Immune Design Form 3 Immune Design / LEO GUTHART ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Topspin Fund L.P.

(Last) (First) (Middle)

THREE EXPRESSWAY PLAZA

(Street)

ROSLYN HEIGHTS NY 11577

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/20/2016

3. Issuer Name and Ticker or Trading Symbol
Immune Design Corp. [ IMDZ ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	3,087,514	D(1)
Common Stock	10,725	I(2)	Individual Retirement Accounts in the name of Leo A. Guthart

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

1. Name and Address of Reporting Person^*

Topspin Fund L.P.

(Last) (First) (Middle)

THREE EXPRESSWAY PLAZA

(Street)

ROSLYN HEIGHTS NY 11577

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

LG Management, LLC

(Last) (First) (Middle)

THREE EXPRESSWAY PLAZA

(Street)

ROSLYN HEIGHTS NY 11577

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

GUTHART LEO

(Last) (First) (Middle)

THREE EXPRESSWAY PLAZA

(Street)

ROSLYN HEIGHTS NY 11577

(City) (State) (Zip)

Explanation of Responses:

1. The shares are directly held by Topspin Fund L.P. LG Management, LLC, the general partner of Topspin Fund L.P., may be deemed to have voting and dispositive power with respect to the shares. Leo A. Guthart, the managing member of LG Management, LLC, may also be deemed to have voting and dispositive power with respect to the shares. Each of LG Management, LLC and Leo A. Guthart disclaims beneficial ownership of the shares, except to the extent of their respective indirect pecuniary interests in such shares.

2. Individual Retirement Accounts in the name of Leo A. Guthart own 10,725 shares of the Issuer's Common Stock and as a result Leo A Guthart may be deemed to be the beneficial owner of such shares. Leo A. Guthart disclaims beneficial ownership of such shares, except to the extent of his indirect pecuniary interest in such shares.

	/s/ Leo A. Guthart, Managing Member of the General Partner	09/29/2016
	/s/ Leo A. Guthart, Managing Member	09/29/2016
	/s/ Leo A. Guthart	09/29/2016
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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