The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 4,504 | 20,823 | SH | SOLE | 0 | 0 | 20,823 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 346 | 6,422 | SH | SOLE | 0 | 0 | 6,422 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,699 | 11,760 | SH | SOLE | 0 | 0 | 11,760 | ||
BOEING CO | COM | 097023105 | 2,650 | 20,117 | SH | SOLE | 0 | 0 | 20,117 | ||
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 829 | 18,015 | SH | SOLE | 0 | 0 | 18,015 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 986 | 8,309 | SH | SOLE | 0 | 0 | 8,309 | ||
ABBOTT LABS | COM | 002824100 | 1,711 | 40,470 | SH | SOLE | 0 | 0 | 40,470 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 5,319 | 123,321 | SH | SOLE | 0 | 0 | 123,321 | ||
INTEL CORP | COM | 458140100 | 402 | 10,652 | SH | SOLE | 0 | 0 | 10,652 | ||
QUALCOMM INC | COM | 747525103 | 3,420 | 49,926 | SH | SOLE | 0 | 0 | 49,926 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 434 | 4,677 | SH | SOLE | 0 | 0 | 4,677 | ||
HONEYWELL INTL INC | COM | 438516106 | 208 | 1,786 | SH | SOLE | 0 | 0 | 1,786 | ||
US BANCORP DEL | COM NEW | 902973304 | 236 | 5,500 | SH | SOLE | 0 | 0 | 5,500 | ||
JOHNSON & JOHNSON | COM | 478160104 | 286 | 2,417 | SH | SOLE | 0 | 0 | 2,417 | ||
HAIN CELESTIAL GROUP INC | COM | 405217100 | 657 | 18,470 | SH | SOLE | 0 | 0 | 18,470 | ||
PFIZER INC | COM | 717081103 | 2,642 | 77,999 | SH | SOLE | 2,700 | 0 | 75,299 | ||
KROGER CO | COM | 501044101 | 912 | 30,724 | SH | SOLE | 0 | 0 | 30,724 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 237 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,287 | 12,507 | SH | SOLE | 0 | 0 | 12,507 | ||
MICROSOFT CORP | COM | 594918104 | 3,503 | 60,823 | SH | SOLE | 0 | 0 | 60,823 | ||
VODAFONE GROUP PLC NEW | SPNSR ADR | 92857W308 | 3,671 | 125,932 | SH | SOLE | 0 | 0 | 125,932 | ||
AT&T INC | COM | 00206R102 | 2,846 | 70,071 | SH | SOLE | 0 | 0 | 70,071 | ||
CITIGROUP INC | COM NEW | 172967424 | 2,022 | 42,818 | SH | SOLE | 0 | 0 | 42,818 | ||
CISCO SYS INC | COM | 17275R102 | 923 | 29,098 | SH | SOLE | 0 | 0 | 29,098 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,783 | 11,223 | SH | SOLE | 0 | 0 | 11,223 | ||
COCA COLA CO | COM | 191216100 | 2,363 | 55,830 | SH | SOLE | 0 | 0 | 55,830 | ||
PEPSICO INC | COM | 713448108 | 235 | 2,163 | SH | SOLE | 0 | 0 | 2,163 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 5,168 | 99,416 | SH | SOLE | 0 | 0 | 99,416 | ||
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 338 | 4,780 | SH | SOLE | 0 | 0 | 4,780 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 473 | 5,632 | SH | SOLE | 0 | 0 | 5,632 | ||
BANK AMER CORP | COM | 060505104 | 705 | 45,026 | SH | SOLE | 0 | 0 | 45,026 | ||
