The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 285 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
AT&T INC | COM | 00206R102 | 6,095 | 172,364 | SH | SOLE | 22,500 | 0 | 149,864 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 239 | 1,860 | SH | SOLE | 0 | 0 | 1,860 | ||
ALCOA INC | COM | 013817101 | 1,408 | 94,562 | SH | SOLE | 0 | 0 | 94,562 | ||
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 914 | 3,250 | SH | SOLE | 0 | 0 | 3,250 | ||
ALLIANCEBERNSTEIN HOLDING LP | UNIT LTD PARTN | 01881G106 | 326 | 12,587 | SH | SOLE | 0 | 0 | 12,587 | ||
AMBEV SA | SPONSORED ADR | 02319V103 | 123 | 17,500 | SH | SOLE | 0 | 0 | 17,500 | ||
AMERICAN CAPITAL AGENCY CORP | COM | 02503X105 | 3,475 | 148,438 | SH | SOLE | 3,000 | 0 | 145,438 | ||
AMERICAN INCOME FD INC | COM | 02672T109 | 744 | 95,726 | SH | SOLE | 0 | 0 | 95,726 | ||
AMERICAN SCIENCE & ENGR INC | COM | 029429107 | 1,055 | 15,165 | SH | SOLE | 0 | 0 | 15,165 | ||
ANGIES LIST INC | COM | 034754101 | 232 | 19,450 | SH | SOLE | 2,000 | 0 | 17,450 | ||
ANNALY CAP MGMT INC | COM | 035710409 | 509 | 44,500 | SH | SOLE | 17,500 | 0 | 27,000 | ||
APACHE CORP | COM | 037411105 | 391 | 3,881 | SH | SOLE | 0 | 0 | 3,881 | ||
APOLLO ED GROUP INC | CL A | 037604105 | 3,907 | 125,020 | SH | SOLE | 3,970 | 0 | 121,050 | ||
APPLE INC | COM | 037833100 | 8,809 | 94,788 | SH | SOLE | 300 | 0 | 94,488 | ||
ARVINMERITOR INC | FRNT 4.000% 2/1 | 043353AH4 | 90 | 85,000 | PRN | SOLE | 0 | 0 | 85,000 | ||
AUTOZONE INC | COM | 053332102 | 322 | 600 | SH | SOLE | 0 | 0 | 600 | ||
AVATAR HLDGS INC | NOTE 7.500% 2/1 | 053494AG5 | 36 | 35,000 | PRN | SOLE | 0 | 0 | 35,000 | ||
BP PLC | SPONSORED ADR | 055622104 | 335 | 6,349 | SH | SOLE | 0 | 0 | 6,349 | ||
BARCLAYS BANK PLC | SP ADR 7.1%PF3 | 06739H776 | 676 | 26,405 | SH | SOLE | 0 | 0 | 26,405 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 380 | 2 | SH | SOLE | 0 | 0 | 2 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 875 | 6,910 | SH | SOLE | 0 | 0 | 6,910 | ||
BLOCK H & R INC | COM | 093671105 | 222 | 6,615 | SH | SOLE | 0 | 0 | 6,615 | ||
BOEING CO | COM | 097023105 | 2,682 | 21,083 | SH | SOLE | 0 | 0 | 21,083 | ||
BREITBURN ENERGY PARTNERS LP | COM UT LTD PTN | 106776107 | 308 | 13,945 | SH | SOLE | 0 | 0 | 13,945 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 399 | 8,226 | SH | SOLE | 0 | 0 | 8,226 | ||
CVS CAREMARK CORPORATION | COM | 126650100 | 953 | 12,640 | SH | SOLE | 0 | 0 | 12,640 | ||
CANCER GENETICS INC | COM | 13739U104 | 722 | 63,860 | SH | SOLE | 5,000 | 0 | 58,860 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,507 | 11,545 | SH | SOLE | 0 | 0 | 11,545 | ||
CHURCH & DWIGHT INC | COM | 171340102 | 546 | 7,800 | SH | SOLE | 0 | 0 | 7,800 | ||
CISCO SYS INC | COM | 17275R102 | 2,732 | 109,926 | SH | SOLE | 0 | 0 | 109,926 | ||
CITIGROUP INC | COM NEW | 172967424 | 2,013 | 42,739 | SH | SOLE | 3,000 | 0 | 39,739 | ||
