The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 4,859 | 1,162,456 | SH | SOLE | 1,162,456 | 0 | 0 | ||
ABERDEEN AUSTRALIA EQTY FD I | COM | 003011103 | 5,674 | 1,035,335 | SH | SOLE | 1,035,335 | 0 | 0 | ||
ABERDEEN EMRG MRKTS EQT INM | COM | 00301W105 | 24,716 | 3,381,124 | SH | SOLE | 3,381,124 | 0 | 0 | ||
ABERDEEN GLOBAL DYNAMIC DIVI | COM | 00302M106 | 1,428 | 148,178 | SH | SOLE | 148,178 | 0 | 0 | ||
ABERDEEN GLOBAL PREMIER PPTY | COM SH BEN INT | 00302L108 | 8,665 | 1,384,140 | SH | SOLE | 1,384,140 | 0 | 0 | ||
ABERDEEN JAPAN EQUITY FD INC | COM | 00306J109 | 20,754 | 2,964,839 | SH | SOLE | 2,964,839 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 70,366 | 8,437,115 | SH | SOLE | 8,437,115 | 0 | 0 | ||
ADAM NAT RES FD INC | COM | 00548F105 | 3,186 | 192,649 | SH | SOLE | 192,649 | 0 | 0 | ||
ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 | 33,941 | 2,193,989 | SH | SOLE | 2,193,989 | 0 | 0 | ||
ALLIANCEBERNSTEIN NATL MUNI | COM | 01864U106 | 12,404 | 922,265 | SH | SOLE | 922,265 | 0 | 0 | ||
ALLIANZGI NFJ DIVID INT & PR | COM | 01883A107 | 11,725 | 945,599 | SH | SOLE | 945,599 | 0 | 0 | ||
BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 | 2,129 | 160,651 | SH | SOLE | 160,651 | 0 | 0 | ||
BLACKROCK CORE BD TR | SHS BEN INT | 09249E101 | 9,368 | 666,300 | SH | SOLE | 666,300 | 0 | 0 | ||
BLACKROCK CR ALLCTN INC TR | COM | 092508100 | 7,681 | 592,184 | SH | SOLE | 592,184 | 0 | 0 | ||
BLACKROCK ENH CAP & INC FD I | COM | 09256A109 | 10,134 | 641,397 | SH | SOLE | 641,397 | 0 | 0 | ||
BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | 14,450 | 1,629,115 | SH | SOLE | 1,629,115 | 0 | 0 | ||
BLACKROCK ENHANCED GBL DIV T | COM | 092501105 | 41,199 | 3,839,639 | SH | SOLE | 3,839,639 | 0 | 0 | ||
BLACKROCK ENHANCED GOVT FD I | COM | 09255K108 | 10,631 | 811,901 | SH | SOLE | 811,901 | 0 | 0 | ||
BLACKROCK ENHANCED INTL DIV | COM BENE INTER | 092524107 | 33,921 | 6,035,785 | SH | SOLE | 6,035,785 | 0 | 0 | ||
BLACKROCK FLOATING RATE INCO | COM | 091941104 | 10,240 | 824,479 | SH | SOLE | 824,479 | 0 | 0 | ||
BLACKROCK INCOME TR INC | COM | 09247F100 | 11,210 | 1,852,836 | SH | SOLE | 1,852,836 | 0 | 0 | ||
BLACKROCK MUNI INTER DR FD I | COM | 09253X102 | 10,953 | 779,594 | SH | SOLE | 779,594 | 0 | 0 | ||
BLACKROCK MUNIHLDNGS QLTY II | COM | 09254C107 | 3,966 | 315,273 | SH | SOLE | 315,273 | 0 | 0 | ||
BLACKROCK MUNIHLDS INVSTM QL | COM | 09254P108 | 2,615 | 196,594 | SH | SOLE | 196,594 | 0 | 0 | ||
BLACKROCK MUNIHOLDNGS QLTY I | COM | 09254A101 | 2,054 | 165,262 | SH | SOLE | 165,262 | 0 | 0 | ||
