The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 4,867 | 1,161,556 | SH | SOLE | 1,161,556 | 0 | 0 | ||
ABERDEEN AUSTRALIA EQTY FD I | COM | 003011103 | 6,237 | 1,194,832 | SH | SOLE | 1,194,832 | 0 | 0 | ||
ABERDEEN EMRG MRKTS EQT INM | COM | 00301W105 | 24,678 | 3,545,644 | SH | SOLE | 3,545,644 | 0 | 0 | ||
ABERDEEN GLOBAL DYNAMIC DIVI | COM | 00302M106 | 1,404 | 145,450 | SH | SOLE | 145,450 | 0 | 0 | ||
ABERDEEN GLOBAL PREMIER PPTY | COM SH BEN INT | 00302L108 | 7,810 | 1,255,598 | SH | SOLE | 1,255,598 | 0 | 0 | ||
ABERDEEN JAPAN EQUITY FD INC | COM | 00306J109 | 24,990 | 3,432,680 | SH | SOLE | 3,432,680 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 69,688 | 8,355,822 | SH | SOLE | 8,355,822 | 0 | 0 | ||
ADAM NAT RES FD INC | COM | 00548F105 | 3,137 | 198,149 | SH | SOLE | 198,149 | 0 | 0 | ||
ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 | 34,079 | 2,151,445 | SH | SOLE | 2,151,445 | 0 | 0 | ||
ALLIANCEBERNSTEIN NATL MUNI | COM | 01864U106 | 14,294 | 1,037,316 | SH | SOLE | 1,037,316 | 0 | 0 | ||
ALLIANZGI NFJ DIVID INT & PR | COM | 01883A107 | 12,110 | 990,999 | SH | SOLE | 990,999 | 0 | 0 | ||
BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 | 2,459 | 179,651 | SH | SOLE | 179,651 | 0 | 0 | ||
BLACKROCK CORE BD TR | SHS BEN INT | 09249E101 | 7,621 | 527,400 | SH | SOLE | 527,400 | 0 | 0 | ||
BLACKROCK CR ALLCTN INC TR | COM | 092508100 | 3,973 | 291,684 | SH | SOLE | 291,684 | 0 | 0 | ||
BLACKROCK ENH CAP & INC FD I | COM | 09256A109 | 10,864 | 672,297 | SH | SOLE | 672,297 | 0 | 0 | ||
BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | 13,310 | 1,449,858 | SH | SOLE | 1,449,858 | 0 | 0 | ||
BLACKROCK ENHANCED GBL DIV T | COM | 092501105 | 40,835 | 3,915,142 | SH | SOLE | 3,915,142 | 0 | 0 | ||
BLACKROCK ENHANCED GOVT FD I | COM | 09255K108 | 10,806 | 838,001 | SH | SOLE | 838,001 | 0 | 0 | ||
BLACKROCK ENHANCED INTL DIV | COM BENE INTER | 092524107 | 35,130 | 6,469,695 | SH | SOLE | 6,469,695 | 0 | 0 | ||
BLACKROCK FLOATING RATE INCO | COM | 091941104 | 10,161 | 828,079 | SH | SOLE | 828,079 | 0 | 0 | ||
BLACKROCK INCOME TR INC | COM | 09247F100 | 10,519 | 1,730,136 | SH | SOLE | 1,730,136 | 0 | 0 | ||
BLACKROCK MUNI INTER DR FD I | COM | 09253X102 | 11,084 | 781,694 | SH | SOLE | 781,694 | 0 | 0 | ||
BLACKROCK MUNIHLDNGS QLTY II | COM | 09254C107 | 4,269 | 334,273 | SH | SOLE | 334,273 | 0 | 0 | ||
BLACKROCK MUNIHLDS INVSTM QL | COM | 09254P108 | 3,346 | 247,294 | SH | SOLE | 247,294 | 0 | 0 | ||
BLACKROCK MUNIHOLDNGS QLTY I | COM | 09254A101 | 2,210 | 172,762 | SH | SOLE | 172,762 | 0 | 0 | ||
BLACKROCK MUNIY QUALITY FD I | COM | 09254G108 | 1,524 | 117,500 | SH | SOLE | 117,500 | 0 | 0 | ||
BLACKROCK MUNIYIELD QLTY FD | COM | 09254E103 | 10,912 | 804,160 | SH | SOLE | 804,160 | 0 | 0 | ||
BLACKROCK N Y MUN INCOME TR | SH BEN INT | 09248L106 | 3,214 | 227,002 | SH | SOLE | 227,002 | 0 | 0 | ||
BLACKROCK RES & COMM STRAT T | SHS | 09257A108 | 40,224 | 5,377,559 | SH | SOLE | 5,377,559 | 0 | 0 | ||