CLIFFS NAT RES INC | COM | 18683K101 | 1,474 | 97,973 | SH | SOLE | 2,000 | 0 | 95,973 | ||
COACH INC | COM | 189754104 | 276 | 8,058 | SH | SOLE | 0 | 0 | 8,058 | ||
COCA COLA CO | COM | 191216100 | 474 | 11,191 | SH | SOLE | 0 | 0 | 11,191 | ||
CONOCOPHILLIPS | COM | 20825C104 | 403 | 4,705 | SH | SOLE | 0 | 0 | 4,705 | ||
CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344109 | 317 | 21,314 | SH | SOLE | 0 | 0 | 21,314 | ||
CRESTWOOD MIDSTREAM PARTNERS | UNIT LTD PARTNER | 226378107 | 301 | 13,640 | SH | SOLE | 0 | 0 | 13,640 | ||
DEVON ENERGY CORP NEW | COM | 25179M103 | 1,646 | 20,735 | SH | SOLE | 0 | 0 | 20,735 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 365 | 4,260 | SH | SOLE | 0 | 0 | 4,260 | ||
DOCUMENT SEC SYS INC | COM | 25614T101 | 69 | 50,000 | SH | SOLE | 0 | 0 | 50,000 | ||
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 2,780 | 42,479 | SH | SOLE | 0 | 0 | 42,479 | ||
E M C CORP MASS | COM | 268648102 | 247 | 9,372 | SH | SOLE | 0 | 0 | 9,372 | ||
EATON VANCE TAX MNGD GBL DV | COM | 27829F108 | 760 | 73,335 | SH | SOLE | 0 | 0 | 73,335 | ||
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 1,101 | 95,407 | SH | SOLE | 0 | 0 | 95,407 | ||
ENBRIDGE ENERGY PARTNERS L P | COM | 29250R106 | 224 | 6,070 | SH | SOLE | 0 | 0 | 6,070 | ||
ENERGY TRANSFER PRTNRS L P | UNIT LTD PARTN | 29273R109 | 868 | 14,968 | SH | SOLE | 0 | 0 | 14,968 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 697 | 8,909 | SH | SOLE | 0 | 0 | 8,909 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,518 | 19,780 | SH | SOLE | 0 | 0 | 19,780 | ||
FACEBOOK INC | CL A | 30303M102 | 1,970 | 29,272 | SH | SOLE | 2,999 | 0 | 26,273 | ||
FEDERATED INVS INC PA | CL B | 314211103 | 2,079 | 67,251 | SH | SOLE | 0 | 0 | 67,251 | ||
FIRST TR INTER DUR PFD & IN | COM | 33718W103 | 3,050 | 133,377 | SH | SOLE | 11,568 | 0 | 121,809 | ||
FIRST TR ENERGY INFRASTRCTR | COM | 33738C103 | 1,234 | 51,909 | SH | SOLE | 0 | 0 | 51,909 | ||
FIRST TR MLP & ENERGY INCOME | COM | 33739B104 | 278 | 12,897 | SH | SOLE | 0 | 0 | 12,897 | ||
FIRSTENERGY CORP | COM | 337932107 | 1,213 | 34,950 | SH | SOLE | 11,100 | 0 | 23,850 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 3,665 | 139,454 | SH | SOLE | 0 | 0 | 139,454 | ||
GOLDCORP INC NEW | COM | 380956409 | 3,331 | 119,354 | SH | SOLE | 6,600 | 0 | 112,754 | ||
GOODRICH PETE CORP | NOTE 5.000%10/0 | 382410AC2 | 41 | 40,000 | PRN | SOLE | 0 | 0 | 40,000 | ||
GOOGLE INC | CL A | 38259P508 | 1,846 | 3,158 | SH | SOLE | 0 | 0 | 3,158 | ||
GOOGLE INC | CL C | 38259P706 | 1,469 | 2,554 | SH | SOLE | 0 | 0 | 2,554 | ||
HCP INC | COM | 40414L109 | 772 | 18,663 | SH | SOLE | 10,000 | 0 | 8,663 | ||
HEALTH CARE REIT INC | COM | 42217K106 | 4,377 | 69,846 | SH | SOLE | 5,492 | 0 | 64,354 | ||
HESKA CORP | COM RESTRC NEW | 42805E306 | 2,177 | 202,529 | SH | SOLE | 17,500 | 0 | 185,029 | ||
HILLSHIRE BRANDS CO | COM | 432589109 | 2,105 | 33,790 | SH | SOLE | 0 | 0 | 33,790 | ||
