UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File number: 811-22208
Valued Advisers Trust
(Exact name of registrant as specified in charter)
2960 North Meridian Street Ste. 300 Indianapolis, IN 46208
(Address of principal executive offices) (Zip code)
John C. Swhear
Huntington Asset Services, Inc.
2960 North Meridian Street Ste. 300
Indianapolis, IN 46208
(Name and address of agent for service)
Registrant's telephone number, including area code: 317-917-7425
Date of Reporting Period: July 1, 2009 –June 30, 2010
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Secs. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Sec. 3507.
Quarterly Report of Proxy Voting Record
Fund/Fund Family Name: The Golub Group Equity Fund
Date of Fiscal Year End: January
Date of Reporting Period: July 1, 2009 – June 30, 2010
The Golub Group Equity Fund
Security Name | Ticker | Security ID/CUSIP | Meeting Date | Proposed by Management (M) or Shareholders (S) | Description of Matter/Proposal | Vote? (Yes or No) | Vote For, Against or Abstain | Fund Cast its Vote For or Against Management | ||||
Medtronic | MDT | 585055106 | 8/27/2009 | MGMT | Elect Director Richard Anderson | YES | FOR | WITH MGMT | ||||
Medtronic | MDT | 585055106 | 8/27/2009 | MGMT | Elect Director Victor J. Dzau | YES | FOR | WITH MGMT | ||||
Medtronic | MDT | 585055106 | 8/27/2009 | MGMT | Elect Director William A. Hawkins | YES | FOR | WITH MGMT | ||||
Medtronic | MDT | 585055106 | 8/27/2009 | MGMT | Elect Director S. Ann Jackson | YES | FOR | WITH MGMT | ||||
Medtronic | MDT | 585055106 | 8/27/2009 | MGMT | Elect Director Denise M. O’Leary | YES | FOR | WITH MGMT | ||||
Medtronic | MDT | 585055106 | 8/27/2009 | MGMT | Elect Director Robert C. Pozen | YES | FOR | WITH MGMT | ||||
Medtronic | MDT | 585055106 | 8/27/2009 | MGMT | Elect Director Jean-Pierre Rosso | YES | FOR | WITH MGMT | ||||
Medtronic | MDT | 585055106 | 8/27/2009 | MGMT | Elect Director Jack W. Schuler | YES | FOR | WITH MGMT | ||||
Medtronic | MDT | 585055106 | 8/27/2009 | MGMT | Ratify Auditors | YES | FOR | WITH MGMT | ||||
Medtronic | MDT | 585055106 | 8/27/2009 | MGMT | Amend Qualified Employee Stock Purchase Plan | YES | FOR | WITH MGMT | ||||
Medtronic | MDT | 585055106 | 8/27/2009 | MGMT | Amend Omnibus Stock Plan | YES | FOR | WITH MGMT | ||||
The Proctor & Gamble Company | PG | 742718109 | 10/13/2009 | M | Elect Directors Scott Cook, Rajat Gupta, AG Lafley, Charles Lee, Lynn Martin, Robert McDonald, James MnNerney, Jr, Jonathan Rodgers, Ralph Snyuderman, Mary Agnes Wilderotter, Patricia Woertz, Ernesto Zedillo | Y | For | For | ||||
The Proctor & Gamble Company | PG | 742718109 | 10/13/2009 | M | Ratify Auditors | Y | For | For | ||||
The Proctor & Gamble Company | PG | 742718109 | 10/13/2009 | M | Amend Code of Regulations | Y | For | For | ||||
The Proctor & Gamble Company | PG | 742718109 | 10/13/2009 | M | Approve Omnibus Stock Plan | Y | For | For | ||||
The Proctor & Gamble Company | PG | 742718109 | 10/13/2009 | S | Provide for Cumulative Voting | Y | Against | Against | ||||
The Proctor & Gamble Company | PG | 742718109 | 10/13/2009 | S | Advisory Vote to Ratify named executive officers’ compensation | Y | Against | Against | ||||
Cohen & Steers Select Utilities Fund | UTF | 19248A109 | 11/27/2009 | M | Approve Merger of Funds | Y | For | For | ||||
Cohen & Steers Select Utilities Fund | UTF | 19248A109 | 11/27/2009 | M | Increase Authorized Common Stock | Y | For | For | ||||
Paychex, Inc. | PAYX | 704326107 | 10/13/2009 | M | Elect Directors Thomas Golisano, David Flashen, Grant Inman, Pamela Joseph, Jonathan Judge, Joseph Tucci, Joseph Velli | Y | For | For | ||||
Paychex, Inc. | PAYX | 704326107 | 10/13/2009 | M | Ratify Auditors | Y | For | For | ||||
EnCana Corporation | ECA | 292505104 | 11/25/2009 | M | Approve Reorganization plan to create two companies | Y | For | For | ||||
EnCana Corporation | ECA | 292505104 | 11/25/2009 | M | Approve Shareholder Rights Plan for Cenovus Energy Inc. | Y | For | For | ||||
Cisco Systems, Inc. | CSCO | 17275R102 | 11/12/2009 | M | Elect Directors Carol Bartz, Michele Burns, Michael Capellas, Larry Carter, John Chambers, Brian Halla, John Hennessy, Richard Kovacevich, Roderick McGeary, Michael Powell, Arun Sarin, Steven West, Jerry Yang | Y | For | For | ||||
Cisco Systems, Inc. | CSCO | 17275R102 | 11/12/2009 | M | Amend Qualified Employee Stock Purchase Plan | Y | For | For | ||||
Cisco Systems, Inc. | CSCO | 17275R102 | 11/12/2009 | M | Ratify Auditors | Y | For | For | ||||
