The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 265 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
AT&T INC | COM | 00206R102 | 5,656 | 161,264 | SH | SOLE | 22,500 | 0 | 138,764 | ||
ABBVIE INC | COM | 00287Y109 | 592 | 11,511 | SH | SOLE | 0 | 0 | 11,511 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 224 | 1,883 | SH | SOLE | 0 | 0 | 1,883 | ||
ALCOA INC | COM | 013817101 | 1,727 | 134,180 | SH | SOLE | 0 | 0 | 134,180 | ||
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 885 | 3,250 | SH | SOLE | 0 | 0 | 3,250 | ||
ALLIANCEBERNSTEIN HOLDING LP | UNIT LTD PARTN | 01881G106 | 415 | 16,632 | SH | SOLE | 0 | 0 | 16,632 | ||
AMBEV SA | SPONSORED ADR | 02319V103 | 130 | 17,500 | SH | SOLE | 0 | 0 | 17,500 | ||
AMERICAN CAPITAL AGENCY CORP | COM | 02503X105 | 3,829 | 178,160 | SH | SOLE | 3,000 | 0 | 175,160 | ||
AMERICAN INCOME FD INC | COM | 02672T109 | 936 | 123,471 | SH | SOLE | 0 | 0 | 123,471 | ||
AMERICAN SCIENCE & ENGR INC | COM | 029429107 | 1,014 | 15,101 | SH | SOLE | 0 | 0 | 15,101 | ||
ANNALY CAP MGMT INC | COM | 035710409 | 505 | 46,000 | SH | SOLE | 17,500 | 0 | 28,500 | ||
APACHE CORP | COM | 037411105 | 322 | 3,881 | SH | SOLE | 0 | 0 | 3,881 | ||
APOLLO ED GROUP INC | CL A | 037604105 | 3,814 | 111,395 | SH | SOLE | 3,970 | 0 | 107,425 | ||
APPLE INC | COM | 037833100 | 7,465 | 13,908 | SH | SOLE | 300 | 0 | 13,608 | ||
ARVINMERITOR INC | FRNT 4.000% 2/1 | 043353AH4 | 89 | 85,000 | PRN | SOLE | 0 | 0 | 85,000 | ||
AUTOZONE INC | COM | 053332102 | 322 | 600 | SH | SOLE | 0 | 0 | 600 | ||
AVATAR HLDGS INC | NOTE 7.500% 2/1 | 053494AG5 | 36 | 35,000 | PRN | SOLE | 0 | 0 | 35,000 | ||
BP PLC | SPONSORED ADR | 055622104 | 313 | 6,514 | SH | SOLE | 0 | 0 | 6,514 | ||
BARCLAYS BANK PLC | SP ADR 7.1%PF3 | 06739H776 | 721 | 28,105 | SH | SOLE | 0 | 0 | 28,105 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 375 | 2 | SH | SOLE | 0 | 0 | 2 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 392 | 3,135 | SH | SOLE | 0 | 0 | 3,135 | ||
BLACKROCK UTIL & INFRASTRCTU | COM | 09248D104 | 312 | 16,443 | SH | SOLE | 6,043 | 0 | 10,400 | ||
BOEING CO | COM | 097023105 | 2,637 | 21,013 | SH | SOLE | 0 | 0 | 21,013 | ||
BREITBURN ENERGY PARTNERS LP | COM UT LTD PTN | 106776107 | 278 | 13,931 | SH | SOLE | 0 | 0 | 13,931 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 426 | 8,200 | SH | SOLE | 0 | 0 | 8,200 | ||
CVS CAREMARK CORPORATION | COM | 126650100 | 1,104 | 14,747 | SH | SOLE | 0 | 0 | 14,747 | ||
CANCER GENETICS INC | COM | 13739U104 | 1,036 | 68,685 | SH | SOLE | 5,000 | 0 | 63,685 | ||
CASEYS GEN STORES INC | COM | 147528103 | 601 | 8,892 | SH | SOLE | 0 | 0 | 8,892 | ||
CENTURYLINK INC | COM | 156700106 | 1,023 | 31,160 | SH | SOLE | 0 | 0 | 31,160 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,509 | 12,691 | SH | SOLE | 0 | 0 | 12,691 | ||
CHURCH & DWIGHT INC | COM | 171340102 | 539 | 7,800 | SH | SOLE | 0 | 0 | 7,800 | ||
CISCO SYS INC | COM | 17275R102 | 3,208 | 143,134 | SH | SOLE | 0 | 0 | 143,134 | ||
CITIGROUP INC | COM NEW | 172967424 | 1,297 | 27,250 | SH | SOLE | 3,000 | 0 | 24,250 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG MULTI ASSET | 18383M506 | 276 | 10,970 | SH | SOLE | 0 | 0 | 10,970 | ||
