The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 352 | 3,416 | SH | SOLE | 0 | 0 | 3,416 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 4,776 | 23,134 | SH | SOLE | 0 | 0 | 23,134 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 476 | 7,376 | SH | SOLE | 0 | 0 | 7,376 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,143 | 7,920 | SH | SOLE | 0 | 0 | 7,920 | ||
ALCOA INC | COM | 013817101 | 678 | 52,492 | SH | SOLE | 0 | 0 | 52,492 | ||
E M C CORP MASS | COM | 268648102 | 280 | 10,972 | SH | SOLE | 0 | 0 | 10,972 | ||
BOEING CO | COM | 097023105 | 3,568 | 23,773 | SH | SOLE | 0 | 0 | 23,773 | ||
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 2,447 | 39,280 | SH | SOLE | 0 | 0 | 39,280 | ||
BP PLC | SPONSORED ADR | 055622104 | 340 | 8,682 | SH | SOLE | 0 | 0 | 8,682 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 4,035 | 87,435 | SH | SOLE | 4,000 | 0 | 83,435 | ||
INTEL CORP | COM | 458140100 | 652 | 20,865 | SH | SOLE | 0 | 0 | 20,865 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 253 | 2,600 | SH | SOLE | 0 | 0 | 2,600 | ||
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 323 | 4,515 | SH | SOLE | 0 | 0 | 4,515 | ||
QUALCOMM INC | COM | 747525103 | 3,428 | 49,431 | SH | SOLE | 2,500 | 0 | 46,931 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 464 | 4,423 | SH | SOLE | 0 | 0 | 4,423 | ||
JOHNSON & JOHNSON | COM | 478160104 | 291 | 2,898 | SH | SOLE | 0 | 0 | 2,898 | ||
PFIZER INC | COM | 717081103 | 3,452 | 99,226 | SH | SOLE | 0 | 0 | 99,226 | ||
KROGER CO | COM | 501044101 | 1,178 | 15,362 | SH | SOLE | 0 | 0 | 15,362 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 345 | 5,382 | SH | SOLE | 0 | 0 | 5,382 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,217 | 11,595 | SH | SOLE | 0 | 0 | 11,595 | ||
MICROSOFT CORP | COM | 594918104 | 4,512 | 110,982 | SH | SOLE | 6,000 | 0 | 104,982 | ||
VODAFONE GROUP PLC NEW | SPNSR ADR NO PAR | 92857W308 | 2,891 | 88,475 | SH | SOLE | 3,609 | 0 | 84,866 | ||
AT&T INC | COM | 00206R102 | 6,047 | 185,202 | SH | SOLE | 12,000 | 0 | 173,202 | ||
CITIGROUP INC | COM NEW | 172967424 | 2,678 | 51,988 | SH | SOLE | 50 | 0 | 51,938 | ||
CA INC | COM | 12673P105 | 4,955 | 151,946 | SH | SOLE | 8,000 | 0 | 143,946 | ||
CISCO SYS INC | COM | 17275R102 | 3,260 | 118,434 | SH | SOLE | 5,500 | 0 | 112,934 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,807 | 11,256 | SH | SOLE | 0 | 0 | 11,256 | ||
COCA COLA CO | COM | 191216100 | 336 | 8,294 | SH | SOLE | 0 | 0 | 8,294 | ||
STRYKER CORP | COM | 863667101 | 1,151 | 12,476 | SH | SOLE | 0 | 0 | 12,476 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 5,724 | 117,708 | SH | SOLE | 4,000 | 0 | 113,708 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 292 | 3,885 | SH | SOLE | 0 | 0 | 3,885 | ||
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 1,068 | 13,762 | SH | SOLE | 0 | 0 | 13,762 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 248 | 10,267 | SH | SOLE | 0 | 0 | 10,267 | ||
BANK AMER CORP | COM | 060505104 | 217 | 14,100 | SH | SOLE | 10,200 | 0 | 3,900 | ||
