The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 288 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
AT&T INC | COM | 00206R102 | 6,382 | 181,112 | SH | SOLE | 20,500 | 0 | 160,612 | ||
AIR PRODS & CHEMS INC | COM | 9158106 | 242 | 1,860 | SH | SOLE | 0 | 0 | 1,860 | ||
ALCOA INC | COM | 13817101 | 1,279 | 79,492 | SH | SOLE | 0 | 0 | 79,492 | ||
ALLIANCE DATA SYSTEMS CORP | COM | 18581108 | 807 | 3,250 | SH | SOLE | 0 | 0 | 3,250 | ||
ALLIANCEBERNSTEIN HOLDING LP | UNIT LTD PARTN | 01881G106 | 240 | 9,245 | SH | SOLE | 0 | 0 | 9,245 | ||
AMBEV SA | SPONSORED ADR | 02319V103 | 82 | 12,500 | SH | SOLE | 0 | 0 | 12,500 | ||
AMERICAN CAPITAL AGENCY CORP | COM | 02503X105 | 3,482 | 163,865 | SH | SOLE | 0 | 0 | 163,865 | ||
AMERICAN SCIENCE & ENGR INC | COM | 29429107 | 1,337 | 24,136 | SH | SOLE | 0 | 0 | 24,136 | ||
ANNALY CAP MGMT INC | COM | 35710409 | 470 | 44,000 | SH | SOLE | 0 | 0 | 44,000 | ||
APACHE CORP | COM | 37411105 | 370 | 3,943 | SH | SOLE | 0 | 0 | 3,943 | ||
APPLE INC | COM | 37833100 | 8,895 | 88,284 | SH | SOLE | 0 | 0 | 88,284 | ||
ARVINMERITOR INC | FRNT 4.000% 2/1 | 043353AH4 | 87 | 85,000 | PRN | SOLE | 0 | 0 | 85,000 | ||
AUTOZONE INC | COM | 53332102 | 306 | 600 | SH | SOLE | 0 | 0 | 600 | ||
AVATAR HLDGS INC | NOTE 7.500% 2/1 | 053494AG5 | 36 | 35,000 | PRN | SOLE | 0 | 0 | 35,000 | ||
BP PLC | SPONSORED ADR | 55622104 | 286 | 6,507 | SH | SOLE | 0 | 0 | 6,507 | ||
BARCLAYS BANK PLC | SP ADR 7.1%PF3 | 06739H776 | 625 | 24,295 | SH | SOLE | 0 | 0 | 24,295 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 84670108 | 414 | 2 | SH | SOLE | 0 | 0 | 2 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 84670702 | 1,014 | 7,341 | SH | SOLE | 0 | 0 | 7,341 | ||
BHP BILLITON LTD | SPONSORED ADR | 88606108 | 324 | 5,500 | SH | SOLE | 0 | 0 | 5,500 | ||
BLOCK H & R INC | COM | 93671105 | 205 | 6,615 | SH | SOLE | 0 | 0 | 6,615 | ||
BOEING CO | COM | 97023105 | 2,828 | 22,204 | SH | SOLE | 0 | 0 | 22,204 | ||
BREITBURN ENERGY PARTNERS LP | COM UT LTD PTN | 106776107 | 263 | 12,954 | SH | SOLE | 0 | 0 | 12,954 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 421 | 8,226 | SH | SOLE | 0 | 0 | 8,226 | ||
CVS HEALTH CORP | COM | 126650100 | 996 | 12,517 | SH | SOLE | 0 | 0 | 12,517 | ||
CALAMOS ASSET MGMT INC | CL A | 12811R104 | 119 | 10,597 | SH | SOLE | 0 | 0 | 10,597 | ||
CANCER GENETICS INC | COM | 13739U104 | 548 | 60,910 | SH | SOLE | 3,000 | 0 | 57,910 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,382 | 11,585 | SH | SOLE | 0 | 0 | 11,585 | ||
CHURCH & DWIGHT INC | COM | 171340102 | 547 | 7,800 | SH | SOLE | 0 | 0 | 7,800 | ||
CISCO SYS INC | COM | 17275R102 | 2,402 | 95,422 | SH | SOLE | 0 | 0 | 95,422 | ||
CITIGROUP INC | COM NEW | 172967424 | 2,239 | 43,203 | SH | SOLE | 0 | 0 | 43,203 | ||
