 0 | ||
TEMPLETON EMERGING MKTS FD I | COM | 880191101 | 19,441 | 1,326,156 | SH | SOLE | 1,326,156 | 0 | 0 | ||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 3,785 | 618,476 | SH | SOLE | 618,476 | 0 | 0 | ||
THE CENTRAL AND EASTERN EU I | COM | 153436100 | 7,772 | 323,109 | SH | SOLE | 323,109 | 0 | 0 | ||
TRI CONTL CORP | COM | 895436103 | 7,889 | 283,070 | SH | SOLE | 283,070 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 27,824 | 494,908 | SH | SOLE | 494,908 | 0 | 0 | ||
VOYA ASIA PAC DIVID EQUITY I | COM | 92912J102 | 2,015 | 211,259 | SH | SOLE | 211,259 | 0 | 0 | ||
VOYA EMERGING MKTS HIGH DIVI | COM | 92912P108 | 13,421 | 1,663,058 | SH | SOLE | 1,663,058 | 0 | 0 | ||
WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | 4,969 | 370,287 | SH | SOLE | 370,287 | 0 | 0 | ||
WESTERN ASSET GLOBAL CP DEFI | COM | 95790C107 | 3,431 | 211,819 | SH | SOLE | 211,819 | 0 | 0 | ||
WESTERN ASSET HIGH INCM FD I | COM | 95766J102 | 2,339 | 368,900 | SH | SOLE | 368,900 | 0 | 0 | ||
WESTERN ASSET HIGH INCM OPP | COM | 95766K109 | 1,305 | 274,100 | SH | SOLE | 274,100 | 0 | 0 | ||
WESTERN ASSET INTM MUNI FD I | COM | 958435109 | 110 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
WESTERN ASSET PREMIER BD FD | SHS BEN INT | 957664105 | 10,716 | 835,887 | SH | SOLE | 835,887 | 0 | 0 | ||
WESTERN ASST INFLTN LKD INM | COM SH BEN INT | 95766Q106 | 17,024 | 1,511,913 | SH | SOLE | 1,511,913 | 0 | 0 | ||
WESTERN AST INFL LKD OPP & I | COM | 95766R104 | 26,556 | 2,449,800 | SH | SOLE | 2,449,800 | 0 | 0 |