BLACKROCK MUNIY QUALITY FD I | COM | 09254G108 | 1,309 | 104,200 | SH | SOLE | 104,200 | 0 | 0 | ||
BLACKROCK MUNIYIELD QLTY FD | COM | 09254E103 | 9,800 | 742,460 | SH | SOLE | 742,460 | 0 | 0 | ||
BLACKROCK N Y MUN INCOME TR | SH BEN INT | 09248L106 | 2,968 | 218,902 | SH | SOLE | 218,902 | 0 | 0 | ||
BLACKROCK RES & COMM STRAT T | SHS | 09257A108 | 43,892 | 5,365,752 | SH | SOLE | 5,365,752 | 0 | 0 | ||
BNY MELLON MUN INCOME INC | COM | 05589T104 | 1,729 | 202,880 | SH | SOLE | 202,880 | 0 | 0 | ||
BRANDYWINEGBL GLBAL INM OPRT | COM | 10537L104 | 6,384 | 543,742 | SH | SOLE | 543,742 | 0 | 0 | ||
BROOKFIELD GLOBL LISTED INFR | COM SHS | 11273Q109 | 384 | 30,034 | SH | SOLE | 30,034 | 0 | 0 | ||
CBRE CLARION GLOBAL REAL EST | COM | 12504G100 | 17,312 | 2,311,302 | SH | SOLE | 2,311,302 | 0 | 0 | ||
CENTRAL SECS CORP | COM | 155123102 | 10,899 | 357,101 | SH | SOLE | 357,101 | 0 | 0 | ||
CHINA FD INC | COM | 169373107 | 5,248 | 259,292 | SH | SOLE | 259,292 | 0 | 0 | ||
DELAWARE ENHANCED GBL DIV & | COM | 246060107 | 589 | 59,493 | SH | SOLE | 59,493 | 0 | 0 | ||
DTF TAX-FREE INCOME INC | COM | 23334J107 | 3,472 | 250,857 | SH | SOLE | 250,857 | 0 | 0 | ||
DUFF & PHELPS UTIL CORP BD T | COM | 26432K108 | 14,645 | 1,673,751 | SH | SOLE | 1,673,751 | 0 | 0 | ||
DWS MUN INCOME TR NEW | COM | 233368109 | 11,970 | 1,062,097 | SH | SOLE | 1,062,097 | 0 | 0 | ||
DWS STRATEGIC MUN INCOME TR | COM | 23342Q101 | 1,767 | 148,619 | SH | SOLE | 148,619 | 0 | 0 | ||
EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 1,944 | 176,207 | SH | SOLE | 176,207 | 0 | 0 | ||
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 31,749 | 2,509,778 | SH | SOLE | 2,509,778 | 0 | 0 | ||
EATON VANCE MUN BD FD | COM | 27827X101 | 13,003 | 1,046,097 | SH | SOLE | 1,046,097 | 0 | 0 | ||
EATON VANCE MUNI INCOME TRUS | SH BEN INT | 27826U108 | 11,224 | 902,278 | SH | SOLE | 902,278 | 0 | 0 | ||
EATON VANCE NEW YORK MUN BD | COM | 27827Y109 | 1,700 | 141,908 | SH | SOLE | 141,908 | 0 | 0 | ||
EATON VANCE SH TM DR DIVR IN | COM | 27828V104 | 16,231 | 1,198,716 | SH | SOLE | 1,198,716 | 0 | 0 | ||
EUROPEAN EQUITY FUND | COM | 298768102 | 15,309 | 1,733,747 | SH | SOLE | 1,733,747 | 0 | 0 | ||
FEDERATED PREM MUN INC FD | COM | 31423P108 | 2,729 | 198,483 | SH | SOLE | 198,483 | 0 | 0 | ||
FIRST TR DYNAMIC EUROPE EQT | COM SHS | 33740D107 | 13,670 | 975,059 | SH | SOLE | 975,059 | 0 | 0 | ||
FIRST TR/ABERDEEN EMERG OPT | COM | 33731K102 | 2,928 | 208,242 | SH | SOLE | 208,242 | 0 | 0 | ||
FIRST TRUST MORTGAGE INCM FD | COM SHS | 33734E103 | 8,540 | 611,325 | SH | SOLE | 611,325 | 0 | 0 | ||