CLIFFS NAT RES INC | COM | 18683K101 | 1,155 | 111,264 | SH | SOLE | 10,000 | 0 | 101,264 | ||
COCA COLA CO | COM | 191216100 | 439 | 10,295 | SH | SOLE | 0 | 0 | 10,295 | ||
CONOCOPHILLIPS | COM | 20825C104 | 360 | 4,705 | SH | SOLE | 0 | 0 | 4,705 | ||
CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344109 | 223 | 21,067 | SH | SOLE | 0 | 0 | 21,067 | ||
DEVON ENERGY CORP NEW | COM | 25179M103 | 1,868 | 27,390 | SH | SOLE | 0 | 0 | 27,390 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 389 | 4,366 | SH | SOLE | 0 | 0 | 4,366 | ||
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 360 | 5,015 | SH | SOLE | 0 | 0 | 5,015 | ||
E M C CORP MASS | COM | 268648102 | 268 | 9,172 | SH | SOLE | 0 | 0 | 9,172 | ||
EATON VANCE TAX MNGD GBL DV | COM | 27829F108 | 750 | 74,740 | SH | SOLE | 0 | 0 | 74,740 | ||
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 1,120 | 95,807 | SH | SOLE | 0 | 0 | 95,807 | ||
ENBRIDGE ENERGY PARTNERS L P | COM | 29250R106 | 236 | 6,070 | SH | SOLE | 0 | 0 | 6,070 | ||
ENERGY TRANSFER PRTNRS L P | UNIT LTD PARTN | 29273R109 | 952 | 14,876 | SH | SOLE | 0 | 0 | 14,876 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 734 | 18,218 | SH | SOLE | 0 | 0 | 18,218 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,424 | 15,140 | SH | SOLE | 0 | 0 | 15,140 | ||
FACEBOOK INC | CL A | 30303M102 | 2,358 | 29,830 | SH | SOLE | 2,000 | 0 | 27,830 | ||
FIRST TR INTER DUR PFD & IN | COM | 33718W103 | 2,738 | 126,059 | SH | SOLE | 5,000 | 0 | 121,059 | ||
FIRST TR ENERGY INFRASTRCTR | COM | 33738C103 | 1,165 | 48,809 | SH | SOLE | 0 | 0 | 48,809 | ||
FIRST TR MLP & ENERGY INCOME | COM | 33739B104 | 256 | 11,997 | SH | SOLE | 0 | 0 | 11,997 | ||
FIRSTENERGY CORP | COM | 337932107 | 1,134 | 33,775 | SH | SOLE | 0 | 0 | 33,775 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 3,843 | 150,018 | SH | SOLE | 0 | 0 | 150,018 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 4,137 | 90,004 | SH | SOLE | 6,000 | 0 | 84,004 | ||
GOLDCORP INC NEW | COM | 380956409 | 2,728 | 118,435 | SH | SOLE | 0 | 0 | 118,435 | ||
GOODRICH PETE CORP | NOTE 5.000%10/0 | 382410AC2 | 40 | 40,000 | PRN | SOLE | 0 | 0 | 40,000 | ||
GOOGLE INC | CL A | 38259P508 | 1,849 | 3,143 | SH | SOLE | 0 | 0 | 3,143 | ||
GOOGLE INC | CL C | 38259P706 | 1,484 | 2,570 | SH | SOLE | 0 | 0 | 2,570 | ||
HCP INC | COM | 40414L109 | 592 | 14,913 | SH | SOLE | 4,000 | 0 | 10,913 | ||
HEALTH CARE REIT INC | COM | 42217K106 | 4,360 | 69,909 | SH | SOLE | 4,000 | 0 | 65,909 | ||
HESKA CORP | COM RESTRC NEW | 42805E306 | 2,161 | 163,806 | SH | SOLE | 11,967 | 0 | 151,839 | ||
HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | 2,901 | 114,255 | SH | SOLE | 4,000 | 0 | 110,255 | ||
HOLLYFRONTIER CORP | COM | 436106108 | 2,327 | 53,269 | SH | SOLE | 0 | 0 | 53,269 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 253 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,931 | 10,173 | SH | SOLE | 0 | 0 | 10,173 | ||