EXXON MOBIL CORP | COM | 30231G102 | 460 | 5,275 | SH | SOLE | 0 | 0 | 5,275 | ||
WAL-MART STORES INC | COM | 931142103 | 472 | 6,546 | SH | SOLE | 0 | 0 | 6,546 | ||
UNION PAC CORP | COM | 907818108 | 229 | 2,352 | SH | SOLE | 0 | 0 | 2,352 | ||
CVS HEALTH CORP | COM | 126650100 | 583 | 6,554 | SH | SOLE | 0 | 0 | 6,554 | ||
SCHLUMBERGER LTD | COM | 806857108 | 462 | 5,876 | SH | SOLE | 0 | 0 | 5,876 | ||
FLOWERS FOODS INC | COM | 343498101 | 1,541 | 101,900 | SH | SOLE | 0 | 0 | 101,900 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 916 | 10,201 | SH | SOLE | 0 | 0 | 10,201 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 1,048 | 35,374 | SH | SOLE | 0 | 0 | 35,374 | ||
GILEAD SCIENCES INC | COM | 375558103 | 2,637 | 33,324 | SH | SOLE | 3,000 | 0 | 30,324 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 2,567 | 38,542 | SH | SOLE | 0 | 0 | 38,542 | ||
PUTNAM MASTER INTER INCOME T | SH BEN INT | 746909100 | 740 | 167,485 | SH | SOLE | 0 | 0 | 167,485 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 2,243 | 50,654 | SH | SOLE | 0 | 0 | 50,654 | ||
WADDELL & REED FINL INC | CL A | 930059100 | 2,076 | 114,316 | SH | SOLE | 0 | 0 | 114,316 | ||
CONOCOPHILLIPS | COM | 20825C104 | 216 | 4,980 | SH | SOLE | 0 | 0 | 4,980 | ||
APPLE INC | COM | 037833100 | 7,502 | 66,360 | SH | SOLE | 0 | 0 | 66,360 | ||
OFFICE DEPOT INC | COM | 676220106 | 1,222 | 342,409 | SH | SOLE | 0 | 0 | 342,409 | ||
DEVON ENERGY CORP NEW | COM | 25179M103 | 275 | 6,235 | SH | SOLE | 0 | 0 | 6,235 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 1,240 | 19,368 | SH | SOLE | 0 | 0 | 19,368 | ||
BLOCK H & R INC | COM | 093671105 | 282 | 12,181 | SH | SOLE | 0 | 0 | 12,181 | ||
BARNES & NOBLE INC | COM | 067774109 | 2,329 | 206,100 | SH | SOLE | 2,000 | 0 | 204,100 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 432 | 2 | SH | SOLE | 0 | 0 | 2 | ||
ANNALY CAP MGMT INC | COM | 035710409 | 112 | 10,700 | SH | SOLE | 0 | 0 | 10,700 | ||
AUTOZONE INC | COM | 053332102 | 461 | 600 | SH | SOLE | 0 | 0 | 600 | ||
ROYCE VALUE TR INC | COM | 780910105 | 548 | 43,249 | SH | SOLE | 0 | 0 | 43,249 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 256 | 1,700 | SH | SOLE | 0 | 0 | 1,700 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 458 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
MFS MULTIMARKET INCOME TR | SH BEN INT | 552737108 | 883 | 144,940 | SH | SOLE | 0 | 0 | 144,940 | ||
LEUCADIA NATL CORP | COM | 527288104 | 1,213 | 63,725 | SH | SOLE | 0 | 0 | 63,725 | ||
CHURCH & DWIGHT INC | COM | 171340102 | 597 | 12,450 | SH | SOLE | 0 | 0 | 12,450 | ||
DEVRY ED GROUP INC | COM | 251893103 | 683 | 29,620 | SH | SOLE | 0 | 0 | 29,620 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 243 | 8,800 | SH | SOLE | 0 | 0 | 8,800 | ||