EXXON MOBIL CORP | COM | 30231G102 | 569 | 6,695 | SH | SOLE | 0 | 0 | 6,695 | ||
WAL-MART STORES INC | COM | 931142103 | 554 | 6,739 | SH | SOLE | 0 | 0 | 6,739 | ||
CVS HEALTH CORP | COM | 126650100 | 1,218 | 11,800 | SH | SOLE | 0 | 0 | 11,800 | ||
SCHLUMBERGER LTD | COM | 806857108 | 484 | 5,801 | SH | SOLE | 0 | 0 | 5,801 | ||
MORGAN STANLEY | COM NEW | 617446448 | 203 | 5,700 | SH | SOLE | 1,000 | 0 | 4,700 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 366 | 4,463 | SH | SOLE | 0 | 0 | 4,463 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 3,897 | 157,075 | SH | SOLE | 5,000 | 0 | 152,075 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 3,893 | 64,255 | SH | SOLE | 1,000 | 0 | 63,255 | ||
PUTNAM MASTER INTER INCOME T | SH BEN INT | 746909100 | 1,123 | 229,182 | SH | SOLE | 0 | 0 | 229,182 | ||
SYMANTEC CORP | COM | 871503108 | 2,676 | 114,530 | SH | SOLE | 5,160 | 0 | 109,370 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 426 | 7,822 | SH | SOLE | 0 | 0 | 7,822 | ||
HEALTH CARE REIT INC | COM | 42217K106 | 816 | 10,545 | SH | SOLE | 0 | 0 | 10,545 | ||
FIRSTENERGY CORP | COM | 337932107 | 608 | 17,350 | SH | SOLE | 3,000 | 0 | 14,350 | ||
CONOCOPHILLIPS | COM | 20825C104 | 285 | 4,580 | SH | SOLE | 0 | 0 | 4,580 | ||
APPLE INC | COM | 037833100 | 10,594 | 85,138 | SH | SOLE | 2,100 | 0 | 83,038 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 215 | 5,119 | SH | SOLE | 0 | 0 | 5,119 | ||
APACHE CORP | COM | 037411105 | 238 | 3,943 | SH | SOLE | 0 | 0 | 3,943 | ||
DEVON ENERGY CORP NEW | COM | 25179M103 | 1,486 | 24,637 | SH | SOLE | 0 | 0 | 24,637 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 2,739 | 35,057 | SH | SOLE | 417 | 0 | 34,640 | ||
BLOCK H & R INC | COM | 093671105 | 212 | 6,615 | SH | SOLE | 0 | 0 | 6,615 | ||
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 735 | 51,044 | SH | SOLE | 5,000 | 0 | 46,044 | ||
HOLLYFRONTIER CORP | COM | 436106108 | 1,654 | 41,072 | SH | SOLE | 0 | 0 | 41,072 | ||
PAYCHEX INC | COM | 704326107 | 1,011 | 20,384 | SH | SOLE | 0 | 0 | 20,384 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 435 | 2 | SH | SOLE | 0 | 0 | 2 | ||
ANNALY CAP MGMT INC | COM | 035710409 | 1,812 | 174,200 | SH | SOLE | 12,500 | 0 | 161,700 | ||
ENBRIDGE ENERGY PARTNERS L P | COM | 29250R106 | 211 | 5,870 | SH | SOLE | 0 | 0 | 5,870 | ||
AUTOZONE INC | COM | 053332102 | 409 | 600 | SH | SOLE | 0 | 0 | 600 | ||
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 2,083 | 63,360 | SH | SOLE | 0 | 0 | 63,360 | ||
ROYCE VALUE TR INC | COM | 780910105 | 2,920 | 203,908 | SH | SOLE | 0 | 0 | 203,908 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 281 | 1,860 | SH | SOLE | 0 | 0 | 1,860 | ||
SUBURBAN PROPANE PARTNERS L | UNIT LTD PARTN | 864482104 | 259 | 6,016 | SH | SOLE | 0 | 0 | 6,016 | ||
ENERGY TRANSFER PRTNRS L P | UNIT LTD PARTN | 29273R109 | 211 | 3,782 | SH | SOLE | 0 | 0 | 3,782 | ||
TRANSAMERICA INCOME SHS INC | COM | 893506105 | 252 | 12,343 | SH | SOLE | 0 | 0 | 12,343 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 433 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