Cisco Systems, Inc. | CSCO | 17275R102 | 11/12/2009 | S | Amend Bylaws to Establish a Board Committee on Human Rights | Y | Against | For | ||||
Cisco Systems, Inc. | CSCO | 17275R102 | 11/12/2009 | S | Advisory Vote to Ratify Named Executive Officers’ Compensation | Y | For | Against | ||||
Cisco Systems, Inc. | CSCO | 17275R102 | 11/12/2009 | S | Report on Internet Fragmentation | Y | For | Against | ||||
Diageo plc | DEO | G42089113 | 10/14/2009 | M | Report and Accounts 2009 | Y | For | For | ||||
Diageo plc | DEO | G42089113 | 10/14/2009 | M | Report and Accounts 2009 | Y | For | For | ||||
Diageo plc | DEO | G42089113 | 10/14/2009 | M | Meeting for ADR Holders | Y | For | For | ||||
Diageo plc | DEO | G42089113 | 10/14/2009 | M | Report and Accounts 2009 | Y | For | For | ||||
Diageo plc | DEO | G42089113 | 10/14/2009 | M | Declaration of final dividend | Y | For | For | ||||
Diageo plc | DEO | G42089113 | 10/14/2009 | M | Election of directors lM Danon, Lord Hollick, PS Walsh, PB Bruzelius, BD Holden | Y | For | For | ||||
Diageo plc | DEO | G42089113 | 10/14/2009 | M | Reappointment of auditor | Y | For | For | ||||
Diageo plc | DEO | G42089113 | 10/14/2009 | M | Remuneration of auditor | Y | For | For | ||||
Diageo plc | DEO | G42089113 | 10/14/2009 | M | Authority to allot shares | Y | For | For | ||||
Diageo plc | DEO | G42089113 | 10/14/2009 | M | Disapplication of pre-emption rights | Y | For | For | ||||
Diageo plc | DEO | G42089113 | 10/14/2009 | M | Authority to purchase own ordinary shares | Y | For | For | ||||
Diageo plc | DEO | G42089113 | 10/14/2009 | M | Authority to make political donation and or to incur political expenditures in the EU | Y | For | For | ||||
Diageo plc | DEO | G42089113 | 10/14/2009 | M | Adoption of the Diageo 2009 plc discretionary incentive plan | Y | For | For | ||||
Diageo plc | DEO | G42089113 | 10/14/2009 | M | Adoption of the Diageo Plc 2009 executive long term incentive plan | Y | For | For | ||||
Diageo plc | DEO | G42089113 | 10/14/2009 | M | Adoption of the Diageo Plc International sharematch plan 2009 | Y | For | For | ||||
Diageo plc | DEO | G42089113 | 10/14/2009 | M | Authority to establish international share plans | Y | For | For | ||||
Diageo plc | DEO | G42089113 | 10/14/2009 | M | Adoption of the Dieageo Plc 2009 Irish Sharesave Plan | Y | For | For | ||||
Diageo plc | DEO | G42089113 | 10/14/2009 | M | Amendments to the rules of Diageo Plc Executive share option Plan | Y | For | For | ||||
Diageo plc | DEO | G42089113 | 10/14/2009 | M | Amendments to the rules of Diageo Plc 2008 Executive Share Option Plan | Y | For | For | ||||
Diageo plc | DEO | G42089113 | 10/14/2009 | M | Amendments to the rules of Diageo Plc Executive Share Option Plan | Y | For | For | ||||
Diageo plc | DEO | G42089113 | 10/14/2009 | M | Reduced Notice of a general meeting other than an annual general meeting | Y | For | For | ||||
Diageo plc | DEO | G42089113 | 10/14/2009 | M | Adoption of articles of association | Y | For | For | ||||
Sysco Corporation | SYY | 871829107 | 11/18/2009 | M | Election of directors Jonathan Golden, Joseph Hafner, Nancy Newcomb, Kenneth Spitler | Y | For | For | ||||
Sysco Corporation | SYY | 871829107 | 11/18/2009 | M | Approve non-employee director omnibus stock plan | Y | For | For | ||||
Sysco Corporation | SYY | 871829107 | 11/18/2009 | M | Ammend Omnibus stock plan | Y | For | For | ||||
Sysco Corporation | SYY | 871829107 | 11/18/2009 | M | Approve executive incentive bonus plan | Y | For | For | ||||
Sysco Corporation | SYY | 871829107 | 11/18/2009 | M | Ratify Auditors | Y | For | For | ||||
Sysco Corporation | SYY | 871829107 | 11/18/2009 | S | Adopt principles for health care reform | Y | Against | For | ||||
Microsoft Corp. | MSFT | 594918104 | 11/19/2009 | M | Elect Directors William Gates, Steven Ballmer, Dina Dublon, Raymond Gilmartin, Reed Hastings, Maria Klawe, David Marquardt, Charles Noski, Helmut Panke | Y | For | For | ||||
Microsoft Corp. | MSFT | 594918104 | 11/19/2009 | M | Ratify Auditors | Y | For | For | ||||
Microsoft Corp. | MSFT | 594918104 | 11/19/2009 | M | Permit Right to call Special Meeting | Y | For | For | ||||
Microsoft Corp. | MSFT | 594918104 | 11/19/2009 | M | Advisory Vote to Ratify Named Executive Officers’ Compensation | Y | For | For | ||||
Microsoft Corp. | MSFT | 594918104 | 11/19/2009 | S | Adopt Principles for Health Care Reform | Y | Against | For | ||||
