The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCO BRANDS CORP | COM | 00081T108 | 347 | 54,624 | SH | SOLE | 20,000 | 0 | 34,624 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 268 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
AT&T INC | COM | 00206R102 | 3,037 | 85,794 | SH | SOLE | 0 | 0 | 85,794 | ||
ABBOTT LABS | COM | 002824100 | 687 | 19,697 | SH | SOLE | 0 | 0 | 19,697 | ||
ABBVIE INC | COM | 00287Y109 | 758 | 18,328 | SH | SOLE | 0 | 0 | 18,328 | ||
ALCOA INC | COM | 013817101 | 1,074 | 137,300 | SH | SOLE | 0 | 0 | 137,300 | ||
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 697 | 3,850 | SH | SOLE | 0 | 0 | 3,850 | ||
ALLIANCEBERNSTEIN HOLDING LP | UNIT LTD PARTN | 01881G106 | 395 | 18,961 | SH | SOLE | 0 | 0 | 18,961 | ||
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 623 | 20,085 | SH | SOLE | 0 | 0 | 20,085 | ||
AMERICAN INCOME FD INC | COM | 02672T109 | 851 | 109,859 | SH | SOLE | 0 | 0 | 109,859 | ||
APACHE CORP | COM | 037411105 | 286 | 3,410 | SH | SOLE | 0 | 0 | 3,410 | ||
APPLE INC | COM | 037833100 | 5,250 | 13,241 | SH | SOLE | 0 | 0 | 13,241 | ||
ARVINMERITOR INC | FRNT 4.000% 2/1 | 043353AH4 | 221 | 250,000 | PRN | SOLE | 0 | 0 | 250,000 | ||
AUTOZONE INC | COM | 053332102 | 254 | 600 | SH | SOLE | 0 | 0 | 600 | ||
AVATAR HLDGS INC | NOTE 7.500% 2/1 | 053494AG5 | 38 | 35,000 | PRN | SOLE | 0 | 0 | 35,000 | ||
BP PLC | SPONSORED ADR | 055622104 | 324 | 7,764 | SH | SOLE | 0 | 0 | 7,764 | ||
BAKER HUGHES INC | COM | 057224107 | 369 | 8,000 | SH | SOLE | 0 | 0 | 8,000 | ||
BANK OF AMERICA CORPORATION | COM | 060505104 | 240 | 18,629 | SH | SOLE | 0 | 0 | 18,629 | ||
BARCLAYS BANK PLC | SP ADR 7.1%PF3 | 06739H776 | 683 | 27,305 | SH | SOLE | 0 | 0 | 27,305 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 337 | 2 | SH | SOLE | 0 | 0 | 2 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 326 | 2,910 | SH | SOLE | 0 | 0 | 2,910 | ||
BIG LOTS INC | COM | 089302103 | 205 | 6,500 | SH | SOLE | 0 | 0 | 6,500 | ||
BOEING CO | COM | 097023105 | 2,045 | 19,965 | SH | SOLE | 0 | 0 | 19,965 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 378 | 8,454 | SH | SOLE | 0 | 0 | 8,454 | ||
CVS CAREMARK CORPORATION | COM | 126650100 | 2,627 | 45,943 | SH | SOLE | 0 | 0 | 45,943 | ||
CALAMOS ASSET MGMT INC | CL A | 12811R104 | 1,151 | 109,624 | SH | SOLE | 0 | 0 | 109,624 | ||
CASEYS GEN STORES INC | COM | 147528103 | 550 | 9,150 | SH | SOLE | 0 | 0 | 9,150 | ||
CENTURYLINK INC | COM | 156700106 | 991 | 28,029 | SH | SOLE | 5,000 | 0 | 23,029 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,637 | 13,836 | SH | SOLE | 0 | 0 | 13,836 | ||
CHURCH & DWIGHT INC | COM | 171340102 | 481 | 7,800 | SH | SOLE | 0 | 0 | 7,800 | ||
