The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCO BRANDS CORP | COM | 00081T108 | 371 | 55,894 | SH | SOLE | 20,000 | 0 | 35,894 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 264 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
AT&T INC | COM | 00206R102 | 2,948 | 87,164 | SH | SOLE | 5,000 | 0 | 82,164 | ||
ABBVIE INC | COM | 00287Y109 | 727 | 16,249 | SH | SOLE | 0 | 0 | 16,249 | ||
ALCOA INC | COM | 013817101 | 1,492 | 183,710 | SH | SOLE | 20,000 | 0 | 163,710 | ||
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 814 | 3,850 | SH | SOLE | 0 | 0 | 3,850 | ||
ALLIANCEBERNSTEIN HOLDING LP | UNIT LTD PARTN | 01881G106 | 340 | 17,118 | SH | SOLE | 0 | 0 | 17,118 | ||
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 911 | 14,235 | SH | SOLE | 0 | 0 | 14,235 | ||
AMERICAN CAPITAL AGENCY CORP | COM | 02503X105 | 2,690 | 119,149 | SH | SOLE | 8,500 | 0 | 110,649 | ||
AMERICAN INCOME FD INC | COM | 02672T109 | 879 | 118,635 | SH | SOLE | 0 | 0 | 118,635 | ||
AMERICAN SCIENCE & ENGR INC | COM | 029429107 | 1,097 | 18,187 | SH | SOLE | 0 | 0 | 18,187 | ||
APACHE CORP | COM | 037411105 | 325 | 3,822 | SH | SOLE | 0 | 0 | 3,822 | ||
APOLLO GROUP INC | CL A | 037604105 | 2,231 | 107,202 | SH | SOLE | 5,500 | 0 | 101,702 | ||
APPLE INC | COM | 037833100 | 6,071 | 12,734 | SH | SOLE | 0 | 0 | 12,734 | ||
ARVINMERITOR INC | FRNT 4.000% 2/1 | 043353AH4 | 228 | 250,000 | PRN | SOLE | 165,000 | 0 | 85,000 | ||
AUTOZONE INC | COM | 053332102 | 254 | 600 | SH | SOLE | 0 | 0 | 600 | ||
AVATAR HLDGS INC | NOTE 7.500% 2/1 | 053494AG5 | 37 | 35,000 | PRN | SOLE | 0 | 0 | 35,000 | ||
BP PLC | SPONSORED ADR | 055622104 | 320 | 7,614 | SH | SOLE | 0 | 0 | 7,614 | ||
BAKER HUGHES INC | COM | 057224107 | 216 | 4,400 | SH | SOLE | 0 | 0 | 4,400 | ||
BANK OF AMERICA CORPORATION | COM | 060505104 | 272 | 19,729 | SH | SOLE | 0 | 0 | 19,729 | ||
BARCLAYS BANK PLC | SP ADR 7.1%PF3 | 06739H776 | 738 | 29,505 | SH | SOLE | 0 | 0 | 29,505 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 341 | 2 | SH | SOLE | 0 | 0 | 2 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 327 | 2,885 | SH | SOLE | 0 | 0 | 2,885 | ||
BOEING CO | COM | 097023105 | 1,765 | 15,018 | SH | SOLE | 0 | 0 | 15,018 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 384 | 8,300 | SH | SOLE | 0 | 0 | 8,300 | ||
CVS CAREMARK CORPORATION | COM | 126650100 | 2,341 | 41,254 | SH | SOLE | 0 | 0 | 41,254 | ||
CALAMOS ASSET MGMT INC | CL A | 12811R104 | 1,201 | 120,224 | SH | SOLE | 0 | 0 | 120,224 | ||
CANCER GENETICS INC | COM | 13739U104 | 1,487 | 73,400 | SH | SOLE | 6,500 | 0 | 66,900 | ||
CASEYS GEN STORES INC | COM | 147528103 | 539 | 7,350 | SH | SOLE | 3,000 | 0 | 4,350 | ||