Microsoft Corp. | MSFT | 594918104 | 11/19/2009 | S | Report on Charitable contributions | Y | Against | For | ||||
Walgreens | WAG | 931422109 | 1/13/2010 | M | Elect Directors Steven A. Davis, William C. Foote, Mark P. Frissora, Alan G. McNally, Nancy M. Schlichting, David Y. Schwartz, Alejandro Silva, James Skinner, Gregory D. Wasson | Y | For | For | ||||
Walgreens | WAG | 931422109 | 1/13/2010 | M | Ratify Auditors | Y | For | For | ||||
Walgreens | WAG | 931422109 | 1/13/2010 | M | Amend Stock Option Plan | Y | For | For | ||||
Walgreens | WAG | 931422109 | 1/13/2010 | S | Reduce Supermajority Vote Requirement | Y | For | Against | ||||
Walgreens | WAG | 931422109 | 1/13/2010 | S | Performance-Based Equity Awards | Y | For | Against | ||||
Walgreens | WAG | 931422109 | 1/13/2010 | S | Report on Charitable Contributions | Y | Against | For | ||||
Berkshire Hathaway, Inc. | BRK.A | 84670108 | 1/20/2010 | M | Approve Stock Split | Y | For | For | ||||
Berkshire Hathaway, Inc. | BRK.A | 84670108 | 1/20/2010 | M | Approve split of Class B Stock without splitting class A stock | Y | For | For | ||||
Berkshire Hathaway, Inc. | BRK.A | 84670108 | 1/20/2010 | M | Adjust Par Value of Common Stock | Y | For | For | ||||
Berkshire Hathaway, Inc. | BRK.A | 84670108 | 1/20/2010 | M | Increase authorized common stock | Y | For | For | ||||
Berkshire Hathaway, Inc. | BRK.A | 84670108 | 1/20/2010 | M | Remove requirement of issuing physical stock certificates for Class B stock upon conversion of Class A stock | Y | For | For | ||||
Emerson Electric Co | EMR | 291011104 | 2/2/2010 | M | Elect Directors C. Boersig, C. Fernandez, W. Galvin, R. Stephenson, V. Loucks, R.Ridgeway | Y | For | For | ||||
Emerson Electric Co | EMR | 291011104 | 2/2/2010 | M | Amend executive bonus plan | Y | For | For | ||||
Emerson Electric Co | EMR | 291011104 | 2/2/2010 | M | Ratify Auditors | Y | For | For | ||||
Hewlett Packard | HPQ | 428236103 | 3/17/2010 | M | Elect directors Marc, Andreessen, Lawrence Babbio, Sari Baldauf, Rajiv Gupta, John Hammergren, Mark Hurd, Joel Hyatt, John Joyce, Robert Ryan, Lucille Salhany, Kennedy Thompson | Y | For | For | ||||
Hewlett Packard | HPQ | 428236103 | 3/17/2010 | M | Ratify Auditors | Y | For | For | ||||
Hewlett Packard | HPQ | 428236103 | 3/17/2010 | M | Amend Omnibus Stock Plan | Y | For | For | ||||
Hewlett Packard | HPQ | 428236103 | 3/17/2010 | M | Company request on advisory vote on executive compensation | Y | For | For | ||||
United Technologies Corp | UTX | 913017109 | 4/14/2010 | M | Elect directors | Y | FOR | FOR | ||||
United Technologies Corp | UTX | 913017109 | 4/14/2010 | M | Ratify Auditors | Y | FOR | FOR | ||||
United Technologies Corp | UTX | 913017109 | 4/14/2010 | S | Advisory Vote to ratify named executive officers’ compensation | Y | FOR | AGAINST | ||||
U.S.Bancorp | USB | 902973304 | 4/20/2010 | M | Elect Directors | Y | FOR | FOR | ||||
U.S.Bancorp | USB | 902973304 | 4/20/2010 | M | Ratify Auditors | Y | FOR | FOR | ||||
U.S.Bancorp | USB | 902973304 | 4/20/2010 | M | Advisory Vote to ratify named executive officers’ compensation | Y | FOR | FOR | ||||
U.S.Bancorp | USB | 902973304 | 4/20/2010 | M | Amend Omnibus Stock Plan | Y | FOR | FOR | ||||
Coca-Cola Company | KO | 191216100 | 4/21/2010 | M | Elect Directors with the exception of Director Barry Diller | Y | FOR | FOR | ||||
Coca-Cola Company | KO | 191216100 | 4/21/2010 | M | Elect Director Barry Diller | Y | AGAINST | AGAINST | ||||
Coca-Cola Company | KO | 191216100 | 4/21/2010 | M | Ratify Auditors | Y | FOR | FOR | ||||
Coca-Cola Company | KO | 191216100 | 4/21/2010 | S | Advisory Vote to ratify named executive officers’ compensation | Y | FOR | AGAINST | ||||
Coca-Cola Company | KO | 191216100 | 4/21/2010 | S | Require Independent Board Chairman | Y | FOR | AGAINST | ||||
Coca-Cola Company | KO | 191216100 | 4/21/2010 | S | Performance-Based Equity Awards | Y | AGAINST | FOR | ||||
Coca-Cola Company | KO | 191216100 | 4/21/2010 | S | Publish Report on Chemical Bisphenol A (BPA) | Y | FOR | AGAINST | ||||
Johnson & Johnson | JNJ | 478160104 | 4/22/2010 | M | Elect Directors | Y | FOR | FOR | ||||
Johnson & Johnson | JNJ | 478160104 | 4/22/2010 | M | Ratify Auditors | Y | FOR | FOR | ||||
Johnson & Johnson | JNJ | 478160104 | 4/22/2010 | S | Advisory Vote to Ratify Named Executive Officers’ Compensation | Y | FOR | AGAINST | ||||
Johnson & Johnson | JNJ | 478160104 | 4/22/2010 | S | Amend Articles/Bylaws/Charter Call special meetings | Y | FOR | AGAINST | ||||
