The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 4,547 | 23,728 | SH | SOLE | 0 | 0 | 23,728 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 384 | 6,485 | SH | SOLE | 0 | 0 | 6,485 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,252 | 9,605 | SH | SOLE | 0 | 0 | 9,605 | ||
ALCOA INC | COM | 013817101 | 507 | 52,527 | SH | SOLE | 0 | 0 | 52,527 | ||
E M C CORP MASS | COM | 268648102 | 415 | 17,172 | SH | SOLE | 0 | 0 | 17,172 | ||
BOEING CO | COM | 097023105 | 3,082 | 23,539 | SH | SOLE | 0 | 0 | 23,539 | ||
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 709 | 12,550 | SH | SOLE | 0 | 0 | 12,550 | ||
BP PLC | SPONSORED ADR | 055622104 | 218 | 7,132 | SH | SOLE | 0 | 0 | 7,132 | ||
FEDEX CORP | COM | 31428X106 | 352 | 2,444 | SH | SOLE | 0 | 0 | 2,444 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 3,553 | 92,399 | SH | SOLE | 0 | 0 | 92,399 | ||
INTEL CORP | COM | 458140100 | 766 | 25,428 | SH | SOLE | 0 | 0 | 25,428 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 214 | 2,600 | SH | SOLE | 0 | 0 | 2,600 | ||
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 1,907 | 39,556 | SH | SOLE | 0 | 0 | 39,556 | ||
QUALCOMM INC | COM | 747525103 | 2,814 | 52,377 | SH | SOLE | 4,000 | 0 | 48,377 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 488 | 4,772 | SH | SOLE | 0 | 0 | 4,772 | ||
US BANCORP DEL | COM NEW | 902973304 | 238 | 5,800 | SH | SOLE | 0 | 0 | 5,800 | ||
JOHNSON & JOHNSON | COM | 478160104 | 313 | 3,357 | SH | SOLE | 0 | 0 | 3,357 | ||
PFIZER INC | COM | 717081103 | 2,728 | 86,855 | SH | SOLE | 0 | 0 | 86,855 | ||
KROGER CO | COM | 501044101 | 1,108 | 30,724 | SH | SOLE | 0 | 0 | 30,724 | ||
CHEVRON CORP NEW | COM | 166764100 | 962 | 12,195 | SH | SOLE | 0 | 0 | 12,195 | ||
MICROSOFT CORP | COM | 594918104 | 4,793 | 108,281 | SH | SOLE | 7,210 | 0 | 101,071 | ||
VODAFONE GROUP PLC NEW | SPNSR ADR NO PAR | 92857W308 | 2,453 | 77,273 | SH | SOLE | 0 | 0 | 77,273 | ||
AT&T INC | COM | 00206R102 | 5,725 | 175,735 | SH | SOLE | 7,500 | 0 | 168,235 | ||
CITIGROUP INC | COM NEW | 172967424 | 2,155 | 43,433 | SH | SOLE | 0 | 0 | 43,433 | ||
CA INC | COM | 12673P105 | 3,528 | 129,245 | SH | SOLE | 0 | 0 | 129,245 | ||
CISCO SYS INC | COM | 17275R102 | 2,658 | 101,248 | SH | SOLE | 0 | 0 | 101,248 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,720 | 11,863 | SH | SOLE | 0 | 0 | 11,863 | ||
COCA COLA CO | COM | 191216100 | 2,595 | 64,686 | SH | SOLE | 0 | 0 | 64,686 | ||
PEPSICO INC | COM | 713448108 | 208 | 2,208 | SH | SOLE | 0 | 0 | 2,208 | ||
STRYKER CORP | COM | 863667101 | 643 | 6,833 | SH | SOLE | 0 | 0 | 6,833 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 5,687 | 130,705 | SH | SOLE | 0 | 0 | 130,705 | ||
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 717 | 11,713 | SH | SOLE | 0 | 0 | 11,713 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 204 | 9,000 | SH | SOLE | 0 | 0 | 9,000 | ||
BANK AMER CORP | COM | 060505104 | 250 | 16,046 | SH | SOLE | 0 | 0 | 16,046 | ||
