The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCO BRANDS CORP | COM | 00081T108 | 574 | 85,404 | SH | SOLE | 25,000 | 0 | 85,404 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 270 | 15,200 | SH | SOLE | 0 | 0 | 15,200 | ||
AT&T INC | COM | 00206R102 | 2,772 | 78,847 | SH | SOLE | 0 | 0 | 78,847 | ||
ABBVIE INC | COM | 00287Y109 | 818 | 15,490 | SH | SOLE | 0 | 0 | 15,490 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 210 | 1,883 | SH | SOLE | 0 | 0 | 1,883 | ||
ALCOA INC | COM | 013817101 | 1,816 | 170,870 | SH | SOLE | 16,500 | 0 | 170,870 | ||
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 1,012 | 3,850 | SH | SOLE | 0 | 0 | 3,850 | ||
ALLIANCEBERNSTEIN HOLDING LP | UNIT LTD PARTN | 01881G106 | 323 | 15,124 | SH | SOLE | 0 | 0 | 15,124 | ||
AMBEV SA | SPONSORED ADR | 02319V103 | 129 | 17,500 | SH | SOLE | 0 | 0 | 17,500 | ||
AMERICAN CAPITAL AGENCY CORP | COM | 02503X105 | 2,614 | 135,512 | SH | SOLE | 0 | 0 | 135,512 | ||
AMERICAN INCOME FD INC | COM | 02672T109 | 947 | 129,256 | SH | SOLE | 0 | 0 | 129,256 | ||
AMERICAN SCIENCE & ENGR INC | COM | 029429107 | 1,110 | 15,432 | SH | SOLE | 0 | 0 | 15,432 | ||
ANNALY CAP MGMT INC | COM | 035710409 | 401 | 40,235 | SH | SOLE | 15,000 | 0 | 40,235 | ||
APACHE CORP | COM | 037411105 | 333 | 3,872 | SH | SOLE | 0 | 0 | 3,872 | ||
APOLLO ED GROUP INC | CL A | 037604105 | 2,745 | 100,462 | SH | SOLE | 3,000 | 0 | 100,462 | ||
APPLE INC | COM | 037833100 | 7,034 | 12,538 | SH | SOLE | 0 | 0 | 12,538 | ||
ARVINMERITOR INC | FRNT 4.000% 2/1 | 043353AH4 | 239 | 250,000 | PRN | SOLE | 165,000 | 0 | 250,000 | ||
AUTOZONE INC | COM | 053332102 | 287 | 600 | SH | SOLE | 0 | 0 | 600 | ||
AVATAR HLDGS INC | NOTE 7.500% 2/1 | 053494AG5 | 37 | 35,000 | PRN | SOLE | 0 | 0 | 35,000 | ||
BP PLC | SPONSORED ADR | 055622104 | 341 | 7,014 | SH | SOLE | 0 | 0 | 7,014 | ||
BARCLAYS BANK PLC | SP ADR 7.1%PF3 | 06739H776 | 740 | 29,415 | SH | SOLE | 0 | 0 | 29,415 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 356 | 2 | SH | SOLE | 0 | 0 | 2 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 372 | 3,135 | SH | SOLE | 0 | 0 | 3,135 | ||
BOEING CO | COM | 097023105 | 1,437 | 10,528 | SH | SOLE | 0 | 0 | 10,528 | ||
BREITBURN ENERGY PARTNERS LP | COM UT LTD PTN | 106776107 | 321 | 15,767 | SH | SOLE | 0 | 0 | 15,767 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 462 | 8,700 | SH | SOLE | 0 | 0 | 8,700 | ||
CVS CAREMARK CORPORATION | COM | 126650100 | 1,825 | 25,496 | SH | SOLE | 0 | 0 | 25,496 | ||
CALAMOS ASSET MGMT INC | CL A | 12811R104 | 1,602 | 135,313 | SH | SOLE | 0 | 0 | 135,313 | ||