MFS MULTIMARKET INCOME TR | SH BEN INT | 552737108 | 2,068 | 325,710 | SH | SOLE | 0 | 0 | 325,710 | ||
ROWAN COMPANIES PLC | SHS CL A | G7665A101 | 460 | 25,990 | SH | SOLE | 0 | 0 | 25,990 | ||
CHURCH & DWIGHT INC | COM | 171340102 | 666 | 7,800 | SH | SOLE | 0 | 0 | 7,800 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 587 | 17,818 | SH | SOLE | 0 | 0 | 17,818 | ||
SYNAPTICS INC | COM | 87157D109 | 221 | 2,715 | SH | SOLE | 2,500 | 0 | 215 | ||
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 963 | 3,250 | SH | SOLE | 0 | 0 | 3,250 | ||
PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | 1,982 | 376,115 | SH | SOLE | 0 | 0 | 376,115 | ||
BLACKROCK FLOAT RATE OME STR | COM | 09255X100 | 884 | 63,594 | SH | SOLE | 10,000 | 0 | 53,594 | ||
GOOGLE INC | CL A | 38259P508 | 2,543 | 4,585 | SH | SOLE | 50 | 0 | 4,535 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 921 | 8,107 | SH | SOLE | 0 | 0 | 8,107 | ||
MARKEL CORP | COM | 570535104 | 516 | 671 | SH | SOLE | 0 | 0 | 671 | ||
POTASH CORP SASK INC | COM | 73755L107 | 342 | 10,609 | SH | SOLE | 0 | 0 | 10,609 | ||
LIFE TIME FITNESS INC | COM | 53217R207 | 3,302 | 46,540 | SH | SOLE | 3,500 | 0 | 43,040 | ||
INTEROIL CORP | COM | 460951106 | 369 | 8,000 | SH | SOLE | 0 | 0 | 8,000 | ||
CBS CORP NEW | CL B | 124857202 | 4,251 | 70,120 | SH | SOLE | 4,900 | 0 | 65,220 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 420 | 3,125 | SH | SOLE | 0 | 0 | 3,125 | ||
LINN ENERGY LLC | UNIT LTD LIAB | 536020100 | 111 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
NEUSTAR INC | CL A | 64126X201 | 201 | 8,150 | SH | SOLE | 0 | 0 | 8,150 | ||
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 545 | 63,624 | SH | SOLE | 0 | 0 | 63,624 | ||
NUVEEN MULTI MKT INCOME FD | COM | 67075J107 | 638 | 84,243 | SH | SOLE | 0 | 0 | 84,243 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 434 | 27,240 | SH | SOLE | 0 | 0 | 27,240 | ||
KAYNE ANDERSON MLP INVT CO | COM | 486606106 | 553 | 15,590 | SH | SOLE | 0 | 0 | 15,590 | ||
ARBOR RLTY TR INC | COM | 038923108 | 70 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
DYNEX CAP INC | COM NEW | 26817Q506 | 120 | 14,198 | SH | SOLE | 0 | 0 | 14,198 | ||
NORTHSTAR RLTY FIN CORP | COM NEW | 66704R704 | 2,091 | 115,398 | SH | SOLE | 5,000 | 0 | 110,398 | ||
TORTOISE ENERGY INFRSTRCTR C | COM | 89147L100 | 899 | 21,391 | SH | SOLE | 0 | 0 | 21,391 | ||
PROSPECT CAPITAL CORPORATION | COM | 74348T102 | 85 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
CENTRAL GOLDTRUST | TR UNIT | 153546106 | 1,129 | 28,016 | SH | SOLE | 6,000 | 0 | 22,016 | ||
MARKWEST ENERGY PARTNERS L P | UNIT LTD PARTN | 570759100 | 477 | 7,212 | SH | SOLE | 0 | 0 | 7,212 | ||
EATON VANCE TAX MNGD GBL DV | COM | 27829F108 | 228 | 23,540 | SH | SOLE | 0 | 0 | 23,540 | ||
HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | 2,928 | 135,075 | SH | SOLE | 5,500 | 0 | 129,575 | ||
HESKA CORP | COM RESTRC NEW | 42805E306 | 1,256 | 48,707 | SH | SOLE | 1,613 | 0 | 47,094 | ||
ISHARES | IBOXX HI YD ETF | 464288513 | 340 | 3,750 | SH | SOLE | 0 | 0 | 3,750 | ||