Anheuser-Busch InBev | AHBIF | B6399C107 | 4/27/2010 | M | Amend Articles Re: Terms of Board Mandates | Y | FOR | FOR | ||||
Anheuser-Busch InBev | AHBIF | B6399C107 | 4/27/2010 | M | Amend Articles Re: Shareholder Rights Directive | Y | FOR | FOR | ||||
Anheuser-Busch InBev | AHBIF | B6399C107 | 4/27/2010 | M | Exclude Preemptive rights for issuance under item 3D | Y | AGAINST | AGAINST | ||||
Anheuser-Busch InBev | AHBIF | B6399C107 | 4/27/2010 | M | Approve Issuance of Stock Options for Board Members | Y | AGAINST | AGAINST | ||||
Anheuser-Busch InBev | AHBIF | B6399C107 | 4/27/2010 | M | Amend articles to reflect changes in capital | Y | AGAINST | AGAINST | ||||
Anheuser-Busch InBev | AHBIF | B6399C107 | 4/27/2010 | M | Approve financial statements, allocation of income, and dividends of EUR 0.38 per share | Y | FOR | FOR | ||||
Anheuser-Busch InBev | AHBIF | B6399C107 | 4/27/2010 | M | Approve discharge of directors | Y | FOR | FOR | ||||
Anheuser-Busch InBev | AHBIF | B6399C107 | 4/27/2010 | M | Approve discharge of auditors | Y | FOR | FOR | ||||
Anheuser-Busch InBev | AHBIF | B6399C107 | 4/27/2010 | M | Reelect directors Van Damme, de Spoelberch, da Veiga Sicupira, Lemann, Motta and Telles | Y | AGAINST | AGAINST | ||||
Anheuser-Busch InBev | AHBIF | B6399C107 | 4/27/2010 | M | Reelect Directors Dehaene and Winkelman | Y | FOR | FOR | ||||
Anheuser-Busch InBev | AHBIF | B6399C107 | 4/27/2010 | M | Approve PwC as statutory auditor and approve auditor’s remuneration | Y | AGAINST | AGAINST | ||||
Anheuser-Busch InBev | AHBIF | B6399C107 | 4/27/2010 | M | Approve Remuneration Report | Y | AGAINST | AGAINST | ||||
Anheuser-Busch InBev | AHBIF | B6399C107 | 4/27/2010 | M | Approve Stock Option Grants and Share Grants | Y | FOR | FOR | ||||
Anheuser-Busch InBev | AHBIF | B6399C107 | 4/27/2010 | M | Approve change of control provision re: updated EMTN program | Y | FOR | FOR | ||||
Anheuser-Busch InBev | AHBIF | B6399C108 | 4/27/2010 | M | Approve change of control provision re: US dollar notes | Y | FOR | FOR | ||||
Anheuser-Busch InBev | AHBIF | B6399C107 | 4/27/2010 | M | Approve change of control provision re us dollar notes | Y | FOR | FOR | ||||
Anheuser-Busch InBev | AHBIF | B6399C107 | 4/27/2010 | M | Approve change of control provision re senior facilities agreement | Y | FOR | FOR | ||||
Anheuser-Busch InBev | AHBIF | B6399C107 | 4/27/2010 | M | Authorize implementation of approved resolutions and filing of required documents formalities at trade registry | Y | FOR | FOR | ||||
Exelon Corporation | EXC | 30161N101 | 4/27/2010 | M | Elect Directors | Y | FOR | FOR | ||||
Exelon Corporation | EXC | 30161N101 | 4/27/2010 | M | Ratify Auditors | Y | FOR | FOR | ||||
General Electric | GE | 369604103 | 4/28/2010 | M | Elect Directors | Y | FOR | FOR | ||||
General Electric | GE | 369604103 | 4/28/2010 | M | Ratify Auditors | Y | FOR | FOR | ||||
General Electric | GE | 369604103 | 4/28/2010 | S | Provide for Cumulative Voting | Y | FOR | AGAINST | ||||
General Electric | GE | 369604103 | 4/28/2010 | S | Amend Articles/Bylaws/Charter ‑‑ Call Special Meetings | Y | FOR | AGAINST | ||||
General Electric | GE | 369604103 | 4/28/2010 | S | Require Independent Board Chairman | Y | FOR | AGAINST | ||||
General Electric | GE | 369604103 | 4/28/2010 | S | Report on Pay Disparity | Y | AGAINST | FOR | ||||
General Electric | GE | 369604103 | 4/28/2010 | S | Adopt Policy Prohibiting Certain Directors from Serving on Key Board Committees | Y | AGAINST | FOR | ||||
General Electric | GE | 369604103 | 4/28/2010 | S | Advisory Vote to Ratify Named Executive Officers' Compensation | Y | FOR | AGAINST | ||||
Berkshire Hathaway | BRKB | 84670702 | 5/1/2010 | M | Elect Directors | Y | FOR | FOR | ||||
PepsiCo, Inc. | PEP | 713448108 | 5/5/2010 | M | Elect Directors except Vasella | Y | FOR | FOR | ||||
PepsiCo, Inc. | PEP | 713448108 | 5/5/2010 | M | Elect Director Vasella | Y | AGAINST | AGAINST | ||||
PepsiCo, Inc. | PEP | 713448108 | 5/5/2010 | M | Ratify Auditors | Y | FOR | FOR | ||||
PepsiCo, Inc. | PEP | 713448108 | 5/5/2010 | M | Amend Omnibus Stock Plan | Y | FOR | FOR | ||||
PepsiCo, Inc. | PEP | 713448108 | 5/5/2010 | S | Report on Charitable Contributions | Y | AGAINST | FOR | ||||
PepsiCo, Inc. | PEP | 713448108 | 5/5/2010 | S | Amend Articles/Bylaws/Charter ‑‑ Call Special Meetings | Y | FOR | AGAINST | ||||
PepsiCo, Inc. | PEP | 713448108 | 5/5/2010 | S | Report on Public Policy Advocacy Process | Y | AGAINST | AGAINST | ||||
