The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 325 | 3,154 | SH | SOLE | 0 | 0 | 3,154 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 4,492 | 21,824 | SH | SOLE | 0 | 0 | 21,824 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 528 | 7,932 | SH | SOLE | 0 | 0 | 7,932 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,307 | 9,605 | SH | SOLE | 0 | 0 | 9,605 | ||
ALCOA INC | COM | 013817101 | 617 | 55,367 | SH | SOLE | 0 | 0 | 55,367 | ||
E M C CORP MASS | COM | 268648102 | 321 | 12,172 | SH | SOLE | 0 | 0 | 12,172 | ||
BOEING CO | COM | 097023105 | 3,437 | 24,779 | SH | SOLE | 0 | 0 | 24,779 | ||
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 2,631 | 44,516 | SH | SOLE | 3,000 | 0 | 41,516 | ||
BP PLC | SPONSORED ADR | 055622104 | 307 | 7,682 | SH | SOLE | 0 | 0 | 7,682 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 3,619 | 86,880 | SH | SOLE | 5,000 | 0 | 81,880 | ||
INTEL CORP | COM | 458140100 | 767 | 25,226 | SH | SOLE | 0 | 0 | 25,226 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 239 | 2,600 | SH | SOLE | 0 | 0 | 2,600 | ||
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 682 | 10,665 | SH | SOLE | 1,450 | 0 | 9,215 | ||
QUALCOMM INC | COM | 747525103 | 3,121 | 49,837 | SH | SOLE | 4,000 | 0 | 45,837 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 585 | 5,123 | SH | SOLE | 0 | 0 | 5,123 | ||
US BANCORP DEL | COM NEW | 902973304 | 208 | 4,800 | SH | SOLE | 0 | 0 | 4,800 | ||
JOHNSON & JOHNSON | COM | 478160104 | 327 | 3,357 | SH | SOLE | 0 | 0 | 3,357 | ||
PFIZER INC | COM | 717081103 | 3,316 | 98,904 | SH | SOLE | 0 | 0 | 98,904 | ||
KROGER CO | COM | 501044101 | 1,114 | 15,362 | SH | SOLE | 0 | 0 | 15,362 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 300 | 4,732 | SH | SOLE | 0 | 0 | 4,732 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,176 | 12,195 | SH | SOLE | 0 | 0 | 12,195 | ||
MICROSOFT CORP | COM | 594918104 | 4,744 | 107,444 | SH | SOLE | 6,000 | 0 | 101,444 | ||
VODAFONE GROUP PLC NEW | SPNSR ADR NO PAR | 92857W308 | 3,029 | 83,089 | SH | SOLE | 3,609 | 0 | 79,480 | ||
AT&T INC | COM | 00206R102 | 6,253 | 176,028 | SH | SOLE | 9,200 | 0 | 166,828 | ||
CITIGROUP INC | COM NEW | 172967424 | 2,605 | 47,153 | SH | SOLE | 50 | 0 | 47,103 | ||
CA INC | COM | 12673P105 | 3,989 | 136,205 | SH | SOLE | 3,000 | 0 | 133,205 | ||
CISCO SYS INC | COM | 17275R102 | 3,053 | 111,171 | SH | SOLE | 5,500 | 0 | 105,671 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,907 | 11,721 | SH | SOLE | 0 | 0 | 11,721 | ||
COCA COLA CO | COM | 191216100 | 2,581 | 65,789 | SH | SOLE | 3,000 | 0 | 62,789 | ||
PEPSICO INC | COM | 713448108 | 253 | 2,710 | SH | SOLE | 0 | 0 | 2,710 | ||