CLIFFS NAT RES INC | COM | 18683K101 | 1,990 | 97,256 | SH | SOLE | 2,000 | 0 | 95,256 | ||
COCA COLA CO | COM | 191216100 | 487 | 12,596 | SH | SOLE | 0 | 0 | 12,596 | ||
CONOCOPHILLIPS | COM | 20825C104 | 392 | 5,576 | SH | SOLE | 0 | 0 | 5,576 | ||
CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344109 | 381 | 27,510 | SH | SOLE | 0 | 0 | 27,510 | ||
CRESTWOOD MIDSTREAM PARTNERS | UNIT LTD PARTNER | 226378107 | 371 | 16,445 | SH | SOLE | 0 | 0 | 16,445 | ||
DENDREON CORP | COM | 24823Q107 | 65 | 21,600 | SH | SOLE | 0 | 0 | 21,600 | ||
DEVON ENERGY CORP NEW | COM | 25179M103 | 3,387 | 50,605 | SH | SOLE | 0 | 0 | 50,605 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 381 | 4,762 | SH | SOLE | 0 | 0 | 4,762 | ||
DOCUMENT SEC SYS INC | COM | 25614T101 | 64 | 50,000 | SH | SOLE | 0 | 0 | 50,000 | ||
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 3,124 | 46,551 | SH | SOLE | 0 | 0 | 46,551 | ||
DUNKIN BRANDS GROUP INC | COM | 265504100 | 201 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
E M C CORP MASS | COM | 268648102 | 284 | 10,372 | SH | SOLE | 0 | 0 | 10,372 | ||
EATON VANCE TAX MNGD GBL DV | COM | 27829F108 | 903 | 89,365 | SH | SOLE | 0 | 0 | 89,365 | ||
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 1,111 | 98,277 | SH | SOLE | 0 | 0 | 98,277 | ||
ENERGY TRANSFER PRTNRS L P | UNIT LTD PARTN | 29273R109 | 890 | 16,551 | SH | SOLE | 0 | 0 | 16,551 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 618 | 8,909 | SH | SOLE | 0 | 0 | 8,909 | ||
EXELON CORP | COM | 30161N101 | 322 | 9,600 | SH | SOLE | 9,500 | 0 | 100 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,803 | 18,453 | SH | SOLE | 0 | 0 | 18,453 | ||
FACEBOOK INC | CL A | 30303M102 | 1,973 | 32,751 | SH | SOLE | 2,999 | 0 | 29,752 | ||
FEDERATED INVS INC PA | CL B | 314211103 | 2,483 | 81,313 | SH | SOLE | 0 | 0 | 81,313 | ||
FIRST TR INTER DUR PFD & IN | COM | 33718W103 | 3,501 | 158,127 | SH | SOLE | 11,568 | 0 | 146,559 | ||
FIRST TR SML CP CORE ALPHA F | COM SHS | 33734Y109 | 362 | 7,440 | SH | SOLE | 0 | 0 | 7,440 | ||
FIRST TR ENERGY INFRASTRCTR | COM | 33738C103 | 1,118 | 53,114 | SH | SOLE | 0 | 0 | 53,114 | ||
FIRST TR MLP & ENERGY INCOME | COM | 33739B104 | 272 | 13,757 | SH | SOLE | 0 | 0 | 13,757 | ||
FIRSTENERGY CORP | COM | 337932107 | 624 | 18,350 | SH | SOLE | 11,100 | 0 | 7,250 | ||
FREEPORT-MCMORAN COPPER & GO | COM | 35671D857 | 1,074 | 32,464 | SH | SOLE | 0 | 0 | 32,464 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 4,185 | 161,628 | SH | SOLE | 0 | 0 | 161,628 | ||
GOL LINHAS AEREAS INTLG S A | SP ADR REP PFD | 38045R107 | 146 | 30,000 | SH | SOLE | 0 | 0 | 30,000 | ||
GOLDCORP INC NEW | COM | 380956409 | 3,197 | 130,593 | SH | SOLE | 6,600 | 0 | 123,993 | ||
GOODRICH PETE CORP | NOTE 5.000%10/0 | 382410AC2 | 103 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
GOOGLE INC | CL A | 38259P508 | 3,247 | 2,913 | SH | SOLE | 0 | 0 | 2,913 | ||
HCP INC | COM | 40414L109 | 759 | 19,575 | SH | SOLE | 10,000 | 0 | 9,575 | ||
HEALTH CARE REIT INC | COM | 42217K106 | 4,412 | 74,024 | SH | SOLE | 5,492 | 0 | 68,532 | ||