Host Hotels | HST | 44107P104 | 5/6/2010 | M | Elect Directors | Y | FOR | FOR | ||||
Host Hotels | HST | 44107P104 | 5/6/2010 | M | Ratify Auditors | Y | FOR | FOR | ||||
United Parcel Service | UPS | 911312106 | 5/6/2010 | M | Elect Directors except Livermore | Y | FOR | FOR | ||||
United Parcel Service | UPS | 911312106 | 5/6/2010 | M | Elect Director Livermore | Y | AGAINST | AGAINST | ||||
United Parcel Service | UPS | 911312106 | 5/6/2010 | M | Ratify Auditors | Y | FOR | FOR | ||||
United Parcel Service | UPS | 911312106 | 5/6/2010 | M | Adopt Majority Voting for Uncontested Election of Directors | Y | FOR | FOR | ||||
Amgen, Inc. | AMGN | 31162100 | 5/12/2010 | M | Elect Directors | Y | FOR | FOR | ||||
Amgen, Inc. | AMGN | 31162100 | 5/12/2010 | M | Ratify Auditors | Y | FOR | FOR | ||||
Amgen, Inc. | AMGN | 31162100 | 5/12/2010 | S | Provide Right to Act by Written Consent | Y | FOR | AGAINST | ||||
Amgen, Inc. | AMGN | 31162100 | 5/12/2010 | S | Stock Retention/Holding Period | Y | FOR | AGAINST | ||||
China Mobile Limited | CHL | Y14965100 | 5/12/2010 | M | Elect Directors except Xiangdong | Y | FOR | FOR | ||||
China Mobile Limited | CHL | Y14965100 | 5/12/2010 | M | Elect Director Xiangdong | Y | AGAINST | AGAINST | ||||
China Mobile Limited | CHL | Y14965100 | 5/12/2010 | M | Reappoint KMPG as Auditors and Authorize Board to Fix Their Remuneration | Y | FOR | FOR | ||||
China Mobile Limited | CHL | Y14965100 | 5/12/2010 | M | Approve Issuance of Equity or Equity‑Linked Securities without Preemptive Rights | Y | AGAINST | AGAINST | ||||
China Mobile Limited | CHL | Y14965100 | 5/12/2010 | M | Authorize Reissuance of Repurchased Shares | Y | AGAINST | AGAINST | ||||
China Mobile Limited | CHL | Y14965100 | 5/12/2010 | M | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Y | FOR | FOR | ||||
Conoco Phillips | COP | 20825C104 | 5/12/2010 | M | Elect Directors | Y | FOR | FOR | ||||
Conoco Phillips | COP | 20825C104 | 5/12/2010 | M | Ratify Auditors | Y | FOR | FOR | ||||
Conoco Phillips | COP | 20825C104 | 5/12/2010 | M | Report on Board Risk Management Oversight | Y | AGAINST | FOR | ||||
Conoco Phillips | COP | 20825C104 | 5/12/2010 | S | Adopt Quantitative GHG Goals for Products and Operations | Y | FOR | AGAINST | ||||
Conoco Phillips | COP | 20825C104 | 5/12/2010 | S | Report on Environmental Impact of Oil Sands Operations in Canada | Y | FOR | AGAINST | ||||
Conoco Phillips | COP | 20825C104 | 5/12/2010 | S | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Y | AGAINST | FOR | ||||
Conoco Phillips | COP | 20825C104 | 5/12/2010 | S | Report on Financial Risks of Climate Change | Y | AGAINST | FOR | ||||
Conoco Phillips | COP | 20825C104 | 5/12/2010 | S | Adopt Goals to Reduce Emission of TRI Chemicals | Y | AGAINST | FOR | ||||
Conoco Phillips | COP | 20825C104 | 5/12/2010 | S | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Y | FOR | AGAINST | ||||
Conoco Phillips | COP | 20825C104 | 5/12/2010 | S | Report on Political Contributions | Y | FOR | AGAINST | ||||
Kraft Foods, Inc. | KFT | 50075N104 | 5/18/2010 | M | Elect Directors | Y | FOR | FOR | ||||
Kraft Foods, Inc. | KFT | 50075N104 | 5/18/2010 | M | Ratify Auditors | Y | FOR | FOR | ||||
Kraft Foods, Inc. | KFT | 50075N104 | 5/18/2010 | S | Provide Right to Act by Written Consent | Y | FOR | AGAINST | ||||
Intel Corporation | INTC | 458140100 | 5/19/2010 | M | Elect Directors | Y | FOR | FOR | ||||
Intel Corporation | INTC | 458140100 | 5/19/2010 | M | Ratify Auditors | Y | FOR | FOR | ||||
Intel Corporation | INTC | 458140100 | 5/19/2010 | M | Advisory Vote to Ratify Named Executive Officers' Compensation | Y | FOR | FOR | ||||
Comcast Corporation | CMSCA | 20030N101 | 5/20/2010 | M | Elect Directors | Y | FOR | FOR | ||||
Comcast Corporation | CMSCA | 20030N101 | 5/20/2010 | M | Ratify Auditors | Y | FOR | FOR | ||||
Comcast Corporation | CMSCA | 20030N101 | 5/20/2010 | M | Amend Executive Incentive Bonus Plan | Y | FOR | FOR | ||||
Comcast Corporation | CMSCA | 20030N101 | 5/20/2010 | S | Provide for Cumulative Voting | Y | FOR | AGAINST | ||||
Comcast Corporation | CMSCA | 20030N101 | 5/20/2010 | S | Adopt Policy on Succession Planning | Y | FOR | AGAINST | ||||
Comcast Corporation | CMSCA | 20030N101 | 5/20/2010 | S | Require Independent Board Chairman | Y | FOR | AGAINST | ||||
The Home Depot, Inc. | HD | 437076102 | 5/20/2010 | M | Elect Directors | Y | FOR | FOR | ||||