CISCO SYS INC | COM | 17275R102 | 2,952 | 121,292 | SH | SOLE | 0 | 0 | 121,292 | ||
CITIGROUP INC | COM NEW | 172967424 | 453 | 9,441 | SH | SOLE | 0 | 0 | 9,441 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG MULTI ASSET | 18383M506 | 232 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
COCA COLA CO | COM | 191216100 | 619 | 15,434 | SH | SOLE | 0 | 0 | 15,434 | ||
CONOCOPHILLIPS | COM | 20825C104 | 437 | 7,217 | SH | SOLE | 2,000 | 0 | 5,217 | ||
CORNING INC | COM | 219350105 | 2,775 | 195,024 | SH | SOLE | 15,100 | 0 | 179,924 | ||
DST SYS INC DEL | COM | 233326107 | 972 | 14,875 | SH | SOLE | 0 | 0 | 14,875 | ||
DEVON ENERGY CORP NEW | COM | 25179M103 | 3,371 | 64,975 | SH | SOLE | 0 | 0 | 64,975 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 305 | 4,832 | SH | SOLE | 0 | 0 | 4,832 | ||
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 3,642 | 69,374 | SH | SOLE | 0 | 0 | 69,374 | ||
E M C CORP MASS | COM | 268648102 | 950 | 40,220 | SH | SOLE | 0 | 0 | 40,220 | ||
EV ENERGY PARTNERS LP | COM UNITS | 26926V107 | 329 | 8,800 | SH | SOLE | 0 | 0 | 8,800 | ||
EATON VANCE TAX MNGD GBL DV | COM | 27829F108 | 973 | 104,925 | SH | SOLE | 0 | 0 | 104,925 | ||
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 1,375 | 126,137 | SH | SOLE | 0 | 0 | 126,137 | ||
EL PASO PIPELINE PARTNERS L | COM UNIT LPI | 283702108 | 271 | 6,200 | SH | SOLE | 0 | 0 | 6,200 | ||
EMERSON ELEC CO | COM | 291011104 | 798 | 14,626 | SH | SOLE | 0 | 0 | 14,626 | ||
ENERGY TRANSFER PRTNRS L P | UNIT LTD PARTN | 29273R109 | 866 | 17,127 | SH | SOLE | 0 | 0 | 17,127 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 547 | 8,809 | SH | SOLE | 0 | 0 | 8,809 | ||
EXELON CORP | COM | 30161N101 | 3,371 | 109,177 | SH | SOLE | 17,031 | 0 | 92,146 | ||
EXXON MOBIL CORP | COM | 30231G102 | 2,040 | 22,574 | SH | SOLE | 0 | 0 | 22,574 | ||
FEDERATED INVS INC PA | CL B | 314211103 | 1,993 | 72,723 | SH | SOLE | 0 | 0 | 72,723 | ||
FEDEX CORP | COM | 31428X106 | 2,442 | 24,772 | SH | SOLE | 0 | 0 | 24,772 | ||
FIRST TR SML CP CORE ALPHA F | COM SHS | 33734Y109 | 273 | 6,900 | SH | SOLE | 0 | 0 | 6,900 | ||
FIRST TR ENERGY INFRASTRCTR | COM | 33738C103 | 948 | 39,813 | SH | SOLE | 0 | 0 | 39,813 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 446 | 28,804 | SH | SOLE | 0 | 0 | 28,804 | ||
FREEPORT-MCMORAN COPPER & GO | COM | 35671D857 | 1,167 | 42,275 | SH | SOLE | 0 | 0 | 42,275 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 4,528 | 195,253 | SH | SOLE | 1,000 | 0 | 194,253 | ||
GENERAL MOLY INC | COM | 370373102 | 260 | 138,869 | SH | SOLE | 0 | 0 | 138,869 | ||
GENERAL MTRS CO | JR PFD CNV SRB | 37045V209 | 2,725 | 56,577 | SH | SOLE | 0 | 0 | 56,577 | ||
GOODRICH PETE CORP | NOTE 5.000%10/0 | 382410AC2 | 99 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