GENERAL AMERN INVS INC | COM | 368802104 | 24,876 | 700,923 | SH | SOLE | 700,923 | 0 | 0 | ||
HANCOCK JOHN INCOME SECS TR | COM | 410123103 | 11,814 | 822,322 | SH | SOLE | 822,322 | 0 | 0 | ||
HANCOCK JOHN INV TRUST | TAX ADV GLB SH | 41013P749 | 415 | 60,780 | SH | SOLE | 60,780 | 0 | 0 | ||
HANCOCK JOHN INVS TR | COM | 410142103 | 13,233 | 806,906 | SH | SOLE | 806,906 | 0 | 0 | ||
INDIA FD INC | COM | 454089103 | 2,374 | 111,556 | SH | SOLE | 111,556 | 0 | 0 | ||
INVESCO BD FD | COM | 46132L107 | 6,134 | 329,426 | SH | SOLE | 329,426 | 0 | 0 | ||
ISHARES INC | MSCI AUST ETF | 464286103 | 57,304 | 2,542,326 | SH | SOLE | 2,542,326 | 0 | 0 | ||
ISHARES INC | MSCI EURZONE ETF | 464286608 | 79,030 | 1,997,980 | SH | SOLE | 1,997,980 | 0 | 0 | ||
ISHARES INC | MSCI FRANCE ETF | 464286707 | 53,011 | 1,729,574 | SH | SOLE | 1,729,574 | 0 | 0 | ||
ISHARES INC | MSCI GERMANY ETF | 464286806 | 42,764 | 1,524,576 | SH | SOLE | 1,524,576 | 0 | 0 | ||
ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 238,153 | 4,363,378 | SH | SOLE | 4,363,378 | 0 | 0 | ||
ISHARES INC | MSCI SWITZERLAND | 464286749 | 23,507 | 625,851 | SH | SOLE | 625,851 | 0 | 0 | ||
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 57,370 | 521,450 | SH | SOLE | 521,450 | 0 | 0 | ||
ISHARES TR | MBS ETF | 464288588 | 32,189 | 299,150 | SH | SOLE | 299,150 | 0 | 0 | ||
ISHARES TR | SHRT NAT MUN ETF | 464288158 | 10,996 | 103,200 | SH | SOLE | 103,200 | 0 | 0 | ||
JAPAN SMALLER CAPTLZTN FD IN | COM | 47109U104 | 45,045 | 5,299,298 | SH | SOLE | 5,299,298 | 0 | 0 | ||
KOREA FD | COM NEW | 500634209 | 13,941 | 483,383 | SH | SOLE | 483,383 | 0 | 0 | ||
LAZARD GLB TTL RET&INCM FD I | COM | 52106W103 | 4,651 | 287,797 | SH | SOLE | 287,797 | 0 | 0 | ||
LAZARD WORLD DIVID & INCOME | COM | 521076109 | 604 | 60,702 | SH | SOLE | 60,702 | 0 | 0 | ||
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 22,494 | 3,503,716 | SH | SOLE | 3,503,716 | 0 | 0 | ||
MACQUARIE GLBL INFRA TOTL RE | COM | 55608D101 | 14,271 | 603,162 | SH | SOLE | 603,162 | 0 | 0 | ||
MEXICO EQUITY & INCOME FD | COM | 592834105 | 2,557 | 230,373 | SH | SOLE | 230,373 | 0 | 0 | ||
MEXICO FD INC | COM | 592835102 | 3,540 | 257,429 | SH | SOLE | 257,429 | 0 | 0 | ||
MFS CHARTER INCOME TR | SH BEN INT | 552727109 | 12,963 | 1,590,559 | SH | SOLE | 1,590,559 | 0 | 0 | ||
MFS GOVT MKTS INCOME TR | SH BEN INT | 552939100 | 16,870 | 3,691,390 | SH | SOLE | 3,691,390 | 0 | 0 | ||
MFS INTER INCOME TR | SH BEN INT | 55273C107 | 46,536 | 12,055,857 | SH | SOLE | 12,055,857 | 0 | 0 | ||