The Home Depot, Inc. | HD | 437076102 | 5/20/2010 | M | Ratify Auditors | Y | FOR | FOR | ||||
The Home Depot, Inc. | HD | 437076102 | 5/20/2010 | S | Amend Omnibus Stock Plan | Y | FOR | FOR | ||||
The Home Depot, Inc. | HD | 437076102 | 5/20/2010 | S | Provide for Cumulative Voting | Y | AGAINST | AGAINST | ||||
The Home Depot, Inc. | HD | 437076102 | 5/20/2010 | S | Advisory Vote to Ratify Named Executive Officers' Compensation | Y | AGAINST | AGAINST | ||||
The Home Depot, Inc. | HD | 437076102 | 5/20/2010 | S | Amend Articles/Bylaws/Charter ‑‑ Call Special Meetings | Y | AGAINST | AGAINST | ||||
The Home Depot, Inc. | HD | 437076102 | 5/20/2010 | S | Provide Right to Act by Written Consent | Y | AGAINST | AGAINST | ||||
The Home Depot, Inc. | HD | 437076102 | 5/20/2010 | S | Require Independent Board Chairman | Y | AGAINST | FOR | ||||
The Home Depot, Inc. | HD | 437076102 | 5/20/2010 | S | Prepare Employment Diversity Report | Y | AGAINST | AGAINST | ||||
The Home Depot, Inc. | HD | 437076102 | 5/20/2010 | S | Reincorporate in Another State [from Delaware to North Dakota] | Y | AGAINST | FOR | ||||
Chevron Corporation | CVX | 166764100 | 5/26/2010 | M | Elect Directors | Y | FOR | FOR | ||||
Chevron Corporation | CVX | 166764100 | 5/26/2010 | M | Ratify Auditors | Y | FOR | FOR | ||||
Chevron Corporation | CVX | 166764100 | 5/26/2010 | M | Provide Right to Call Special Meeting | Y | FOR | FOR | ||||
Chevron Corporation | CVX | 166764100 | 5/26/2010 | S | Request Director Nominee with Environmental Qualifications | Y | FOR | AGAINST | ||||
Chevron Corporation | CVX | 166764100 | 5/26/2010 | S | Stock Retention/Holding Period | Y | FOR | AGAINST | ||||
Chevron Corporation | CVX | 166764100 | 5/26/2010 | S | Disclose Payments To Host Governments | Y | AGAINST | FOR | ||||
Chevron Corporation | CVX | 166764100 | 5/26/2010 | S | Adopt Guidelines for Country Selection | Y | FOR | AGAINST | ||||
Chevron Corporation | CVX | 166764100 | 5/26/2010 | S | Report on Financial Risks From Climate Change | Y | AGAINST | FOR | ||||
Chevron Corporation | CVX | 166764100 | 5/26/2010 | S | Amend Bylaws to Establish a Board Committee on Human Rights | y | AGAINST | FOR | ||||
Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2010 | M | Elect Directors | Y | FOR | FOR | ||||
Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2010 | M | Ratify Auditors | Y | FOR | FOR | ||||
Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2010 | S | Amend Articles/Bylaws/Charter ‑‑ Call Special Meetings | Y | FOR | AGAINST | ||||
Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2010 | S | Reincorporate in Another State [from New Jersey to North Dakota] | Y | AGAINST | FOR | ||||
Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2010 | S | Advisory Vote to Ratify Named Executive Officers' Compensation | Y | FOR | AGAINST | ||||
Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2010 | S | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Y | AGAINST | FOR | ||||
Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2010 | S | Adopt Policy on Human Right to Water | Y | AGAINST | FOR | ||||
Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2010 | S | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Y | AGAINST | FOR | ||||
Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2010 | S | Report on Environmental Impact of Oil Sands Operations in Canada | Y | FOR | AGAINST | ||||
Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2010 | S | Report on Environmental Impacts of Natural Gas Fracturing | Y | FOR | AGAINST | ||||
Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2010 | S | Report on Energy Technologies Development | Y | AGAINST | FOR | ||||
Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2010 | S | Adopt Quantitative GHG Goals from Products and Operations | Y | FOR | AGAINST | ||||
Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2010 | S | Report on Risks of Alternative Long‑term Fossil Fuel Demand Estimates | Y | AGAINST | FOR | ||||
Fiserv, Inc. | FISV | 337738108 | 5/26/2010 | M | Elect Directors | Y | FOR | FOR | ||||
Fiserv, Inc. | FISV | 337738108 | 5/26/2010 | M | Ratify Auditors | Y | FOR | FOR | ||||
Lowe’s Companies, Inc. | LOW | 548661107 | 5/28/2010 | M | Elect Directors | Y | FOR | FOR | ||||
Lowe’s Companies, Inc. | LOW | 548661107 | 5/28/2010 | M | Ratify Auditors | Y | FOR | FOR | ||||
Lowe’s Companies, Inc. | LOW | 548661107 | 5/28/2010 | M | Provide Right to Call Special Meeting | Y | FOR | FOR | ||||