GOOGLE INC | CL A | 38259P508 | 2,935 | 3,334 | SH | SOLE | 0 | 0 | 3,334 | ||
GREAT LAKES DREDGE & DOCK CO | COM | 390607109 | 78 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
HARRIS CORP DEL | COM | 413875105 | 3,418 | 69,406 | SH | SOLE | 0 | 0 | 69,406 | ||
HESKA CORP | COM RESTRC NEW | 42805E306 | 917 | 133,144 | SH | SOLE | 0 | 0 | 133,144 | ||
HILLSHIRE BRANDS CO | COM | 432589109 | 2,676 | 80,907 | SH | SOLE | 4,000 | 0 | 76,907 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 222 | 3,210 | SH | SOLE | 0 | 0 | 3,210 | ||
INERGY L P | UNIT LTD PTNR | 456615103 | 490 | 30,595 | SH | SOLE | 0 | 0 | 30,595 | ||
INERGY MIDSTREAM LP | U LTD PARTNERS | 45671U106 | 294 | 13,207 | SH | SOLE | 0 | 0 | 13,207 | ||
INTEL CORP | COM | 458140100 | 293 | 12,100 | SH | SOLE | 10,000 | 0 | 2,100 | ||
INTEROIL CORP | COM | 460951106 | 556 | 8,000 | SH | SOLE | 0 | 0 | 8,000 | ||
ISHARES INC | MSCI JAPAN | 464286848 | 652 | 58,100 | SH | SOLE | 0 | 0 | 58,100 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 862 | 5,355 | SH | SOLE | 0 | 0 | 5,355 | ||
ISHARES TR | RUSSELL1000VAL | 464287598 | 464 | 5,532 | SH | SOLE | 0 | 0 | 5,532 | ||
ISHARES TR | RUSL 2000 VALU | 464287630 | 601 | 7,000 | SH | SOLE | 0 | 0 | 7,000 | ||
ISHARES TR | S&P NTL AMTFREE | 464288414 | 420 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
ISHARES TR | HIGH YLD CORP | 464288513 | 545 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 1,429 | 75,317 | SH | SOLE | 3,500 | 0 | 71,817 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 3,547 | 67,195 | SH | SOLE | 0 | 0 | 67,195 | ||
JOHNSON & JOHNSON | COM | 478160104 | 434 | 5,057 | SH | SOLE | 0 | 0 | 5,057 | ||
KAYNE ANDERSON MLP INVSMNT C | COM | 486606106 | 628 | 16,140 | SH | SOLE | 0 | 0 | 16,140 | ||
KEY ENERGY SVCS INC | COM | 492914106 | 92 | 15,500 | SH | SOLE | 0 | 0 | 15,500 | ||
KINDER MORGAN ENERGY PARTNER | UT LTD PARTNER | 494550106 | 630 | 7,377 | SH | SOLE | 0 | 0 | 7,377 | ||
LIFE TIME FITNESS INC | COM | 53217R207 | 1,917 | 38,265 | SH | SOLE | 0 | 0 | 38,265 | ||
LIMONEIRA CO | COM | 532746104 | 1,720 | 82,952 | SH | SOLE | 20,929 | 0 | 62,023 | ||
LINN ENERGY LLC | UNIT LTD LIAB | 536020100 | 452 | 13,614 | SH | SOLE | 0 | 0 | 13,614 | ||
MFS MULTIMARKET INCOME TR | SH BEN INT | 552737108 | 2,210 | 331,344 | SH | SOLE | 0 | 0 | 331,344 | ||
MANNING & NAPIER INC | CL A | 56382Q102 | 873 | 49,150 | SH | SOLE | 6,475 | 0 | 42,675 | ||
MARKEL CORP | COM | 570535104 | 2,557 | 4,853 | SH | SOLE | 0 | 0 | 4,853 | ||
MARKWEST ENERGY PARTNERS L P | UNIT LTD PARTN | 570759100 | 414 | 6,187 | SH | SOLE | 0 | 0 | 6,187 | ||
MCDERMOTT INTL INC | COM | 580037109 | 286 | 35,000 | SH | SOLE | 0 | 0 | 35,000 | ||
