The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 4,199 | 17,810 | SH | SOLE | 0 | 0 | 17,810 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 445 | 8,179 | SH | SOLE | 0 | 0 | 8,179 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,974 | 11,843 | SH | SOLE | 0 | 0 | 11,843 | ||
BOEING CO | COM | 097023105 | 1,920 | 10,858 | SH | SOLE | 0 | 0 | 10,858 | ||
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADR | 881624209 | 4,018 | 125,205 | SH | SOLE | 0 | 0 | 125,205 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 1,086 | 8,202 | SH | SOLE | 0 | 0 | 8,202 | ||
ABBOTT LABS | COM | 002824100 | 1,097 | 24,705 | SH | SOLE | 0 | 0 | 24,705 | ||
FEDEX CORP | COM | 31428X106 | 210 | 1,074 | SH | SOLE | 0 | 0 | 1,074 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 4,111 | 97,510 | SH | SOLE | 0 | 0 | 97,510 | ||
INTEL CORP | COM | 458140100 | 1,044 | 28,942 | SH | SOLE | 0 | 0 | 28,942 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 219 | 1,650 | SH | SOLE | 0 | 0 | 1,650 | ||
QUALCOMM INC | COM | 747525103 | 3,115 | 54,334 | SH | SOLE | 0 | 0 | 54,334 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 568 | 5,009 | SH | SOLE | 0 | 0 | 5,009 | ||
HONEYWELL INTL INC | COM | 438516106 | 204 | 1,631 | SH | SOLE | 0 | 0 | 1,631 | ||
JOHNSON & JOHNSON | COM | 478160104 | 295 | 2,368 | SH | SOLE | 0 | 0 | 2,368 | ||
HAIN CELESTIAL GROUP INC | COM | 405217100 | 671 | 18,030 | SH | SOLE | 0 | 0 | 18,030 | ||
PFIZER INC | COM | 717081103 | 1,591 | 46,519 | SH | SOLE | 0 | 0 | 46,519 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 249 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,219 | 11,350 | SH | SOLE | 0 | 0 | 11,350 | ||
MICROSOFT CORP | COM | 594918104 | 2,058 | 31,255 | SH | SOLE | 0 | 0 | 31,255 | ||
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 5,144 | 194,640 | SH | SOLE | 0 | 0 | 194,640 | ||
AT&T INC | COM | 00206R102 | 4,645 | 111,791 | SH | SOLE | 0 | 0 | 111,791 | ||
CITIGROUP INC | COM NEW | 172967424 | 2,415 | 40,375 | SH | SOLE | 0 | 0 | 40,375 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,937 | 11,122 | SH | SOLE | 0 | 0 | 11,122 | ||
COCA COLA CO | COM | 191216100 | 2,550 | 60,078 | SH | SOLE | 0 | 0 | 60,078 | ||
PEPSICO INC | COM | 713448108 | 233 | 2,082 | SH | SOLE | 0 | 0 | 2,082 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 5,641 | 115,709 | SH | SOLE | 0 | 0 | 115,709 | ||
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 309 | 4,425 | SH | SOLE | 0 | 0 | 4,425 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 507 | 5,632 | SH | SOLE | 0 | 0 | 5,632 | ||
BANK AMER CORP | COM | 060505104 | 926 | 39,243 | SH | SOLE | 0 | 0 | 39,243 | ||
EXXON MOBIL CORP | COM | 30231G102 | 582 | 7,094 | SH | SOLE | 0 | 0 | 7,094 | ||