CENTURYLINK INC | COM | 156700106 | 1,336 | 42,586 | SH | SOLE | 0 | 0 | 42,586 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,560 | 12,836 | SH | SOLE | 0 | 0 | 12,836 | ||
CHURCH & DWIGHT INC | COM | 171340102 | 468 | 7,800 | SH | SOLE | 0 | 0 | 7,800 | ||
CISCO SYS INC | COM | 17275R102 | 2,848 | 121,559 | SH | SOLE | 0 | 0 | 121,559 | ||
CITIGROUP INC | COM NEW | 172967424 | 377 | 7,781 | SH | SOLE | 0 | 0 | 7,781 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG MULTI ASSET | 18383M506 | 260 | 10,970 | SH | SOLE | 0 | 0 | 10,970 | ||
CLIFFS NAT RES INC | COM | 18683K101 | 374 | 18,240 | SH | SOLE | 6,000 | 0 | 12,240 | ||
COCA COLA CO | COM | 191216100 | 547 | 14,434 | SH | SOLE | 0 | 0 | 14,434 | ||
CONOCOPHILLIPS | COM | 20825C104 | 369 | 5,309 | SH | SOLE | 0 | 0 | 5,309 | ||
DST SYS INC DEL | COM | 233326107 | 781 | 10,360 | SH | SOLE | 2,000 | 0 | 8,360 | ||
DEVON ENERGY CORP NEW | COM | 25179M103 | 3,920 | 67,864 | SH | SOLE | 3,000 | 0 | 64,864 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 310 | 4,802 | SH | SOLE | 0 | 0 | 4,802 | ||
DOCUMENT SEC SYS INC | COM | 25614T101 | 57 | 50,000 | SH | SOLE | 0 | 0 | 50,000 | ||
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 3,397 | 58,001 | SH | SOLE | 0 | 0 | 58,001 | ||
DYNEX CAP INC | COM NEW | 26817Q506 | 316 | 36,000 | SH | SOLE | 0 | 0 | 36,000 | ||
E M C CORP MASS | COM | 268648102 | 740 | 28,945 | SH | SOLE | 5,000 | 0 | 23,945 | ||
EATON VANCE TAX MNGD GBL DV | COM | 27829F108 | 959 | 102,275 | SH | SOLE | 0 | 0 | 102,275 | ||
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 1,385 | 128,127 | SH | SOLE | 0 | 0 | 128,127 | ||
EL PASO PIPELINE PARTNERS L | COM UNIT LPI | 283702108 | 253 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | ||
EMERSON ELEC CO | COM | 291011104 | 322 | 4,976 | SH | SOLE | 0 | 0 | 4,976 | ||
ENERGY TRANSFER PRTNRS L P | UNIT LTD PARTN | 29273R109 | 869 | 16,685 | SH | SOLE | 0 | 0 | 16,685 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 538 | 8,809 | SH | SOLE | 0 | 0 | 8,809 | ||
EXELON CORP | COM | 30161N101 | 3,552 | 119,831 | SH | SOLE | 5,000 | 0 | 114,831 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,652 | 19,199 | SH | SOLE | 0 | 0 | 19,199 | ||
FACEBOOK INC | CL A | 30303M102 | 1,908 | 37,990 | SH | SOLE | 5,000 | 0 | 32,990 | ||
FEDERATED INVS INC PA | CL B | 314211103 | 1,953 | 71,892 | SH | SOLE | 0 | 0 | 71,892 | ||
FIRST TR INTER DUR PFD & IN | COM | 33718W103 | 448 | 21,007 | SH | SOLE | 0 | 0 | 21,007 | ||
FIRST TR SML CP CORE ALPHA F | COM SHS | 33734Y109 | 326 | 7,440 | SH | SOLE | 0 | 0 | 7,440 | ||
FIRST TR ENERGY INFRASTRCTR | COM | 33738C103 | 984 | 45,703 | SH | SOLE | 0 | 0 | 45,703 | ||