BRANDYWINEGBL GLBAL INM OPRT | COM | 10537L104 | 6,775 | 559,937 | SH | SOLE | 559,937 | 0 | 0 | ||
CBRE CLARION GLOBAL REAL EST | COM | 12504G100 | 18,397 | 2,325,852 | SH | SOLE | 2,325,852 | 0 | 0 | ||
CENTRAL SECS CORP | COM | 155123102 | 11,734 | 373,701 | SH | SOLE | 373,701 | 0 | 0 | ||
CHINA FD INC | COM | 169373107 | 5,006 | 257,892 | SH | SOLE | 257,892 | 0 | 0 | ||
DELAWARE ENHANCED GBL DIV & | COM | 246060107 | 466 | 47,218 | SH | SOLE | 47,218 | 0 | 0 | ||
DTF TAX-FREE INCOME INC | COM | 23334J107 | 3,688 | 254,857 | SH | SOLE | 254,857 | 0 | 0 | ||
DUFF & PHELPS UTIL CORP BD T | COM | 26432K108 | 16,321 | 1,764,451 | SH | SOLE | 1,764,451 | 0 | 0 | ||
DWS MUN INCOME TR NEW | COM | 233368109 | 13,243 | 1,142,603 | SH | SOLE | 1,142,603 | 0 | 0 | ||
DWS STRATEGIC MUN INCOME TR | COM | 23342Q101 | 1,737 | 145,719 | SH | SOLE | 145,719 | 0 | 0 | ||
EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 1,996 | 176,207 | SH | SOLE | 176,207 | 0 | 0 | ||
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 31,507 | 2,520,578 | SH | SOLE | 2,520,578 | 0 | 0 | ||
EATON VANCE MUN BD FD | COM | 27827X101 | 14,286 | 1,102,352 | SH | SOLE | 1,102,352 | 0 | 0 | ||
EATON VANCE MUNI INCOME TRUS | SH BEN INT | 27826U108 | 11,851 | 920,078 | SH | SOLE | 920,078 | 0 | 0 | ||
EATON VANCE NEW YORK MUN BD | COM | 27827Y109 | 1,765 | 141,908 | SH | SOLE | 141,908 | 0 | 0 | ||
EATON VANCE SH TM DR DIVR IN | COM | 27828V104 | 15,666 | 1,204,116 | SH | SOLE | 1,204,116 | 0 | 0 | ||
EUROPEAN EQUITY FUND | COM | 298768102 | 15,582 | 1,750,822 | SH | SOLE | 1,750,822 | 0 | 0 | ||
FEDERATED PREM MUN INC FD | COM | 31423P108 | 3,127 | 220,360 | SH | SOLE | 220,360 | 0 | 0 | ||
FIRST TR DYNAMIC EUROPE EQT | COM SHS | 33740D107 | 13,025 | 959,846 | SH | SOLE | 959,846 | 0 | 0 | ||
FIRST TR/ABERDEEN EMERG OPT | COM | 33731K102 | 2,756 | 208,342 | SH | SOLE | 208,342 | 0 | 0 | ||
FIRST TRUST MORTGAGE INCM FD | COM SHS | 33734E103 | 8,552 | 611,325 | SH | SOLE | 611,325 | 0 | 0 | ||
GENERAL AMERN INVS INC | COM | 368802104 | 26,424 | 726,923 | SH | SOLE | 726,923 | 0 | 0 | ||
HANCOCK JOHN INCOME SECS TR | COM | 410123103 | 13,022 | 898,039 | SH | SOLE | 898,039 | 0 | 0 | ||
HANCOCK JOHN INV TRUST | TAX ADV GLB SH | 41013P749 | 744 | 108,991 | SH | SOLE | 108,991 | 0 | 0 | ||
HANCOCK JOHN INVS TR | COM | 410142103 | 13,734 | 806,906 | SH | SOLE | 806,906 | 0 | 0 | ||
INDIA FD INC | COM | 454089103 | 2,262 | 110,156 | SH | SOLE | 110,156 | 0 | 0 | ||
INVESCO BD FD | COM | 46132L107 | 3,457 | 174,926 | SH | SOLE | 174,926 | 0 | 0 | ||
ISHARES INC | MSCI AUST ETF | 464286103 | 29,675 | 1,333,711 | SH | SOLE | 1,333,711 | 0 | 0 | ||
ISHARES INC | MSCI EURZONE ETF | 464286608 | 84,519 | 2,173,280 | SH | SOLE | 2,173,280 | 0 | 0 | ||
ISHARES INC | MSCI FRANCE ETF | 464286707 | 50,788 | 1,685,074 | SH | SOLE | 1,685,074 | 0 | 0 | ||
ISHARES INC | MSCI GERMANY ETF | 464286806 | 18,395 | 683,581 | SH | SOLE | 683,581 | 0 | 0 | ||
ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 258,464 | 4,555,228 | SH | SOLE | 4,555,228 | 0 | 0 | ||