WAL-MART STORES INC | COM | 931142103 | 475 | 6,588 | SH | SOLE | 0 | 0 | 6,588 | ||
UNION PAC CORP | COM | 907818108 | 239 | 2,252 | SH | SOLE | 0 | 0 | 2,252 | ||
CVS HEALTH CORP | COM | 126650100 | 514 | 6,554 | SH | SOLE | 0 | 0 | 6,554 | ||
SCHLUMBERGER LTD | COM | 806857108 | 398 | 5,102 | SH | SOLE | 0 | 0 | 5,102 | ||
FLOWERS FOODS INC | COM | 343498101 | 399 | 20,550 | SH | SOLE | 0 | 0 | 20,550 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,047 | 11,653 | SH | SOLE | 0 | 0 | 11,653 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 3,518 | 118,048 | SH | SOLE | 0 | 0 | 118,048 | ||
GILEAD SCIENCES INC | COM | 375558103 | 4,546 | 66,932 | SH | SOLE | 0 | 0 | 66,932 | ||
NIKE INC | CL B | 654106103 | 847 | 15,206 | SH | SOLE | 0 | 0 | 15,206 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 2,868 | 32,653 | SH | SOLE | 0 | 0 | 32,653 | ||
PUTNAM MASTER INTER INCOME T | SH BEN INT | 746909100 | 416 | 88,653 | SH | SOLE | 0 | 0 | 88,653 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 2,168 | 38,943 | SH | SOLE | 0 | 0 | 38,943 | ||
WADDELL & REED FINL INC | CL A | 930059100 | 3,678 | 216,361 | SH | SOLE | 0 | 0 | 216,361 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 230 | 1,894 | SH | SOLE | 0 | 0 | 1,894 | ||
APPLE INC | COM | 037833100 | 9,679 | 67,376 | SH | SOLE | 0 | 0 | 67,376 | ||
OMEGA HEALTHCARE INVS INC | COM | 681936100 | 679 | 20,590 | SH | SOLE | 0 | 0 | 20,590 | ||
OFFICE DEPOT INC | COM | 676220106 | 1,277 | 273,643 | SH | SOLE | 0 | 0 | 273,643 | ||
DEVON ENERGY CORP NEW | COM | 25179M103 | 260 | 6,235 | SH | SOLE | 0 | 0 | 6,235 | ||
BLOCK H & R INC | COM | 093671105 | 283 | 12,181 | SH | SOLE | 0 | 0 | 12,181 | ||
BARNES & NOBLE INC | COM | 067774109 | 239 | 25,885 | SH | SOLE | 0 | 0 | 25,885 | ||
VECTOR GROUP LTD | COM | 92240M108 | 374 | 17,980 | SH | SOLE | 0 | 0 | 17,980 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 500 | 2 | SH | SOLE | 0 | 0 | 2 | ||
GOLDCORP INC NEW | COM | 380956409 | 1,078 | 73,892 | SH | SOLE | 0 | 0 | 73,892 | ||
AUTOZONE INC | COM | 053332102 | 434 | 600 | SH | SOLE | 0 | 0 | 600 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 230 | 1,700 | SH | SOLE | 0 | 0 | 1,700 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 482 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
NEW YORK CMNTY BANCORP INC | COM | 649445103 | 2,088 | 149,470 | SH | SOLE | 0 | 0 | 149,470 | ||
CHURCH & DWIGHT INC | COM | 171340102 | 647 | 12,980 | SH | SOLE | 0 | 0 | 12,980 | ||
DEVRY ED GROUP INC | COM | 251893103 | 850 | 23,980 | SH | SOLE | 0 | 0 | 23,980 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 243 | 8,800 | SH | SOLE | 0 | 0 | 8,800 | ||
SYNAPTICS INC | COM | 87157D109 | 1,116 | 22,550 | SH | SOLE | 0 | 0 | 22,550 | ||