TAILORED BRANDS INC | COM | 87403A107 | 1,029 | 65,517 | SH | SOLE | 0 | 0 | 65,517 | ||
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 697 | 3,250 | SH | SOLE | 0 | 0 | 3,250 | ||
PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | 1,611 | 329,538 | SH | SOLE | 0 | 0 | 329,538 | ||
BLACKROCK FLOAT RATE OME STR | COM | 09255X100 | 274 | 19,734 | SH | SOLE | 0 | 0 | 19,734 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,381 | 1,718 | SH | SOLE | 0 | 0 | 1,718 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 996 | 7,926 | SH | SOLE | 0 | 0 | 7,926 | ||
OLIN CORP | COM PAR $1 | 680665205 | 520 | 25,360 | SH | SOLE | 0 | 0 | 25,360 | ||
NUVEEN ENHANCED AMT FREE MUN | COM | 67071L106 | 493 | 30,700 | SH | SOLE | 0 | 0 | 30,700 | ||
SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | 923 | 23,951 | SH | SOLE | 0 | 0 | 23,951 | ||
POTASH CORP SASK INC | COM | 73755L107 | 1,357 | 83,155 | SH | SOLE | 0 | 0 | 83,155 | ||
INTEROIL CORP | COM | 460951106 | 255 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
VIACOM INC NEW | CL B | 92553P201 | 2,419 | 63,491 | SH | SOLE | 0 | 0 | 63,491 | ||
CBS CORP NEW | CL B | 124857202 | 1,933 | 35,304 | SH | SOLE | 0 | 0 | 35,304 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 509 | 3,200 | SH | SOLE | 0 | 0 | 3,200 | ||
NEUSTAR INC | CL A | 64126X201 | 217 | 8,150 | SH | SOLE | 0 | 0 | 8,150 | ||
VERIFONE SYS INC | COM | 92342Y109 | 2,763 | 175,568 | SH | SOLE | 0 | 0 | 175,568 | ||
NUVEEN MULTI MKT INCOME FD | COM | 67075J107 | 457 | 60,966 | SH | SOLE | 0 | 0 | 60,966 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 1,098 | 60,330 | SH | SOLE | 0 | 0 | 60,330 | ||
KAYNE ANDERSON MLP INVT CO | COM | 486606106 | 322 | 15,590 | SH | SOLE | 0 | 0 | 15,590 | ||
TRINITY INDS INC | COM | 896522109 | 844 | 34,890 | SH | SOLE | 0 | 0 | 34,890 | ||
DHT HOLDINGS INC | SHS NEW | Y2065G121 | 1,721 | 410,687 | SH | SOLE | 0 | 0 | 410,687 | ||
DYNEX CAP INC | COM NEW | 26817Q506 | 143 | 19,303 | SH | SOLE | 0 | 0 | 19,303 | ||
NUVEEN ENHANCED MUN CREDIT O | COM SH BEN INT | 67070X101 | 1,023 | 65,013 | SH | SOLE | 0 | 0 | 65,013 | ||
NORTHSTAR RLTY FIN CORP | COM | 66704R803 | 134 | 10,150 | SH | SOLE | 0 | 0 | 10,150 | ||
TORTOISE ENERGY INFRA CORP | COM | 89147L100 | 654 | 21,279 | SH | SOLE | 0 | 0 | 21,279 | ||
LIQUIDITY SERVICES INC | COM | 53635B107 | 667 | 59,325 | SH | SOLE | 0 | 0 | 59,325 | ||
TRAVELCENTERS AMER LLC | COM | 894174101 | 2,524 | 352,452 | SH | SOLE | 0 | 0 | 352,452 | ||
EATON VANCE TAX MNGD GBL DV | COM | 27829F108 | 186 | 21,400 | SH | SOLE | 0 | 0 | 21,400 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 1,042 | 26,475 | SH | SOLE | 0 | 0 | 26,475 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 282 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 469 | 49,695 | SH | SOLE | 0 | 0 | 49,695 | ||