MFS INVT GRADE MUN TR | SH BEN INT | 59318B108 | 1,222 | 127,697 | SH | SOLE | 127,697 | 0 | 0 | ||
MFS MULTIMARKET INCOME TR | SH BEN INT | 552737108 | 3,236 | 555,073 | SH | SOLE | 555,073 | 0 | 0 | ||
MFS MUN INCOME TR | SH BEN INT | 552738106 | 2,321 | 332,537 | SH | SOLE | 332,537 | 0 | 0 | ||
MORGAN STANLEY CHINA A SH FD | COM | 617468103 | 30,466 | 1,401,357 | SH | SOLE | 1,401,357 | 0 | 0 | ||
MORGAN STANLEY INDIA INVS FD | COM | 61745C105 | 2,048 | 97,684 | SH | SOLE | 97,684 | 0 | 0 | ||
NEUBERGER BERMAN MUNI FD INC | COM | 64124P101 | 1,062 | 72,873 | SH | SOLE | 72,873 | 0 | 0 | ||
NEW GERMANY FD INC | COM | 644465106 | 17,359 | 1,220,703 | SH | SOLE | 1,220,703 | 0 | 0 | ||
NEW IRELAND FUND INC | COM | 645673104 | 5,585 | 622,658 | SH | SOLE | 622,658 | 0 | 0 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 14,165 | 1,025,700 | SH | SOLE | 1,025,700 | 0 | 0 | ||
NUVEEN CALIF MUN VALUE FD | COM | 67062C107 | 3,311 | 328,439 | SH | SOLE | 328,439 | 0 | 0 | ||
NUVEEN ENHANCED MUN VALUE FD | COM | 67074M101 | 1,828 | 129,000 | SH | SOLE | 129,000 | 0 | 0 | ||
NUVEEN GEORGIA QLTY MUN INC | COM | 67072B107 | 1,964 | 158,674 | SH | SOLE | 158,674 | 0 | 0 | ||
NUVEEN INT DUR QUAL MUN TRM | COM | 670677103 | 150 | 11,300 | SH | SOLE | 11,300 | 0 | 0 | ||
NUVEEN MULTI MKT INCOME FD | COM | 67075J107 | 7,571 | 1,032,915 | SH | SOLE | 1,032,915 | 0 | 0 | ||
NUVEEN MUN VALUE FD INC | COM | 670928100 | 12,342 | 1,212,342 | SH | SOLE | 1,212,342 | 0 | 0 | ||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 10,370 | 740,714 | SH | SOLE | 740,714 | 0 | 0 | ||
NUVEEN REAL ESTATE INCOME FD | COM | 67071B108 | 3,797 | 361,610 | SH | SOLE | 361,610 | 0 | 0 | ||
NUVEEN SELECT MAT MUN FD | SH BEN INT | 67061T101 | 4,842 | 464,682 | SH | SOLE | 464,682 | 0 | 0 | ||
NUVEEN SELECT TAX FREE INCM | SH BEN INT | 67062F100 | 2,918 | 190,938 | SH | SOLE | 190,938 | 0 | 0 | ||
NUVEEN SELECT TAX FREE INCM | SH BEN INT | 67063C106 | 12,404 | 861,374 | SH | SOLE | 861,374 | 0 | 0 | ||
NUVEEN SELECT TAX FREE INCM | SH BEN INT | 67063X100 | 6,631 | 429,458 | SH | SOLE | 429,458 | 0 | 0 | ||
NUVEEN TEXAS QLTY MUN INCME | COM | 670983105 | 3,091 | 225,967 | SH | SOLE | 225,967 | 0 | 0 | ||
NUVEEN VIRGINIA QLTY MUNCPL | COM | 67064R102 | 2,054 | 157,654 | SH | SOLE | 157,654 | 0 | 0 | ||
PGIM GLOBAL HIGH YIELD FD IN | COM | 69346J106 | 8,386 | 580,317 | SH | SOLE | 580,317 | 0 | 0 | ||
PGIM HIGH YIELD BOND FUND IN | COM | 69346H100 | 11,799 | 806,492 | SH | SOLE | 806,492 | 0 | 0 | ||