ENDO INTL PLC | SHS | G30401106 | 1,212 | 108,620 | SH | SOLE | 0 | 0 | 108,620 | ||
TAILORED BRANDS INC | COM | 87403A107 | 370 | 24,747 | SH | SOLE | 0 | 0 | 24,747 | ||
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 809 | 3,250 | SH | SOLE | 0 | 0 | 3,250 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,457 | 1,718 | SH | SOLE | 0 | 0 | 1,718 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 1,087 | 9,158 | SH | SOLE | 0 | 0 | 9,158 | ||
OLIN CORP | COM PAR $1 | 680665205 | 353 | 10,740 | SH | SOLE | 0 | 0 | 10,740 | ||
NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 974 | 66,590 | SH | SOLE | 0 | 0 | 66,590 | ||
POTASH CORP SASK INC | COM | 73755L107 | 1,978 | 115,799 | SH | SOLE | 0 | 0 | 115,799 | ||
GUESS INC | COM | 401617105 | 811 | 72,740 | SH | SOLE | 0 | 0 | 72,740 | ||
VIACOM INC NEW | CL B | 92553P201 | 3,843 | 82,433 | SH | SOLE | 0 | 0 | 82,433 | ||
LIBBEY INC | COM | 529898108 | 2,910 | 199,594 | SH | SOLE | 0 | 0 | 199,594 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 561 | 3,650 | SH | SOLE | 0 | 0 | 3,650 | ||
NEUSTAR INC | CL A | 64126X201 | 270 | 8,150 | SH | SOLE | 0 | 0 | 8,150 | ||
VERIFONE SYS INC | COM | 92342Y109 | 2,932 | 156,528 | SH | SOLE | 0 | 0 | 156,528 | ||
NUVEEN MULTI MKT INCOME FD | COM | 67075J107 | 174 | 23,536 | SH | SOLE | 0 | 0 | 23,536 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 930 | 53,930 | SH | SOLE | 0 | 0 | 53,930 | ||
KAYNE ANDERSON MLP INVT CO | COM | 486606106 | 327 | 15,590 | SH | SOLE | 0 | 0 | 15,590 | ||
DHT HOLDINGS INC | SHS NEW | Y2065G121 | 985 | 220,250 | SH | SOLE | 0 | 0 | 220,250 | ||
DYNEX CAP INC | COM NEW | 26817Q506 | 163 | 23,000 | SH | SOLE | 0 | 0 | 23,000 | ||
NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 | 2,620 | 182,094 | SH | SOLE | 0 | 0 | 182,094 | ||
TORTOISE ENERGY INFRA CORP | COM | 89147L100 | 742 | 21,279 | SH | SOLE | 0 | 0 | 21,279 | ||
TRAVELCENTERS AMER LLC | COM | 894174101 | 3,497 | 573,198 | SH | SOLE | 0 | 0 | 573,198 | ||
EATON VANCE TAX MNGD GBL DV | COM | 27829F108 | 182 | 21,400 | SH | SOLE | 0 | 0 | 21,400 | ||
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 237 | 7,975 | SH | SOLE | 0 | 0 | 7,975 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 272 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
LSB INDS INC | COM | 502160104 | 681 | 72,601 | SH | SOLE | 0 | 0 | 72,601 | ||
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 3,258 | 358,788 | SH | SOLE | 0 | 0 | 358,788 | ||
PENNANTPARK INVT CORP | COM | 708062104 | 1,302 | 160,010 | SH | SOLE | 0 | 0 | 160,010 | ||
OCH ZIFF CAP MGMT GROUP | CL A | 67551U105 | 915 | 404,878 | SH | SOLE | 0 | 0 | 404,878 | ||
MEDALLION FINL CORP | COM | 583928106 | 79 | 39,813 | SH | SOLE | 0 | 0 | 39,813 | ||