ISHARES INC | MSCI SWITZERLAND | 464286749 | 22,844 | 605,951 | SH | SOLE | 605,951 | 0 | 0 | ||
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 89,290 | 793,900 | SH | SOLE | 793,900 | 0 | 0 | ||
ISHARES TR | MBS ETF | 464288588 | 41,620 | 384,300 | SH | SOLE | 384,300 | 0 | 0 | ||
ISHARES TR | SHRT NAT MUN ETF | 464288158 | 11,528 | 108,200 | SH | SOLE | 108,200 | 0 | 0 | ||
JAPAN SMALLER CAPTLZTN FD IN | COM | 47109U104 | 48,632 | 5,545,321 | SH | SOLE | 5,545,321 | 0 | 0 | ||
KOREA FD | COM NEW | 500634209 | 13,292 | 484,581 | SH | SOLE | 484,581 | 0 | 0 | ||
LAZARD GLB TTL RET&INCM FD I | COM | 52106W103 | 4,517 | 288,997 | SH | SOLE | 288,997 | 0 | 0 | ||
LAZARD WORLD DIVID & INCOME | COM | 521076109 | 339 | 36,322 | SH | SOLE | 36,322 | 0 | 0 | ||
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 14,604 | 2,281,940 | SH | SOLE | 2,281,940 | 0 | 0 | ||
MACQUARIE GLBL INFRA TOTL RE | COM | 55608D101 | 12,882 | 534,971 | SH | SOLE | 534,971 | 0 | 0 | ||
MEXICO EQUITY & INCOME FD | COM | 592834105 | 3,074 | 292,277 | SH | SOLE | 292,277 | 0 | 0 | ||
MEXICO FD INC | COM | 592835102 | 3,301 | 252,929 | SH | SOLE | 252,929 | 0 | 0 | ||
MFS CHARTER INCOME TR | SH BEN INT | 552727109 | 13,030 | 1,567,959 | SH | SOLE | 1,567,959 | 0 | 0 | ||
MFS GOVT MKTS INCOME TR | SH BEN INT | 552939100 | 18,468 | 4,006,090 | SH | SOLE | 4,006,090 | 0 | 0 | ||
MFS INTER INCOME TR | SH BEN INT | 55273C107 | 46,008 | 12,043,857 | SH | SOLE | 12,043,857 | 0 | 0 | ||
MFS INVT GRADE MUN TR | SH BEN INT | 59318B108 | 1,268 | 127,697 | SH | SOLE | 127,697 | 0 | 0 | ||
MFS MUN INCOME TR | SH BEN INT | 552738106 | 2,341 | 332,537 | SH | SOLE | 332,537 | 0 | 0 | ||
MORGAN STANLEY CHINA A SH FD | COM | 617468103 | 28,527 | 1,394,268 | SH | SOLE | 1,394,268 | 0 | 0 | ||
MORGAN STANLEY INDIA INVS FD | COM | 61745C105 | 2,403 | 126,798 | SH | SOLE | 126,798 | 0 | 0 | ||
NEW GERMANY FD INC | COM | 644465106 | 16,959 | 1,223,603 | SH | SOLE | 1,223,603 | 0 | 0 | ||
NEW IRELAND FUND INC | COM | 645673104 | 5,451 | 636,840 | SH | SOLE | 636,840 | 0 | 0 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 14,941 | 1,044,100 | SH | SOLE | 1,044,100 | 0 | 0 | ||
NUVEEN CALIF MUN VALUE FD | COM | 67062C107 | 2,555 | 241,043 | SH | SOLE | 241,043 | 0 | 0 | ||
NUVEEN ENHANCED MUN VALUE FD | COM | 67074M101 | 1,282 | 89,400 | SH | SOLE | 89,400 | 0 | 0 | ||
NUVEEN GEORGIA QLTY MUN INC | COM | 67072B107 | 1,974 | 159,074 | SH | SOLE | 159,074 | 0 | 0 | ||
NUVEEN INT DUR QUAL MUN TRM | COM | 670677103 | 2,049 | 149,861 | SH | SOLE | 149,861 | 0 | 0 | ||
NUVEEN MULTI MKT INCOME FD | COM | 67075J107 | 7,592 | 1,032,915 | SH | SOLE | 1,032,915 | 0 | 0 | ||
NUVEEN MUN VALUE FD INC | COM | 670928100 | 6,324 | 601,721 | SH | SOLE | 601,721 | 0 | 0 | ||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 10,675 | 743,414 | SH | SOLE | 743,414 | 0 | 0 | ||
NUVEEN REAL ESTATE INCOME FD | COM | 67071B108 | 4,175 | 379,930 | SH | SOLE | 379,930 | 0 | 0 | ||