CANCER GENETICS INC | COM | 13739U104 | 1,321 | 95,830 | SH | SOLE | 8,500 | 0 | 95,830 | ||
CASEYS GEN STORES INC | COM | 147528103 | 488 | 6,940 | SH | SOLE | 2,000 | 0 | 6,940 | ||
CENTURYLINK INC | COM | 156700106 | 924 | 28,998 | SH | SOLE | 0 | 0 | 28,998 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,566 | 12,536 | SH | SOLE | 0 | 0 | 12,536 | ||
CHURCH & DWIGHT INC | COM | 171340102 | 517 | 7,800 | SH | SOLE | 0 | 0 | 7,800 | ||
CISCO SYS INC | COM | 17275R102 | 2,698 | 120,277 | SH | SOLE | 0 | 0 | 120,277 | ||
CITIGROUP INC | COM NEW | 172967424 | 430 | 8,259 | SH | SOLE | 0 | 0 | 8,259 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG MULTI ASSET | 18383M506 | 272 | 10,970 | SH | SOLE | 0 | 0 | 10,970 | ||
CLIFFS NAT RES INC | COM | 18683K101 | 508 | 19,365 | SH | SOLE | 4,100 | 0 | 19,365 | ||
COCA COLA CO | COM | 191216100 | 514 | 12,434 | SH | SOLE | 0 | 0 | 12,434 | ||
CONOCOPHILLIPS | COM | 20825C104 | 375 | 5,309 | SH | SOLE | 0 | 0 | 5,309 | ||
CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344109 | 399 | 28,832 | SH | SOLE | 0 | 0 | 28,832 | ||
CRESTWOOD MIDSTREAM PARTNERS | UNIT LTD PARTNER | 226378107 | 441 | 17,728 | SH | SOLE | 0 | 0 | 17,728 | ||
DST SYS INC DEL | COM | 233326107 | 958 | 10,553 | SH | SOLE | 2,000 | 0 | 10,553 | ||
DEVON ENERGY CORP NEW | COM | 25179M103 | 4,745 | 76,694 | SH | SOLE | 5,050 | 0 | 76,694 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 367 | 4,802 | SH | SOLE | 0 | 0 | 4,802 | ||
DOCUMENT SEC SYS INC | COM | 25614T101 | 104 | 50,000 | SH | SOLE | 0 | 0 | 50,000 | ||
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 3,557 | 54,746 | SH | SOLE | 0 | 0 | 54,746 | ||
DYNEX CAP INC | COM NEW | 26817Q506 | 288 | 36,031 | SH | SOLE | 0 | 0 | 36,031 | ||
E M C CORP MASS | COM | 268648102 | 719 | 28,575 | SH | SOLE | 0 | 0 | 28,575 | ||
EATON VANCE TAX MNGD GBL DV | COM | 27829F108 | 1,044 | 104,425 | SH | SOLE | 0 | 0 | 104,425 | ||
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 1,433 | 127,137 | SH | SOLE | 0 | 0 | 127,137 | ||
ENERGY TRANSFER PRTNRS L P | UNIT LTD PARTN | 29273R109 | 993 | 17,343 | SH | SOLE | 0 | 0 | 17,343 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 591 | 8,909 | SH | SOLE | 0 | 0 | 8,909 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,535 | 15,164 | SH | SOLE | 0 | 0 | 15,164 | ||
FACEBOOK INC | CL A | 30303M102 | 2,315 | 42,367 | SH | SOLE | 4,000 | 0 | 42,367 | ||
FEDERATED INVS INC PA | CL B | 314211103 | 1,884 | 65,428 | SH | SOLE | 0 | 0 | 65,428 | ||
FIRST TR INTER DUR PFD & IN | COM | 33718W103 | 3,435 | 161,636 | SH | SOLE | 11,568 | 0 | 161,636 | ||
FIRST TR SML CP CORE ALPHA F | COM SHS | 33734Y109 | 362 | 7,440 | SH | SOLE | 0 | 0 | 7,440 | ||