EXXON MOBIL CORP | COM | 30231G102 | 490 | 6,595 | SH | SOLE | 0 | 0 | 6,595 | ||
WAL-MART STORES INC | COM | 931142103 | 478 | 7,374 | SH | SOLE | 0 | 0 | 7,374 | ||
CVS HEALTH CORP | COM | 126650100 | 600 | 6,224 | SH | SOLE | 0 | 0 | 6,224 | ||
SCHLUMBERGER LTD | COM | 806857108 | 393 | 5,701 | SH | SOLE | 0 | 0 | 5,701 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 1,091 | 15,159 | SH | SOLE | 0 | 0 | 15,159 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 3,418 | 135,525 | SH | SOLE | 0 | 0 | 135,525 | ||
MCDONALDS CORP | COM | 580135101 | 255 | 2,589 | SH | SOLE | 0 | 0 | 2,589 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 2,169 | 35,568 | SH | SOLE | 0 | 0 | 35,568 | ||
MATTEL INC | COM | 577081102 | 1,872 | 88,900 | SH | SOLE | 0 | 0 | 88,900 | ||
PUTNAM MASTER INTER INCOME T | SH BEN INT | 746909100 | 896 | 198,585 | SH | SOLE | 0 | 0 | 198,585 | ||
SYMANTEC CORP | COM | 871503108 | 2,030 | 104,286 | SH | SOLE | 5,160 | 0 | 99,126 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 455 | 8,864 | SH | SOLE | 0 | 0 | 8,864 | ||
CORNING INC | COM | 219350105 | 243 | 14,200 | SH | SOLE | 3,000 | 0 | 11,200 | ||
WELLTOWER INC | COM | 95040Q104 | 596 | 8,795 | SH | SOLE | 700 | 0 | 8,095 | ||
FIRSTENERGY CORP | COM | 337932107 | 413 | 13,200 | SH | SOLE | 0 | 0 | 13,200 | ||
CONOCOPHILLIPS | COM | 20825C104 | 239 | 4,980 | SH | SOLE | 0 | 0 | 4,980 | ||
APPLE INC | COM | 037833100 | 10,042 | 91,046 | SH | SOLE | 1,870 | 0 | 89,176 | ||
DEVON ENERGY CORP NEW | COM | 25179M103 | 846 | 22,810 | SH | SOLE | 0 | 0 | 22,810 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 2,538 | 34,243 | SH | SOLE | 0 | 0 | 34,243 | ||
BLOCK H & R INC | COM | 093671105 | 1,129 | 31,181 | SH | SOLE | 0 | 0 | 31,181 | ||
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 635 | 50,044 | SH | SOLE | 0 | 0 | 50,044 | ||
VECTOR GROUP LTD | COM | 92240M108 | 432 | 19,107 | SH | SOLE | 1,000 | 0 | 18,107 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 390 | 2 | SH | SOLE | 0 | 0 | 2 | ||
ANNALY CAP MGMT INC | COM | 035710409 | 1,653 | 167,460 | SH | SOLE | 0 | 0 | 167,460 | ||
AUTOZONE INC | COM | 053332102 | 434 | 600 | SH | SOLE | 0 | 0 | 600 | ||
ROYCE VALUE TR INC | COM | 780910105 | 1,965 | 170,887 | SH | SOLE | 0 | 0 | 170,887 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 237 | 1,860 | SH | SOLE | 0 | 0 | 1,860 | ||
CONSOLIDATED EDISON INC | COM | 209115104 | 203 | 3,036 | SH | SOLE | 0 | 0 | 3,036 | ||
SYNGENTA AG | SPONSORED ADR | 87160A100 | 472 | 7,400 | SH | SOLE | 2,500 | 0 | 4,900 | ||
BHP BILLITON LTD | SPONSORED ADR | 088606108 | 283 | 8,965 | SH | SOLE | 0 | 0 | 8,965 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 398 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
MFS MULTIMARKET INCOME TR | SH BEN INT | 552737108 | 1,610 | 287,990 | SH | SOLE | 0 | 0 | 287,990 | ||
ROWAN COMPANIES PLC | SHS CL A | G7665A101 | 387 | 23,940 | SH | SOLE | 0 | 0 | 23,940 | ||