Lowe’s Companies, Inc. | LOW | 548661107 | 5/28/2010 | S | Report on Political Contributions | Y | FOR | AGAINST | ||||
Lowe’s Companies, Inc. | LOW | 548661107 | 5/28/2010 | S | Require Independent Board Chairman | Y | AGAINST | FOR | ||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/4/2010 | M | Elect Directors except Daft and Wolf | Y | FOR | FOR | ||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/4/2010 | M | Elect DirectorDaft and Wolf | Y | AGAINST | AGAINST | ||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/4/2010 | M | Ratify Auditors | Y | FOR | FOR | ||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/4/2010 | M | Approve Omnibus Stock Plan | Y | AGAINST | FOR | ||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/4/2010 | M | Amend Sharesave Plan | Y | FOR | FOR | ||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/4/2010 | S | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Y | FOR | AGAINST | ||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/4/2010 | S | Advisory Vote to Ratify Named Executive Officers' Compensation | Y | FOR | AGAINST | ||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/4/2010 | S | Report on Political Contributions | Y | FOR | AGAINST | ||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/4/2010 | S | Amend Articles/Bylaws/Charter ‑‑ Call Special Meetings | Y | FOR | AGAINST | ||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/4/2010 | S | Require Suppliers to Adopt CAK | Y | AGAINST | FOR | ||||
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/4/2010 | S | Report on Process for Identifying and Prioritizing Public Policy Activities | Y | AGAINST | FOR | ||||
Caterpillar, Inc. | CAT | 149123101 | 6/9/2010 | M | Elect Directors | Y | FOR | FOR | ||||
Caterpillar, Inc. | CAT | 149123101 | 6/9/2010 | M | Ratify Auditors | Y | FOR | FOR | ||||
Caterpillar, Inc. | CAT | 149123101 | 6/9/2010 | M | Amend Omnibus Stock Plan | Y | AGAINST | AGAINST | ||||
Caterpillar, Inc. | CAT | 149123101 | 6/9/2010 | M | Declassify the Board of Directors | Y | FOR | FOR | ||||
Caterpillar, Inc. | CAT | 149123101 | 6/9/2010 | M | Reduce Supermajority Vote Requirement | Y | FOR | FOR | ||||
Caterpillar, Inc. | CAT | 149123101 | 6/9/2010 | S | Require Independent Board Chairman | Y | AGAINST | FOR | ||||
Caterpillar, Inc. | CAT | 149123101 | 6/9/2010 | S | Amend Human Rights Policy | Y | FOR | AGAINST | ||||
Caterpillar, Inc. | CAT | 149123101 | 6/9/2010 | S | Amend Articles/Bylaws/Charter ‑‑ Call Special Meetings | Y | FOR | AGAINST | ||||
Teva Pharmaceutical Industries | TEVA | M8769Q102 | 6/29/2010 | S | Elect Directors | Y | FOR | FOR | ||||
Teva Pharmaceutical Industries | TEVA | M8769Q102 | 6/29/2010 | S | Approve Final Dividend of NIS 2.50 (USD 0.642) Per Share | Y | FOR | FOR | ||||
Teva Pharmaceutical Industries | TEVA | M8769Q102 | 6/29/2010 | S | Approve Auditors and Authorize Board to Fix Their Remuneration | Y | FOR | FOR | ||||
Teva Pharmaceutical Industries | TEVA | M8769Q102 | 6/29/2010 | S | Approve Stock Option Plan | Y | AGAINST | AGAINST | ||||
Teva Pharmaceutical Industries | TEVA | M8769Q102 | 6/29/2010 | S | Approve Compensation of Board Chairman | Y | FOR | FOR | ||||
Teva Pharmaceutical Industries | TEVA | M8769Q102 | 6/29/2010 | S | Approve Compensation of Director | Y | FOR | FOR | ||||
Teva Pharmaceutical Industries | TEVA | M8769Q102 | 6/29/2010 | S | Approve Compensation of Director | Y | FOR | FOR | ||||
Teva Pharmaceutical Industries | TEVA | M8769Q102 | 6/29/2010 | M | Increase Authorized Share Capital | Y | FOR | FOR |
Quarterly Report of Proxy Voting Record
Fund/Fund Family Name: TEAM Asset Strategy Fund
Date of Fiscal Year End: 10/31
Date of Reporting Period: January 1/2010 thru June 30/2010
TEAM Asset Strategy Fund
Corporation | Date Proxy Voted | Board Membership | Accounting Firm | Other | Vote |
Hurco Companies | 2/5/2010 | For | For | ||
Nokia Corporation | 2/22/2010 | For | |||
7. Adoption of the Annual Accounts. | For | ||||
8. Resolution on the use of the profit shown on the balance sheet and the payment of dividend. | For | ||||
9. Resolution on the discharge of the members of the Board of Directors and the President from liability. | Against. | ||||
10. Resolution on the remuneration of the members of the Board of Directors. | For | ||||
11. Resolution on the number of members of the Board of Directors. | For | ||||
13. Resolution on the remuneration of the Auditor. | For | ||||
14. Election of Auditor. | For | ||||
