UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13D
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
Information to be Included in Statements Filed Pursuant to Rule 13d-1(a) and Amendments Thereto Filed Pursuant to Rule 13d-2(a)
YONGYE INTERNATIONAL, INC.
(Name of Issuer)
Common Stock, par value US$0.001 per share
(Title of Class of Securities)
98607B106
(CUSIP Number)
Zhong Xingmei Full Alliance International Limited Room 1701, Wing Tuck Commercial Centre, 183 Wing Lok Street Sheung Wan, Hong Kong +(852) 2572 3986
| Wu Zishen c/o Yongye International, Inc. Suite 608, Xue Yuan International Tower, No. 1 Zhichun Road, Haidian District Beijing, People’s Republic of China +(86) 10 8232 8866 |
With a copy to:
Peter X. Huang Skadden, Arps, Slate, Meagher & Flom LLP 30th Floor, China World Office 2 No. 1, Jianguomenwai Avenue Beijing 100004, People’s Republic of China +(86) 10 6535-5599
| |
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
May 15, 2013
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.¨
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other partiesto whom copies are to be sent.
| * | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see theNotes).
| Page 2 of 7 |
| CUSIP No. | 98607B106 | ||||
| 1. | NAME OF REPORTING PERSON:
Full Alliance International Limited | ||||
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)¨ | ||||
| 3. | SEC USE ONLY
| ||||
| 4. | SOURCE OF FUNDS
BK, OO | ||||
| 5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e):¨ | ||||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands | ||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7. | SOLE VOTING POWER
7,657,704 | |||
| 8. | SHARED VOTING POWER
0 | ||||
| 9. | SOLE DISPOSITIVE POWER
7,657,704 | ||||
| 10. | SHARED DISPOSITIVE POWER
0 | ||||
| 11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,657,704 | ||||
| 12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
x1 | ||||
| 13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
15.1%2 | ||||
| 14. | TYPE OF REPORTING PERSON
CO | ||||
1 Excludes 1,155,000 shares of Common Stock beneficially owned by Mr. Wu, 6,858,136 shares of Common Stock beneficially owned by Morgan Stanley, and 20,000 shares of Common Stock beneficially owned by Abax.
2 Percentage calculated based on 50,685,216 shares of Common Stock outstanding as of May 7, 2013, as set forth in the Issuer’s Form 10-Q dated May 10, 2013.
| Page 3 of 7 |
| CUSIP No. | 98607B106 | |||
| 1. | NAME OF REPORTING PERSON:
Zhong Xingmei | |||
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)¨ | |||
| 3. | SEC USE ONLY
| |||
| 4. | SOURCE OF FUNDS
BK, OO | |||
| 5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e):¨ | |||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION
Canada | |||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7. | SOLE VOTING POWER
0 | ||
| 8. | SHARED VOTING POWER
7,657,704 | |||
| 9. | SOLE DISPOSITIVE POWER
0 | |||
| 10. | SHARED DISPOSITIVE POWER
7,657,704 | |||
| 11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,657,704 | |||
| 12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
x1 | |||
| 13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
15.1%2 | |||
| 14. | TYPE OF REPORTING PERSON
IN | |||
1 Excludes 1,155,000 shares of Common Stock beneficially owned by Mr. Wu, 6,858,136 shares of Common Stock beneficially owned by Morgan Stanley, and 20,000 shares of Common Stock beneficially owned by Abax.
2 Percentage calculated based on 50,685,216 shares of Common Stock outstanding as of May 7, 2013, as set forth in the Issuer’s Form 10-Q dated May 10, 2013.
| Page 4 of 7 |
| CUSIP No. | 98607B106 | |||
| 1. | NAME OF REPORTING PERSON:
Wu Zishen | |||
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)¨ | |||
| 3. | SEC USE ONLY
| |||
| 4. | SOURCE OF FUNDS
BK, PF, OO | |||
| 5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e):¨ | |||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION
People’s Republic of China | |||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7. | SOLE VOTING POWER
1,155,000 | ||
| 8. | SHARED VOTING POWER
0 | |||
| 9. | SOLE DISPOSITIVE POWER
1,155,000 | |||
| 10. | SHARED DISPOSITIVE POWER
0 | |||
| 11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,155,000 | |||
| 12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
x1 | |||
| 13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.3%2 | |||
| 14. | TYPE OF REPORTING PERSON
IN | |||
1 Excludes 7,657,704 shares of Common Stock beneficially owned by Full Alliance and Ms. Zhong, 6,858,136 shares of Common Stock beneficially owned by Morgan Stanley, and 20,000 shares of Common Stock beneficially owned by Abax.
2 Percentage calculated based on50,685,216 shares of Common Stock outstanding as of May 7, 2013, as set forth in the Issuer’s Form 10-Q dated May 10, 2013.
| Page 5 of 7 |
This amendment No. 2 (“Amendment No. 2”) relates to the common stock, par value $0.001 per share (the “Company Common Stock”), of Yongye International, Inc., a Nevada corporation (the “Company” or the “Issuer”). This Amendment No. 2 is being filed jointly by Full Alliance International Limited (“Full Alliance”), Zhong Xingmei (“Ms. Zhong”), and Wu Zishen (“Mr. Wu,” together with Full Alliance and Ms. Zhong, the “Reporting Persons”) to amend and supplement the Items set forth below of the Reporting Persons’ Schedule 13D previously filed with the Securities and Exchange Commission (the “SEC”) on October 16, 2012 (as amended by the amendment No. 1 to the Schedule 13D filed on December 28, 2012, the “Schedule 13D”). Except as provided herein, this Amendment No. 2 does not modify any of the information previously reported on the Schedule 13D.
| ITEM 3. | SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION |
Item 3 of the Schedule 13D is hereby amended and supplemented by adding the following at the end thereof:
On April 1, 2013, Abax HK extended the expiration date of the Mezzanine Commitment Letter to April 15, 2013. On April 16, 2013, Abax HK further extended the expiration date to May 15, 2013. In light of the suspension of the trading of the Company Common Stock by NASDAQ Stock Market, on May 15, 2013 Abax HK delivered a letter to Full Alliance (the “Abax Letter”), indicating its continuing interest in pursuing the proposed going private transaction relating to the Issuer as described in the Proposal Letter, and its intention to re-engage in the going private transaction as soon as the trading suspension is lifted.
| ITEM 6. | CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER |
Item 6 of the Schedule 13D is hereby amended and supplemented by adding the following at the end thereof:
On May 15, 2013, Full Alliance received the Abax Letter from Abax HK.
The descriptions in Item 3 herein of the agreement listed in this Item 6 are incorporated herein by reference.
| ITEM 7. | MATERIAL TO BE FILED AS EXHIBITS. |
| Exhibit 7.01: | Joint Filing Agreement by and among the Reporting Persons, dated as of October 15, 2012 (incorporated by reference to Exhibit 7.01 of the Schedule 13D filed by the Reporting Persons on October 16, 2012). |
| Page 6 of 7 |
SIGNATURE
After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
| Dated: May 16, 2013 | ||
| /s/ Zhong Xingmei | ||
| ZHONG XINGMEI | ||
| FULL ALLIANCE INTERNATIONAL LIMITED | ||
| By: | /s/ Zhong Xingmei | |
| Name: | ZHONG XINGMEI | |
| Title: | Director | |
| /s/ Wu Zishen | ||
| WU ZISHEN | ||
| Page 7 of 7 |