FIRST TR ENERGY INFRASTRCTR | COM | 33738C103 | 888 | 42,641 | SH | SOLE | 0 | 0 | 42,641 | ||
FIRST TR MLP & ENERGY INCOME | COM | 33739B104 | 275 | 13,757 | SH | SOLE | 0 | 0 | 13,757 | ||
FREEPORT-MCMORAN COPPER & GO | COM | 35671D857 | 1,526 | 40,438 | SH | SOLE | 0 | 0 | 40,438 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 4,020 | 143,429 | SH | SOLE | 0 | 0 | 143,429 | ||
GOL LINHAS AEREAS INTLG S A | SP ADR REP PFD | 38045R107 | 52 | 11,340 | SH | SOLE | 0 | 0 | 11,340 | ||
GOLDCORP INC NEW | COM | 380956409 | 2,903 | 133,941 | SH | SOLE | 5,000 | 0 | 133,941 | ||
GOODRICH PETE CORP | NOTE 5.000%10/0 | 382410AC2 | 102 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
GOOGLE INC | CL A | 38259P508 | 3,503 | 3,126 | SH | SOLE | 0 | 0 | 3,126 | ||
GREEN PLAINS RENEWABLE ENERG | COM | 393222104 | 337 | 17,400 | SH | SOLE | 0 | 0 | 17,400 | ||
HARRIS CORP DEL | COM | 413875105 | 2,018 | 28,912 | SH | SOLE | 0 | 0 | 28,912 | ||
HEALTH CARE REIT INC | COM | 42217K106 | 750 | 14,000 | SH | SOLE | 0 | 0 | 14,000 | ||
HESKA CORP | COM RESTRC NEW | 42805E306 | 1,355 | 155,445 | SH | SOLE | 25,000 | 0 | 155,445 | ||
HILLSHIRE BRANDS CO | COM | 432589109 | 2,480 | 74,175 | SH | SOLE | 1,000 | 0 | 74,175 | ||
HOLLYFRONTIER CORP | COM | 436106108 | 3,754 | 75,542 | SH | SOLE | 0 | 0 | 75,542 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 270 | 3,210 | SH | SOLE | 0 | 0 | 3,210 | ||
INTEL CORP | COM | 458140100 | 221 | 8,500 | SH | SOLE | 0 | 0 | 8,500 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,470 | 7,836 | SH | SOLE | 2,000 | 0 | 7,836 | ||
INTEROIL CORP | COM | 460951106 | 309 | 6,000 | SH | SOLE | 2,000 | 0 | 6,000 | ||
ISHARES | MSCI JAPAN ETF | 464286848 | 223 | 18,330 | SH | SOLE | 0 | 0 | 18,330 | ||
ISHARES | CORE S&P500 ETF | 464287200 | 952 | 5,130 | SH | SOLE | 0 | 0 | 5,130 | ||
ISHARES | 1-3 YR TR BD ETF | 464287457 | 228 | 2,700 | SH | SOLE | 0 | 0 | 2,700 | ||
ISHARES | RUS 1000 VAL ETF | 464287598 | 353 | 3,750 | SH | SOLE | 0 | 0 | 3,750 | ||
ISHARES | RUS 2000 VAL ETF | 464287630 | 388 | 3,900 | SH | SOLE | 0 | 0 | 3,900 | ||
ISHARES | NAT AMT FREE BD | 464288414 | 415 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
ISHARES | IBOXX HI YD ETF | 464288513 | 232 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 1,128 | 60,287 | SH | SOLE | 0 | 0 | 60,287 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 4,536 | 77,561 | SH | SOLE | 0 | 0 | 77,561 | ||
JOHNSON & JOHNSON | COM | 478160104 | 458 | 5,005 | SH | SOLE | 0 | 0 | 5,005 | ||
KAYNE ANDERSON MLP INVT CO | COM | 486606106 | 643 | 16,140 | SH | SOLE | 0 | 0 | 16,140 | ||