MICROSOFT CORP | COM | 594918104 | 2,615 | 75,707 | SH | SOLE | 0 | 0 | 75,707 | ||
MICRON TECHNOLOGY INC | NOTE 1.875% 6/0 | 595112AH6 | 449 | 395,000 | PRN | SOLE | 0 | 0 | 395,000 | ||
MOD PAC CORP | COM | 607495108 | 100 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
MORGANS HOTEL GROUP CO | NOTE 2.375%10/1 | 61748WAB4 | 196 | 200,000 | PRN | SOLE | 0 | 0 | 200,000 | ||
NATIONAL OILWELL VARCO INC | COM | 637071101 | 224 | 3,250 | SH | SOLE | 0 | 0 | 3,250 | ||
NEUSTAR INC | CL A | 64126X201 | 397 | 8,150 | SH | SOLE | 0 | 0 | 8,150 | ||
NEWFIELD EXPL CO | COM | 651290108 | 717 | 30,000 | SH | SOLE | 0 | 0 | 30,000 | ||
NUSTAR ENERGY LP | UNIT COM | 67058H102 | 773 | 16,934 | SH | SOLE | 0 | 0 | 16,934 | ||
NUVERRA ENVIRONMENTAL SOLUTI | COM | 67091K104 | 398 | 137,370 | SH | SOLE | 0 | 0 | 137,370 | ||
OLIN CORP | COM PAR $1 | 680665205 | 2,406 | 100,602 | SH | SOLE | 0 | 0 | 100,602 | ||
OMNICARE INC | DBCV 3.250%12/1 | 681904AL2 | 453 | 440,000 | PRN | SOLE | 0 | 0 | 440,000 | ||
PVR PARTNERS L P | COM UNIT REPTG L | 693665101 | 1,262 | 46,237 | SH | SOLE | 0 | 0 | 46,237 | ||
PAYCHEX INC | COM | 704326107 | 1,356 | 37,134 | SH | SOLE | 0 | 0 | 37,134 | ||
PEABODY ENERGY CORP | COM | 704549104 | 253 | 17,300 | SH | SOLE | 0 | 0 | 17,300 | ||
PENGROWTH ENERGY CORP | COM | 70706P104 | 212 | 43,000 | SH | SOLE | 0 | 0 | 43,000 | ||
PEPSICO INC | COM | 713448108 | 2,050 | 25,059 | SH | SOLE | 2,500 | 0 | 22,559 | ||
PFIZER INC | COM | 717081103 | 2,620 | 93,556 | SH | SOLE | 0 | 0 | 93,556 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 271 | 3,131 | SH | SOLE | 0 | 0 | 3,131 | ||
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 357 | 6,400 | SH | SOLE | 0 | 0 | 6,400 | ||
POTASH CORP SASK INC | COM | 73755L107 | 875 | 22,937 | SH | SOLE | 0 | 0 | 22,937 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 461 | 5,982 | SH | SOLE | 0 | 0 | 5,982 | ||
PROFESSIONAL DIVERSITY NET I | COM | 74312Y103 | 46 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | 1,931 | 360,925 | SH | SOLE | 0 | 0 | 360,925 | ||
PUTNAM MASTER INTER INCOME T | SH BEN INT | 746909100 | 1,726 | 346,671 | SH | SOLE | 0 | 0 | 346,671 | ||
REGENCY ENERGY PARTNERS L P | COM UNITS L P | 75885Y107 | 250 | 9,270 | SH | SOLE | 0 | 0 | 9,270 | ||
RENTECH NITROGEN PARTNERS L | COM UNIT | 760113100 | 898 | 30,508 | SH | SOLE | 0 | 0 | 30,508 | ||
ROSETTA STONE INC | COM | 777780107 | 215 | 14,600 | SH | SOLE | 0 | 0 | 14,600 | ||
ROYCE VALUE TR INC | COM | 780910105 | 3,655 | 241,093 | SH | SOLE | 0 | 0 | 241,093 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,215 | 7,572 | SH | SOLE | 0 | 0 | 7,572 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 1,713 | 14,381 | SH | SOLE | 0 | 0 | 14,381 | ||
SANDRIDGE ENERGY INC | COM | 80007P307 | 48 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