15. Resolution on the amendment of the Articles of Association. | For | ||||
16. Resolution on the authorization to the Board of Directors to resolve to repurchase the Company’s own shares. | For | ||||
17. Resolution on the authorization to the Board of Directors to resolve on the issuance of shares and special rights entitling to shares. | For | ||||
Special Meeting to Consider the merger between Baker Hughes and BJ Services | To approve and adopt the agreement and Plan of Merger | For | |||
To authorize the BJ Svcs board of directors to adjourn the meeting at a later date | For | ||||
TD Bank Group | 3/10/2010 | For | For | ||
Approach to Executive Compensation | For | ||||
Shareholder Proposal A - More candidates than positions to be filled. It is proposed that the board of directors submit a higher number of candidates than the number of positions to be filled within the board of directors to the shareholders' vote. | Against. | ||||
Shareholder Proposal B: Equity Ratio. It is proposed that the annual report and the management proxy circular disclose the equity ratio between the compensation of the chief executive officer on the one hand, the total compensation of the five named executive officers on the other hand, and the total average compensation of the employees. | Against | ||||
Newmont Mining Corporation | 3/19/2010 | For | For | ||
Huntington Mutual Fund | CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL REGARDING SPECIAL MEETINGS, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT, IF PROPERLY INTRODUCED AT THE MEETING. | Against | |||
CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL TO APPROVE MAJORITY VOTING FOR THE ELECTION OF DIRECTORS IN A NON-CONTESTED ELECTION, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT, IF PROPERLY INTRODUCED AT THE MEETING. | Against | ||||
MEMC Electronic Materials, Inc | 3/19/2010 | For | For | ||
Huntington Bank | Approval and Adoption of MEMC Electronic Equity Incentive Plan | For | |||
AT&T Corporation | 3/22/2010 | For | For | ||
Huntington Bank | Cumulative Voting | Against | |||
Pension Credit Policy | Against | ||||
Advisory Vote on Compensation | Against | ||||
Special Stock meetings | Against | ||||
Verizon Communications, Inc | 3/30/2010 | For | For | ||
Huntington Bank | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | |||
ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION | For | ||||
PROHIBIT GRANTING STOCK OPTIONS | Against | ||||
GENDER IDENTITY NON-DISCRIMINATION POLICY | Against | ||||
PERFORMANCE STOCK UNIT PERFORMANCE THRESHOLDS | Against | ||||
SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING | Against | ||||
ADOPT AND DISCLOSE SUCCESSION PLANNING POLICY | Against | ||||
SHAREHOLDER APPROVAL OF BENEFITS PAID AFTER DEATH | No Vote | ||||
EXECUTIVE STOCK RETENTION REQUIREMENTS | Against | ||||
Fluor | 3/30/2010 | For | For | ||
Huntington Bank | A SHAREHOLDER PROPOSAL RECOMMENDING THAT THE BOARD OF DIRECTORS ADOPT A POLICY THAT THE BOARD'S CHAIRMAN BE AN INDEPENDENT DIRECTOR WHO HAS NOT PREVIOUSLY SERVED AS AN EXECUTIVE OFFICER OF FLUOR. | Against | |||
Citigroup, Inc | |||||
Huntington Trust | 3/30/2010 | For | For | ||
PROPOSAL TO APPROVE AMENDMENTS TO THE CITIGROUP 2009 STOCK INCENTIVE PLAN. | For | ||||
04 PROPOSAL TO APPROVE THE TARP REPAYMENT SHARES | For | ||||
PROPOSAL TO APPROVE CITI'S 2009 EXECUTIVE COMPENSATION | For | ||||
PROPOSAL TO RATIFY THE TAX BENEFITS PRESERVATION PLAN. | For | ||||
PROPOSAL TO APPROVE THE REVERSE STOCK SPLIT EXTENSION. | For | ||||
STOCKHOLDER PROPOSAL REGARDING POLITICAL NON-PARTISANSHIP | Abstain | ||||
STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL CONTRIBUTIONS. | Against | ||||
STOCKHOLDER PROPOSAL REQUESTING A REPORT ON COLLATERAL FOR OVER-THE-COUNTER DERIVATIVES TRADES. | Abstain | ||||
STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS HOLDING 10% OR ABOVE HAVE THE RIGHT TO CALL SPECIAL STOCKHOLDER MEETINGS. | Against | ||||
STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVE OFFICERS RETAIN 75% OF THE SHARES ACQUIRED THROUGH COMPENSATION PLANS FOR TWO YEARS FOLLOWING TERMINATION OF EMPLOYMENT | Against | ||||
STOCKHOLDER PROPOSAL REQUESTING REIMBURSEMENT OF EXPENSES INCURRED BY A STOCKHOLDER IN A CONTESTED ELECTION OF DIRECTORS | Against |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, The Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Valued Advisers Trust
By: /s/ R. Jeffery Young
R. Jeffery Young
President and Principal Executive Officer, Interested Trustee
Date: 8/18/2010