FREEPORT-MCMORAN COPPER & GO | COM | 35671D857 | 1,317 | 39,808 | SH | SOLE | 2,500 | 0 | 37,308 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 4,662 | 195,162 | SH | SOLE | 0 | 0 | 195,162 | ||
GENERAL MOLY INC | COM | 370373102 | 447 | 271,065 | SH | SOLE | 0 | 0 | 271,065 | ||
GOLDCORP INC NEW | COM | 380956409 | 385 | 14,800 | SH | SOLE | 2,500 | 0 | 12,300 | ||
GOODRICH PETE CORP | NOTE 5.000%10/0 | 382410AC2 | 108 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
GOOGLE INC | CL A | 38259P508 | 2,838 | 3,240 | SH | SOLE | 0 | 0 | 3,240 | ||
HALCON RES CORP | COM NEW | 40537Q209 | 190 | 43,000 | SH | SOLE | 0 | 0 | 43,000 | ||
HARRIS CORP DEL | COM | 413875105 | 2,793 | 47,106 | SH | SOLE | 0 | 0 | 47,106 | ||
HESKA CORP | COM RESTRC NEW | 42805E306 | 1,079 | 186,028 | SH | SOLE | 25,000 | 0 | 161,028 | ||
HILLSHIRE BRANDS CO | COM | 432589109 | 2,383 | 77,525 | SH | SOLE | 1,000 | 0 | 76,525 | ||
HOLLYFRONTIER CORP | COM | 436106108 | 3,380 | 80,267 | SH | SOLE | 0 | 0 | 80,267 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 245 | 3,210 | SH | SOLE | 0 | 0 | 3,210 | ||
INTEROIL CORP | COM | 460951106 | 214 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
ISHARES | MSCI JAPAN ETF | 464286848 | 302 | 25,370 | SH | SOLE | 0 | 0 | 25,370 | ||
ISHARES | CORE S&P500 ETF | 464287200 | 866 | 5,130 | SH | SOLE | 0 | 0 | 5,130 | ||
ISHARES | RUS 1000 VAL ETF | 464287598 | 323 | 3,750 | SH | SOLE | 0 | 0 | 3,750 | ||
ISHARES | RUS 2000 VAL ETF | 464287630 | 357 | 3,900 | SH | SOLE | 0 | 0 | 3,900 | ||
ISHARES | NAT AMT FREE BD | 464288414 | 418 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
ISHARES | IBOXX HI YD ETF | 464288513 | 229 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 1,406 | 67,267 | SH | SOLE | 1,500 | 0 | 65,767 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 4,121 | 79,731 | SH | SOLE | 0 | 0 | 79,731 | ||
JOHNSON & JOHNSON | COM | 478160104 | 410 | 4,724 | SH | SOLE | 0 | 0 | 4,724 | ||
KAYNE ANDERSON MLP INVSMNT C | COM | 486606106 | 579 | 16,140 | SH | SOLE | 0 | 0 | 16,140 | ||
KEY ENERGY SVCS INC | COM | 492914106 | 113 | 15,500 | SH | SOLE | 0 | 0 | 15,500 | ||
KINDER MORGAN ENERGY PARTNER | UT LTD PARTNER | 494550106 | 397 | 4,977 | SH | SOLE | 0 | 0 | 4,977 | ||
LIFE TIME FITNESS INC | COM | 53217R207 | 2,567 | 49,875 | SH | SOLE | 4,000 | 0 | 45,875 | ||
LIMONEIRA CO | COM | 532746104 | 2,155 | 83,922 | SH | SOLE | 11,000 | 0 | 72,922 | ||
LINN ENERGY LLC | UNIT LTD LIAB | 536020100 | 327 | 12,630 | SH | SOLE | 0 | 0 | 12,630 | ||
MFS MULTIMARKET INCOME TR | SH BEN INT | 552737108 | 2,845 | 430,367 | SH | SOLE | 0 | 0 | 430,367 | ||
MFS INTER INCOME TR | SH BEN INT | 55273C107 | 58 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
MANNING & NAPIER INC | CL A | 56382Q102 | 714 | 42,800 | SH | SOLE | 0 | 0 | 42,800 | ||