HOLLYFRONTIER CORP | COM | 436106108 | 3,413 | 78,129 | SH | SOLE | 0 | 0 | 78,129 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 281 | 3,210 | SH | SOLE | 0 | 0 | 3,210 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 2,409 | 13,288 | SH | SOLE | 1,500 | 0 | 11,788 | ||
INTEROIL CORP | COM | 460951106 | 384 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | ||
ISHARES | NAT AMT FREE BD | 464288414 | 435 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 1,320 | 65,189 | SH | SOLE | 0 | 0 | 65,189 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 3,531 | 61,289 | SH | SOLE | 0 | 0 | 61,289 | ||
JOHNSON & JOHNSON | COM | 478160104 | 358 | 3,424 | SH | SOLE | 0 | 0 | 3,424 | ||
KAYNE ANDERSON MLP INVT CO | COM | 486606106 | 614 | 15,590 | SH | SOLE | 0 | 0 | 15,590 | ||
KINDER MORGAN ENERGY PARTNER | UT LTD PARTNER | 494550106 | 401 | 4,877 | SH | SOLE | 0 | 0 | 4,877 | ||
LIFE TIME FITNESS INC | COM | 53217R207 | 2,590 | 53,140 | SH | SOLE | 0 | 0 | 53,140 | ||
LIMONEIRA CO | COM | 532746104 | 2,572 | 117,049 | SH | SOLE | 8,500 | 0 | 108,549 | ||
LINN ENERGY LLC | UNIT LTD LIAB | 536020100 | 356 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
LORILLARD INC | COM | 544147101 | 1,378 | 22,602 | SH | SOLE | 0 | 0 | 22,602 | ||
MFS MULTIMARKET INCOME TR | SH BEN INT | 552737108 | 2,324 | 349,537 | SH | SOLE | 0 | 0 | 349,537 | ||
MFS INTER INCOME TR | SH BEN INT | 55273C107 | 53 | 10,100 | SH | SOLE | 0 | 0 | 10,100 | ||
MANNING & NAPIER INC | CL A | 56382Q102 | 2,040 | 118,210 | SH | SOLE | 6,000 | 0 | 112,210 | ||
MARKEL CORP | COM | 570535104 | 2,408 | 3,672 | SH | SOLE | 0 | 0 | 3,672 | ||
MARKWEST ENERGY PARTNERS L P | UNIT LTD PARTN | 570759100 | 526 | 7,342 | SH | SOLE | 0 | 0 | 7,342 | ||
MICROSOFT CORP | COM | 594918104 | 4,508 | 108,096 | SH | SOLE | 3,300 | 0 | 104,796 | ||
MORGANS HOTEL GROUP CO | NOTE 2.375%10/1 | 61748WAB4 | 178 | 180,000 | PRN | SOLE | 150,000 | 0 | 30,000 | ||
MOSAIC CO NEW | COM | 61945C103 | 277 | 5,600 | SH | SOLE | 5,000 | 0 | 600 | ||
NATIONAL OILWELL VARCO INC | COM | 637071101 | 276 | 3,350 | SH | SOLE | 0 | 0 | 3,350 | ||
NEUSTAR INC | CL A | 64126X201 | 212 | 8,150 | SH | SOLE | 0 | 0 | 8,150 | ||
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 662 | 35,250 | SH | SOLE | 6,000 | 0 | 29,250 | ||
OAKTREE CAP GROUP LLC | UNIT CL A | 674001201 | 2,287 | 45,750 | SH | SOLE | 0 | 0 | 45,750 | ||
OLIN CORP | COM PAR $1 | 680665205 | 1,842 | 68,409 | SH | SOLE | 0 | 0 | 68,409 | ||
PAYCHEX INC | COM | 704326107 | 847 | 20,384 | SH | SOLE | 0 | 0 | 20,384 | ||
PENNANTPARK INVT CORP | COM | 708062104 | 2,364 | 206,254 | SH | SOLE | 2,560 | 0 | 203,694 | ||
PEPSICO INC | COM | 713448108 | 209 | 2,339 | SH | SOLE | 0 | 0 | 2,339 | ||
PFIZER INC | COM | 717081103 | 2,403 | 80,965 | SH | SOLE | 0 | 0 | 80,965 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 263 | 3,120 | SH | SOLE | 0 | 0 | 3,120 | ||
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 240 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