PUTNAM MASTER INTER INCOME T | SH BEN INT | 746909100 | 5,465 | 1,190,634 | SH | SOLE | 1,190,634 | 0 | 0 | ||
PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 746922103 | 906 | 71,600 | SH | SOLE | 71,600 | 0 | 0 | ||
ROYCE GLOBAL VALUE TR INC | COM | 78081T104 | 2,513 | 238,107 | SH | SOLE | 238,107 | 0 | 0 | ||
ROYCE VALUE TR INC | COM | 780910105 | 1,846 | 132,650 | SH | SOLE | 132,650 | 0 | 0 | ||
SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 | 2,289 | 46,500 | SH | SOLE | 46,500 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 1,854 | 23,950 | SH | SOLE | 23,950 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 35,076 | 119,715 | SH | SOLE | 119,715 | 0 | 0 | ||
SPROTT FOCUS TR INC | COM | 85208J109 | 8,905 | 1,321,195 | SH | SOLE | 1,321,195 | 0 | 0 | ||
SWISS HELVETIA FD INC | COM | 870875101 | 2,935 | 371,476 | SH | SOLE | 371,476 | 0 | 0 | ||
TAIWAN FD INC | COM | 874036106 | 8,230 | 485,556 | SH | SOLE | 485,556 | 0 | 0 | ||
TEKLA HEALTHCARE OPPORTUNIT | SHS | 879105104 | 1,978 | 111,012 | SH | SOLE | 111,012 | 0 | 0 | ||
TEMPLETON DRAGON FD INC | COM | 88018T101 | 13,363 | 695,278 | SH | SOLE | 695,278 | 0 | 0 | ||
TEMPLETON EMERGING MKTS FD I | COM | 880191101 | 19,914 | 1,318,838 | SH | SOLE | 1,318,838 | 0 | 0 | ||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 6,091 | 957,632 | SH | SOLE | 957,632 | 0 | 0 | ||
THE CENTRAL AND EASTERN EU I | COM | 153436100 | 8,838 | 324,983 | SH | SOLE | 324,983 | 0 | 0 | ||
TRI CONTL CORP | COM | 895436103 | 1,815 | 67,304 | SH | SOLE | 67,304 | 0 | 0 | ||
VOYA ASIA PAC DIVID EQUITY I | COM | 92912J102 | 3,769 | 408,324 | SH | SOLE | 408,324 | 0 | 0 | ||
VOYA EMERGING MKTS HIGH DIVI | COM | 92912P108 | 13,374 | 1,723,463 | SH | SOLE | 1,723,463 | 0 | 0 | ||
VOYA GLBL ADV & PREM OPP FD | COM | 92912R104 | 1,088 | 101,685 | SH | SOLE | 101,685 | 0 | 0 | ||
WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | 2,291 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
WESTERN ASSET GLOBAL CP DEFI | COM | 95790C107 | 2,687 | 156,652 | SH | SOLE | 156,652 | 0 | 0 | ||
WESTERN ASSET INTM MUNI FD I | COM | 958435109 | 3,771 | 421,800 | SH | SOLE | 421,800 | 0 | 0 | ||
WESTERN ASSET MUN HI INCM FD | COM | 95766N103 | 457 | 60,318 | SH | SOLE | 60,318 | 0 | 0 | ||
WESTERN ASSET PREMIER BD FD | SHS BEN INT | 957664105 | 15,288 | 1,117,556 | SH | SOLE | 1,117,556 | 0 | 0 | ||
WESTERN ASST INFLTN LKD INM | COM SH BEN INT | 95766Q106 | 21,455 | 1,841,613 | SH | SOLE | 1,841,613 | 0 | 0 | ||
WESTERN AST INFL LKD OPP & I | COM | 95766R104 | 34,516 | 3,084,553 | SH | SOLE | 3,084,553 | 0 | 0 |