INTEROIL CORP | COM | 460951106 | 217 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
ISHARES | NAT AMT FREE BD | 464288414 | 274 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 1,209 | 73,959 | SH | SOLE | 0 | 0 | 73,959 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 3,673 | 60,970 | SH | SOLE | 0 | 0 | 60,970 | ||
JOHNSON & JOHNSON | COM | 478160104 | 370 | 3,473 | SH | SOLE | 0 | 0 | 3,473 | ||
KAYNE ANDERSON MLP INVT CO | COM | 486606106 | 637 | 15,590 | SH | SOLE | 0 | 0 | 15,590 | ||
KINDER MORGAN ENERGY PARTNER | UT LTD PARTNER | 494550106 | 836 | 8,967 | SH | SOLE | 0 | 0 | 8,967 | ||
LIFE TIME FITNESS INC | COM | 53217R207 | 2,954 | 58,567 | SH | SOLE | 4,000 | 0 | 54,567 | ||
LINN ENERGY LLC | UNIT LTD LIAB | 536020100 | 301 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
LORILLARD INC | COM | 544147101 | 1,153 | 19,252 | SH | SOLE | 0 | 0 | 19,252 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 567 | 13,500 | SH | SOLE | 0 | 0 | 13,500 | ||
MFS MULTIMARKET INCOME TR | SH BEN INT | 552737108 | 2,153 | 335,354 | SH | SOLE | 0 | 0 | 335,354 | ||
MANNING & NAPIER INC | CL A | 56382Q102 | 1,898 | 113,020 | SH | SOLE | 0 | 0 | 113,020 | ||
MARKEL CORP | COM | 570535104 | 2,337 | 3,674 | SH | SOLE | 0 | 0 | 3,674 | ||
MARKWEST ENERGY PARTNERS L P | UNIT LTD PARTN | 570759100 | 554 | 7,212 | SH | SOLE | 0 | 0 | 7,212 | ||
MICROSOFT CORP | COM | 594918104 | 5,093 | 109,853 | SH | SOLE | 0 | 0 | 109,853 | ||
MORGANS HOTEL GROUP CO | NOTE 2.375%10/1 | 61748WAB4 | 180 | 180,000 | PRN | SOLE | 150,000 | 0 | 30,000 | ||
NATIONAL OILWELL VARCO INC | COM | 637071101 | 255 | 3,350 | SH | SOLE | 0 | 0 | 3,350 | ||
NEUSTAR INC | CL A | 64126X201 | 202 | 8,150 | SH | SOLE | 0 | 0 | 8,150 | ||
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 417 | 27,050 | SH | SOLE | 6,000 | 0 | 21,050 | ||
NUVEEN MULTI MKT INCOME FD I | COM | 67075J107 | 650 | 86,106 | SH | SOLE | 0 | 0 | 86,106 | ||
OAKTREE CAP GROUP LLC | UNIT CL A | 674001201 | 2,685 | 52,553 | SH | SOLE | 0 | 0 | 52,553 | ||
OLIN CORP | COM PAR $1 | 680665205 | 1,708 | 67,635 | SH | SOLE | 0 | 0 | 67,635 | ||
PAYCHEX INC | COM | 704326107 | 901 | 20,384 | SH | SOLE | 0 | 0 | 20,384 | ||
PENNANTPARK INVT CORP | COM | 708062104 | 2,344 | 214,824 | SH | SOLE | 0 | 0 | 214,824 | ||
PEPSICO INC | COM | 713448108 | 225 | 2,414 | SH | SOLE | 0 | 0 | 2,414 | ||
PFIZER INC | COM | 717081103 | 2,997 | 101,366 | SH | SOLE | 0 | 0 | 101,366 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 262 | 3,136 | SH | SOLE | 0 | 0 | 3,136 | ||
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 235 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