POTASH CORP SASK INC | COM | 73755L107 | 6,158 | 162,212 | SH | SOLE | 8,750 | 0 | 153,462 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 361 | 4,598 | SH | SOLE | 0 | 0 | 4,598 | ||
PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | 1,718 | 309,553 | SH | SOLE | 0 | 0 | 309,553 | ||
PUTNAM MASTER INTER INCOME T | SH BEN INT | 746909100 | 1,334 | 258,971 | SH | SOLE | 0 | 0 | 258,971 | ||
RENTECH INC | COM | 760112102 | 109 | 42,000 | SH | SOLE | 0 | 0 | 42,000 | ||
RENTECH NITROGEN PARTNERS L | COM UNIT | 760113100 | 2,077 | 122,326 | SH | SOLE | 13,294 | 0 | 109,032 | ||
ROSETTA STONE INC | COM | 777780107 | 334 | 34,380 | SH | SOLE | 0 | 0 | 34,380 | ||
ROYCE VALUE TR INC | COM | 780910105 | 3,121 | 195,091 | SH | SOLE | 0 | 0 | 195,091 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 1,120 | 8,747 | SH | SOLE | 4,170 | 0 | 4,577 | ||
SPDR INDEX SHS FDS | S&P INTL ETF | 78463X772 | 3,727 | 72,642 | SH | SOLE | 0 | 0 | 72,642 | ||
SCHLUMBERGER LTD | COM | 806857108 | 649 | 5,501 | SH | SOLE | 0 | 0 | 5,501 | ||
SOUTHERN CO | COM | 842587107 | 211 | 4,654 | SH | SOLE | 0 | 0 | 4,654 | ||
SQUARE 1 FINL INC | CL A | 85223W101 | 75 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
STAG INDL INC | COM | 85254J102 | 1,655 | 68,930 | SH | SOLE | 0 | 0 | 68,930 | ||
STRYKER CORP | COM | 863667101 | 1,763 | 20,911 | SH | SOLE | 0 | 0 | 20,911 | ||
SUBURBAN PROPANE PARTNERS L | UNIT LTD PARTN | 864482104 | 277 | 6,016 | SH | SOLE | 0 | 0 | 6,016 | ||
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 2,363 | 45,083 | SH | SOLE | 0 | 0 | 45,083 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 386 | 3,275 | SH | SOLE | 0 | 0 | 3,275 | ||
TORTOISE ENERGY INFRSTRCTR C | COM | 89147L100 | 1,058 | 21,391 | SH | SOLE | 0 | 0 | 21,391 | ||
TRANSAMERICA INCOME SHS INC | COM | 893506105 | 295 | 13,943 | SH | SOLE | 0 | 0 | 13,943 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 414 | 4,400 | SH | SOLE | 0 | 0 | 4,400 | ||
TREMOR VIDEO INC | COM | 89484Q100 | 61 | 13,000 | SH | SOLE | 10,000 | 0 | 3,000 | ||
UNION PAC CORP | COM | 907818108 | 354 | 3,552 | SH | SOLE | 0 | 0 | 3,552 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,293 | 26,434 | SH | SOLE | 0 | 0 | 26,434 | ||
VODAFONE GROUP PLC NEW | SPNSR ADR NO PAR | 92857W308 | 2,221 | 66,507 | SH | SOLE | 5,000 | 0 | 61,507 | ||
WAL-MART STORES INC | COM | 931142103 | 531 | 7,069 | SH | SOLE | 0 | 0 | 7,069 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 560 | 10,661 | SH | SOLE | 0 | 0 | 10,661 | ||
ZOETIS INC | CL A | 98978V103 | 1,072 | 33,228 | SH | SOLE | 0 | 0 | 33,228 | ||
ROWAN COMPANIES PLC | SHS CL A | G7665A101 | 3,294 | 103,150 | SH | SOLE | 0 | 0 | 103,150 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 315 | 7,002 | SH | SOLE | 2,000 | 0 | 5,002 | ||
TEEKAY OFFSHORE PARTNERS L P | PARTNERSHIP UN | Y8565J101 | 1,982 | 54,903 | SH | SOLE | 0 | 0 | 54,903 |