MARKEL CORP | COM | 570535104 | 2,661 | 5,139 | SH | SOLE | 0 | 0 | 5,139 | ||
MARKWEST ENERGY PARTNERS L P | UNIT LTD PARTN | 570759100 | 445 | 6,167 | SH | SOLE | 0 | 0 | 6,167 | ||
MCDERMOTT INTL INC | COM | 580037109 | 260 | 35,000 | SH | SOLE | 0 | 0 | 35,000 | ||
MICROSOFT CORP | COM | 594918104 | 2,531 | 76,044 | SH | SOLE | 0 | 0 | 76,044 | ||
MICRON TECHNOLOGY INC | NOTE 1.875% 6/0 | 595112AH6 | 500 | 395,000 | PRN | SOLE | 0 | 0 | 395,000 | ||
MONDELEZ INTL INC | CL A | 609207105 | 358 | 11,400 | SH | SOLE | 3,000 | 0 | 8,400 | ||
MORGANS HOTEL GROUP CO | NOTE 2.375%10/1 | 61748WAB4 | 196 | 200,000 | PRN | SOLE | 150,000 | 0 | 50,000 | ||
NATIONAL OILWELL VARCO INC | COM | 637071101 | 262 | 3,350 | SH | SOLE | 0 | 0 | 3,350 | ||
NEUSTAR INC | CL A | 64126X201 | 403 | 8,150 | SH | SOLE | 0 | 0 | 8,150 | ||
NUSTAR ENERGY LP | UNIT COM | 67058H102 | 708 | 17,654 | SH | SOLE | 0 | 0 | 17,654 | ||
OLIN CORP | COM PAR $1 | 680665205 | 2,249 | 97,483 | SH | SOLE | 0 | 0 | 97,483 | ||
OMNICARE INC | DBCV 3.250%12/1 | 681904AL2 | 468 | 440,000 | PRN | SOLE | 0 | 0 | 440,000 | ||
PVR PARTNERS L P | COM UNIT REPTG L | 693665101 | 1,130 | 48,892 | SH | SOLE | 0 | 0 | 48,892 | ||
PAYCHEX INC | COM | 704326107 | 828 | 20,384 | SH | SOLE | 0 | 0 | 20,384 | ||
PEABODY ENERGY CORP | COM | 704549104 | 298 | 17,300 | SH | SOLE | 0 | 0 | 17,300 | ||
PEPSICO INC | COM | 713448108 | 1,871 | 23,532 | SH | SOLE | 0 | 0 | 23,532 | ||
PFIZER INC | COM | 717081103 | 2,638 | 91,850 | SH | SOLE | 0 | 0 | 91,850 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 219 | 2,531 | SH | SOLE | 0 | 0 | 2,531 | ||
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 337 | 6,400 | SH | SOLE | 0 | 0 | 6,400 | ||
POTASH CORP SASK INC | COM | 73755L107 | 983 | 31,437 | SH | SOLE | 1,220 | 0 | 30,217 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 331 | 4,382 | SH | SOLE | 0 | 0 | 4,382 | ||
PROFESSIONAL DIVERSITY NET I | COM | 74312Y103 | 51 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | 1,964 | 373,325 | SH | SOLE | 0 | 0 | 373,325 | ||
PUTNAM MASTER INTER INCOME T | SH BEN INT | 746909100 | 1,669 | 342,065 | SH | SOLE | 0 | 0 | 342,065 | ||
REGENCY ENERGY PARTNERS L P | COM UNITS L P | 75885Y107 | 265 | 9,278 | SH | SOLE | 0 | 0 | 9,278 | ||
RENTECH NITROGEN PARTNERS L | COM UNIT | 760113100 | 1,074 | 43,783 | SH | SOLE | 1,500 | 0 | 42,283 | ||
ROSETTA STONE INC | COM | 777780107 | 237 | 14,600 | SH | SOLE | 0 | 0 | 14,600 | ||
ROYCE VALUE TR INC | COM | 780910105 | 3,773 | 234,197 | SH | SOLE | 0 | 0 | 234,197 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,255 | 7,472 | SH | SOLE | 0 | 0 | 7,472 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 1,937 | 15,115 | SH | SOLE | 3,844 | 0 | 11,271 | ||