NEWTEK BUSINESS SVCS CORP | COM NEW | 652526203 | 549 | 32,319 | SH | SOLE | 0 | 0 | 32,319 | ||
ROSETTA STONE INC | COM | 777780107 | 688 | 70,540 | SH | SOLE | 0 | 0 | 70,540 | ||
NUVEEN ENHANCED MUN VALUE FD | COM | 67074M101 | 176 | 12,500 | SH | SOLE | 0 | 0 | 12,500 | ||
GENERAC HLDGS INC | COM | 368736104 | 1,338 | 35,900 | SH | SOLE | 0 | 0 | 35,900 | ||
SPROTT PHYSICAL GOLD TRUST | UNIT | 85207H104 | 941 | 92,084 | SH | SOLE | 0 | 0 | 92,084 | ||
JINKOSOLAR HLDG CO LTD | SPONSORED ADR | 47759T100 | 772 | 46,600 | SH | SOLE | 0 | 0 | 46,600 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 192 | 15,142 | SH | SOLE | 0 | 0 | 15,142 | ||
TOWER INTL INC | COM | 891826109 | 1,204 | 44,412 | SH | SOLE | 0 | 0 | 44,412 | ||
GENERAL MTRS CO | COM | 37045V100 | 2,084 | 58,939 | SH | SOLE | 0 | 0 | 58,939 | ||
GNC HLDGS INC | COM CL A | 36191G107 | 1,130 | 153,560 | SH | SOLE | 0 | 0 | 153,560 | ||
SUNCOKE ENERGY INC | COM | 86722A103 | 148 | 16,500 | SH | SOLE | 0 | 0 | 16,500 | ||
FIRST TR ENERGY INFRASTRCTR | COM | 33738C103 | 752 | 38,978 | SH | SOLE | 0 | 0 | 38,978 | ||
MANNING & NAPIER INC | CL A | 56382Q102 | 593 | 104,080 | SH | SOLE | 0 | 0 | 104,080 | ||
OAKTREE CAP GROUP LLC | UNIT CL A | 674001201 | 1,886 | 41,625 | SH | SOLE | 0 | 0 | 41,625 | ||
FACEBOOK INC | CL A | 30303M102 | 3,259 | 22,944 | SH | SOLE | 0 | 0 | 22,944 | ||
NEW RESIDENTIAL INVT CORP | COM NEW | 64828T201 | 272 | 16,000 | SH | SOLE | 0 | 0 | 16,000 | ||
FIRST TR INTER DUR PFD & IN | COM | 33718W103 | 3,449 | 148,427 | SH | SOLE | 0 | 0 | 148,427 | ||
FRANKS INTL N V | COM | N33462107 | 2,844 | 269,030 | SH | SOLE | 0 | 0 | 269,030 | ||
PDL BIOPHARMA INC | NOTE 4.000% 2/0 | 69329YAF1 | 18 | 18,000 | PRN | SOLE | 0 | 0 | 18,000 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,837 | 2,215 | SH | SOLE | 0 | 0 | 2,215 | ||
CITY OFFICE REIT INC | COM | 178587101 | 638 | 52,500 | SH | SOLE | 0 | 0 | 52,500 | ||
DIVERSIFIED REAL ASSET INC F | COM SHS | 25533B108 | 4,568 | 263,268 | SH | SOLE | 0 | 0 | 263,268 | ||
ARVINMERITOR INC | FRNT 4.000% 2/1 | 043353AH4 | 89 | 85,000 | PRN | SOLE | 0 | 0 | 85,000 | ||
WEB COM GROUP INC | NOTE 1.000% 8/1 | 94733AAA2 | 15 | 15,000 | PRN | SOLE | 0 | 0 | 15,000 | ||
PEAK RESORTS INC | COM | 70469L100 | 1,206 | 213,508 | SH | SOLE | 0 | 0 | 213,508 | ||
GREAT AJAX CORP | COM | 38983D300 | 734 | 56,230 | SH | SOLE | 0 | 0 | 56,230 | ||
NORTHSTAR REALTY EUROPE CORP | COM | 66706L101 | 1,536 | 132,505 | SH | SOLE | 0 | 0 | 132,505 | ||
J P MORGAN EXCHANGE TRADED F | JPMORGAN DIVER | 46641Q407 | 2,474 | 39,165 | SH | SOLE | 0 | 0 | 39,165 | ||
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 0 | 10,400 | SH | Call | SOLE | 0 | 0 | 10,400 |