STRYKER CORP | COM | 863667101 | 1,064 | 11,136 | SH | SOLE | 0 | 0 | 11,136 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 5,484 | 117,668 | SH | SOLE | 7,000 | 0 | 110,668 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 268 | 3,635 | SH | SOLE | 0 | 0 | 3,635 | ||
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 919 | 12,227 | SH | SOLE | 0 | 0 | 12,227 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 250 | 10,267 | SH | SOLE | 0 | 0 | 10,267 | ||
BANK AMER CORP | COM | 060505104 | 353 | 20,766 | SH | SOLE | 10,200 | 0 | 10,566 | ||
EXXON MOBIL CORP | COM | 30231G102 | 574 | 6,895 | SH | SOLE | 0 | 0 | 6,895 | ||
WAL-MART STORES INC | COM | 931142103 | 523 | 7,374 | SH | SOLE | 0 | 0 | 7,374 | ||
CVS HEALTH CORP | COM | 126650100 | 1,274 | 12,147 | SH | SOLE | 0 | 0 | 12,147 | ||
SCHLUMBERGER LTD | COM | 806857108 | 500 | 5,801 | SH | SOLE | 0 | 0 | 5,801 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 1,300 | 16,618 | SH | SOLE | 0 | 0 | 16,618 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 3,910 | 147,167 | SH | SOLE | 2,500 | 0 | 144,667 | ||
MCDONALDS CORP | COM | 580135101 | 246 | 2,591 | SH | SOLE | 0 | 0 | 2,591 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 2,269 | 33,492 | SH | SOLE | 0 | 0 | 33,492 | ||
PUTNAM MASTER INTER INCOME T | SH BEN INT | 746909100 | 1,050 | 222,484 | SH | SOLE | 0 | 0 | 222,484 | ||
SYMANTEC CORP | COM | 871503108 | 2,450 | 105,387 | SH | SOLE | 5,160 | 0 | 100,227 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 499 | 8,864 | SH | SOLE | 0 | 0 | 8,864 | ||
CORNING INC | COM | 219350105 | 292 | 14,800 | SH | SOLE | 3,000 | 0 | 11,800 | ||
SOUTHWEST AIRLS CO | COM | 844741108 | 360 | 10,870 | SH | SOLE | 3,000 | 0 | 7,870 | ||
PENNEY J C INC | COM | 708160106 | 88 | 10,400 | SH | SOLE | 0 | 0 | 10,400 | ||
HEALTH CARE REIT INC | COM | 42217K106 | 575 | 8,765 | SH | SOLE | 0 | 0 | 8,765 | ||
FIRSTENERGY CORP | COM | 337932107 | 450 | 13,820 | SH | SOLE | 0 | 0 | 13,820 | ||
CONOCOPHILLIPS | COM | 20825C104 | 306 | 4,980 | SH | SOLE | 0 | 0 | 4,980 | ||
APPLE INC | COM | 037833100 | 11,478 | 91,515 | SH | SOLE | 2,100 | 0 | 89,415 | ||
APACHE CORP | COM | 037411105 | 227 | 3,943 | SH | SOLE | 0 | 0 | 3,943 | ||
DEVON ENERGY CORP NEW | COM | 25179M103 | 1,403 | 23,589 | SH | SOLE | 0 | 0 | 23,589 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 2,946 | 37,910 | SH | SOLE | 2,417 | 0 | 35,493 | ||
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 218 | 2,456 | SH | SOLE | 0 | 0 | 2,456 | ||
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 688 | 51,044 | SH | SOLE | 5,000 | 0 | 46,044 | ||