LEUCADIA NATL CORP | COM | 527288104 | 1,867 | 92,175 | SH | SOLE | 0 | 0 | 92,175 | ||
CHURCH & DWIGHT INC | COM | 171340102 | 654 | 7,800 | SH | SOLE | 0 | 0 | 7,800 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 444 | 17,818 | SH | SOLE | 0 | 0 | 17,818 | ||
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 842 | 3,250 | SH | SOLE | 0 | 0 | 3,250 | ||
PRECISION DRILLING CORP | COM 2010 | 74022D308 | 41 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | 1,792 | 366,388 | SH | SOLE | 0 | 0 | 366,388 | ||
BLACKROCK FLOAT RATE OME STR | COM | 09255X100 | 836 | 64,594 | SH | SOLE | 0 | 0 | 64,594 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 817 | 7,641 | SH | SOLE | 0 | 0 | 7,641 | ||
NUVEEN DIVID ADVANTAGE MUN I | COM | 67071L106 | 139 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
POTASH CORP SASK INC | COM | 73755L107 | 615 | 29,919 | SH | SOLE | 0 | 0 | 29,919 | ||
INTEROIL CORP | COM | 460951106 | 202 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | ||
CBS CORP NEW | CL B | 124857202 | 2,575 | 64,543 | SH | SOLE | 0 | 0 | 64,543 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 382 | 3,125 | SH | SOLE | 0 | 0 | 3,125 | ||
DRYSHIPS INC | SHS | Y2109Q101 | 2 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
NEUSTAR INC | CL A | 64126X201 | 222 | 8,150 | SH | SOLE | 0 | 0 | 8,150 | ||
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 289 | 38,744 | SH | SOLE | 0 | 0 | 38,744 | ||
NUVEEN MULTI MKT INCOME FD | COM | 67075J107 | 558 | 80,276 | SH | SOLE | 0 | 0 | 80,276 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 361 | 26,020 | SH | SOLE | 0 | 0 | 26,020 | ||
KAYNE ANDERSON MLP INVT CO | COM | 486606106 | 361 | 15,590 | SH | SOLE | 0 | 0 | 15,590 | ||
NUVEEN DIV ADVANTAGE MUN FD | COM | 67070F100 | 183 | 13,406 | SH | SOLE | 0 | 0 | 13,406 | ||
ARBOR RLTY TR INC | COM | 038923108 | 64 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
DYNEX CAP INC | COM NEW | 26817Q506 | 113 | 17,275 | SH | SOLE | 0 | 0 | 17,275 | ||
TORTOISE ENERGY INFRSTRCTR C | COM | 89147L100 | 577 | 21,279 | SH | SOLE | 0 | 0 | 21,279 | ||
MARKWEST ENERGY PARTNERS L P | UNIT LTD PARTN | 570759100 | 309 | 7,212 | SH | SOLE | 0 | 0 | 7,212 | ||
EATON VANCE TAX MNGD GBL DV | COM | 27829F108 | 178 | 21,400 | SH | SOLE | 0 | 0 | 21,400 | ||
HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | 2,452 | 146,583 | SH | SOLE | 0 | 0 | 146,583 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 290 | 3,485 | SH | SOLE | 0 | 0 | 3,485 | ||
BROADWIND ENERGY INC | COM NEW | 11161T207 | 40 | 19,386 | SH | SOLE | 19,386 | 0 | 0 | ||
ISHARES TR | NAT AMT FREE BD | 464288414 | 274 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
BREITBURN ENERGY PARTNERS LP | COM UT LTD PTN | 106776107 | 21 | 10,321 | SH | SOLE | 0 | 0 | 10,321 | ||
TEEKAY OFFSHORE PARTNERS L P | PARTNERSHIP UN | Y8565J101 | 658 | 45,703 | SH | SOLE | 0 | 0 | 45,703 | ||