SPDR INDEX SHS FDS | S&P INTL ETF | 78463X772 | 1,459 | 31,275 | SH | SOLE | 0 | 0 | 31,275 | ||
SCHLUMBERGER LTD | COM | 806857108 | 928 | 10,501 | SH | SOLE | 0 | 0 | 10,501 | ||
SOUTHERN CO | COM | 842587107 | 206 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
STAG INDL INC | COM | 85254J102 | 909 | 45,179 | SH | SOLE | 0 | 0 | 45,179 | ||
STRYKER CORP | COM | 863667101 | 1,671 | 24,720 | SH | SOLE | 0 | 0 | 24,720 | ||
SUBURBAN PROPANE PARTNERS L | UNIT LTD PARTN | 864482104 | 282 | 6,016 | SH | SOLE | 0 | 0 | 6,016 | ||
SYNTROLEUM CORP | COM NEW | 871630208 | 49 | 10,613 | SH | SOLE | 0 | 0 | 10,613 | ||
TEARLAB CORP | COM | 878193101 | 265 | 24,000 | SH | SOLE | 4,500 | 0 | 19,500 | ||
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 1,450 | 38,392 | SH | SOLE | 0 | 0 | 38,392 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 302 | 3,275 | SH | SOLE | 0 | 0 | 3,275 | ||
TORTOISE ENERGY INFRSTRCTR C | COM | 89147L100 | 773 | 16,848 | SH | SOLE | 0 | 0 | 16,848 | ||
TRANSAMERICA INCOME SHS INC | COM | 893506105 | 326 | 15,943 | SH | SOLE | 0 | 0 | 15,943 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 373 | 4,400 | SH | SOLE | 0 | 0 | 4,400 | ||
ULTRA PETROLEUM CORP | COM | 903914109 | 967 | 47,000 | SH | SOLE | 0 | 0 | 47,000 | ||
UNION PAC CORP | COM | 907818108 | 338 | 2,176 | SH | SOLE | 0 | 0 | 2,176 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 530 | 5,800 | SH | SOLE | 0 | 0 | 5,800 | ||
VOC ENERGY TR | TR UNIT | 91829B103 | 806 | 51,441 | SH | SOLE | 0 | 0 | 51,441 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 331 | 3,776 | SH | SOLE | 0 | 0 | 3,776 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 242 | 5,180 | SH | SOLE | 0 | 0 | 5,180 | ||
VODAFONE GROUP PLC NEW | SPONS ADR NEW | 92857W209 | 3,525 | 100,200 | SH | SOLE | 2,500 | 0 | 97,700 | ||
WAL-MART STORES INC | COM | 931142103 | 589 | 7,969 | SH | SOLE | 0 | 0 | 7,969 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 441 | 10,661 | SH | SOLE | 0 | 0 | 10,661 | ||
WISDOMTREE TR | MDCP EARN FUND | 97717W570 | 330 | 4,190 | SH | SOLE | 0 | 0 | 4,190 | ||
ZOETIS INC | CL A | 98978V103 | 367 | 11,792 | SH | SOLE | 0 | 0 | 11,792 | ||
ZWEIG TOTAL RETURN FD INC | COM NEW | 989837208 | 425 | 32,405 | SH | SOLE | 0 | 0 | 32,405 | ||
ENSCO PLC | SHS CLASS A | G3157S106 | 247 | 4,600 | SH | SOLE | 0 | 0 | 4,600 | ||
GARMIN LTD | SHS | H2906T109 | 3,620 | 80,100 | SH | OTR | 0 | 0 | 80,100 | ||
NOBLE CORPORATION BAAR | NAMEN -AKT | H5833N103 | 219 | 5,800 | SH | SOLE | 0 | 0 | 5,800 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 650 | 14,603 | SH | SOLE | 0 | 0 | 14,603 | ||
TEEKAY OFFSHORE PARTNERS L P | PARTNERSHIP UN | Y8565J101 | 725 | 21,739 | SH | SOLE | 0 | 0 | 21,739 |