HESKA CORP | COM RESTRC NEW | 42805E306 | 1,649 | 156,475 | SH | SOLE | 17,500 | 0 | 138,975 | ||
HILLSHIRE BRANDS CO | COM | 432589109 | 2,376 | 63,760 | SH | SOLE | 0 | 0 | 63,760 | ||
HOLLYFRONTIER CORP | COM | 436106108 | 4,322 | 90,834 | SH | SOLE | 0 | 0 | 90,834 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 261 | 3,210 | SH | SOLE | 0 | 0 | 3,210 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 2,731 | 14,190 | SH | SOLE | 1,500 | 0 | 12,690 | ||
INTEROIL CORP | COM | 460951106 | 259 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
ISHARES | CORE S&P500 ETF | 464287200 | 514 | 2,730 | SH | SOLE | 0 | 0 | 2,730 | ||
ISHARES | NAT AMT FREE BD | 464288414 | 428 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 1,175 | 61,718 | SH | SOLE | 0 | 0 | 61,718 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 3,987 | 65,676 | SH | SOLE | 0 | 0 | 65,676 | ||
JOHNSON & JOHNSON | COM | 478160104 | 342 | 3,483 | SH | SOLE | 0 | 0 | 3,483 | ||
KAYNE ANDERSON MLP INVT CO | COM | 486606106 | 572 | 15,590 | SH | SOLE | 0 | 0 | 15,590 | ||
KINDER MORGAN ENERGY PARTNER | UT LTD PARTNER | 494550106 | 361 | 4,877 | SH | SOLE | 0 | 0 | 4,877 | ||
KRONOS WORLDWIDE INC | COM | 50105F105 | 209 | 12,505 | SH | SOLE | 5,000 | 0 | 7,505 | ||
LIFE TIME FITNESS INC | COM | 53217R207 | 2,271 | 47,205 | SH | SOLE | 0 | 0 | 47,205 | ||
LIMONEIRA CO | COM | 532746104 | 2,839 | 125,179 | SH | SOLE | 8,500 | 0 | 116,679 | ||
LINN ENERGY LLC | UNIT LTD LIAB | 536020100 | 368 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | ||
LORILLARD INC | COM | 544147101 | 1,027 | 18,995 | SH | SOLE | 0 | 0 | 18,995 | ||
MFS MULTIMARKET INCOME TR | SH BEN INT | 552737108 | 2,885 | 441,876 | SH | SOLE | 0 | 0 | 441,876 | ||
MFS INTER INCOME TR | SH BEN INT | 55273C107 | 57 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
MANNING & NAPIER INC | CL A | 56382Q102 | 2,030 | 121,039 | SH | SOLE | 6,000 | 0 | 115,039 | ||
MARKEL CORP | COM | 570535104 | 2,793 | 4,685 | SH | SOLE | 0 | 0 | 4,685 | ||
MARKWEST ENERGY PARTNERS L P | UNIT LTD PARTN | 570759100 | 480 | 7,342 | SH | SOLE | 0 | 0 | 7,342 | ||
MICROSOFT CORP | COM | 594918104 | 3,690 | 90,026 | SH | SOLE | 3,300 | 0 | 86,726 | ||
MOLYCORP INC DEL | COM | 608753109 | 110 | 23,500 | SH | SOLE | 0 | 0 | 23,500 | ||
MONDELEZ INTL INC | CL A | 609207105 | 3,092 | 89,495 | SH | SOLE | 0 | 0 | 89,495 | ||
MORGANS HOTEL GROUP CO | NOTE 2.375%10/1 | 61748WAB4 | 198 | 200,000 | PRN | SOLE | 150,000 | 0 | 50,000 | ||
NATIONAL OILWELL VARCO INC | COM | 637071101 | 261 | 3,350 | SH | SOLE | 0 | 0 | 3,350 | ||
NEUSTAR INC | CL A | 64126X201 | 265 | 8,150 | SH | SOLE | 0 | 0 | 8,150 | ||
OLIN CORP | COM PAR $1 | 680665205 | 2,071 | 74,992 | SH | SOLE | 0 | 0 | 74,992 | ||
PAYCHEX INC | COM | 704326107 | 868 | 20,384 | SH | SOLE | 0 | 0 | 20,384 | ||
PEPSICO INC | COM | 713448108 | 3,188 | 38,176 | SH | SOLE | 0 | 0 | 38,176 | ||
PFIZER INC | COM | 717081103 | 2,770 | 86,234 | SH | SOLE | 0 | 0 | 86,234 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 207 | 2,531 | SH | SOLE | 0 | 0 | 2,531 | ||
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 353 | 6,400 | SH | SOLE | 0 | 0 | 6,400 | ||