HOLLYFRONTIER CORP | COM | 436106108 | 1,693 | 39,647 | SH | SOLE | 0 | 0 | 39,647 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 410 | 2 | SH | SOLE | 0 | 0 | 2 | ||
ANNALY CAP MGMT INC | COM | 035710409 | 1,593 | 173,330 | SH | SOLE | 12,500 | 0 | 160,830 | ||
AUTOZONE INC | COM | 053332102 | 400 | 600 | SH | SOLE | 0 | 0 | 600 | ||
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 2,529 | 78,500 | SH | SOLE | 0 | 0 | 78,500 | ||
ROYCE VALUE TR INC | COM | 780910105 | 2,728 | 197,814 | SH | SOLE | 0 | 0 | 197,814 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 255 | 1,860 | SH | SOLE | 0 | 0 | 1,860 | ||
SUBURBAN PROPANE PARTNERS L | UNIT LTD PARTN | 864482104 | 280 | 7,016 | SH | SOLE | 0 | 0 | 7,016 | ||
ENERGY TRANSFER PRTNRS L P | UNIT LTD PARTN | 29273R109 | 219 | 4,193 | SH | SOLE | 0 | 0 | 4,193 | ||
TRANSAMERICA INCOME SHS INC | COM | 893506105 | 228 | 11,443 | SH | SOLE | 0 | 0 | 11,443 | ||
BHP BILLITON LTD | SPONSORED ADR | 088606108 | 796 | 19,550 | SH | SOLE | 2,500 | 0 | 17,050 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 387 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
MFS MULTIMARKET INCOME TR | SH BEN INT | 552737108 | 1,897 | 312,535 | SH | SOLE | 0 | 0 | 312,535 | ||
UNITED RENTALS INC | COM | 911363109 | 263 | 3,000 | SH | SOLE | 2,000 | 0 | 1,000 | ||
ROWAN COMPANIES PLC | SHS CL A | G7665A101 | 537 | 25,440 | SH | SOLE | 0 | 0 | 25,440 | ||
LEUCADIA NATL CORP | COM | 527288104 | 2,139 | 88,093 | SH | SOLE | 4,210 | 0 | 83,883 | ||
CHURCH & DWIGHT INC | COM | 171340102 | 633 | 7,800 | SH | SOLE | 0 | 0 | 7,800 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 533 | 17,818 | SH | SOLE | 0 | 0 | 17,818 | ||
SYNAPTICS INC | COM | 87157D109 | 311 | 3,580 | SH | SOLE | 2,500 | 0 | 1,080 | ||
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 949 | 3,250 | SH | SOLE | 0 | 0 | 3,250 | ||
PRECISION DRILLING CORP | COM 2010 | 74022D308 | 74 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | 1,886 | 369,715 | SH | SOLE | 0 | 0 | 369,715 | ||
BLACKROCK FLOAT RATE OME STR | COM | 09255X100 | 833 | 61,594 | SH | SOLE | 10,000 | 0 | 51,594 | ||
GOOGLE INC | CL A | 38259P508 | 2,362 | 4,373 | SH | SOLE | 50 | 0 | 4,323 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 936 | 8,327 | SH | SOLE | 0 | 0 | 8,327 | ||
MARKEL CORP | COM | 570535104 | 217 | 271 | SH | SOLE | 0 | 0 | 271 | ||
GENWORTH FINL INC | COM CL A | 37247D106 | 379 | 50,131 | SH | SOLE | 10,000 | 0 | 40,131 | ||
POTASH CORP SASK INC | COM | 73755L107 | 1,072 | 34,609 | SH | SOLE | 0 | 0 | 34,609 | ||
INTEROIL CORP | COM | 460951106 | 361 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | ||