SCHLUMBERGER LTD | COM | 806857108 | 1,346 | 18,780 | SH | SOLE | 0 | 0 | 18,780 | ||
SOUTHERN CO | COM | 842587107 | 265 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | ||
SPRINT NEXTEL CORP | COM SER 1 | 852061100 | 107 | 15,246 | SH | SOLE | 0 | 0 | 15,246 | ||
STAG INDL INC | COM | 85254J102 | 944 | 47,294 | SH | SOLE | 0 | 0 | 47,294 | ||
STRYKER CORP | COM | 863667101 | 1,416 | 21,890 | SH | SOLE | 0 | 0 | 21,890 | ||
SUBURBAN PROPANE PARTNERS L | UNIT LTD PARTN | 864482104 | 279 | 6,016 | SH | SOLE | 0 | 0 | 6,016 | ||
SYNTROLEUM CORP | COM NEW | 871630208 | 110 | 16,000 | SH | SOLE | 0 | 0 | 16,000 | ||
TC PIPELINES LP | UT COM LTD PRT | 87233Q108 | 290 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | ||
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 1,499 | 38,242 | SH | SOLE | 0 | 0 | 38,242 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 286 | 3,375 | SH | SOLE | 0 | 0 | 3,375 | ||
TORTOISE ENERGY INFRSTRCTR C | COM | 89147L100 | 835 | 17,948 | SH | SOLE | 0 | 0 | 17,948 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 352 | 4,400 | SH | SOLE | 0 | 0 | 4,400 | ||
US BANCORP DEL | COM NEW | 902973304 | 228 | 6,305 | SH | SOLE | 0 | 0 | 6,305 | ||
ULTRA PETROLEUM CORP | COM | 903914109 | 932 | 47,000 | SH | SOLE | 0 | 0 | 47,000 | ||
UNION PAC CORP | COM | 907818108 | 338 | 2,193 | SH | SOLE | 0 | 0 | 2,193 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 502 | 5,800 | SH | SOLE | 0 | 0 | 5,800 | ||
VOC ENERGY TR | TR UNIT | 91829B103 | 831 | 59,092 | SH | SOLE | 0 | 0 | 59,092 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 312 | 3,776 | SH | SOLE | 0 | 0 | 3,776 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 259 | 5,150 | SH | SOLE | 0 | 0 | 5,150 | ||
VODAFONE GROUP PLC NEW | SPONS ADR NEW | 92857W209 | 2,885 | 100,380 | SH | SOLE | 0 | 0 | 100,380 | ||
WAL-MART STORES INC | COM | 931142103 | 594 | 7,969 | SH | SOLE | 0 | 0 | 7,969 | ||
WALTER ENERGY INC | COM | 93317Q105 | 114 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 443 | 10,728 | SH | SOLE | 0 | 0 | 10,728 | ||
WESTERN UN CO | COM | 959802109 | 3,774 | 220,568 | SH | SOLE | 0 | 0 | 220,568 | ||
WISDOMTREE TRUST | MDCP EARN FUND | 97717W570 | 281 | 3,900 | SH | SOLE | 0 | 0 | 3,900 | ||
ZOETIS INC | CL A | 98978V103 | 217 | 7,038 | SH | SOLE | 0 | 0 | 7,038 | ||
ZWEIG TOTAL RETURN FD INC | COM NEW | 989837208 | 1,974 | 153,519 | SH | SOLE | 0 | 0 | 153,519 | ||
GARMIN LTD | SHS | H2906T109 | 3,628 | 100,300 | SH | OTR | 0 | 0 | 100,300 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 700 | 14,603 | SH | SOLE | 0 | 0 | 14,603 | ||
TEEKAY OFFSHORE PARTNERS L P | PARTNERSHIP UN | Y8565J101 | 664 | 20,460 | SH | SOLE | 0 | 0 | 20,460 |