POTASH CORP SASK INC | COM | 73755L107 | 6,399 | 176,680 | SH | SOLE | 8,750 | 0 | 167,930 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 369 | 4,582 | SH | SOLE | 0 | 0 | 4,582 | ||
PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | 1,842 | 333,159 | SH | SOLE | 0 | 0 | 333,159 | ||
PUTNAM MASTER INTER INCOME T | SH BEN INT | 746909100 | 1,486 | 288,465 | SH | SOLE | 0 | 0 | 288,465 | ||
REGENCY ENERGY PARTNERS L P | COM UNITS L P | 75885Y107 | 913 | 33,550 | SH | SOLE | 0 | 0 | 33,550 | ||
RENTECH NITROGEN PARTNERS L | COM UNIT | 760113100 | 1,537 | 82,598 | SH | SOLE | 13,294 | 0 | 69,304 | ||
ROSETTA STONE INC | COM | 777780107 | 341 | 30,358 | SH | SOLE | 0 | 0 | 30,358 | ||
ROYCE VALUE TR INC | COM | 780910105 | 3,611 | 229,555 | SH | SOLE | 0 | 0 | 229,555 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,433 | 7,662 | SH | SOLE | 0 | 0 | 7,662 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 1,202 | 9,722 | SH | SOLE | 4,170 | 0 | 5,552 | ||
SPDR INDEX SHS FDS | S&P INTL ETF | 78463X772 | 3,975 | 81,822 | SH | SOLE | 0 | 0 | 81,822 | ||
SCHLUMBERGER LTD | COM | 806857108 | 585 | 6,001 | SH | SOLE | 0 | 0 | 6,001 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 204 | 4,920 | SH | SOLE | 0 | 0 | 4,920 | ||
STAG INDL INC | COM | 85254J102 | 1,725 | 71,580 | SH | SOLE | 0 | 0 | 71,580 | ||
STRYKER CORP | COM | 863667101 | 1,825 | 22,401 | SH | SOLE | 0 | 0 | 22,401 | ||
SUBURBAN PROPANE PARTNERS L | UNIT LTD PARTN | 864482104 | 250 | 6,016 | SH | SOLE | 0 | 0 | 6,016 | ||
SYMANTEC CORP | COM | 871503108 | 200 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 2,613 | 49,458 | SH | SOLE | 0 | 0 | 49,458 | ||
TEUCRIUM COMMODITY TR | CORN FD SHS | 88166A102 | 274 | 7,900 | SH | SOLE | 7,500 | 0 | 400 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 394 | 3,275 | SH | SOLE | 0 | 0 | 3,275 | ||
TORTOISE ENERGY INFRSTRCTR C | COM | 89147L100 | 760 | 16,585 | SH | SOLE | 0 | 0 | 16,585 | ||
TRANSAMERICA INCOME SHS INC | COM | 893506105 | 307 | 14,743 | SH | SOLE | 0 | 0 | 14,743 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 374 | 4,400 | SH | SOLE | 0 | 0 | 4,400 | ||
TRUETT-HURST INC | CL A | 897871109 | 75 | 15,100 | SH | SOLE | 0 | 0 | 15,100 | ||
UNION PAC CORP | COM | 907818108 | 333 | 1,776 | SH | SOLE | 0 | 0 | 1,776 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,565 | 32,899 | SH | SOLE | 0 | 0 | 32,899 | ||
VODAFONE GROUP PLC NEW | SPNSR ADR NO PAR | 92857W308 | 1,971 | 53,549 | SH | SOLE | 5,000 | 0 | 48,549 | ||
WAL-MART STORES INC | COM | 931142103 | 556 | 7,269 | SH | SOLE | 0 | 0 | 7,269 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 530 | 10,661 | SH | SOLE | 0 | 0 | 10,661 | ||
WISDOMTREE TR | MDCP EARN FUND | 97717W570 | 307 | 3,450 | SH | SOLE | 0 | 0 | 3,450 | ||
ZOETIS INC | CL A | 98978V103 | 1,085 | 37,497 | SH | SOLE | 0 | 0 | 37,497 | ||
VANTAGE DRILLING COMPANY | ORD SHS | G93205113 | 82 | 48,000 | SH | SOLE | 0 | 0 | 48,000 | ||
GARMIN LTD | SHS | H2906T109 | 3,321 | 60,100 | SH | OTR | 0 | 0 | 60,100 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 354 | 8,563 | SH | SOLE | 2,000 | 0 | 6,563 | ||
TEEKAY OFFSHORE PARTNERS L P | PARTNERSHIP UN | Y8565J101 | 2,052 | 62,703 | SH | SOLE | 0 | 0 | 62,703 |