POTASH CORP SASK INC | COM | 73755L107 | 5,802 | 167,893 | SH | SOLE | 6,000 | 0 | 161,893 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 385 | 4,598 | SH | SOLE | 0 | 0 | 4,598 | ||
PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | 1,595 | 291,053 | SH | SOLE | 0 | 0 | 291,053 | ||
PUTNAM MASTER INTER INCOME T | SH BEN INT | 746909100 | 1,243 | 247,121 | SH | SOLE | 0 | 0 | 247,121 | ||
RACKSPACE HOSTING INC | COM | 750086100 | 534 | 16,400 | SH | SOLE | 0 | 0 | 16,400 | ||
RENTECH INC | COM | 760112102 | 115 | 67,000 | SH | SOLE | 0 | 0 | 67,000 | ||
RENTECH NITROGEN PARTNERS L | COM UNIT | 760113100 | 701 | 56,337 | SH | SOLE | 0 | 0 | 56,337 | ||
ROYCE VALUE TR INC | COM | 780910105 | 2,826 | 194,885 | SH | SOLE | 0 | 0 | 194,885 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,904 | 9,662 | SH | SOLE | 0 | 0 | 9,662 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 1,072 | 9,222 | SH | SOLE | 2,170 | 0 | 7,052 | ||
SPDR INDEX SHS FDS | S&P INTL ETF | 78463X772 | 3,264 | 70,517 | SH | SOLE | 0 | 0 | 70,517 | ||
SCHLUMBERGER LTD | COM | 806857108 | 580 | 5,700 | SH | SOLE | 0 | 0 | 5,700 | ||
SOUTHERN CO | COM | 842587107 | 203 | 4,654 | SH | SOLE | 0 | 0 | 4,654 | ||
SQUARE 1 FINL INC | CL A | 85223W101 | 75 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
STAG INDL INC | COM | 85254J102 | 2,413 | 116,525 | SH | SOLE | 5,000 | 0 | 111,525 | ||
STRYKER CORP | COM | 863667101 | 1,693 | 20,971 | SH | SOLE | 0 | 0 | 20,971 | ||
SUBURBAN PROPANE PARTNERS L | UNIT LTD PARTN | 864482104 | 268 | 6,016 | SH | SOLE | 0 | 0 | 6,016 | ||
TEARLAB CORP | COM | 878193101 | 43 | 12,500 | SH | SOLE | 0 | 0 | 12,500 | ||
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 2,295 | 42,689 | SH | SOLE | 0 | 0 | 42,689 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 399 | 3,275 | SH | SOLE | 0 | 0 | 3,275 | ||
TORTOISE ENERGY INFRSTRCTR C | COM | 89147L100 | 1,029 | 21,391 | SH | SOLE | 0 | 0 | 21,391 | ||
TRANSAMERICA INCOME SHS INC | COM | 893506105 | 278 | 13,643 | SH | SOLE | 0 | 0 | 13,643 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 413 | 4,400 | SH | SOLE | 0 | 0 | 4,400 | ||
UNION PAC CORP | COM | 907818108 | 302 | 2,786 | SH | SOLE | 0 | 0 | 2,786 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 5,076 | 101,542 | SH | SOLE | 7,425 | 0 | 94,117 | ||
VODAFONE GROUP PLC NEW | SPNSR ADR NO PAR | 92857W308 | 2,888 | 87,816 | SH | SOLE | 7,500 | 0 | 80,316 | ||
WAL-MART STORES INC | COM | 931142103 | 541 | 7,069 | SH | SOLE | 0 | 0 | 7,069 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 402 | 7,750 | SH | SOLE | 0 | 0 | 7,750 | ||
ZOETIS INC | CL A | 98978V103 | 1,222 | 33,072 | SH | SOLE | 0 | 0 | 33,072 | ||
ROWAN COMPANIES PLC | SHS CL A | G7665A101 | 2,504 | 98,926 | SH | SOLE | 0 | 0 | 98,926 | ||
TEEKAY OFFSHORE PARTNERS L P | PARTNERSHIP UN | Y8565J101 | 1,810 | 53,863 | SH | SOLE | 0 | 0 | 53,863 |