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 208 | 5,340 | SH | SOLE | 0 | 0 | 5,340 | ||
ISHARES | NAT AMT FREE BD | 464288414 | 277 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
BREITBURN ENERGY PARTNERS LP | COM UT LTD PTN | 106776107 | 71 | 12,891 | SH | SOLE | 0 | 0 | 12,891 | ||
TEEKAY OFFSHORE PARTNERS L P | PARTNERSHIP UN | Y8565J101 | 1,019 | 48,253 | SH | SOLE | 0 | 0 | 48,253 | ||
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 1,126 | 104,087 | SH | SOLE | 0 | 0 | 104,087 | ||
PENNANTPARK INVT CORP | COM | 708062104 | 2,090 | 230,964 | SH | SOLE | 5,000 | 0 | 225,964 | ||
SPDR INDEX SHS FDS | S&P INTL ETF | 78463X772 | 2,540 | 60,601 | SH | SOLE | 1,800 | 0 | 58,801 | ||
GUGGENHEIM STRATEGIC OPP FD | COM SBI | 40167F101 | 393 | 18,410 | SH | SOLE | 0 | 0 | 18,410 | ||
LORILLARD INC | COM | 544147101 | 374 | 5,730 | SH | SOLE | 0 | 0 | 5,730 | ||
BARCLAYS BANK PLC | SP ADR 7.1%PF3 | 06739H776 | 726 | 28,095 | SH | SOLE | 3,000 | 0 | 25,095 | ||
AMERICAN CAPITAL AGENCY CORP | COM | 02503X105 | 3,924 | 183,988 | SH | SOLE | 5,000 | 0 | 178,988 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 249 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
BLACKSTONE GSO FLTING RTE FU | COM | 09256U105 | 844 | 48,900 | SH | SOLE | 0 | 0 | 48,900 | ||
SPROTT PHYSICAL SILVER TR | TR UNIT | 85207K107 | 701 | 108,305 | SH | SOLE | 0 | 0 | 108,305 | ||
GENERAL MTRS CO | COM | 37045V100 | 4,134 | 110,246 | SH | SOLE | 0 | 0 | 110,246 | ||
STAG INDL INC | COM | 85254J102 | 1,395 | 59,323 | SH | SOLE | 0 | 0 | 59,323 | ||
FIRST TR ENERGY INFRASTRCTR | COM | 33738C103 | 937 | 41,101 | SH | SOLE | 0 | 0 | 41,101 | ||
UBIQUITI NETWORKS INC | COM | 90347A100 | 463 | 15,676 | SH | SOLE | 4,701 | 0 | 10,975 | ||
RENTECH NITROGEN PARTNERS L | COM UNIT | 760113100 | 410 | 27,204 | SH | SOLE | 0 | 0 | 27,204 | ||
MANNING & NAPIER INC | CL A | 56382Q102 | 1,677 | 128,936 | SH | SOLE | 5,000 | 0 | 123,936 | ||
OAKTREE CAP GROUP LLC | UNIT CL A | 674001201 | 4,699 | 90,963 | SH | SOLE | 5,021 | 0 | 85,942 | ||
FACEBOOK INC | CL A | 30303M102 | 3,094 | 37,633 | SH | SOLE | 2,000 | 0 | 35,633 | ||
ZOETIS INC | CL A | 98978V103 | 785 | 16,964 | SH | SOLE | 0 | 0 | 16,964 | ||
FIRST TR INTER DUR PFD & IN | COM | 33718W103 | 4,539 | 202,107 | SH | SOLE | 6,000 | 0 | 196,107 | ||
CANCER GENETICS INC | COM | 13739U104 | 445 | 56,950 | SH | SOLE | 3,000 | 0 | 53,950 | ||
POTBELLY CORP | COM | 73754Y100 | 440 | 32,081 | SH | SOLE | 8,100 | 0 | 23,981 | ||
ROYCE GLOBAL VALUE TR INC | COM | 78081T104 | 222 | 27,516 | SH | SOLE | 0 | 0 | 27,516 | ||
GOOGLE INC | CL C | 38259P706 | 1,489 | 2,718 | SH | SOLE | 150 | 0 | 2,568 | ||
DIVERSIFIED REAL ASSET INC F | COM SHS | 25533B108 | 1,517 | 83,801 | SH | SOLE | 0 | 0 | 83,801 | ||
BIOCEPT INC | COM | 09072V105 | 53 | 23,750 | SH | SOLE | 15,000 | 0 | 8,750 | ||
ARVINMERITOR INC | FRNT 4.000% 2/1 | 043353AH4 | 88 | 85,000 | PRN | SOLE | 0 | 0 | 85,000 | ||
AVATAR HLDGS INC | NOTE 7.500% 2/1 | 053494AG5 | 35 | 35,000 | PRN | SOLE | 0 | 0 | 35,000 | ||
PEAK RESORTS INC | COM | 70469L100 | 2,092 | 339,665 | SH | SOLE | 0 | 0 | 339,665 |