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 932 | 97,085 | SH | SOLE | 0 | 0 | 97,085 | ||
PENNANTPARK INVT CORP | COM | 708062104 | 1,442 | 222,874 | SH | SOLE | 0 | 0 | 222,874 | ||
SPDR INDEX SHS FDS | S&P INTL ETF | 78463X772 | 1,705 | 50,195 | SH | SOLE | 0 | 0 | 50,195 | ||
GUGGENHEIM STRATEGIC OPP FD | COM SBI | 40167F101 | 329 | 18,410 | SH | SOLE | 0 | 0 | 18,410 | ||
BARCLAYS BANK PLC | SP ADR 7.1%PF3 | 06739H776 | 689 | 26,895 | SH | SOLE | 0 | 0 | 26,895 | ||
SYSOREX GLOBAL HLDGS CORP | COM NEW | 87184N203 | 20 | 19,600 | SH | SOLE | 0 | 0 | 19,600 | ||
AMERICAN CAPITAL AGENCY CORP | COM | 02503X105 | 3,303 | 176,628 | SH | SOLE | 5,000 | 0 | 171,628 | ||
GOODRICH PETE CORP | NOTE 5.000%10/0 | 382410AC2 | 8 | 40,000 | PRN | SOLE | 0 | 0 | 40,000 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 187 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
BLACKSTONE GSO FLTING RTE FU | COM | 09256U105 | 728 | 45,900 | SH | SOLE | 0 | 0 | 45,900 | ||
SPROTT PHYSICAL SILVER TR | TR UNIT | 85207K107 | 598 | 105,430 | SH | SOLE | 0 | 0 | 105,430 | ||
GENERAL MTRS CO | COM | 37045V100 | 3,883 | 129,343 | SH | SOLE | 0 | 0 | 129,343 | ||
STAG INDL INC | COM | 85254J102 | 1,469 | 80,666 | SH | SOLE | 5,000 | 0 | 75,666 | ||
FIRST TR ENERGY INFRASTRCTR | COM | 33738C103 | 623 | 38,951 | SH | SOLE | 0 | 0 | 38,951 | ||
MANNING & NAPIER INC | CL A | 56382Q102 | 912 | 123,941 | SH | SOLE | 3,250 | 0 | 120,691 | ||
OAKTREE CAP GROUP LLC | UNIT CL A | 674001201 | 4,409 | 89,070 | SH | SOLE | 0 | 0 | 89,070 | ||
FACEBOOK INC | CL A | 30303M102 | 2,806 | 31,212 | SH | SOLE | 1,000 | 0 | 30,212 | ||
ZOETIS INC | CL A | 98978V103 | 536 | 13,017 | SH | SOLE | 0 | 0 | 13,017 | ||
FIRST TR INTER DUR PFD & IN | COM | 33718W103 | 5,624 | 262,322 | SH | SOLE | 0 | 0 | 262,322 | ||
CANCER GENETICS INC | COM | 13739U104 | 157 | 20,030 | SH | SOLE | 0 | 0 | 20,030 | ||
ROYCE GLOBAL VALUE TR INC | COM | 78081T104 | 158 | 22,522 | SH | SOLE | 0 | 0 | 22,522 | ||
TARGET CORP | COM | 87612E106 | 379 | 20,000 | SH | Call | SOLE | 0 | 0 | 20,000 | |
DIVERSIFIED REAL ASSET INC F | COM SHS | 25533B108 | 1,644 | 102,264 | SH | SOLE | 0 | 0 | 102,264 | ||
BIOCEPT INC | COM | 09072V105 | 32 | 13,750 | SH | SOLE | 8,000 | 0 | 5,750 | ||
ARVINMERITOR INC | FRNT 4.000% 2/1 | 043353AH4 | 84 | 85,000 | PRN | SOLE | 0 | 0 | 85,000 | ||
AVATAR HLDGS INC | NOTE 7.500% 2/1 | 053494AG5 | 35 | 35,000 | PRN | SOLE | 0 | 0 | 35,000 | ||
PEAK RESORTS INC | COM | 70469L100 | 2,203 | 319,798 | SH | SOLE | 0 | 0 | 319,798 | ||
MGM RESORTS INTERNATIONAL | COM | 552953101 | 3 | 10,000 | SH | Call | SOLE | 0 | 0 | 10,000 | |
COCA COLA CO | COM | 191216100 | 0 | 10,000 | SH | Call | SOLE | 0 | 0 | 10,000 | |
GENERAL ELECTRIC CO | COM | 369604103 | 1 | 15,000 | SH | Call | SOLE | 0 | 0 | 15,000 | |
COCA COLA CO | COM | 191216100 | 5 | 20,000 | SH | Call | SOLE | 0 | 0 | 20,000 | |
BANCO SANTANDER SA | ADR | 05964H105 | 1 | 10,000 | SH | Call | SOLE | 0 | 0 | 10,000 |