NUVEEN SELECT MAT MUN FD | SH BEN INT | 67061T101 | 5,094 | 489,782 | SH | SOLE | 489,782 | 0 | 0 | ||
NUVEEN SELECT TAX FREE INCM | SH BEN INT | 67063C106 | 12,933 | 863,374 | SH | SOLE | 863,374 | 0 | 0 | ||
NUVEEN SELECT TAX FREE INCM | SH BEN INT | 67063X100 | 6,722 | 418,058 | SH | SOLE | 418,058 | 0 | 0 | ||
NUVEEN TEXAS QLTY MUN INCME | COM | 670983105 | 3,139 | 225,967 | SH | SOLE | 225,967 | 0 | 0 | ||
NUVEEN VIRGINIA QLTY MUNCPL | COM | 67064R102 | 2,180 | 157,654 | SH | SOLE | 157,654 | 0 | 0 | ||
PGIM GLOBAL HIGH YIELD FD IN | COM | 69346J106 | 8,335 | 580,017 | SH | SOLE | 580,017 | 0 | 0 | ||
PGIM HIGH YIELD BOND FUND IN | COM | 69346H100 | 11,526 | 770,992 | SH | SOLE | 770,992 | 0 | 0 | ||
ROYCE GLOBAL VALUE TR INC | COM | 78081T104 | 2,358 | 233,007 | SH | SOLE | 233,007 | 0 | 0 | ||
ROYCE VALUE TR INC | COM | 780910105 | 1,913 | 139,050 | SH | SOLE | 139,050 | 0 | 0 | ||
SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 | 2,367 | 47,800 | SH | SOLE | 47,800 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 935 | 12,050 | SH | SOLE | 12,050 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 37,071 | 124,915 | SH | SOLE | 124,915 | 0 | 0 | ||
SPROTT FOCUS TR INC | COM | 85208J109 | 9,463 | 1,404,052 | SH | SOLE | 1,404,052 | 0 | 0 | ||
SWISS HELVETIA FD INC | COM | 870875101 | 3,112 | 387,589 | SH | SOLE | 387,589 | 0 | 0 | ||
TAIWAN FD INC | COM | 874036106 | 9,411 | 509,556 | SH | SOLE | 509,556 | 0 | 0 | ||
TEKLA HEALTHCARE OPPORTUNIT | SHS | 879105104 | 1,828 | 104,712 | SH | SOLE | 104,712 | 0 | 0 | ||
TEMPLETON DRAGON FD INC | COM | 88018T101 | 12,297 | 686,578 | SH | SOLE | 686,578 | 0 | 0 | ||
TEMPLETON EMERGING MKTS FD I | COM | 880191101 | 19,429 | 1,325,332 | SH | SOLE | 1,325,332 | 0 | 0 | ||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 5,876 | 957,032 | SH | SOLE | 957,032 | 0 | 0 | ||
THE CENTRAL AND EASTERN EU I | COM | 153436100 | 8,450 | 325,010 | SH | SOLE | 325,010 | 0 | 0 | ||
VOYA ASIA PAC DIVID EQUITY I | COM | 92912J102 | 4,096 | 483,036 | SH | SOLE | 483,036 | 0 | 0 | ||
VOYA EMERGING MKTS HIGH DIVI | COM | 92912P108 | 12,318 | 1,717,961 | SH | SOLE | 1,717,961 | 0 | 0 | ||
VOYA GLBL ADV & PREM OPP FD | COM | 92912R104 | 512 | 49,519 | SH | SOLE | 49,519 | 0 | 0 | ||
VOYA GLBL EQTY DIV & PREM OP | COM | 92912T100 | 468 | 77,934 | SH | SOLE | 77,934 | 0 | 0 | ||
WESTERN ASSET GLOBAL CP DEFI | COM | 95790C107 | 2,243 | 128,752 | SH | SOLE | 128,752 | 0 | 0 | ||
WESTERN ASSET INTM MUNI FD I | COM | 958435109 | 3,872 | 421,800 | SH | SOLE | 421,800 | 0 | 0 | ||
WESTERN ASSET MUN HI INCM FD | COM | 95766N103 | 331 | 43,714 | SH | SOLE | 43,714 | 0 | 0 | ||
WESTERN ASSET PREMIER BD FD | SHS BEN INT | 957664105 | 16,287 | 1,146,156 | SH | SOLE | 1,146,156 | 0 | 0 | ||
WESTERN ASST INFLTN LKD INM | COM SH BEN INT | 95766Q106 | 21,454 | 1,851,073 | SH | SOLE | 1,851,073 | 0 | 0 | ||
WESTERN AST INFL LKD OPP & I | COM | 95766R104 | 34,322 | 3,097,653 | SH | SOLE | 3,097,653 | 0 | 0 |