KINDER MORGAN ENERGY PARTNER | UT LTD PARTNER | 494550106 | 442 | 5,477 | SH | SOLE | 0 | 0 | 5,477 | ||
KRONOS WORLDWIDE INC | COM | 50105F105 | 225 | 11,805 | SH | SOLE | 0 | 0 | 11,805 | ||
LIFE TIME FITNESS INC | COM | 53217R207 | 1,891 | 40,225 | SH | SOLE | 0 | 0 | 40,225 | ||
LIMONEIRA CO | COM | 532746104 | 2,735 | 102,872 | SH | SOLE | 10,000 | 0 | 102,872 | ||
LINN ENERGY LLC | UNIT LTD LIAB | 536020100 | 404 | 13,130 | SH | SOLE | 0 | 0 | 13,130 | ||
MFS MULTIMARKET INCOME TR | SH BEN INT | 552737108 | 3,013 | 455,207 | SH | SOLE | 0 | 0 | 455,207 | ||
MFS INTER INCOME TR | SH BEN INT | 55273C107 | 57 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
MANNING & NAPIER INC | CL A | 56382Q102 | 832 | 47,150 | SH | SOLE | 0 | 0 | 47,150 | ||
MARKEL CORP | COM | 570535104 | 3,017 | 5,199 | SH | SOLE | 0 | 0 | 5,199 | ||
MARKWEST ENERGY PARTNERS L P | UNIT LTD PARTN | 570759100 | 494 | 7,467 | SH | SOLE | 0 | 0 | 7,467 | ||
MICROSOFT CORP | COM | 594918104 | 2,654 | 70,930 | SH | SOLE | 0 | 0 | 70,930 | ||
MOLYCORP INC DEL | COM | 608753109 | 132 | 23,500 | SH | SOLE | 22,500 | 0 | 23,500 | ||
MONDELEZ INTL INC | CL A | 609207105 | 2,762 | 78,231 | SH | SOLE | 1,000 | 0 | 78,231 | ||
MORGANS HOTEL GROUP CO | NOTE 2.375%10/1 | 61748WAB4 | 194 | 200,000 | PRN | SOLE | 150,000 | 0 | 200,000 | ||
NATIONAL OILWELL VARCO INC | COM | 637071101 | 266 | 3,350 | SH | SOLE | 0 | 0 | 3,350 | ||
NEUSTAR INC | CL A | 64126X201 | 406 | 8,150 | SH | SOLE | 0 | 0 | 8,150 | ||
OLIN CORP | COM PAR $1 | 680665205 | 2,145 | 74,338 | SH | SOLE | 0 | 0 | 74,338 | ||
PVR PARTNERS L P | COM UNIT REPTG L | 693665101 | 1,000 | 37,270 | SH | SOLE | 0 | 0 | 37,270 | ||
PAYCHEX INC | COM | 704326107 | 928 | 20,384 | SH | SOLE | 0 | 0 | 20,384 | ||
PEPSICO INC | COM | 713448108 | 2,170 | 26,158 | SH | SOLE | 0 | 0 | 26,158 | ||
PFIZER INC | COM | 717081103 | 2,715 | 88,624 | SH | SOLE | 0 | 0 | 88,624 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 221 | 2,531 | SH | SOLE | 0 | 0 | 2,531 | ||
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 331 | 6,400 | SH | SOLE | 0 | 0 | 6,400 | ||
POTASH CORP SASK INC | COM | 73755L107 | 1,459 | 44,262 | SH | SOLE | 7,500 | 0 | 44,262 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 357 | 4,382 | SH | SOLE | 0 | 0 | 4,382 | ||
PROFESSIONAL DIVERSITY NET I | COM | 74312Y103 | 50 | 10,900 | SH | SOLE | 10,900 | 0 | 10,900 | ||
PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | 1,947 | 357,859 | SH | SOLE | 0 | 0 | 357,859 | ||
PUTNAM MASTER INTER INCOME T | SH BEN INT | 746909100 | 1,564 | 310,315 | SH | SOLE | 0 | 0 | 310,315 | ||