CBS CORP NEW | CL B | 124857202 | 3,773 | 67,987 | SH | SOLE | 4,900 | 0 | 63,087 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 406 | 3,125 | SH | SOLE | 0 | 0 | 3,125 | ||
DRYSHIPS INC | SHS | Y2109Q101 | 7 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
NEUSTAR INC | CL A | 64126X201 | 238 | 8,150 | SH | SOLE | 0 | 0 | 8,150 | ||
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 542 | 64,212 | SH | SOLE | 0 | 0 | 64,212 | ||
NUVEEN MULTI MKT INCOME FD | COM | 67075J107 | 609 | 84,509 | SH | SOLE | 0 | 0 | 84,509 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 411 | 27,340 | SH | SOLE | 0 | 0 | 27,340 | ||
KAYNE ANDERSON MLP INVT CO | COM | 486606106 | 478 | 15,590 | SH | SOLE | 0 | 0 | 15,590 | ||
ARBOR RLTY TR INC | COM | 038923108 | 68 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
DYNEX CAP INC | COM NEW | 26817Q506 | 131 | 17,234 | SH | SOLE | 0 | 0 | 17,234 | ||
NORTHSTAR RLTY FIN CORP | COM NEW | 66704R704 | 2,048 | 128,805 | SH | SOLE | 5,000 | 0 | 123,805 | ||
TORTOISE ENERGY INFRSTRCTR C | COM | 89147L100 | 790 | 21,391 | SH | SOLE | 0 | 0 | 21,391 | ||
CENTRAL GOLDTRUST | TR UNIT | 153546106 | 999 | 24,326 | SH | SOLE | 6,000 | 0 | 18,326 | ||
MARKWEST ENERGY PARTNERS L P | UNIT LTD PARTN | 570759100 | 407 | 7,212 | SH | SOLE | 0 | 0 | 7,212 | ||
EATON VANCE TAX MNGD GBL DV | COM | 27829F108 | 228 | 23,540 | SH | SOLE | 0 | 0 | 23,540 | ||
HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | 2,301 | 127,005 | SH | SOLE | 7,500 | 0 | 119,505 | ||
ISHARES | IBOXX HI YD ETF | 464288513 | 309 | 3,485 | SH | SOLE | 0 | 0 | 3,485 | ||
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 218 | 5,340 | SH | SOLE | 0 | 0 | 5,340 | ||
ISHARES | NAT AMT FREE BD | 464288414 | 271 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
BREITBURN ENERGY PARTNERS LP | COM UT LTD PTN | 106776107 | 66 | 13,891 | SH | SOLE | 0 | 0 | 13,891 | ||
TEEKAY OFFSHORE PARTNERS L P | PARTNERSHIP UN | Y8565J101 | 959 | 47,403 | SH | SOLE | 0 | 0 | 47,403 | ||
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 1,099 | 101,687 | SH | SOLE | 0 | 0 | 101,687 | ||
PENNANTPARK INVT CORP | COM | 708062104 | 2,025 | 230,595 | SH | SOLE | 5,000 | 0 | 225,595 | ||
SPDR INDEX SHS FDS | S&P INTL ETF | 78463X772 | 2,263 | 54,566 | SH | SOLE | 0 | 0 | 54,566 | ||
GUGGENHEIM STRATEGIC OPP FD | COM SBI | 40167F101 | 367 | 18,410 | SH | SOLE | 0 | 0 | 18,410 | ||
BARCLAYS BANK PLC | SP ADR 7.1%PF3 | 06739H776 | 743 | 28,595 | SH | SOLE | 3,000 | 0 | 25,595 | ||
AMERICAN CAPITAL AGENCY CORP | COM | 02503X105 | 3,300 | 179,648 | SH | SOLE | 5,000 | 0 | 174,648 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 233 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