PENNANTPARK INVT CORP | COM | 708062104 | 1,216 | 161,710 | SH | SOLE | 0 | 0 | 161,710 | ||
OCH ZIFF CAP MGMT GROUP | CL A | 67551U105 | 228 | 52,560 | SH | SOLE | 0 | 0 | 52,560 | ||
BARCLAYS BANK PLC | SP ADR 7.1%PF3 | 06739H776 | 1,215 | 47,195 | SH | SOLE | 0 | 0 | 47,195 | ||
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 231 | 3,800 | SH | SOLE | 0 | 0 | 3,800 | ||
SPROTT PHYSICAL GOLD TRUST | UNIT | 85207H104 | 908 | 82,958 | SH | SOLE | 0 | 0 | 82,958 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 191 | 15,066 | SH | SOLE | 0 | 0 | 15,066 | ||
TOWER INTL INC | COM | 891826109 | 1,181 | 49,021 | SH | SOLE | 0 | 0 | 49,021 | ||
GENERAL MTRS CO | COM | 37045V100 | 2,822 | 88,814 | SH | SOLE | 0 | 0 | 88,814 | ||
FIRST TR ENERGY INFRASTRCTR | COM | 33738C103 | 796 | 41,478 | SH | SOLE | 0 | 0 | 41,478 | ||
MANNING & NAPIER INC | CL A | 56382Q102 | 741 | 104,480 | SH | SOLE | 0 | 0 | 104,480 | ||
OAKTREE CAP GROUP LLC | UNIT CL A | 674001201 | 2,516 | 59,336 | SH | SOLE | 0 | 0 | 59,336 | ||
FACEBOOK INC | CL A | 30303M102 | 2,841 | 22,148 | SH | SOLE | 0 | 0 | 22,148 | ||
FIRST TR INTER DUR PFD & IN | COM | 33718W103 | 2,124 | 90,996 | SH | SOLE | 0 | 0 | 90,996 | ||
ARMADA HOFFLER PPTYS INC | COM | 04208T108 | 147 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
FRANKS INTL N V | COM | N33462107 | 1,068 | 82,140 | SH | SOLE | 0 | 0 | 82,140 | ||
CANCER GENETICS INC | COM | 13739U104 | 25 | 14,370 | SH | SOLE | 5,000 | 0 | 9,370 | ||
PDL BIOPHARMA INC | NOTE 4.000% 2/0 | 69329YAF1 | 17 | 18,000 | PRN | SOLE | 0 | 0 | 18,000 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,730 | 2,226 | SH | SOLE | 0 | 0 | 2,226 | ||
DIVERSIFIED REAL ASSET INC F | COM SHS | 25533B108 | 4,600 | 266,819 | SH | SOLE | 0 | 0 | 266,819 | ||
ARVINMERITOR INC | FRNT 4.000% 2/1 | 043353AH4 | 85 | 85,000 | PRN | SOLE | 0 | 0 | 85,000 | ||
WEB COM GROUP INC | NOTE 1.000% 8/1 | 94733AAA2 | 14 | 15,000 | PRN | SOLE | 0 | 0 | 15,000 | ||
PEAK RESORTS INC | COM | 70469L100 | 1,186 | 230,331 | SH | SOLE | 0 | 0 | 230,331 | ||
GREAT AJAX CORP | COM | 38983D300 | 602 | 44,097 | SH | SOLE | 0 | 0 | 44,097 | ||
GANNETT CO INC | COM | 36473H104 | 1,391 | 119,522 | SH | SOLE | 0 | 0 | 119,522 | ||
NORTHSTAR REALTY EUROPE CORP | COM | 66706L101 | 2,005 | 183,090 | SH | SOLE | 0 | 0 | 183,090 | ||
J P MORGAN EXCHANGE TRADED F | JPMORGAN DIVER | 46641Q407 | 2,112 | 36,085 | SH | SOLE | 0 | 0 | 36,085 | ||
HERTZ GLOBAL HLDGS INC | COM | 42806J106 | 1,623 | 40,416 | SH | SOLE | 0 | 0 | 40,416 | ||
VODAFONE GROUP PLC NEW | SPNSR ADR | 92857W308 | 14 | 10,000 | SH | Call | SOLE | 0 | 0 | 10,000 |