REGENCY ENERGY PARTNERS L P | COM UNITS L P | 75885Y107 | 244 | 9,289 | SH | SOLE | 0 | 0 | 9,289 | ||
ROSETTA STONE INC | COM | 777780107 | 196 | 16,000 | SH | SOLE | 0 | 0 | 16,000 | ||
ROYCE VALUE TR INC | COM | 780910105 | 3,654 | 228,239 | SH | SOLE | 0 | 0 | 228,239 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,378 | 7,462 | SH | SOLE | 0 | 0 | 7,462 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 605 | 5,211 | SH | SOLE | 0 | 0 | 5,211 | ||
SPDR INDEX SHS FDS | S&P INTL ETF | 78463X772 | 2,359 | 49,712 | SH | SOLE | 0 | 0 | 49,712 | ||
SCHLUMBERGER LTD | COM | 806857108 | 946 | 10,501 | SH | SOLE | 0 | 0 | 10,501 | ||
SOUTHERN CO | COM | 842587107 | 206 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
STAG INDL INC | COM | 85254J102 | 1,462 | 71,680 | SH | SOLE | 0 | 0 | 71,680 | ||
STRYKER CORP | COM | 863667101 | 1,799 | 23,946 | SH | SOLE | 0 | 0 | 23,946 | ||
SUBURBAN PROPANE PARTNERS L | UNIT LTD PARTN | 864482104 | 282 | 6,016 | SH | SOLE | 0 | 0 | 6,016 | ||
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 1,795 | 44,789 | SH | SOLE | 0 | 0 | 44,789 | ||
TEUCRIUM COMMODITY TR | CORN FD SHS | 88166A102 | 318 | 10,400 | SH | SOLE | 10,000 | 0 | 10,400 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 365 | 3,275 | SH | SOLE | 0 | 0 | 3,275 | ||
TORTOISE ENERGY INFRSTRCTR C | COM | 89147L100 | 808 | 16,960 | SH | SOLE | 0 | 0 | 16,960 | ||
TRANSAMERICA INCOME SHS INC | COM | 893506105 | 322 | 15,443 | SH | SOLE | 0 | 0 | 15,443 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 398 | 4,400 | SH | SOLE | 0 | 0 | 4,400 | ||
TRUETT-HURST INC | CL A | 897871109 | 88 | 21,000 | SH | SOLE | 21,000 | 0 | 21,000 | ||
UNION PAC CORP | COM | 907818108 | 298 | 1,776 | SH | SOLE | 0 | 0 | 1,776 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 362 | 3,776 | SH | SOLE | 0 | 0 | 3,776 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 353 | 7,180 | SH | SOLE | 0 | 0 | 7,180 | ||
VODAFONE GROUP PLC NEW | SPONS ADR NEW | 92857W209 | 3,901 | 99,230 | SH | SOLE | 2,500 | 0 | 99,230 | ||
WAL-MART STORES INC | COM | 931142103 | 603 | 7,669 | SH | SOLE | 0 | 0 | 7,669 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 502 | 11,061 | SH | SOLE | 0 | 0 | 11,061 | ||
WESTERN UN CO | COM | 959802109 | 248 | 14,377 | SH | SOLE | 0 | 0 | 14,377 | ||
WISDOMTREE TR | MDCP EARN FUND | 97717W570 | 362 | 4,190 | SH | SOLE | 0 | 0 | 4,190 | ||
ZOETIS INC | CL A | 98978V103 | 411 | 12,570 | SH | SOLE | 0 | 0 | 12,570 | ||
GARMIN LTD | SHS | H2906T109 | 3,700 | 80,100 | SH | OTR | 0 | 0 | 80,100 | ||
TEEKAY OFFSHORE PARTNERS L P | PARTNERSHIP UN | Y8565J101 | 917 | 27,718 | SH | SOLE | 0 | 0 | 27,718 |