BLACKSTONE GSO FLTING RTE FU | COM | 09256U105 | 805 | 46,900 | SH | SOLE | 0 | 0 | 46,900 | ||
SPROTT PHYSICAL SILVER TR | TR UNIT | 85207K107 | 663 | 107,430 | SH | SOLE | 0 | 0 | 107,430 | ||
GENERAL MTRS CO | COM | 37045V100 | 3,742 | 112,264 | SH | SOLE | 0 | 0 | 112,264 | ||
STAG INDL INC | COM | 85254J102 | 1,744 | 87,203 | SH | SOLE | 5,000 | 0 | 82,203 | ||
FIRST TR ENERGY INFRASTRCTR | COM | 33738C103 | 846 | 41,051 | SH | SOLE | 0 | 0 | 41,051 | ||
RENTECH NITROGEN PARTNERS L | COM UNIT | 760113100 | 375 | 26,204 | SH | SOLE | 0 | 0 | 26,204 | ||
MANNING & NAPIER INC | CL A | 56382Q102 | 1,290 | 129,426 | SH | SOLE | 5,000 | 0 | 124,426 | ||
OAKTREE CAP GROUP LLC | UNIT CL A | 674001201 | 4,621 | 86,897 | SH | SOLE | 5,021 | 0 | 81,876 | ||
FACEBOOK INC | CL A | 30303M102 | 2,894 | 33,748 | SH | SOLE | 2,000 | 0 | 31,748 | ||
ZOETIS INC | CL A | 98978V103 | 628 | 13,017 | SH | SOLE | 0 | 0 | 13,017 | ||
FIRST TR INTER DUR PFD & IN | COM | 33718W103 | 5,027 | 233,357 | SH | SOLE | 6,000 | 0 | 227,357 | ||
CANCER GENETICS INC | COM | 13739U104 | 239 | 20,290 | SH | SOLE | 0 | 0 | 20,290 | ||
POTBELLY CORP | COM | 73754Y100 | 299 | 24,420 | SH | SOLE | 8,100 | 0 | 16,320 | ||
ROYCE GLOBAL VALUE TR INC | COM | 78081T104 | 222 | 26,667 | SH | SOLE | 0 | 0 | 26,667 | ||
TWITTER INC | COM | 90184L102 | 553 | 15,261 | SH | SOLE | 3,500 | 0 | 11,761 | ||
GOOGLE INC | CL C | 38259P706 | 1,350 | 2,594 | SH | SOLE | 150 | 0 | 2,444 | ||
TARGET CORP | COM | 87612E106 | 444 | 20,000 | SH | Call | SOLE | 0 | 0 | 20,000 | |
DIVERSIFIED REAL ASSET INC F | COM SHS | 25533B108 | 1,573 | 89,698 | SH | SOLE | 0 | 0 | 89,698 | ||
BIOCEPT INC | COM | 09072V105 | 50 | 19,750 | SH | SOLE | 11,000 | 0 | 8,750 | ||
ARVINMERITOR INC | FRNT 4.000% 2/1 | 043353AH4 | 87 | 85,000 | PRN | SOLE | 0 | 0 | 85,000 | ||
AVATAR HLDGS INC | NOTE 7.500% 2/1 | 053494AG5 | 35 | 35,000 | PRN | SOLE | 0 | 0 | 35,000 | ||
PEAK RESORTS INC | COM | 70469L100 | 2,340 | 326,781 | SH | SOLE | 0 | 0 | 326,781 | ||
MGM RESORTS INTERNATIONAL | COM | 552953101 | 3 | 10,000 | SH | Call | SOLE | 0 | 0 | 10,000 | |
COCA COLA CO | COM | 191216100 | 1 | 10,000 | SH | Call | SOLE | 3,000 | 0 | 7,000 | |
GENERAL ELECTRIC CO | COM | 369604103 | 4 | 15,000 | SH | Call | SOLE | 2,500 | 0 | 12,500 | |
COCA COLA CO | COM | 191216100 | 5 | 20,000 | SH | Call | SOLE | 3,000 | 0 | 17,000 | |
MGM RESORTS INTERNATIONAL | COM | 552953101 | 0 | 10,000 | SH | Call | SOLE | 0 | 0 | 10,000 | |
MONSTER WORLDWIDE INC | COM | 611742107 | 3 | 10,000 | SH | Call | SOLE | 0 | 0 | 10,000 | |
BANCO SANTANDER SA | ADR | 05964H105 | 3 | 10,000 | SH | Call | SOLE | 0 | 0 | 10,000 | |
TARGET CORP | COM | 87612E106 | 85 | 20,000 | SH | Put | SOLE | 0 | 0 | 20,000 |